This Act creates an independent Ombudsman to investigate administrative actions by public bodies, compel documents and evidence, inspect premises, and make reports and recommendations to agencies, Ministers and Parliament. It affects people or organisations aggrieved by agency decisions, agencies and contractors acting for agencies, and Parliament — strengthening oversight and accountability while relying on recommendations rather than direct enforcement.
This Act establishes an independent parliamentary ombudsman, defines the ombudsman’s functions and investigative powers, and sets out the procedures, protections and limits applying to investigations into administrative actions of public sector entities. The Act declares its objects to be to provide people with a timely, effective, independent and just way of having administrative actions of agencies investigated, and to improve the quality of decision-making and administrative practices and procedures in agencies (s 5). It implements those objects by requiring appointment of an ombudsman and authorising the ombudsman to investigate administrative actions, make recommendations, and provide advice, training and other help to agencies (s 6).
Mechanically the Act does the following, each drawn from the text:
Creates the office of the ombudsman as an officer of the Parliament (s 11), and establishes the Office of the Ombudsman to staff and support that role (s 73).
Gives the ombudsman statutory functions: to investigate administrative actions on complaint, on parliamentary reference, or on the ombudsman’s own initiative; to review and recommend improvements to practices and procedures; and to provide advice and training (s 12; s 12A for particular non-agency entities performing agency functions).
Defines the scope of “administrative action” and “agency”, and limits coverage (for example, operational actions of police officers are excluded from the definition of administrative action, s 7; agencies are departments, local governments and public authorities, s 8).
Establishes procedural rules for complaints, timeliness, preliminary inquiries and discretionary refusal to investigate (s 20; s 22; s 23).
Confers investigation powers including notices to produce documents and attend, powers to enter agency premises on reasonable notice, to take copies and extracts, and to swear witnesses (s 27-35; s 33; s 34).
Current sections
Direct links to the current provisions in Ombudsman Act 2001.
180
pt.1
Preliminary
Preliminary
pt.1-div.1
General
General
sec.1
Short title
sec.1 Short title
This Act may be cited as the Ombudsman Act 2001 .
sec.2
Commencement
sec.2 Commencement
This Act commences on a day to be fixed by proclamation.
sec.3
Definitions
sec.3 Definitions
The dictionary in schedule 3 defines terms used in this Act.
sec.4
Notes
sec.4 Notes
A note in the text of this Act is part of the Act .
sec.5
Objects of Act
sec.5 Objects of Act
The objects of this Act are—
to give people a timely, effective, independent and just way of having administrative actions of agencies investigated; and
to improve the quality of decision-making and administrative practices and procedures in agencies.
s 5 amd 2017 No. 17 s 171
(a) to give people a timely, effective, independent and just way of having administrative actions of agencies investigated; and
(b) to improve the quality of decision-making and administrative practices and procedures in agencies.
sec.6
How objects are to be achieved
sec.6 How objects are to be achieved
The objects of this Act are to be achieved by—
requiring an ombudsman to be appointed; and
authorising the ombudsman—
to investigate administrative actions of agencies; and
to make recommendations to agencies, generally or in particular cases, about ways of improving the quality of decision-making and administrative practices and procedures; and
to provide advice, training, information or other help to agencies, generally or in particular cases, about ways of improving the quality of decision-making and administrative practices and procedures.
s 6 amd 2017 No. 17 s 172
(a) requiring an ombudsman to be appointed; and
(b) authorising the ombudsman— (i) to investigate administrative actions of agencies; and (ii) to make recommendations to agencies, generally or in particular cases, about ways of improving the quality of decision-making and administrative practices and procedures; and (iii) to provide advice, training, information or other help to agencies, generally or in particular cases, about ways of improving the quality of decision-making and administrative practices and procedures.
(i) to investigate administrative actions of agencies; and
(ii) to make recommendations to agencies, generally or in particular cases, about ways of improving the quality of decision-making and administrative practices and procedures; and
(iii) to provide advice, training, information or other help to agencies, generally or in particular cases, about ways of improving the quality of decision-making and administrative practices and procedures.
(i) to investigate administrative actions of agencies; and
(ii) to make recommendations to agencies, generally or in particular cases, about ways of improving the quality of decision-making and administrative practices and procedures; and
(iii) to provide advice, training, information or other help to agencies, generally or in particular cases, about ways of improving the quality of decision-making and administrative practices and procedures.
pt.1-div.2
Key concepts
Key concepts
sec.7
Meaning of administrative action
sec.7 Meaning of administrative action
An administrative action is any action about a matter of administration, and includes—
a decision and an act; and
a failure to make a decision or do an act, including a failure to provide a written statement of reasons for a decision; and
the formulation of a proposal or intention; and
the making of a recommendation, including a recommendation made to a Minister; and
an action taken because of a recommendation made to a Minister.
However, an operational action of a police officer or an officer of the Crime and Corruption Commission is not an administrative action .
s 7 amd 2003 No. 19 s 3 sch ; 2014 No. 21 s 94 (2) sch 2
(sec.7-ssec.1) An administrative action is any action about a matter of administration, and includes— a decision and an act; and a failure to make a decision or do an act, including a failure to provide a written statement of reasons for a decision; and the formulation of a proposal or intention; and the making of a recommendation, including a recommendation made to a Minister; and an action taken because of a recommendation made to a Minister.
(sec.7-ssec.2) However, an operational action of a police officer or an officer of the Crime and Corruption Commission is not an administrative action .
(a) a decision and an act; and
(b) a failure to make a decision or do an act, including a failure to provide a written statement of reasons for a decision; and
(c) the formulation of a proposal or intention; and
(d) the making of a recommendation, including a recommendation made to a Minister; and
(e) an action taken because of a recommendation made to a Minister.
sec.8
Meaning of agency
sec.8 Meaning of agency
An agency is any of the following entities—
a department;
a local government;
a public authority.
An agency is taken to include an entity, other than an incorporated entity or an individual, established under an Act as a board, council, committee, subcommittee or other similar entity for helping, or for performing functions connected with, the agency.
An individual is not an agency under this Act only because the individual holds—
an office the duties of which are performed as duties of employment as an officer of an agency; or
an office of member of an agency; or
an office established under an Act for the purposes of an agency.
See also section 12A in relation to entities that are taken to be an agency for the exercise of the ombudsman’s functions under that section.
s 8 amd 2024 No. 3 s 48
(sec.8-ssec.1) An agency is any of the following entities— a department; a local government; a public authority.
(sec.8-ssec.2) An agency is taken to include an entity, other than an incorporated entity or an individual, established under an Act as a board, council, committee, subcommittee or other similar entity for helping, or for performing functions connected with, the agency.
(sec.8-ssec.3) An individual is not an agency under this Act only because the individual holds— an office the duties of which are performed as duties of employment as an officer of an agency; or an office of member of an agency; or an office established under an Act for the purposes of an agency. See also section 12A in relation to entities that are taken to be an agency for the exercise of the ombudsman’s functions under that section.
(a) a department;
(b) a local government;
(c) a public authority.
(a) an office the duties of which are performed as duties of employment as an officer of an agency; or
(b) an office of member of an agency; or
(c) an office established under an Act for the purposes of an agency.
sec.9
Meaning of public authority
sec.9 Meaning of public authority
A public authority is any of the following entities—
an entity, other than an individual, that is—
established for a public purpose under an Act; or
established by government for a public purpose under an Act;
an entity created by the Governor in Council or a Minister;
an entity, other than an individual, declared under a regulation to be a public authority and—
supported directly or indirectly by government funds or other help over which government is in a position to exercise control; or
established under an Act;
an individual holding an office established under an Act;
an individual holding an appointment—
made by the Governor in Council or a Minister, other than under an Act; and
declared under a regulation to be a public authority.
However, none of the following is a public authority —
a department or part of a department;
a local government or part of a local government;
a court, or the holder of a judicial office connected with a court, when acting judicially or when performing a function the court or office holder is authorised under an Act to perform;
a registry or other office of a court, or the staff of a registry or other office of a court in their official capacity, to the extent its or their functions relate to the court’s judicial functions.
The entities mentioned in subsection (2) (a) and (b) are agencies under section 8 (1) .
(sec.9-ssec.1) A public authority is any of the following entities— an entity, other than an individual, that is— established for a public purpose under an Act; or established by government for a public purpose under an Act; an entity created by the Governor in Council or a Minister; an entity, other than an individual, declared under a regulation to be a public authority and— supported directly or indirectly by government funds or other help over which government is in a position to exercise control; or established under an Act; an individual holding an office established under an Act; an individual holding an appointment— made by the Governor in Council or a Minister, other than under an Act; and declared under a regulation to be a public authority.
(sec.9-ssec.2) However, none of the following is a public authority — a department or part of a department; a local government or part of a local government; a court, or the holder of a judicial office connected with a court, when acting judicially or when performing a function the court or office holder is authorised under an Act to perform; a registry or other office of a court, or the staff of a registry or other office of a court in their official capacity, to the extent its or their functions relate to the court’s judicial functions. The entities mentioned in subsection (2) (a) and (b) are agencies under section 8 (1) .
(a) an entity, other than an individual, that is— (i) established for a public purpose under an Act; or (ii) established by government for a public purpose under an Act;
(i) established for a public purpose under an Act; or
(ii) established by government for a public purpose under an Act;
(b) an entity created by the Governor in Council or a Minister;
(c) an entity, other than an individual, declared under a regulation to be a public authority and— (i) supported directly or indirectly by government funds or other help over which government is in a position to exercise control; or (ii) established under an Act;
(i) supported directly or indirectly by government funds or other help over which government is in a position to exercise control; or
(ii) established under an Act;
(d) an individual holding an office established under an Act;
(e) an individual holding an appointment— (i) made by the Governor in Council or a Minister, other than under an Act; and (ii) declared under a regulation to be a public authority.
(i) made by the Governor in Council or a Minister, other than under an Act; and
(ii) declared under a regulation to be a public authority.
(i) established for a public purpose under an Act; or
(ii) established by government for a public purpose under an Act;
(i) supported directly or indirectly by government funds or other help over which government is in a position to exercise control; or
(ii) established under an Act;
(i) made by the Governor in Council or a Minister, other than under an Act; and
(ii) declared under a regulation to be a public authority.
(a) a department or part of a department;
(b) a local government or part of a local government;
(c) a court, or the holder of a judicial office connected with a court, when acting judicially or when performing a function the court or office holder is authorised under an Act to perform;
(d) a registry or other office of a court, or the staff of a registry or other office of a court in their official capacity, to the extent its or their functions relate to the court’s judicial functions. Note— The entities mentioned in subsection (2) (a) and (b) are agencies under section 8 (1) .
sec.10
What is included in meaning of administrative action of agency
sec.10 What is included in meaning of administrative action of agency
An administrative action of an agency includes—
an administrative action taken by, in or for the agency; and
an administrative action taken by or for an officer of the agency; and
an administrative action taken for, or in the performance of functions conferred on, an agency, by an entity that is not an agency.
(a) an administrative action taken by, in or for the agency; and
(b) an administrative action taken by or for an officer of the agency; and
(c) an administrative action taken for, or in the performance of functions conferred on, an agency, by an entity that is not an agency.
pt.2
The ombudsman
The ombudsman
sec.11
Ombudsman
sec.11 Ombudsman
There is to be an ombudsman.
The ombudsman is an officer of the Parliament.
(sec.11-ssec.1) There is to be an ombudsman.
(sec.11-ssec.2) The ombudsman is an officer of the Parliament.
sec.12
Functions of ombudsman
sec.12 Functions of ombudsman
The functions of the ombudsman are—
to investigate administrative actions of agencies—
on reference from the Assembly or a statutory committee of the Assembly; or
on complaint; or
on the ombudsman’s own initiative; and
to consider the administrative practices and procedures of an agency whose actions are being investigated and to make recommendations to the agency—
about appropriate ways of addressing the effects of inappropriate administrative actions; or
for the improvement of the practices and procedures; and
to consider the administrative practices and procedures of agencies generally, and to make recommendations or provide advice, training, information or other help to the agencies about ways of improving the quality of administrative practices and procedures; and
to provide advice, training, information or other help to agencies, in particular cases, about ways of improving the quality of administrative practices and procedures; and
the other functions conferred on the ombudsman under this or any other Act.
s 12 amd 2017 No. 17 s 173
(a) to investigate administrative actions of agencies— (i) on reference from the Assembly or a statutory committee of the Assembly; or (ii) on complaint; or (iii) on the ombudsman’s own initiative; and
(i) on reference from the Assembly or a statutory committee of the Assembly; or
(ii) on complaint; or
(iii) on the ombudsman’s own initiative; and
(b) to consider the administrative practices and procedures of an agency whose actions are being investigated and to make recommendations to the agency— (i) about appropriate ways of addressing the effects of inappropriate administrative actions; or (ii) for the improvement of the practices and procedures; and
(i) about appropriate ways of addressing the effects of inappropriate administrative actions; or
(ii) for the improvement of the practices and procedures; and
(c) to consider the administrative practices and procedures of agencies generally, and to make recommendations or provide advice, training, information or other help to the agencies about ways of improving the quality of administrative practices and procedures; and
(d) to provide advice, training, information or other help to agencies, in particular cases, about ways of improving the quality of administrative practices and procedures; and
(e) the other functions conferred on the ombudsman under this or any other Act.
(i) on reference from the Assembly or a statutory committee of the Assembly; or
(ii) on complaint; or
(iii) on the ombudsman’s own initiative; and
(i) about appropriate ways of addressing the effects of inappropriate administrative actions; or
(ii) for the improvement of the practices and procedures; and
sec.12A
Ombudsman’s functions for administrative action taken by entity that is not an agency
sec.12A Ombudsman’s functions for administrative action taken by entity that is not an agency
This section applies in relation to an entity—
that is not an agency; and
that takes administrative action of an agency as mentioned in section 10 (c) .
The functions of the ombudsman include—
to investigate administrative action taken by the entity for, or in the performance of functions conferred on, the agency—
on reference from the Assembly or a statutory committee of the Assembly; or
on complaint; or
on the ombudsman’s own initiative; and
to consider the administrative practices and procedures of the entity and make recommendations to the entity—
about appropriate ways of addressing the effects of inappropriate administrative actions; or
for the improvement of the administrative practices and procedures; and
to provide advice, training, information or other help to the entity about ways of improving the quality of the entity’s administrative practices and procedures.
However, the functions of the ombudsman apply only in relation to the entity’s decision-making, practices and procedures that relate to taking administrative action for, or in the performance of functions conferred on, the agency.
For applying this Act in relation to the functions of the ombudsman under this section—
the entity is taken to be an agency; and
this Act applies in the same way it applies in relation to the ombudsman performing functions under section 12 , subject to necessary changes to give effect to the limitation under subsection (3) .
s 12A ins 2024 No. 3 s 49
(sec.12A-ssec.1) This section applies in relation to an entity— that is not an agency; and that takes administrative action of an agency as mentioned in section 10 (c) .
(sec.12A-ssec.2) The functions of the ombudsman include— to investigate administrative action taken by the entity for, or in the performance of functions conferred on, the agency— on reference from the Assembly or a statutory committee of the Assembly; or on complaint; or on the ombudsman’s own initiative; and to consider the administrative practices and procedures of the entity and make recommendations to the entity— about appropriate ways of addressing the effects of inappropriate administrative actions; or for the improvement of the administrative practices and procedures; and to provide advice, training, information or other help to the entity about ways of improving the quality of the entity’s administrative practices and procedures.
(sec.12A-ssec.3) However, the functions of the ombudsman apply only in relation to the entity’s decision-making, practices and procedures that relate to taking administrative action for, or in the performance of functions conferred on, the agency.
(sec.12A-ssec.4) For applying this Act in relation to the functions of the ombudsman under this section— the entity is taken to be an agency; and this Act applies in the same way it applies in relation to the ombudsman performing functions under section 12 , subject to necessary changes to give effect to the limitation under subsection (3) .
(a) that is not an agency; and
(b) that takes administrative action of an agency as mentioned in section 10 (c) .
(a) to investigate administrative action taken by the entity for, or in the performance of functions conferred on, the agency— (i) on reference from the Assembly or a statutory committee of the Assembly; or (ii) on complaint; or (iii) on the ombudsman’s own initiative; and
(i) on reference from the Assembly or a statutory committee of the Assembly; or
(ii) on complaint; or
(iii) on the ombudsman’s own initiative; and
(b) to consider the administrative practices and procedures of the entity and make recommendations to the entity— (i) about appropriate ways of addressing the effects of inappropriate administrative actions; or (ii) for the improvement of the administrative practices and procedures; and
(i) about appropriate ways of addressing the effects of inappropriate administrative actions; or
(ii) for the improvement of the administrative practices and procedures; and
(c) to provide advice, training, information or other help to the entity about ways of improving the quality of the entity’s administrative practices and procedures.
(i) on reference from the Assembly or a statutory committee of the Assembly; or
(ii) on complaint; or
(iii) on the ombudsman’s own initiative; and
(i) about appropriate ways of addressing the effects of inappropriate administrative actions; or
(ii) for the improvement of the administrative practices and procedures; and
(a) the entity is taken to be an agency; and
(b) this Act applies in the same way it applies in relation to the ombudsman performing functions under section 12 , subject to necessary changes to give effect to the limitation under subsection (3) .
sec.13
Ombudsman not subject to direction
sec.13 Ombudsman not subject to direction
Subject to any other Act or law, the ombudsman is not subject to direction by any person about—
the way the ombudsman performs the ombudsman’s functions under this Act; or
the priority given to investigations.
(a) the way the ombudsman performs the ombudsman’s functions under this Act; or
(b) the priority given to investigations.
pt.3
Investigation of administrative actions of agencies
Investigation of administrative actions of agencies
pt.3-div.1
Extent of jurisdiction
Extent of jurisdiction
sec.14
What ombudsman may investigate
sec.14 What ombudsman may investigate
The ombudsman may investigate administrative actions of agencies.
The ombudsman may investigate an administrative action despite a provision in any Act to the effect that the action is final or can not be appealed against, challenged, reviewed, quashed or called in question.
(sec.14-ssec.1) The ombudsman may investigate administrative actions of agencies.
(sec.14-ssec.2) The ombudsman may investigate an administrative action despite a provision in any Act to the effect that the action is final or can not be appealed against, challenged, reviewed, quashed or called in question.
sec.15
Liaison with complaints entity
sec.15 Liaison with complaints entity
The ombudsman may—
liaise with a complaints entity about the exercise by the ombudsman and the complaints entity of their respective functions for investigating administrative actions; and
enter into an arrangement with the complaints entity aimed at avoiding inappropriate duplication of investigative activity.
(a) liaise with a complaints entity about the exercise by the ombudsman and the complaints entity of their respective functions for investigating administrative actions; and
(b) enter into an arrangement with the complaints entity aimed at avoiding inappropriate duplication of investigative activity.
sec.16
What ombudsman may not investigate
sec.16 What ombudsman may not investigate
The ombudsman must not question the merits of—
a decision, including a policy decision, made by a Minister or Cabinet; or
a decision that the ombudsman is satisfied has been taken for implementing a decision made by Cabinet.
Also, the ombudsman must not investigate administrative action taken by—
a tribunal, or a member of a tribunal, in the performance of the tribunal’s deliberative functions; or
a person acting as legal adviser to the State or as counsel for the State in any legal proceedings; or
a member of the police service, if the action may be, or has been, investigated under the Crime and Corruption Act 2001 ; or
a police officer, if the officer is liable to disciplinary action, or has been disciplined, under the Police Service Administration Act 1990 , part 7 because of the action; or
the auditor-general; or
a mediator at a mediation session under the Dispute Resolution Centres Act 1990 ; or
a person in a capacity as a conciliator under the Health Rights Commission Act 1991 , the repealed Health Quality and Complaints Commission Act 2006 or the Health Ombudsman Act 2013 ; or
the information commissioner in the performance of the commissioner’s functions under the Right to Information Act 2009 , section 128 , 129 , 130 or 131 or the Information Privacy Act 2009 , section 135 or 136 .
s 16 amd 2003 No. 19 s 3 sch ; 2006 No. 25 s 241 (1) sch 3 ; 2009 No. 13 s 205 ; 2013 No. 36 s 331 sch 1 ; 2014 No. 21 s 94 (2) sch 2 ; 2023 No. 32 s 77
(sec.16-ssec.1) The ombudsman must not question the merits of— a decision, including a policy decision, made by a Minister or Cabinet; or a decision that the ombudsman is satisfied has been taken for implementing a decision made by Cabinet.
(sec.16-ssec.2) Also, the ombudsman must not investigate administrative action taken by— a tribunal, or a member of a tribunal, in the performance of the tribunal’s deliberative functions; or a person acting as legal adviser to the State or as counsel for the State in any legal proceedings; or a member of the police service, if the action may be, or has been, investigated under the Crime and Corruption Act 2001 ; or a police officer, if the officer is liable to disciplinary action, or has been disciplined, under the Police Service Administration Act 1990 , part 7 because of the action; or the auditor-general; or a mediator at a mediation session under the Dispute Resolution Centres Act 1990 ; or a person in a capacity as a conciliator under the Health Rights Commission Act 1991 , the repealed Health Quality and Complaints Commission Act 2006 or the Health Ombudsman Act 2013 ; or the information commissioner in the performance of the commissioner’s functions under the Right to Information Act 2009 , section 128 , 129 , 130 or 131 or the Information Privacy Act 2009 , section 135 or 136 .
(a) a decision, including a policy decision, made by a Minister or Cabinet; or
(b) a decision that the ombudsman is satisfied has been taken for implementing a decision made by Cabinet.
(a) a tribunal, or a member of a tribunal, in the performance of the tribunal’s deliberative functions; or
(b) a person acting as legal adviser to the State or as counsel for the State in any legal proceedings; or
(c) a member of the police service, if the action may be, or has been, investigated under the Crime and Corruption Act 2001 ; or
(d) a police officer, if the officer is liable to disciplinary action, or has been disciplined, under the Police Service Administration Act 1990 , part 7 because of the action; or
(e) the auditor-general; or
(f) a mediator at a mediation session under the Dispute Resolution Centres Act 1990 ; or
(g) a person in a capacity as a conciliator under the Health Rights Commission Act 1991 , the repealed Health Quality and Complaints Commission Act 2006 or the Health Ombudsman Act 2013 ; or
(h) the information commissioner in the performance of the commissioner’s functions under the Right to Information Act 2009 , section 128 , 129 , 130 or 131 or the Information Privacy Act 2009 , section 135 or 136 .
sec.17
Application to Supreme Court
sec.17 Application to Supreme Court
This section applies if, in an investigation, a question arises about whether the ombudsman has jurisdiction to conduct the investigation.
The ombudsman may apply to the Supreme Court to decide the question.
The application must be heard in closed court.
This section does not stop applications being made under the Judicial Review Act 1991 by entities whose actions are being investigated or by complainants.
(sec.17-ssec.1) This section applies if, in an investigation, a question arises about whether the ombudsman has jurisdiction to conduct the investigation.
(sec.17-ssec.2) The ombudsman may apply to the Supreme Court to decide the question.
(sec.17-ssec.3) The application must be heard in closed court. This section does not stop applications being made under the Judicial Review Act 1991 by entities whose actions are being investigated or by complainants.
pt.3-div.2
When administrative actions may be investigated
When administrative actions may be investigated
sec.18
When ombudsman may investigate administrative action
sec.18 When ombudsman may investigate administrative action
The ombudsman may investigate administrative action of an agency if—
a complaint is made about the administrative action; or
the ombudsman otherwise considers the administrative action should be investigated.
The ombudsman must investigate a parliamentary reference of an administrative action of an agency.
(sec.18-ssec.1) The ombudsman may investigate administrative action of an agency if— a complaint is made about the administrative action; or the ombudsman otherwise considers the administrative action should be investigated.
(sec.18-ssec.2) The ombudsman must investigate a parliamentary reference of an administrative action of an agency.
(a) a complaint is made about the administrative action; or
(b) the ombudsman otherwise considers the administrative action should be investigated.
sec.19
Assembly may refer administrative action for investigation
sec.19 Assembly may refer administrative action for investigation
The Assembly or a statutory committee of the Assembly may refer to the ombudsman, for investigation and report, any administrative action of an agency the ombudsman may investigate that the Assembly or committee considers should be investigated by the ombudsman.
The ombudsman must ensure the investigation is started as soon as possible after the reference is made.
(sec.19-ssec.1) The Assembly or a statutory committee of the Assembly may refer to the ombudsman, for investigation and report, any administrative action of an agency the ombudsman may investigate that the Assembly or committee considers should be investigated by the ombudsman.
(sec.19-ssec.2) The ombudsman must ensure the investigation is started as soon as possible after the reference is made.
pt.3-div.3
Complaints
Complaints
sec.20
Complaints
sec.20 Complaints
Unless this section otherwise provides, a complaint about an administrative action of an agency—
may be made orally or in written form; and
may be made by any person, or by any body of persons, whether incorporated or not ( complainant ), apparently directly affected by the action; and
must be made within 1 year after the day the complainant first had notice of the action.
For subsection (1) (c) , a complainant is taken to have had notice of the action at the time the complainant might reasonably be expected to have had notice of the action.
Despite subsection (1) , the ombudsman may—
decline to investigate an oral complaint until the complaint is put in writing; or
accept a complaint made for a complainant by a person apparently representing the complainant; or
accept a complaint after the end of the period mentioned in subsection (1) (c) if the ombudsman considers it is proper to accept the complaint because special circumstances exist; or
accept a complaint even though the complaint may not on its face be against an administrative action or agency if the ombudsman considers there is a likelihood that the cause for complaint arose from an administrative action.
The ombudsman may, if the ombudsman considers it necessary for achieving the objects of this Act for a particular complaint, give a person the help necessary to put the complaint in writing.
However, if the person who could have made a complaint under this Act has died or the ombudsman considers the person can not, for any reason, act for himself or herself, the complaint may be made by an individual who is, in the ombudsman’s opinion, suitable to represent the person (also a complainant ).
Also, if a person making the complaint is in custody or detention, the relevant custodian must ensure all necessary steps are taken to facilitate the making of the complaint.
Maximum penalty for subsection (6) —100 penalty units or 1 year’s imprisonment.
In this section—
relevant custodian means—
if the person making the complaint is in the custody of the chief executive (corrective services)—the chief executive (corrective services); or
otherwise—the person in charge of the place of custody or detention.
s 20 amd 2006 No. 29 s 518 sch 3
(sec.20-ssec.1) Unless this section otherwise provides, a complaint about an administrative action of an agency— may be made orally or in written form; and may be made by any person, or by any body of persons, whether incorporated or not ( complainant ), apparently directly affected by the action; and must be made within 1 year after the day the complainant first had notice of the action.
(sec.20-ssec.2) For subsection (1) (c) , a complainant is taken to have had notice of the action at the time the complainant might reasonably be expected to have had notice of the action.
(sec.20-ssec.3) Despite subsection (1) , the ombudsman may— decline to investigate an oral complaint until the complaint is put in writing; or accept a complaint made for a complainant by a person apparently representing the complainant; or accept a complaint after the end of the period mentioned in subsection (1) (c) if the ombudsman considers it is proper to accept the complaint because special circumstances exist; or accept a complaint even though the complaint may not on its face be against an administrative action or agency if the ombudsman considers there is a likelihood that the cause for complaint arose from an administrative action.
(sec.20-ssec.4) The ombudsman may, if the ombudsman considers it necessary for achieving the objects of this Act for a particular complaint, give a person the help necessary to put the complaint in writing.
(sec.20-ssec.5) However, if the person who could have made a complaint under this Act has died or the ombudsman considers the person can not, for any reason, act for himself or herself, the complaint may be made by an individual who is, in the ombudsman’s opinion, suitable to represent the person (also a complainant ).
(sec.20-ssec.6) Also, if a person making the complaint is in custody or detention, the relevant custodian must ensure all necessary steps are taken to facilitate the making of the complaint. Maximum penalty for subsection (6) —100 penalty units or 1 year’s imprisonment.
(sec.20-ssec.7) In this section— relevant custodian means— if the person making the complaint is in the custody of the chief executive (corrective services)—the chief executive (corrective services); or otherwise—the person in charge of the place of custody or detention.
(a) may be made orally or in written form; and
(b) may be made by any person, or by any body of persons, whether incorporated or not ( complainant ), apparently directly affected by the action; and
(c) must be made within 1 year after the day the complainant first had notice of the action.
(a) decline to investigate an oral complaint until the complaint is put in writing; or
(b) accept a complaint made for a complainant by a person apparently representing the complainant; or
(c) accept a complaint after the end of the period mentioned in subsection (1) (c) if the ombudsman considers it is proper to accept the complaint because special circumstances exist; or
(d) accept a complaint even though the complaint may not on its face be against an administrative action or agency if the ombudsman considers there is a likelihood that the cause for complaint arose from an administrative action.
(a) if the person making the complaint is in the custody of the chief executive (corrective services)—the chief executive (corrective services); or
(b) otherwise—the person in charge of the place of custody or detention.
sec.21
Effect of restrictive provisions on complaints
sec.21 Effect of restrictive provisions on complaints
If a provision, of an Act, prohibits or restricts, or authorises or requires the imposition of prohibitions or restrictions on, communication, the provision does not apply to a communication made for the purpose of making a complaint under this Act.
sec.22
Preliminary inquiry
sec.22 Preliminary inquiry
For this division, the ombudsman may make reasonably necessary inquiries to decide whether a complaint should be investigated.
The principal officer of the agency must give the ombudsman reasonable help in the conduct of a preliminary inquiry.
(sec.22-ssec.1) For this division, the ombudsman may make reasonably necessary inquiries to decide whether a complaint should be investigated.
(sec.22-ssec.2) The principal officer of the agency must give the ombudsman reasonable help in the conduct of a preliminary inquiry.
sec.23
Refusal to investigate complaint
sec.23 Refusal to investigate complaint
The ombudsman may refuse to investigate a complaint or, having started to investigate a complaint, may refuse to continue the investigation if the ombudsman considers that—
the complaint is trivial; or
the complaint is frivolous or vexatious or is not made in good faith; or
the complainant does not have a sufficient direct interest in the action complained of; or
both of the following apply—
the complainant has a right of appeal, reference or review, or another remedy, that the person has not exhausted;
it would be reasonable in the circumstances to require the person to exhaust the right or remedy before the ombudsman investigates, or continues to investigate, the complaint; or
both of the following apply—
the complainant had a right of appeal, reference or review, or another remedy that is exhausted;
in the circumstances, the investigation, or the continuance of the investigation, of the action complained of is unnecessary or unjustifiable; or
in the circumstances, the investigation, or the continuance of the investigation, of the action complained of is unnecessary or unjustifiable.
Also, the ombudsman need not investigate a complaint to the extent that the ombudsman is satisfied a complaints entity has investigated, or will investigate, the action complained of at a level at least substantially equivalent to the level at which the ombudsman would otherwise investigate the complaint.
A right or remedy mentioned in subsection (1) (d) (i) or (e)(i) does not include a right under the Judicial Review Act 1991 to make application to the Supreme Court.
If the ombudsman—
can not investigate a complaint; or
refuses to investigate a complaint; or
refuses to continue an investigation of a complaint;
the ombudsman must inform the complainant, in a way the ombudsman considers appropriate, of the decision and the reasons for the decision as soon as reasonably practicable.
s 23 amd 2007 No. 37 s 124
(sec.23-ssec.1) The ombudsman may refuse to investigate a complaint or, having started to investigate a complaint, may refuse to continue the investigation if the ombudsman considers that— the complaint is trivial; or the complaint is frivolous or vexatious or is not made in good faith; or the complainant does not have a sufficient direct interest in the action complained of; or both of the following apply— the complainant has a right of appeal, reference or review, or another remedy, that the person has not exhausted; it would be reasonable in the circumstances to require the person to exhaust the right or remedy before the ombudsman investigates, or continues to investigate, the complaint; or both of the following apply— the complainant had a right of appeal, reference or review, or another remedy that is exhausted; in the circumstances, the investigation, or the continuance of the investigation, of the action complained of is unnecessary or unjustifiable; or in the circumstances, the investigation, or the continuance of the investigation, of the action complained of is unnecessary or unjustifiable.
(sec.23-ssec.2) Also, the ombudsman need not investigate a complaint to the extent that the ombudsman is satisfied a complaints entity has investigated, or will investigate, the action complained of at a level at least substantially equivalent to the level at which the ombudsman would otherwise investigate the complaint.
(sec.23-ssec.3) A right or remedy mentioned in subsection (1) (d) (i) or (e)(i) does not include a right under the Judicial Review Act 1991 to make application to the Supreme Court.
(sec.23-ssec.4) If the ombudsman— can not investigate a complaint; or refuses to investigate a complaint; or refuses to continue an investigation of a complaint; the ombudsman must inform the complainant, in a way the ombudsman considers appropriate, of the decision and the reasons for the decision as soon as reasonably practicable.
(a) the complaint is trivial; or
(b) the complaint is frivolous or vexatious or is not made in good faith; or
(c) the complainant does not have a sufficient direct interest in the action complained of; or
(d) both of the following apply— (i) the complainant has a right of appeal, reference or review, or another remedy, that the person has not exhausted; (ii) it would be reasonable in the circumstances to require the person to exhaust the right or remedy before the ombudsman investigates, or continues to investigate, the complaint; or
(i) the complainant has a right of appeal, reference or review, or another remedy, that the person has not exhausted;
(ii) it would be reasonable in the circumstances to require the person to exhaust the right or remedy before the ombudsman investigates, or continues to investigate, the complaint; or
(e) both of the following apply— (i) the complainant had a right of appeal, reference or review, or another remedy that is exhausted; (ii) in the circumstances, the investigation, or the continuance of the investigation, of the action complained of is unnecessary or unjustifiable; or
(i) the complainant had a right of appeal, reference or review, or another remedy that is exhausted;
(ii) in the circumstances, the investigation, or the continuance of the investigation, of the action complained of is unnecessary or unjustifiable; or
(f) in the circumstances, the investigation, or the continuance of the investigation, of the action complained of is unnecessary or unjustifiable.
(i) the complainant has a right of appeal, reference or review, or another remedy, that the person has not exhausted;
(ii) it would be reasonable in the circumstances to require the person to exhaust the right or remedy before the ombudsman investigates, or continues to investigate, the complaint; or
(i) the complainant had a right of appeal, reference or review, or another remedy that is exhausted;
(ii) in the circumstances, the investigation, or the continuance of the investigation, of the action complained of is unnecessary or unjustifiable; or
(a) can not investigate a complaint; or
(b) refuses to investigate a complaint; or
(c) refuses to continue an investigation of a complaint;
pt.3-div.4
Other provisions
Other provisions
sec.24
Investigations generally
sec.24 Investigations generally
The ombudsman may conduct an investigation or part of an investigation—
informally; or
by exercising powers under part 4 .
If an investigation is being conducted informally under subsection (1) (a) , the principal officer of the agency to which the investigation relates must give the ombudsman reasonable help in the conduct of the investigation.
s 24 amd 2017 No. 17 s 174
(sec.24-ssec.1) The ombudsman may conduct an investigation or part of an investigation— informally; or by exercising powers under part 4 .
(sec.24-ssec.2) If an investigation is being conducted informally under subsection (1) (a) , the principal officer of the agency to which the investigation relates must give the ombudsman reasonable help in the conduct of the investigation.
(a) informally; or
(b) by exercising powers under part 4 .
sec.25
Procedure
sec.25 Procedure
Unless this Act otherwise provides, the ombudsman may regulate the procedure on an investigation in the way the ombudsman considers appropriate.
The ombudsman, when conducting an investigation—
must conduct the investigation in a way that maintains confidentiality; and
is not bound by the rules of evidence, but must comply with natural justice; and
is not required to hold a hearing for the investigation; and
may obtain information from the persons, and in the way, the ombudsman considers appropriate; and
may make the inquiries the ombudsman considers appropriate.
(sec.25-ssec.1) Unless this Act otherwise provides, the ombudsman may regulate the procedure on an investigation in the way the ombudsman considers appropriate.
(sec.25-ssec.2) The ombudsman, when conducting an investigation— must conduct the investigation in a way that maintains confidentiality; and is not bound by the rules of evidence, but must comply with natural justice; and is not required to hold a hearing for the investigation; and may obtain information from the persons, and in the way, the ombudsman considers appropriate; and may make the inquiries the ombudsman considers appropriate.
(a) must conduct the investigation in a way that maintains confidentiality; and
(b) is not bound by the rules of evidence, but must comply with natural justice; and
(c) is not required to hold a hearing for the investigation; and
(d) may obtain information from the persons, and in the way, the ombudsman considers appropriate; and
(e) may make the inquiries the ombudsman considers appropriate.
sec.26
Consultation
sec.26 Consultation
The ombudsman may, during or after an investigation, consult any Minister who is concerned in the action complained of.
The ombudsman must consult with a Minister if—
either—
the Minister asks to consult with the ombudsman about an investigation; or
an investigation relates to a recommendation made to the Minister; and
the ombudsman is considering making a report under section 50 about the investigation.
If, during an investigation, the ombudsman considers there may be grounds for making a report on the investigation that may affect or concern an agency, the ombudsman must, before making the report, give the principal officer of the agency an opportunity to comment on the matter under investigation.
In this section—
Minister includes a local government’s chairperson, mayor or president.
(sec.26-ssec.1) The ombudsman may, during or after an investigation, consult any Minister who is concerned in the action complained of.
(sec.26-ssec.2) The ombudsman must consult with a Minister if— either— the Minister asks to consult with the ombudsman about an investigation; or an investigation relates to a recommendation made to the Minister; and the ombudsman is considering making a report under section 50 about the investigation.
(sec.26-ssec.3) If, during an investigation, the ombudsman considers there may be grounds for making a report on the investigation that may affect or concern an agency, the ombudsman must, before making the report, give the principal officer of the agency an opportunity to comment on the matter under investigation.
(sec.26-ssec.4) In this section— Minister includes a local government’s chairperson, mayor or president.
(a) either— (i) the Minister asks to consult with the ombudsman about an investigation; or (ii) an investigation relates to a recommendation made to the Minister; and
(i) the Minister asks to consult with the ombudsman about an investigation; or
(ii) an investigation relates to a recommendation made to the Minister; and
(b) the ombudsman is considering making a report under section 50 about the investigation.
(i) the Minister asks to consult with the ombudsman about an investigation; or
(ii) an investigation relates to a recommendation made to the Minister; and
pt.4
Powers and procedures for investigations
Powers and procedures for investigations
pt.4-div.1
Ombudsman’s powers for conducting investigations
Ombudsman’s powers for conducting investigations
sec.27
Notice to principal officer
sec.27 Notice to principal officer
If—
the ombudsman decides, or is required, to conduct an investigation into an administrative action of an agency; and
the ombudsman intends to exercise powers under this part;
the ombudsman must, before exercising the powers, give the principal officer of the agency a notice under subsection (2) .
The notice must—
inform the officer of the ombudsman’s intention to conduct the investigation; and
identify, to the extent reasonable in the circumstances, the administrative action the subject of the investigation; and
inform the officer in general terms of the powers the ombudsman may exercise under this part for investigations.
On the giving of the notice, the ombudsman may exercise powers under this part for the investigation.
(sec.27-ssec.1) If— the ombudsman decides, or is required, to conduct an investigation into an administrative action of an agency; and the ombudsman intends to exercise powers under this part; the ombudsman must, before exercising the powers, give the principal officer of the agency a notice under subsection (2) .
(sec.27-ssec.2) The notice must— inform the officer of the ombudsman’s intention to conduct the investigation; and identify, to the extent reasonable in the circumstances, the administrative action the subject of the investigation; and inform the officer in general terms of the powers the ombudsman may exercise under this part for investigations.
(sec.27-ssec.3) On the giving of the notice, the ombudsman may exercise powers under this part for the investigation.
(a) the ombudsman decides, or is required, to conduct an investigation into an administrative action of an agency; and
(b) the ombudsman intends to exercise powers under this part;
(a) inform the officer of the ombudsman’s intention to conduct the investigation; and
(b) identify, to the extent reasonable in the circumstances, the administrative action the subject of the investigation; and
(c) inform the officer in general terms of the powers the ombudsman may exercise under this part for investigations.
sec.28
Requirement to give document or information
sec.28 Requirement to give document or information
The ombudsman may by notice given to a person, require the person, within a stated reasonable time—
to give the ombudsman—
an oral or written statement of information of a stated type relevant to the investigation; or
a stated document or other stated thing relevant to the investigation, or a copy of a stated document; or
all documents of a stated type containing information relevant to the investigation, or copies of documents of the stated type; or
to create, and give the ombudsman, a document containing information reasonably required for the investigation.
(a) to give the ombudsman— (i) an oral or written statement of information of a stated type relevant to the investigation; or (ii) a stated document or other stated thing relevant to the investigation, or a copy of a stated document; or (iii) all documents of a stated type containing information relevant to the investigation, or copies of documents of the stated type; or
(i) an oral or written statement of information of a stated type relevant to the investigation; or
(ii) a stated document or other stated thing relevant to the investigation, or a copy of a stated document; or
(iii) all documents of a stated type containing information relevant to the investigation, or copies of documents of the stated type; or
(b) to create, and give the ombudsman, a document containing information reasonably required for the investigation.
(i) an oral or written statement of information of a stated type relevant to the investigation; or
(ii) a stated document or other stated thing relevant to the investigation, or a copy of a stated document; or
(iii) all documents of a stated type containing information relevant to the investigation, or copies of documents of the stated type; or
sec.29
Requirement to attend and to give document or information
sec.29 Requirement to attend and to give document or information
The ombudsman may by notice given to a person, require the person—
to attend before the ombudsman at a stated reasonable place and time; and
at the stated place and time, to do 1 or more of the following as stated in the notice—
give the ombudsman information of a stated type relevant to the investigation;
answer questions relevant to the investigation the ombudsman reasonably requires to be answered;
give the ombudsman a stated document or other stated thing relevant to the investigation, or a copy of a stated document;
give the ombudsman all documents of a stated type containing information relevant to the investigation, or copies of documents of the stated type.
If the person is a prisoner, the ombudsman may, by notice given to the chief executive (corrective services), direct that chief executive to produce the prisoner named in the notice at a stated time and place.
A direction mentioned in subsection (2) is lawful authority to the chief executive (corrective services) for production of the prisoner as directed.
The chief executive (corrective services) must comply with the direction served on the chief executive.
A prisoner produced under this section remains in the custody of the chief executive (corrective services).
In this section—
prisoner means a person in the custody of the chief executive (corrective services).
s 29 amd 2006 No. 29 s 518 sch 3
(sec.29-ssec.1) The ombudsman may by notice given to a person, require the person— to attend before the ombudsman at a stated reasonable place and time; and at the stated place and time, to do 1 or more of the following as stated in the notice— give the ombudsman information of a stated type relevant to the investigation; answer questions relevant to the investigation the ombudsman reasonably requires to be answered; give the ombudsman a stated document or other stated thing relevant to the investigation, or a copy of a stated document; give the ombudsman all documents of a stated type containing information relevant to the investigation, or copies of documents of the stated type.
(sec.29-ssec.2) If the person is a prisoner, the ombudsman may, by notice given to the chief executive (corrective services), direct that chief executive to produce the prisoner named in the notice at a stated time and place.
(sec.29-ssec.3) A direction mentioned in subsection (2) is lawful authority to the chief executive (corrective services) for production of the prisoner as directed.
(sec.29-ssec.4) The chief executive (corrective services) must comply with the direction served on the chief executive.
(sec.29-ssec.5) A prisoner produced under this section remains in the custody of the chief executive (corrective services).
(sec.29-ssec.6) In this section— prisoner means a person in the custody of the chief executive (corrective services).
(a) to attend before the ombudsman at a stated reasonable place and time; and
(b) at the stated place and time, to do 1 or more of the following as stated in the notice— (i) give the ombudsman information of a stated type relevant to the investigation; (ii) answer questions relevant to the investigation the ombudsman reasonably requires to be answered; (iii) give the ombudsman a stated document or other stated thing relevant to the investigation, or a copy of a stated document; (iv) give the ombudsman all documents of a stated type containing information relevant to the investigation, or copies of documents of the stated type.
(i) give the ombudsman information of a stated type relevant to the investigation;
(ii) answer questions relevant to the investigation the ombudsman reasonably requires to be answered;
(iii) give the ombudsman a stated document or other stated thing relevant to the investigation, or a copy of a stated document;
(iv) give the ombudsman all documents of a stated type containing information relevant to the investigation, or copies of documents of the stated type.
(i) give the ombudsman information of a stated type relevant to the investigation;
(ii) answer questions relevant to the investigation the ombudsman reasonably requires to be answered;
(iii) give the ombudsman a stated document or other stated thing relevant to the investigation, or a copy of a stated document;
(iv) give the ombudsman all documents of a stated type containing information relevant to the investigation, or copies of documents of the stated type.
sec.30
Compliance with investigation requirement
sec.30 Compliance with investigation requirement
A person who receives an investigation requirement must comply with the requirement, unless the person has a reasonable excuse.
Maximum penalty—100 penalty units.
An excuse is a reasonable excuse for subsection (1) if—
within the time for compliance with the investigation requirement, the person gives the ombudsman a notice of the excuse in enough detail to allow the ombudsman to form an opinion on whether the excuse is reasonable; and
the ombudsman advises the person that, in the ombudsman’s opinion, the excuse is reasonable.
Subsection (2) does not limit what is a reasonable excuse.
It is not a reasonable excuse for subsection (1) that complying with the investigation requirement might tend to incriminate the person.
See section 48 for the restrictions on the admissibility in a proceeding of information given, or derived from information given, under subsection (1) .
s 30 amd 2017 No. 17 s 175
(sec.30-ssec.1) A person who receives an investigation requirement must comply with the requirement, unless the person has a reasonable excuse. Maximum penalty—100 penalty units.
(sec.30-ssec.2) An excuse is a reasonable excuse for subsection (1) if— within the time for compliance with the investigation requirement, the person gives the ombudsman a notice of the excuse in enough detail to allow the ombudsman to form an opinion on whether the excuse is reasonable; and the ombudsman advises the person that, in the ombudsman’s opinion, the excuse is reasonable.
(sec.30-ssec.3) Subsection (2) does not limit what is a reasonable excuse.
(sec.30-ssec.4) It is not a reasonable excuse for subsection (1) that complying with the investigation requirement might tend to incriminate the person. See section 48 for the restrictions on the admissibility in a proceeding of information given, or derived from information given, under subsection (1) .
(a) within the time for compliance with the investigation requirement, the person gives the ombudsman a notice of the excuse in enough detail to allow the ombudsman to form an opinion on whether the excuse is reasonable; and
(b) the ombudsman advises the person that, in the ombudsman’s opinion, the excuse is reasonable.
sec.31
Power of court if noncompliance with investigation requirement
sec.31 Power of court if noncompliance with investigation requirement
This section applies if, without reasonable excuse, a person fails to comply with an investigation requirement.
A Magistrates Court, at the request of the ombudsman, may issue a subpoena requiring the attendance of the person before the ombudsman.
The Uniform Civil Procedure Rules 1999 , other than rules 417 , 418 and 420 , apply to the subpoena.
See the Uniform Civil Procedure Rules 1999 , chapter 11 , part 4 .
In this section—
subpoena means—
a subpoena for production; or
a subpoena to give evidence; or
a subpoena for production and to give evidence.
s 31 amd 2023 No. 23 s 163
(sec.31-ssec.1) This section applies if, without reasonable excuse, a person fails to comply with an investigation requirement.
(sec.31-ssec.2) A Magistrates Court, at the request of the ombudsman, may issue a subpoena requiring the attendance of the person before the ombudsman.
(sec.31-ssec.3) The Uniform Civil Procedure Rules 1999 , other than rules 417 , 418 and 420 , apply to the subpoena. See the Uniform Civil Procedure Rules 1999 , chapter 11 , part 4 .
(sec.31-ssec.4) In this section— subpoena means— a subpoena for production; or a subpoena to give evidence; or a subpoena for production and to give evidence.
(a) a subpoena for production; or
(b) a subpoena to give evidence; or
(c) a subpoena for production and to give evidence.
sec.32
Custody of document given to ombudsman
sec.32 Custody of document given to ombudsman
If a document or other thing is produced to the ombudsman under this division—
the ombudsman may keep the document or thing for a reasonable period for conducting the investigation; and
if it is a document, take extracts from it and make copies of it.
While the ombudsman has possession of the document or other thing, the ombudsman must allow it to be inspected at any reasonable time by a person who would have the right to inspect it if it were not in the ombudsman’s possession.
(sec.32-ssec.1) If a document or other thing is produced to the ombudsman under this division— the ombudsman may keep the document or thing for a reasonable period for conducting the investigation; and if it is a document, take extracts from it and make copies of it.
(sec.32-ssec.2) While the ombudsman has possession of the document or other thing, the ombudsman must allow it to be inspected at any reasonable time by a person who would have the right to inspect it if it were not in the ombudsman’s possession.
(a) the ombudsman may keep the document or thing for a reasonable period for conducting the investigation; and
(b) if it is a document, take extracts from it and make copies of it.
sec.33
Way of giving information
sec.33 Way of giving information
If a person is required to give information under this division, whether or not through answering questions, the ombudsman may—
require the information to be given on oath; and
administer the required oath.
The oath to be taken by a person for this section is an oath that the information the person will give will be true.
A person required to give information on oath must not refuse to be sworn.
Maximum penalty for subsection (3) —100 penalty units.
(sec.33-ssec.1) If a person is required to give information under this division, whether or not through answering questions, the ombudsman may— require the information to be given on oath; and administer the required oath.
(sec.33-ssec.2) The oath to be taken by a person for this section is an oath that the information the person will give will be true.
(sec.33-ssec.3) A person required to give information on oath must not refuse to be sworn. Maximum penalty for subsection (3) —100 penalty units.
(a) require the information to be given on oath; and
(b) administer the required oath.
sec.34
Investigation at agency premises
sec.34 Investigation at agency premises
The ombudsman may, on the giving of reasonable notice to the principal officer of an agency, and at a reasonable time—
enter and inspect a place occupied by the agency; and
take into the place the persons, equipment and materials the ombudsman reasonably requires for the investigation; and
take extracts from, or copy in any way, documents located at the place; and
require an officer of the agency at the place to give the ombudsman reasonable help in exercising the powers mentioned in paragraphs (a) to (c) .
A person given a requirement under subsection (1) (d) must comply with the requirement unless the person has a reasonable excuse.
Maximum penalty for subsection (2) —100 penalty units.
(sec.34-ssec.1) The ombudsman may, on the giving of reasonable notice to the principal officer of an agency, and at a reasonable time— enter and inspect a place occupied by the agency; and take into the place the persons, equipment and materials the ombudsman reasonably requires for the investigation; and take extracts from, or copy in any way, documents located at the place; and require an officer of the agency at the place to give the ombudsman reasonable help in exercising the powers mentioned in paragraphs (a) to (c) .
(sec.34-ssec.2) A person given a requirement under subsection (1) (d) must comply with the requirement unless the person has a reasonable excuse. Maximum penalty for subsection (2) —100 penalty units.
(a) enter and inspect a place occupied by the agency; and
(b) take into the place the persons, equipment and materials the ombudsman reasonably requires for the investigation; and
(c) take extracts from, or copy in any way, documents located at the place; and
(d) require an officer of the agency at the place to give the ombudsman reasonable help in exercising the powers mentioned in paragraphs (a) to (c) .
sec.35
Expenses
sec.35 Expenses
The ombudsman may pay the reasonable expenses incurred by a person in complying with a requirement of the ombudsman under this division or in otherwise helping the ombudsman in an investigation.
In subsection (1) —
person does not include any of the following—
an agency;
an officer of an agency carrying out the officer’s duties with the agency;
if the investigation arose from a complaint—the complainant.
(sec.35-ssec.1) The ombudsman may pay the reasonable expenses incurred by a person in complying with a requirement of the ombudsman under this division or in otherwise helping the ombudsman in an investigation.
(sec.35-ssec.2) In subsection (1) — person does not include any of the following— an agency; an officer of an agency carrying out the officer’s duties with the agency; if the investigation arose from a complaint—the complainant.
(a) an agency;
(b) an officer of an agency carrying out the officer’s duties with the agency;
(c) if the investigation arose from a complaint—the complainant.
pt.4-div.2
Arrest warrants
Arrest warrants
sec.36
Application for arrest warrant
sec.36 Application for arrest warrant
The ombudsman may apply to a magistrate for a warrant for the arrest of a person ( arrest warrant ) if—
the person has not complied with an investigation requirement given to the person under section 29 (1) to attend before the ombudsman; and
the ombudsman has not given the person advice under section 30 (2) to the effect that an excuse given by the person for not attending is, in the ombudsman’s opinion, a reasonable excuse; and
the person has also not complied with a subpoena issued because of the failure to comply with the investigation requirement.
The application must be sworn and state the grounds on which the warrant is sought.
The magistrate may refuse to consider the application until the ombudsman gives the magistrate all the information the magistrate requires about the application in the way the magistrate requires.
The magistrate may require additional information supporting the application to be given by statutory declaration.
(sec.36-ssec.1) The ombudsman may apply to a magistrate for a warrant for the arrest of a person ( arrest warrant ) if— the person has not complied with an investigation requirement given to the person under section 29 (1) to attend before the ombudsman; and the ombudsman has not given the person advice under section 30 (2) to the effect that an excuse given by the person for not attending is, in the ombudsman’s opinion, a reasonable excuse; and the person has also not complied with a subpoena issued because of the failure to comply with the investigation requirement.
(sec.36-ssec.2) The application must be sworn and state the grounds on which the warrant is sought.
(sec.36-ssec.3) The magistrate may refuse to consider the application until the ombudsman gives the magistrate all the information the magistrate requires about the application in the way the magistrate requires. The magistrate may require additional information supporting the application to be given by statutory declaration.
(a) the person has not complied with an investigation requirement given to the person under section 29 (1) to attend before the ombudsman; and
(b) the ombudsman has not given the person advice under section 30 (2) to the effect that an excuse given by the person for not attending is, in the ombudsman’s opinion, a reasonable excuse; and
(c) the person has also not complied with a subpoena issued because of the failure to comply with the investigation requirement.
sec.37
Issue of arrest warrant
sec.37 Issue of arrest warrant
The magistrate may issue an arrest warrant only if the magistrate is satisfied—
the person has refused to attend before the ombudsman under an investigation requirement or a subpoena; and
the warrant is necessary to ensure the person attends before the ombudsman.
The warrant must state that a police officer may arrest the person named in the warrant and cause the person to attend before the ombudsman.
For particular police powers relating to the arrest of a person, see the Police Powers and Responsibilities Act 2000 , sections 21 and 615 . Also, for what happens if the person can not be taken before the ombudsman on the day of the arrest, see section 395 of that Act.
(sec.37-ssec.1) The magistrate may issue an arrest warrant only if the magistrate is satisfied— the person has refused to attend before the ombudsman under an investigation requirement or a subpoena; and the warrant is necessary to ensure the person attends before the ombudsman.
(sec.37-ssec.2) The warrant must state that a police officer may arrest the person named in the warrant and cause the person to attend before the ombudsman. For particular police powers relating to the arrest of a person, see the Police Powers and Responsibilities Act 2000 , sections 21 and 615 . Also, for what happens if the person can not be taken before the ombudsman on the day of the arrest, see section 395 of that Act.
(a) the person has refused to attend before the ombudsman under an investigation requirement or a subpoena; and
(b) the warrant is necessary to ensure the person attends before the ombudsman.
pt.4-div.3
Contempt
Contempt
sec.38
Contempt of ombudsman
sec.38 Contempt of ombudsman
A person is in contempt of the ombudsman if, in an investigation, the person—
insults or threatens—
the ombudsman; or
a person who gives or is to give information or a document to the ombudsman; or
a lawyer or other person helping a person who gives or is to give information or a document to the ombudsman; or
deliberately interrupts the ombudsman or otherwise behaves in a disruptive way before the ombudsman; or
creates or continues, or joins in creating or continuing, a disturbance in or near the place where the ombudsman is performing a function under this Act; or
obstructs or assaults a person who attends, or is to attend, before the ombudsman; or
by writing or speech uses false and defamatory words about the ombudsman; or
does anything, whether before the ombudsman or otherwise, that would be a contempt of court if the ombudsman were a judge acting judicially.
Also, if the ombudsman orders under section 91 that information or the contents of a document must not be published, a person is in contempt of the ombudsman if the person publishes, or permits or allows to be published, the information or the contents of the document.
In this section—
ombudsman includes an officer of the ombudsman.
s 38 amd 2017 No. 17 s 176
(sec.38-ssec.1) A person is in contempt of the ombudsman if, in an investigation, the person— insults or threatens— the ombudsman; or a person who gives or is to give information or a document to the ombudsman; or a lawyer or other person helping a person who gives or is to give information or a document to the ombudsman; or deliberately interrupts the ombudsman or otherwise behaves in a disruptive way before the ombudsman; or creates or continues, or joins in creating or continuing, a disturbance in or near the place where the ombudsman is performing a function under this Act; or obstructs or assaults a person who attends, or is to attend, before the ombudsman; or by writing or speech uses false and defamatory words about the ombudsman; or does anything, whether before the ombudsman or otherwise, that would be a contempt of court if the ombudsman were a judge acting judicially.
(sec.38-ssec.2) Also, if the ombudsman orders under section 91 that information or the contents of a document must not be published, a person is in contempt of the ombudsman if the person publishes, or permits or allows to be published, the information or the contents of the document.
(sec.38-ssec.3) In this section— ombudsman includes an officer of the ombudsman.
(a) insults or threatens— (i) the ombudsman; or (ii) a person who gives or is to give information or a document to the ombudsman; or (iii) a lawyer or other person helping a person who gives or is to give information or a document to the ombudsman; or
(i) the ombudsman; or
(ii) a person who gives or is to give information or a document to the ombudsman; or
(iii) a lawyer or other person helping a person who gives or is to give information or a document to the ombudsman; or
(b) deliberately interrupts the ombudsman or otherwise behaves in a disruptive way before the ombudsman; or
(c) creates or continues, or joins in creating or continuing, a disturbance in or near the place where the ombudsman is performing a function under this Act; or
(d) obstructs or assaults a person who attends, or is to attend, before the ombudsman; or
(e) by writing or speech uses false and defamatory words about the ombudsman; or
(f) does anything, whether before the ombudsman or otherwise, that would be a contempt of court if the ombudsman were a judge acting judicially.
(i) the ombudsman; or
(ii) a person who gives or is to give information or a document to the ombudsman; or
(iii) a lawyer or other person helping a person who gives or is to give information or a document to the ombudsman; or
sec.39
Punishment of contempt
sec.39 Punishment of contempt
A person’s contempt of the ombudsman may be punished under this section.
The ombudsman may certify the contempt in writing to the Supreme Court (the court ).
For subsection (2) , it is enough for the ombudsman to be satisfied there is evidence of contempt.
The court may issue a warrant directed to a police officer for the arrest of the person to be brought before the court to be dealt with according to law.
The Bail Act 1980 applies to the proceeding for the contempt started by the certification in the same way it applies to a charge of an offence.
The court must inquire into the alleged contempt.
The court must hear—
witnesses and evidence that may be produced against or for the person whose contempt was certified; and
any statement given by the person in defence.
If the court is satisfied the person has committed the contempt, the court may punish the person as if the person had committed the contempt in a proceeding in the court for the enforcement of a non-money order.
The Uniform Civil Procedure Rules 1999 , so far as they relate to the enforcement of non-money orders, apply, with necessary changes, to the court’s investigation, hearing and power to punish.
The ombudsman’s certificate of contempt is evidence of the matters stated in the certificate.
(sec.39-ssec.1) A person’s contempt of the ombudsman may be punished under this section.
(sec.39-ssec.2) The ombudsman may certify the contempt in writing to the Supreme Court (the court ).
(sec.39-ssec.3) For subsection (2) , it is enough for the ombudsman to be satisfied there is evidence of contempt.
(sec.39-ssec.4) The court may issue a warrant directed to a police officer for the arrest of the person to be brought before the court to be dealt with according to law.
(sec.39-ssec.5) The Bail Act 1980 applies to the proceeding for the contempt started by the certification in the same way it applies to a charge of an offence.
(sec.39-ssec.6) The court must inquire into the alleged contempt.
(sec.39-ssec.7) The court must hear— witnesses and evidence that may be produced against or for the person whose contempt was certified; and any statement given by the person in defence.
(sec.39-ssec.8) If the court is satisfied the person has committed the contempt, the court may punish the person as if the person had committed the contempt in a proceeding in the court for the enforcement of a non-money order.
(sec.39-ssec.9) The Uniform Civil Procedure Rules 1999 , so far as they relate to the enforcement of non-money orders, apply, with necessary changes, to the court’s investigation, hearing and power to punish.
(sec.39-ssec.10) The ombudsman’s certificate of contempt is evidence of the matters stated in the certificate.
(a) witnesses and evidence that may be produced against or for the person whose contempt was certified; and
(b) any statement given by the person in defence.
sec.40
Conduct that is contempt and offence
sec.40 Conduct that is contempt and offence
If conduct of an offender is both contempt of the ombudsman and an offence, the offender may be proceeded against for the contempt or for the offence, but the offender is not liable to be punished twice for the same conduct.
In this section—
offender means a person guilty, or alleged to be guilty, of contempt of the ombudsman.
(sec.40-ssec.1) If conduct of an offender is both contempt of the ombudsman and an offence, the offender may be proceeded against for the contempt or for the offence, but the offender is not liable to be punished twice for the same conduct.
(sec.40-ssec.2) In this section— offender means a person guilty, or alleged to be guilty, of contempt of the ombudsman.
pt.4-div.4
Offences
Offences
sec.41
False or misleading statement
sec.41 False or misleading statement
A person must not state anything to the ombudsman or an officer of the ombudsman the person knows is false or misleading in a material particular.
Maximum penalty—100 penalty units.
It is enough for a complaint against a person for an offence against subsection (1) to state the statement made was, without specifying which, ‘false or misleading’.
(sec.41-ssec.1) A person must not state anything to the ombudsman or an officer of the ombudsman the person knows is false or misleading in a material particular. Maximum penalty—100 penalty units.
(sec.41-ssec.2) It is enough for a complaint against a person for an offence against subsection (1) to state the statement made was, without specifying which, ‘false or misleading’.
sec.42
False or misleading document
sec.42 False or misleading document
A person must not give the ombudsman or an officer of the ombudsman a document containing information the person knows is false or misleading in a material particular.
Maximum penalty—100 penalty units.
Subsection (1) does not apply to a person if the person, when giving the document—
tells the ombudsman or officer, to the best of the person’s ability, how the information in the document is false or misleading; and
if the person, has, or can reasonably obtain, the correct information—gives the correct information.
It is enough for a complaint against a person for an offence against subsection (1) to state the information in the document was, without specifying which, ‘false or misleading’.
(sec.42-ssec.1) A person must not give the ombudsman or an officer of the ombudsman a document containing information the person knows is false or misleading in a material particular. Maximum penalty—100 penalty units.
(sec.42-ssec.2) Subsection (1) does not apply to a person if the person, when giving the document— tells the ombudsman or officer, to the best of the person’s ability, how the information in the document is false or misleading; and if the person, has, or can reasonably obtain, the correct information—gives the correct information.
(sec.42-ssec.3) It is enough for a complaint against a person for an offence against subsection (1) to state the information in the document was, without specifying which, ‘false or misleading’.
(a) tells the ombudsman or officer, to the best of the person’s ability, how the information in the document is false or misleading; and
(b) if the person, has, or can reasonably obtain, the correct information—gives the correct information.
sec.43
Offence to assault or obstruct ombudsman or officer of ombudsman
sec.43 Offence to assault or obstruct ombudsman or officer of ombudsman
A person must not assault or obstruct the ombudsman or an officer of the ombudsman in the performance of duties under this Act.
Maximum penalty—40 penalty units or 6 months imprisonment.
In this section—
assault has the meaning given by the Criminal Code , section 245 .
obstruct includes hinder, resist and attempt to obstruct.
(sec.43-ssec.1) A person must not assault or obstruct the ombudsman or an officer of the ombudsman in the performance of duties under this Act. Maximum penalty—40 penalty units or 6 months imprisonment.
(sec.43-ssec.2) In this section— assault has the meaning given by the Criminal Code , section 245 . obstruct includes hinder, resist and attempt to obstruct.
pt.5
Other provisions supporting performance of ombudsman’s functions
Other provisions supporting performance of ombudsman’s functions
sec.44
Application of Criminal Code
sec.44 Application of Criminal Code
The Criminal Code , sections 120 , 123 , 123A , 124 , 125 , 126 , 127 , 128 , 129 and 130 ( identified provisions ) apply, with necessary changes, to investigations under this Act.
Without limiting subsection (1) , for applying the identified provisions to an investigation—
the investigation is a judicial proceeding; and
the ombudsman is the holder of a judicial office; and
a reference to judicial capacity is a reference to capacity as ombudsman; and
a reference to the giving or withholding of testimony is a reference to the giving or withholding of information; and
a reference to a witness is a reference to a person from whom the ombudsman may obtain information; and
a reference to being required or used in evidence is a reference to being required or used for the obtaining of information; and
a reference to being summoned to attend as a witness is a reference to being asked or required to attend to give information; and
a reference to a tribunal is a reference to the ombudsman.
(sec.44-ssec.1) The Criminal Code , sections 120 , 123 , 123A , 124 , 125 , 126 , 127 , 128 , 129 and 130 ( identified provisions ) apply, with necessary changes, to investigations under this Act.
(sec.44-ssec.2) Without limiting subsection (1) , for applying the identified provisions to an investigation— the investigation is a judicial proceeding; and the ombudsman is the holder of a judicial office; and a reference to judicial capacity is a reference to capacity as ombudsman; and a reference to the giving or withholding of testimony is a reference to the giving or withholding of information; and a reference to a witness is a reference to a person from whom the ombudsman may obtain information; and a reference to being required or used in evidence is a reference to being required or used for the obtaining of information; and a reference to being summoned to attend as a witness is a reference to being asked or required to attend to give information; and a reference to a tribunal is a reference to the ombudsman.
(a) the investigation is a judicial proceeding; and
(b) the ombudsman is the holder of a judicial office; and
(c) a reference to judicial capacity is a reference to capacity as ombudsman; and
(d) a reference to the giving or withholding of testimony is a reference to the giving or withholding of information; and
(e) a reference to a witness is a reference to a person from whom the ombudsman may obtain information; and
(f) a reference to being required or used in evidence is a reference to being required or used for the obtaining of information; and
(g) a reference to being summoned to attend as a witness is a reference to being asked or required to attend to give information; and
(h) a reference to a tribunal is a reference to the ombudsman.
sec.45
Information disclosure and privilege
sec.45 Information disclosure and privilege
No obligation to maintain secrecy or other restriction on the disclosure of information obtained by or given to officers of an agency, whether imposed by any Act or by a rule of law, applies to the disclosure of information relevant to a preliminary inquiry or an investigation by the ombudsman.
In a preliminary inquiry or an investigation, the State or an agency is not entitled to any privilege that would apply to the production of documents, or the giving of evidence, relevant to the investigation, in a legal proceeding.
A person has, for the giving of information and the production of documents or other things relevant to a preliminary inquiry or an investigation, equivalent privileges to the privileges the person would have as a witness in proceedings in a court.
Subsection (3) has effect subject to subsections (1) and (2) and part 4 , division 1 .
(sec.45-ssec.1) No obligation to maintain secrecy or other restriction on the disclosure of information obtained by or given to officers of an agency, whether imposed by any Act or by a rule of law, applies to the disclosure of information relevant to a preliminary inquiry or an investigation by the ombudsman.
(sec.45-ssec.2) In a preliminary inquiry or an investigation, the State or an agency is not entitled to any privilege that would apply to the production of documents, or the giving of evidence, relevant to the investigation, in a legal proceeding.
(sec.45-ssec.3) A person has, for the giving of information and the production of documents or other things relevant to a preliminary inquiry or an investigation, equivalent privileges to the privileges the person would have as a witness in proceedings in a court.
(sec.45-ssec.4) Subsection (3) has effect subject to subsections (1) and (2) and part 4 , division 1 .
sec.46
Disclosure of certain matters not required
sec.46 Disclosure of certain matters not required
This Act does not require or authorise a person—
to give any information or answer any question relating to proceedings of Cabinet or a committee of Cabinet; or
to produce or inspect a document to the extent it relates to proceedings mentioned in paragraph (a) .
For subsection (1) , a certificate issued by the chief executive of a department administered by the Premier, with the Premier’s approval, certifying that any information or question, or any document or part of a document, relates to any proceedings mentioned in subsection (1) is conclusive of the fact so certified.
The ombudsman must not require—
any information or answer to be given; or
the production of any document or thing;
if the Attorney-General certifies, in writing, that the giving of the information, or the answering of the question, or the production of the document or thing might prejudice the security of the State or the investigation or detection of offences.
(sec.46-ssec.1) This Act does not require or authorise a person— to give any information or answer any question relating to proceedings of Cabinet or a committee of Cabinet; or to produce or inspect a document to the extent it relates to proceedings mentioned in paragraph (a) .
(sec.46-ssec.2) For subsection (1) , a certificate issued by the chief executive of a department administered by the Premier, with the Premier’s approval, certifying that any information or question, or any document or part of a document, relates to any proceedings mentioned in subsection (1) is conclusive of the fact so certified.
(sec.46-ssec.3) The ombudsman must not require— any information or answer to be given; or the production of any document or thing; if the Attorney-General certifies, in writing, that the giving of the information, or the answering of the question, or the production of the document or thing might prejudice the security of the State or the investigation or detection of offences.
(a) to give any information or answer any question relating to proceedings of Cabinet or a committee of Cabinet; or
(b) to produce or inspect a document to the extent it relates to proceedings mentioned in paragraph (a) .
(a) any information or answer to be given; or
(b) the production of any document or thing;
sec.47
Protection of person helping ombudsman
sec.47 Protection of person helping ombudsman
A person must not cause, or threaten, attempt or conspire to cause, detriment to another person because, or in the belief that, any person—
has made, or may make, a complaint to the ombudsman; or
has given, or may give, the ombudsman information or a document or other thing for the purposes of a preliminary inquiry or an investigation.
Maximum penalty—100 penalty units.
An attempt to cause detriment includes an attempt to induce a person to cause detriment.
In this section—
detriment , to a person, includes dismissal of the person from the person’s employment.
s 47 amd 2017 No. 17 s 177
(sec.47-ssec.1) A person must not cause, or threaten, attempt or conspire to cause, detriment to another person because, or in the belief that, any person— has made, or may make, a complaint to the ombudsman; or has given, or may give, the ombudsman information or a document or other thing for the purposes of a preliminary inquiry or an investigation. Maximum penalty—100 penalty units.
(sec.47-ssec.2) An attempt to cause detriment includes an attempt to induce a person to cause detriment.
(sec.47-ssec.3) In this section— detriment , to a person, includes dismissal of the person from the person’s employment.
(a) has made, or may make, a complaint to the ombudsman; or
(b) has given, or may give, the ombudsman information or a document or other thing for the purposes of a preliminary inquiry or an investigation.
sec.48
Inadmissibility of particular information in proceedings
sec.48 Inadmissibility of particular information in proceedings
This section applies if an individual gives information to the ombudsman under an investigation requirement.
The following information is not admissible in any proceeding as evidence against the individual—
the information given by the individual under the investigation requirement and the fact of that giving ( primary evidence );
any information obtained as a direct or indirect result of primary evidence ( derived evidence ).
Subsection (2) does not prevent primary evidence or derived evidence being admitted in evidence in criminal proceedings about the falsity or misleading nature of the primary evidence.
In this section—
information includes a document.
s 48 sub 2017 No. 17 s 178
(sec.48-ssec.1) This section applies if an individual gives information to the ombudsman under an investigation requirement.
(sec.48-ssec.2) The following information is not admissible in any proceeding as evidence against the individual— the information given by the individual under the investigation requirement and the fact of that giving ( primary evidence ); any information obtained as a direct or indirect result of primary evidence ( derived evidence ).
(sec.48-ssec.3) Subsection (2) does not prevent primary evidence or derived evidence being admitted in evidence in criminal proceedings about the falsity or misleading nature of the primary evidence.
(sec.48-ssec.4) In this section— information includes a document.
(a) the information given by the individual under the investigation requirement and the fact of that giving ( primary evidence );
(b) any information obtained as a direct or indirect result of primary evidence ( derived evidence ).
pt.6
Reports and recommendations
Reports and recommendations
pt.6-div.1
Reports on particular investigations
Reports on particular investigations
sec.49
Investigations to which div 1 applies
sec.49 Investigations to which div 1 applies
This division applies to an investigation of an administrative action of an agency, other than an investigation started because of a parliamentary reference.
However, this division applies to an investigation only if the ombudsman considers that the administrative action to which the investigation relates—
was taken contrary to law; or
was unreasonable, unjust, oppressive, or improperly discriminatory; or
was in accordance with a rule of law or a provision of an Act or a practice that is or may be unreasonable, unjust, oppressive, or improperly discriminatory in the particular circumstances; or
was taken—
for an improper purpose; or
on irrelevant grounds; or
having regard to irrelevant considerations; or
was an action for which reasons should have been given, but were not given; or
was based wholly or partly on a mistake of law or fact; or
was wrong.
s 49 amd 2017 No. 17 s 179
(sec.49-ssec.1) This division applies to an investigation of an administrative action of an agency, other than an investigation started because of a parliamentary reference.
(sec.49-ssec.2) However, this division applies to an investigation only if the ombudsman considers that the administrative action to which the investigation relates— was taken contrary to law; or was unreasonable, unjust, oppressive, or improperly discriminatory; or was in accordance with a rule of law or a provision of an Act or a practice that is or may be unreasonable, unjust, oppressive, or improperly discriminatory in the particular circumstances; or was taken— for an improper purpose; or on irrelevant grounds; or having regard to irrelevant considerations; or was an action for which reasons should have been given, but were not given; or was based wholly or partly on a mistake of law or fact; or was wrong.
(a) was taken contrary to law; or
(b) was unreasonable, unjust, oppressive, or improperly discriminatory; or
(c) was in accordance with a rule of law or a provision of an Act or a practice that is or may be unreasonable, unjust, oppressive, or improperly discriminatory in the particular circumstances; or
(d) was taken— (i) for an improper purpose; or (ii) on irrelevant grounds; or (iii) having regard to irrelevant considerations; or
(i) for an improper purpose; or
(ii) on irrelevant grounds; or
(iii) having regard to irrelevant considerations; or
(e) was an action for which reasons should have been given, but were not given; or
(f) was based wholly or partly on a mistake of law or fact; or
(g) was wrong.
(i) for an improper purpose; or
(ii) on irrelevant grounds; or
(iii) having regard to irrelevant considerations; or
sec.50
Report and recommendations
sec.50 Report and recommendations
This section applies if the ombudsman considers—
the administrative action should be referred to the agency for further consideration; or
action can be, and should be, taken to rectify, mitigate or change the effects of, the administrative action; or
a practice under which the administrative action was taken should be changed; or
any law under which, or on the basis of which, the administrative action was taken should be reconsidered; or
reasons, or further reasons, should be given for the administrative action; or
any other steps should be taken.
The ombudsman may—
give the principal officer of the agency a report that—
states the action the ombudsman considers should be taken; and
makes recommendations the ombudsman considers appropriate; and
if the agency is a local government—direct the principal officer to table the report at a meeting of the local government; and
if subsection (3) does not apply—give a copy of the report to the responsible Minister for the agency.
If, during or after the investigation, the ombudsman considers there is evidence of a breach of duty or misconduct on the part of an officer of the agency, the ombudsman—
must give the principal officer of the agency a report that—
states the nature of the breach of duty or misconduct; and
makes recommendations the ombudsman considers appropriate; and
if the agency is a local government—may direct the principal officer to table the report at a meeting of the local government; and
may, if the ombudsman considers it appropriate in the circumstances, give a copy of the report to—
the responsible Minister for the agency; and
if the agency is a local government—the local government’s mayor.
The ombudsman must also, under the Crime and Corruption Act 2001 , section 38 , notify the Crime and Corruption Commission of any matters involving, or possibly involving, corrupt conduct under that Act.
If the principal officer of a local government is given a report under subsection (2) (a) or (3) (a) , the principal officer must—
give a copy of the report to all the members, however named, of the local government; and
if the principal officer is given a direction under subsection (2) (b) or (3) (b) to table a copy of the report at a meeting of the local government—table the report as directed.
s 50 amd 2003 No. 19 s 3 sch ; 2014 No. 21 s 94 (2) sch 2
sub 2017 No. 17 s 180
(sec.50-ssec.1) This section applies if the ombudsman considers— the administrative action should be referred to the agency for further consideration; or action can be, and should be, taken to rectify, mitigate or change the effects of, the administrative action; or a practice under which the administrative action was taken should be changed; or any law under which, or on the basis of which, the administrative action was taken should be reconsidered; or reasons, or further reasons, should be given for the administrative action; or any other steps should be taken.
(sec.50-ssec.2) The ombudsman may— give the principal officer of the agency a report that— states the action the ombudsman considers should be taken; and makes recommendations the ombudsman considers appropriate; and if the agency is a local government—direct the principal officer to table the report at a meeting of the local government; and if subsection (3) does not apply—give a copy of the report to the responsible Minister for the agency.
(sec.50-ssec.3) If, during or after the investigation, the ombudsman considers there is evidence of a breach of duty or misconduct on the part of an officer of the agency, the ombudsman— must give the principal officer of the agency a report that— states the nature of the breach of duty or misconduct; and makes recommendations the ombudsman considers appropriate; and if the agency is a local government—may direct the principal officer to table the report at a meeting of the local government; and may, if the ombudsman considers it appropriate in the circumstances, give a copy of the report to— the responsible Minister for the agency; and if the agency is a local government—the local government’s mayor. The ombudsman must also, under the Crime and Corruption Act 2001 , section 38 , notify the Crime and Corruption Commission of any matters involving, or possibly involving, corrupt conduct under that Act.
(sec.50-ssec.4) If the principal officer of a local government is given a report under subsection (2) (a) or (3) (a) , the principal officer must— give a copy of the report to all the members, however named, of the local government; and if the principal officer is given a direction under subsection (2) (b) or (3) (b) to table a copy of the report at a meeting of the local government—table the report as directed.
(a) the administrative action should be referred to the agency for further consideration; or
(b) action can be, and should be, taken to rectify, mitigate or change the effects of, the administrative action; or
(c) a practice under which the administrative action was taken should be changed; or
(d) any law under which, or on the basis of which, the administrative action was taken should be reconsidered; or
(e) reasons, or further reasons, should be given for the administrative action; or
(f) any other steps should be taken.
(a) give the principal officer of the agency a report that— (i) states the action the ombudsman considers should be taken; and (ii) makes recommendations the ombudsman considers appropriate; and
(i) states the action the ombudsman considers should be taken; and
(ii) makes recommendations the ombudsman considers appropriate; and
(b) if the agency is a local government—direct the principal officer to table the report at a meeting of the local government; and
(c) if subsection (3) does not apply—give a copy of the report to the responsible Minister for the agency.
(i) states the action the ombudsman considers should be taken; and
(ii) makes recommendations the ombudsman considers appropriate; and
(a) must give the principal officer of the agency a report that— (i) states the nature of the breach of duty or misconduct; and (ii) makes recommendations the ombudsman considers appropriate; and
(i) states the nature of the breach of duty or misconduct; and
(ii) makes recommendations the ombudsman considers appropriate; and
(b) if the agency is a local government—may direct the principal officer to table the report at a meeting of the local government; and
(c) may, if the ombudsman considers it appropriate in the circumstances, give a copy of the report to— (i) the responsible Minister for the agency; and (ii) if the agency is a local government—the local government’s mayor.
(i) the responsible Minister for the agency; and
(ii) if the agency is a local government—the local government’s mayor.
(i) states the nature of the breach of duty or misconduct; and
(ii) makes recommendations the ombudsman considers appropriate; and
(i) the responsible Minister for the agency; and
(ii) if the agency is a local government—the local government’s mayor.
(a) give a copy of the report to all the members, however named, of the local government; and
(b) if the principal officer is given a direction under subsection (2) (b) or (3) (b) to table a copy of the report at a meeting of the local government—table the report as directed.
sec.51
Action after report making recommendations
sec.51 Action after report making recommendations
This section applies if the ombudsman gives the principal officer of an agency a report under section 50 that makes recommendations.
The ombudsman may ask the principal officer of the agency to give the ombudsman, within a stated time, comments about—
the steps taken or proposed to be taken to give effect to the recommendations; or
if no steps, or only some steps, have been or are proposed to be taken to give effect to the recommendations—the reasons for not taking steps, or all the steps, necessary to give effect to the recommendations.
The ombudsman may give the Premier a copy of the report and a copy of any comments made by or for the principal officer of the agency if—
it appears to the ombudsman that no steps the ombudsman considers appropriate have been taken within a reasonable time after giving the principal officer the report; and
within that time, the ombudsman has considered any comments made by or for the principal officer; and
the ombudsman considers it appropriate.
If the ombudsman gives the Premier a copy of a report (the original report ) and a copy of any comments, the ombudsman may give the Speaker, for tabling in the Assembly, another report that deals, to the extent the ombudsman considers appropriate, with the original report and the comments.
s 51 amd 2017 No. 17 s 181
(sec.51-ssec.1) This section applies if the ombudsman gives the principal officer of an agency a report under section 50 that makes recommendations.
(sec.51-ssec.2) The ombudsman may ask the principal officer of the agency to give the ombudsman, within a stated time, comments about— the steps taken or proposed to be taken to give effect to the recommendations; or if no steps, or only some steps, have been or are proposed to be taken to give effect to the recommendations—the reasons for not taking steps, or all the steps, necessary to give effect to the recommendations.
(sec.51-ssec.3) The ombudsman may give the Premier a copy of the report and a copy of any comments made by or for the principal officer of the agency if— it appears to the ombudsman that no steps the ombudsman considers appropriate have been taken within a reasonable time after giving the principal officer the report; and within that time, the ombudsman has considered any comments made by or for the principal officer; and the ombudsman considers it appropriate.
(sec.51-ssec.4) If the ombudsman gives the Premier a copy of a report (the original report ) and a copy of any comments, the ombudsman may give the Speaker, for tabling in the Assembly, another report that deals, to the extent the ombudsman considers appropriate, with the original report and the comments.
(a) the steps taken or proposed to be taken to give effect to the recommendations; or
(b) if no steps, or only some steps, have been or are proposed to be taken to give effect to the recommendations—the reasons for not taking steps, or all the steps, necessary to give effect to the recommendations.
(a) it appears to the ombudsman that no steps the ombudsman considers appropriate have been taken within a reasonable time after giving the principal officer the report; and
(b) within that time, the ombudsman has considered any comments made by or for the principal officer; and
(c) the ombudsman considers it appropriate.
pt.6-div.2
Other reports
Other reports
sec.52
Report to Assembly on ombudsman’s initiative
sec.52 Report to Assembly on ombudsman’s initiative
If the ombudsman considers it appropriate, the ombudsman may give to the Speaker at any time, for tabling in the Assembly, a report on a matter arising out of the performance of the ombudsman’s functions.
sec.53
Report on parliamentary reference
sec.53 Report on parliamentary reference
If the ombudsman investigates administrative action because of a parliamentary reference, the ombudsman must give a report on the investigation to the Speaker for tabling in the Assembly.
sec.54
Other reports on authority of speaker
sec.54 Other reports on authority of speaker
The Speaker may, at the ombudsman’s written request, authorise the ombudsman to publish, in the public interest or in the interests of any agency, organisation or person—
a report relating generally to the performance of the ombudsman’s functions; or
a report relating to any particular case investigated by the ombudsman;
whether or not the matters to be dealt with in the report have been the subject of a report tabled in the Assembly under this Act.
(a) a report relating generally to the performance of the ombudsman’s functions; or
(b) a report relating to any particular case investigated by the ombudsman;
pt.6-div.3
Miscellaneous
Miscellaneous
sec.55
Report containing adverse comment
sec.55 Report containing adverse comment
This section applies if the ombudsman proposes to make an adverse comment about a person in a report under this Act.
The ombudsman must not make the proposed adverse comment unless, before the report is prepared, the ombudsman gives the person an opportunity to make submissions about the proposed adverse comment.
If the person makes submissions and the ombudsman still proposes to make the adverse comment, the ombudsman must ensure the person’s defence is fairly stated in the report.
(sec.55-ssec.1) This section applies if the ombudsman proposes to make an adverse comment about a person in a report under this Act.
(sec.55-ssec.2) The ombudsman must not make the proposed adverse comment unless, before the report is prepared, the ombudsman gives the person an opportunity to make submissions about the proposed adverse comment.
(sec.55-ssec.3) If the person makes submissions and the ombudsman still proposes to make the adverse comment, the ombudsman must ensure the person’s defence is fairly stated in the report.
sec.56
Report not to disclose identities in particular circumstances
sec.56 Report not to disclose identities in particular circumstances
This section applies if—
the ombudsman investigates a matter involving a person; and
under an Act, the identity of the person must not be disclosed.
The ombudsman must not disclose the identity of the person, or information from which the person’s identity could be deduced, in any report under section 51 (4) or division 2 .
(sec.56-ssec.1) This section applies if— the ombudsman investigates a matter involving a person; and under an Act, the identity of the person must not be disclosed.
(sec.56-ssec.2) The ombudsman must not disclose the identity of the person, or information from which the person’s identity could be deduced, in any report under section 51 (4) or division 2 .
(a) the ombudsman investigates a matter involving a person; and
(b) under an Act, the identity of the person must not be disclosed.
sec.57
Information to complainant on completion of investigation
sec.57 Information to complainant on completion of investigation
If the ombudsman investigates administrative action because of a complaint, the ombudsman must, as soon as possible, inform the complainant, in the way the ombudsman considers appropriate, of the result of the investigation.
sec.57A
Copy of report may be given to particular persons
sec.57A Copy of report may be given to particular persons
This section applies if a report prepared by the ombudsman under this part relates to the death of a person that—
was a reportable death under the Coroners Act 2003 ; or
was the subject of an inquiry under the Coroners Act 1958 .
The ombudsman may give a copy of the report—
to the State Coroner—
for use by a coroner to help in an investigation under the Coroners Act 2003 or an inquiry under the Coroners Act 1958 ; or
for use by the State Coroner in relation to the State Coroner’s functions and powers under the Coroners Act 2003 ; or
to the Attorney-General, for use by the Attorney-General for his or her functions and powers under the Coroners Act 2003 or Coroners Act 1958 ; or
to the Minister under the Coroners Act 2003 or Coroners Act 1958 , for use by that Minister for his or her functions and powers under that Act.
This section applies despite any other provision of this Act.
In this section—
State Coroner means the State Coroner under the Coroners Act 2003 .
s 57A ins 2004 No. 13 s 101
(sec.57A-ssec.1) This section applies if a report prepared by the ombudsman under this part relates to the death of a person that— was a reportable death under the Coroners Act 2003 ; or was the subject of an inquiry under the Coroners Act 1958 .
(sec.57A-ssec.2) The ombudsman may give a copy of the report— to the State Coroner— for use by a coroner to help in an investigation under the Coroners Act 2003 or an inquiry under the Coroners Act 1958 ; or for use by the State Coroner in relation to the State Coroner’s functions and powers under the Coroners Act 2003 ; or to the Attorney-General, for use by the Attorney-General for his or her functions and powers under the Coroners Act 2003 or Coroners Act 1958 ; or to the Minister under the Coroners Act 2003 or Coroners Act 1958 , for use by that Minister for his or her functions and powers under that Act.
(sec.57A-ssec.3) This section applies despite any other provision of this Act.
(sec.57A-ssec.4) In this section— State Coroner means the State Coroner under the Coroners Act 2003 .
(a) was a reportable death under the Coroners Act 2003 ; or
(b) was the subject of an inquiry under the Coroners Act 1958 .
(a) to the State Coroner— (i) for use by a coroner to help in an investigation under the Coroners Act 2003 or an inquiry under the Coroners Act 1958 ; or (ii) for use by the State Coroner in relation to the State Coroner’s functions and powers under the Coroners Act 2003 ; or
(i) for use by a coroner to help in an investigation under the Coroners Act 2003 or an inquiry under the Coroners Act 1958 ; or
(ii) for use by the State Coroner in relation to the State Coroner’s functions and powers under the Coroners Act 2003 ; or
(b) to the Attorney-General, for use by the Attorney-General for his or her functions and powers under the Coroners Act 2003 or Coroners Act 1958 ; or
(c) to the Minister under the Coroners Act 2003 or Coroners Act 1958 , for use by that Minister for his or her functions and powers under that Act.
(i) for use by a coroner to help in an investigation under the Coroners Act 2003 or an inquiry under the Coroners Act 1958 ; or
(ii) for use by the State Coroner in relation to the State Coroner’s functions and powers under the Coroners Act 2003 ; or
sec.57B
Particular reports may be given to chief executive (child safety)
sec.57B Particular reports may be given to chief executive (child safety)
If a report prepared by the ombudsman under this part relates to the death or serious physical injury of a child, the ombudsman may give a copy of the report to the chief executive (child safety).
Subsection (1) applies despite any other provision of this Act.
In this section—
chief executive (child safety) means the chief executive of the department in which the Child Protection Act 1999 is administered.
serious physical injury see the Child Protection Act 1999 , schedule 3 .
s 57B ins 2004 No. 13 s 101
amd 2010 No. 5 s 248 sch 3
sub 2014 No. 28 s 96
(sec.57B-ssec.1) If a report prepared by the ombudsman under this part relates to the death or serious physical injury of a child, the ombudsman may give a copy of the report to the chief executive (child safety).
(sec.57B-ssec.2) Subsection (1) applies despite any other provision of this Act.
(sec.57B-ssec.3) In this section— chief executive (child safety) means the chief executive of the department in which the Child Protection Act 1999 is administered. serious physical injury see the Child Protection Act 1999 , schedule 3 .
pt.7
Particular provisions about the ombudsman and inspector of detention services
Particular provisions about the ombudsman and inspector of detention services
pt.7-div.1
Appointment
Appointment
sec.58
Appointment as ombudsman and inspector of detention services
sec.58 Appointment as ombudsman and inspector of detention services
The ombudsman is appointed by the Governor in Council.
The ombudsman is also appointed by the Governor in Council to be the inspector of detention services.
The ombudsman and the inspector of detention services are appointed under this Act and not under the Public Sector Act 2022 .
If a person stops holding office as the ombudsman, the person also stops holding office as the inspector of detention services.
If a person stops holding office as the inspector of detention services, the person also stops holding office as the ombudsman.
s 58 amd 2008 No. 38 s 252 sch 3
sub 2022 No. 18 s 66
amd 2022 No. 34 s 365 sch 3
(sec.58-ssec.1) The ombudsman is appointed by the Governor in Council.
(sec.58-ssec.2) The ombudsman is also appointed by the Governor in Council to be the inspector of detention services.
(sec.58-ssec.3) The ombudsman and the inspector of detention services are appointed under this Act and not under the Public Sector Act 2022 .
(sec.58-ssec.4) If a person stops holding office as the ombudsman, the person also stops holding office as the inspector of detention services.
(sec.58-ssec.5) If a person stops holding office as the inspector of detention services, the person also stops holding office as the ombudsman.
sec.59
Procedure before appointment
sec.59 Procedure before appointment
A person may be appointed as the ombudsman and the inspector of detention services only if—
the Minister has placed press advertisements nationally calling for applications from suitably qualified persons to be considered for appointment; and
the person has been selected for appointment in accordance with a process for selection approved by the parliamentary committee; and
the Minister has obtained the parliamentary committee’s approval for the appointment of the person as the ombudsman and the inspector of detention services.
For subsection (1) (c) , the parliamentary committee—
must decide to give or not give the approval within 20 business days after receiving the request for the approval from the Minister (the original period ) or within the further period agreed under subsection (3) ; and
is taken to have approved the appointment of the person as the ombudsman and the inspector of detention services if the committee does not notify the Minister of its decision under paragraph (a) within the period stated in that paragraph.
The Minister and chair of the parliamentary committee may, before the end of the original period, agree to extend the original period by a further period of not more than 20 business days.
Subsection (1) (a) and (b) does not apply to the reappointment of a person as the ombudsman and the inspector of detention services.
s 59 amd 2022 No. 18 s 67 ; 2024 No. 3 s 50
(sec.59-ssec.1) A person may be appointed as the ombudsman and the inspector of detention services only if— the Minister has placed press advertisements nationally calling for applications from suitably qualified persons to be considered for appointment; and the person has been selected for appointment in accordance with a process for selection approved by the parliamentary committee; and the Minister has obtained the parliamentary committee’s approval for the appointment of the person as the ombudsman and the inspector of detention services.
(sec.59-ssec.2) For subsection (1) (c) , the parliamentary committee— must decide to give or not give the approval within 20 business days after receiving the request for the approval from the Minister (the original period ) or within the further period agreed under subsection (3) ; and is taken to have approved the appointment of the person as the ombudsman and the inspector of detention services if the committee does not notify the Minister of its decision under paragraph (a) within the period stated in that paragraph.
(sec.59-ssec.3) The Minister and chair of the parliamentary committee may, before the end of the original period, agree to extend the original period by a further period of not more than 20 business days.
(sec.59-ssec.4) Subsection (1) (a) and (b) does not apply to the reappointment of a person as the ombudsman and the inspector of detention services.
(a) the Minister has placed press advertisements nationally calling for applications from suitably qualified persons to be considered for appointment; and
(b) the person has been selected for appointment in accordance with a process for selection approved by the parliamentary committee; and
(c) the Minister has obtained the parliamentary committee’s approval for the appointment of the person as the ombudsman and the inspector of detention services.
(a) must decide to give or not give the approval within 20 business days after receiving the request for the approval from the Minister (the original period ) or within the further period agreed under subsection (3) ; and
(b) is taken to have approved the appointment of the person as the ombudsman and the inspector of detention services if the committee does not notify the Minister of its decision under paragraph (a) within the period stated in that paragraph.
sec.60
Ineligibility for appointment
sec.60 Ineligibility for appointment
A person must not be appointed as the ombudsman or the inspector of detention services if the person has been, within the last 3 years—
a member of the Parliament of the State, another State or the Commonwealth; or
the holder of—
the office of the chairperson, the mayor, the president, a councillor or a member of a local government; or
an office in another State equivalent to an office mentioned in subparagraph (i) .
s 60 amd 2022 No. 18 s 68
(a) a member of the Parliament of the State, another State or the Commonwealth; or
(b) the holder of— (i) the office of the chairperson, the mayor, the president, a councillor or a member of a local government; or (ii) an office in another State equivalent to an office mentioned in subparagraph (i) .
(i) the office of the chairperson, the mayor, the president, a councillor or a member of a local government; or
(ii) an office in another State equivalent to an office mentioned in subparagraph (i) .
(i) the office of the chairperson, the mayor, the president, a councillor or a member of a local government; or
(ii) an office in another State equivalent to an office mentioned in subparagraph (i) .
sec.61
Term of appointment
sec.61 Term of appointment
The ombudsman holds office as ombudsman for the term, of no more than 5 years, stated in the instrument of appointment.
The ombudsman holds office as inspector of detention services for the term, of no more than 5 years, stated in the instrument of appointment.
A person may be reappointed as the ombudsman and the inspector of detention services.
However, a person must not be reappointed if the total of the person’s terms of appointment as the ombudsman would be more than 10 years.
s 61 sub 2022 No. 18 s 69
(sec.61-ssec.1) The ombudsman holds office as ombudsman for the term, of no more than 5 years, stated in the instrument of appointment.
(sec.61-ssec.2) The ombudsman holds office as inspector of detention services for the term, of no more than 5 years, stated in the instrument of appointment.
(sec.61-ssec.3) A person may be reappointed as the ombudsman and the inspector of detention services.
(sec.61-ssec.4) However, a person must not be reappointed if the total of the person’s terms of appointment as the ombudsman would be more than 10 years.
sec.62
Remuneration and conditions
sec.62 Remuneration and conditions
The ombudsman, as the ombudsman and the inspector of detention services, is to be paid remuneration and travelling and other allowances decided by the Governor in Council.
The remuneration paid under subsection (1) must not be reduced during the ombudsman’s term of office without the ombudsman’s written consent.
The ombudsman, as the ombudsman and the inspector of detention services, is entitled to the leave of absence decided by the Governor in Council.
The ombudsman holds office, as the ombudsman and the inspector of detention services, on the terms and conditions, not provided for by this Act, that are decided by the Governor in Council.
The Minister may make a recommendation to the Governor in Council regarding the remuneration, allowances, and terms and conditions of office only with the approval of the parliamentary committee.
For subsection (5) , the parliamentary committee—
must decide to give or not give the approval within 20 business days after receiving the request for the approval from the Minister (the original period ) or within the further period agreed under subsection (7) ; and
is taken to have approved the remuneration, allowances, and terms and conditions of office stated in the request if the committee does not notify the Minister of its decision under paragraph (a) within the period stated in that paragraph.
The Minister and chair of the parliamentary committee may, before the end of the original period, agree to extend the original period by a further period of not more than 20 business days.
s 62 amd 2022 No. 18 s 70 ; 2024 No. 3 s 51
(sec.62-ssec.1) The ombudsman, as the ombudsman and the inspector of detention services, is to be paid remuneration and travelling and other allowances decided by the Governor in Council.
(sec.62-ssec.2) The remuneration paid under subsection (1) must not be reduced during the ombudsman’s term of office without the ombudsman’s written consent.
(sec.62-ssec.3) The ombudsman, as the ombudsman and the inspector of detention services, is entitled to the leave of absence decided by the Governor in Council.
(sec.62-ssec.4) The ombudsman holds office, as the ombudsman and the inspector of detention services, on the terms and conditions, not provided for by this Act, that are decided by the Governor in Council.
(sec.62-ssec.5) The Minister may make a recommendation to the Governor in Council regarding the remuneration, allowances, and terms and conditions of office only with the approval of the parliamentary committee.
(sec.62-ssec.6) For subsection (5) , the parliamentary committee— must decide to give or not give the approval within 20 business days after receiving the request for the approval from the Minister (the original period ) or within the further period agreed under subsection (7) ; and is taken to have approved the remuneration, allowances, and terms and conditions of office stated in the request if the committee does not notify the Minister of its decision under paragraph (a) within the period stated in that paragraph.
(sec.62-ssec.7) The Minister and chair of the parliamentary committee may, before the end of the original period, agree to extend the original period by a further period of not more than 20 business days.
(a) must decide to give or not give the approval within 20 business days after receiving the request for the approval from the Minister (the original period ) or within the further period agreed under subsection (7) ; and
(b) is taken to have approved the remuneration, allowances, and terms and conditions of office stated in the request if the committee does not notify the Minister of its decision under paragraph (a) within the period stated in that paragraph.
sec.63
Oath before performing duties
sec.63 Oath before performing duties
Before performing the duties of office as the ombudsman and the inspector of detention services, the ombudsman must make an oath to the effect that he or she will faithfully and impartially perform the duties of each office.
The oath must be administered by the Speaker.
s 63 amd 2022 No. 18 s 71
(sec.63-ssec.1) Before performing the duties of office as the ombudsman and the inspector of detention services, the ombudsman must make an oath to the effect that he or she will faithfully and impartially perform the duties of each office.
(sec.63-ssec.2) The oath must be administered by the Speaker.
sec.63A
Declaration of interests
sec.63A Declaration of interests
This section applies to the ombudsman on appointment as the ombudsman or the inspector of detention services.
Appointment includes reappointment. See the Acts Interpretation Act 1954 , schedule 1 , definition appoint .
The ombudsman must, within 1 month, give the Speaker a statement setting out the information mentioned in subsection (3) in relation to—
the interests of the ombudsman; and
the interests of each person who is a related person in relation to the ombudsman.
The information to be set out in the statement is the information that would be required to be disclosed under the Parliament of Queensland Act 2001 , section 69B if the ombudsman were a member of the Legislative Assembly.
Subsections (5) and (6) apply if, after the giving of the statement—
there is a change in the interests mentioned in subsection (2) ; and
the change is of a type that would have been required to be disclosed under the Parliament of Queensland Act 2001 , section 69B if the ombudsman were a member of the Legislative Assembly.
The ombudsman must give the Speaker a revised statement.
The revised statement must—
be given as soon as possible after the relevant facts about the change come to the ombudsman’s knowledge; and
comply with subsection (3) .
The Speaker must, if asked, give a copy of the latest statement to—
the Minister; or
the leader of a political party represented in the Legislative Assembly; or
the Crime and Corruption Commission; or
a member of the parliamentary committee; or
the integrity commissioner.
The Speaker must, if asked, give a copy of the part of the latest statement that relates only to the ombudsman to another member of the Legislative Assembly.
A member of the Legislative Assembly may, by writing given to the Speaker, allege that the ombudsman has not complied with the requirements of this section.
A reference in this section to an interest is a reference to the matter within its ordinary meaning under the general law and the definition in the Acts Interpretation Act 1954 , schedule 1 does not apply.
In this section—
integrity commissioner means the Queensland Integrity Commissioner under the Integrity Act 2009 .
related person , in relation to the ombudsman, means—
the ombudsman’s spouse; or
a person who is totally or substantially dependent on the ombudsman and—
the person is the ombudsman’s child; or
the person’s affairs are so closely connected with the ombudsman’s affairs that a benefit derived by the person, or a substantial part of it, could pass to the ombudsman.
s 63A ins 2010 No. 37 s 67
amd 2013 No. 39 s 110 (1) sch 3 pt 1 ; 2014 No. 21 s 94 (2) sch 2 ; 2022 No. 18 s 72
(sec.63A-ssec.1) This section applies to the ombudsman on appointment as the ombudsman or the inspector of detention services. Appointment includes reappointment. See the Acts Interpretation Act 1954 , schedule 1 , definition appoint .
(sec.63A-ssec.2) The ombudsman must, within 1 month, give the Speaker a statement setting out the information mentioned in subsection (3) in relation to— the interests of the ombudsman; and the interests of each person who is a related person in relation to the ombudsman.
(sec.63A-ssec.3) The information to be set out in the statement is the information that would be required to be disclosed under the Parliament of Queensland Act 2001 , section 69B if the ombudsman were a member of the Legislative Assembly.
(sec.63A-ssec.4) Subsections (5) and (6) apply if, after the giving of the statement— there is a change in the interests mentioned in subsection (2) ; and the change is of a type that would have been required to be disclosed under the Parliament of Queensland Act 2001 , section 69B if the ombudsman were a member of the Legislative Assembly.
(sec.63A-ssec.5) The ombudsman must give the Speaker a revised statement.
(sec.63A-ssec.6) The revised statement must— be given as soon as possible after the relevant facts about the change come to the ombudsman’s knowledge; and comply with subsection (3) .
(sec.63A-ssec.7) The Speaker must, if asked, give a copy of the latest statement to— the Minister; or the leader of a political party represented in the Legislative Assembly; or the Crime and Corruption Commission; or a member of the parliamentary committee; or the integrity commissioner.
(sec.63A-ssec.8) The Speaker must, if asked, give a copy of the part of the latest statement that relates only to the ombudsman to another member of the Legislative Assembly.
(sec.63A-ssec.9) A member of the Legislative Assembly may, by writing given to the Speaker, allege that the ombudsman has not complied with the requirements of this section.
(sec.63A-ssec.10) A reference in this section to an interest is a reference to the matter within its ordinary meaning under the general law and the definition in the Acts Interpretation Act 1954 , schedule 1 does not apply.
(sec.63A-ssec.11) In this section— integrity commissioner means the Queensland Integrity Commissioner under the Integrity Act 2009 . related person , in relation to the ombudsman, means— the ombudsman’s spouse; or a person who is totally or substantially dependent on the ombudsman and— the person is the ombudsman’s child; or the person’s affairs are so closely connected with the ombudsman’s affairs that a benefit derived by the person, or a substantial part of it, could pass to the ombudsman.
(a) the interests of the ombudsman; and
(b) the interests of each person who is a related person in relation to the ombudsman.
(a) there is a change in the interests mentioned in subsection (2) ; and
(b) the change is of a type that would have been required to be disclosed under the Parliament of Queensland Act 2001 , section 69B if the ombudsman were a member of the Legislative Assembly.
(a) be given as soon as possible after the relevant facts about the change come to the ombudsman’s knowledge; and
(b) comply with subsection (3) .
(a) the Minister; or
(b) the leader of a political party represented in the Legislative Assembly; or
(c) the Crime and Corruption Commission; or
(d) a member of the parliamentary committee; or
(e) the integrity commissioner.
(a) the ombudsman’s spouse; or
(b) a person who is totally or substantially dependent on the ombudsman and— (i) the person is the ombudsman’s child; or (ii) the person’s affairs are so closely connected with the ombudsman’s affairs that a benefit derived by the person, or a substantial part of it, could pass to the ombudsman.
(i) the person is the ombudsman’s child; or
(ii) the person’s affairs are so closely connected with the ombudsman’s affairs that a benefit derived by the person, or a substantial part of it, could pass to the ombudsman.
(i) the person is the ombudsman’s child; or
(ii) the person’s affairs are so closely connected with the ombudsman’s affairs that a benefit derived by the person, or a substantial part of it, could pass to the ombudsman.
sec.63B
Conflicts of interest
sec.63B Conflicts of interest
This section applies to the ombudsman in relation to the ombudsman’s official responsibilities as the ombudsman and the inspector of detention services.
If the ombudsman has an interest that conflicts or may conflict with the discharge of the ombudsman’s responsibilities, the ombudsman—
must disclose the nature of the interest and conflict to the Speaker and parliamentary committee as soon as practicable after the relevant facts come to the ombudsman’s knowledge; and
must not take action or further action concerning a matter that is, or may be, affected by the conflict until the conflict or possible conflict is resolved.
If the conflict or possible conflict between an interest of the ombudsman and the ombudsman’s responsibilities is resolved, the ombudsman must give to the Speaker and parliamentary committee a statement advising of the action the ombudsman took to resolve the conflict or possible conflict.
A reference in this section to an interest or to a conflict of interest is a reference to those matters within their ordinary meaning under the general law and, in relation to an interest, the definition in the Acts Interpretation Act 1954 , schedule 1 does not apply.
s 63B ins 2010 No. 37 s 67
amd 2013 No. 39 s 110 (1) sch 3 pt 1 ; 2022 No. 18 s 73
(sec.63B-ssec.1) This section applies to the ombudsman in relation to the ombudsman’s official responsibilities as the ombudsman and the inspector of detention services.
(sec.63B-ssec.2) If the ombudsman has an interest that conflicts or may conflict with the discharge of the ombudsman’s responsibilities, the ombudsman— must disclose the nature of the interest and conflict to the Speaker and parliamentary committee as soon as practicable after the relevant facts come to the ombudsman’s knowledge; and must not take action or further action concerning a matter that is, or may be, affected by the conflict until the conflict or possible conflict is resolved.
(sec.63B-ssec.3) If the conflict or possible conflict between an interest of the ombudsman and the ombudsman’s responsibilities is resolved, the ombudsman must give to the Speaker and parliamentary committee a statement advising of the action the ombudsman took to resolve the conflict or possible conflict.
(sec.63B-ssec.4) A reference in this section to an interest or to a conflict of interest is a reference to those matters within their ordinary meaning under the general law and, in relation to an interest, the definition in the Acts Interpretation Act 1954 , schedule 1 does not apply.
(a) must disclose the nature of the interest and conflict to the Speaker and parliamentary committee as soon as practicable after the relevant facts come to the ombudsman’s knowledge; and
(b) must not take action or further action concerning a matter that is, or may be, affected by the conflict until the conflict or possible conflict is resolved.
sec.64
Restriction on outside employment
sec.64 Restriction on outside employment
The ombudsman must not, without the Minister’s prior approval in each particular case—
hold any offices of profit other than those of the ombudsman and the inspector of detention services; or
engage in any remunerative employment or undertaking outside the duties of each office.
Contravention of subsection (1) is misconduct under division 2 .
s 64 amd 2022 No. 18 s 74
(sec.64-ssec.1) The ombudsman must not, without the Minister’s prior approval in each particular case— hold any offices of profit other than those of the ombudsman and the inspector of detention services; or engage in any remunerative employment or undertaking outside the duties of each office.
(sec.64-ssec.2) Contravention of subsection (1) is misconduct under division 2 .
(a) hold any offices of profit other than those of the ombudsman and the inspector of detention services; or
(b) engage in any remunerative employment or undertaking outside the duties of each office.
sec.65
Acting ombudsman and inspector of detention services
sec.65 Acting ombudsman and inspector of detention services
The Governor in Council may appoint a person to act as the ombudsman and the inspector of detention services—
during a vacancy as the ombudsman or inspector of detention services; or
during any period when the ombudsman—
is absent from duty as the ombudsman or inspector of detention services; or
is unable, for another reason, to perform the duties of the ombudsman or inspector of detention services.
The person appointed under subsection (1) to act as the ombudsman and the inspector of detention services must be eligible for appointment as the ombudsman and inspector of detention services.
The person appointed as the acting ombudsman and the acting inspector of detention services is appointed under this Act and not the Public Sector Act 2022 .
The Acts Interpretation Act 1954 , section 25 (1) (b) (iv) and (v) does not apply to the offices of the acting ombudsman and the acting inspector of detention services.
s 65 amd 2008 No. 38 s 252 sch 3
sub 2022 No. 18 s 75
amd 2022 No. 34 s 365 sch 3
(sec.65-ssec.1) The Governor in Council may appoint a person to act as the ombudsman and the inspector of detention services— during a vacancy as the ombudsman or inspector of detention services; or during any period when the ombudsman— is absent from duty as the ombudsman or inspector of detention services; or is unable, for another reason, to perform the duties of the ombudsman or inspector of detention services.
(sec.65-ssec.2) The person appointed under subsection (1) to act as the ombudsman and the inspector of detention services must be eligible for appointment as the ombudsman and inspector of detention services.
(sec.65-ssec.3) The person appointed as the acting ombudsman and the acting inspector of detention services is appointed under this Act and not the Public Sector Act 2022 .
(sec.65-ssec.4) The Acts Interpretation Act 1954 , section 25 (1) (b) (iv) and (v) does not apply to the offices of the acting ombudsman and the acting inspector of detention services.
(a) during a vacancy as the ombudsman or inspector of detention services; or
(b) during any period when the ombudsman— (i) is absent from duty as the ombudsman or inspector of detention services; or (ii) is unable, for another reason, to perform the duties of the ombudsman or inspector of detention services.
(i) is absent from duty as the ombudsman or inspector of detention services; or
(ii) is unable, for another reason, to perform the duties of the ombudsman or inspector of detention services.
(i) is absent from duty as the ombudsman or inspector of detention services; or
(ii) is unable, for another reason, to perform the duties of the ombudsman or inspector of detention services.
pt.7-div.2
Removal or suspension from office
Removal or suspension from office
sec.66
Grounds for removal or suspension from office as the ombudsman and inspector of detention services
sec.66 Grounds for removal or suspension from office as the ombudsman and inspector of detention services
The following are grounds for removal or suspension of the ombudsman from office as the ombudsman and inspector of detention services—
proved incapacity, incompetence or misconduct;
conviction of an indictable offence.
s 66 amd 2022 No. 18 s 77
(a) proved incapacity, incompetence or misconduct;
(b) conviction of an indictable offence.
sec.67
Removal of ombudsman and inspector of detention services on address
sec.67 Removal of ombudsman and inspector of detention services on address
The Governor may, on an address from the Assembly, remove the ombudsman from office as the ombudsman and inspector of detention services.
The motion for the address may be moved only by the Premier.
The Premier may move the motion only if—
the Premier has given the ombudsman a statement setting out the reasons for the motion; and
the statement and any written response by the ombudsman have been tabled in the Assembly; and
the Premier has consulted with the parliamentary committee about the motion; and
agreement to the motion has been obtained from—
all members of the parliamentary committee; or
a majority of members of the parliamentary committee, other than a majority consisting wholly of members of the political party or parties in government in the Assembly.
s 67 amd 2022 No. 18 s 78
(sec.67-ssec.1) The Governor may, on an address from the Assembly, remove the ombudsman from office as the ombudsman and inspector of detention services.
(sec.67-ssec.2) The motion for the address may be moved only by the Premier.
(sec.67-ssec.3) The Premier may move the motion only if— the Premier has given the ombudsman a statement setting out the reasons for the motion; and the statement and any written response by the ombudsman have been tabled in the Assembly; and the Premier has consulted with the parliamentary committee about the motion; and agreement to the motion has been obtained from— all members of the parliamentary committee; or a majority of members of the parliamentary committee, other than a majority consisting wholly of members of the political party or parties in government in the Assembly.
(a) the Premier has given the ombudsman a statement setting out the reasons for the motion; and
(b) the statement and any written response by the ombudsman have been tabled in the Assembly; and
(c) the Premier has consulted with the parliamentary committee about the motion; and
(d) agreement to the motion has been obtained from— (i) all members of the parliamentary committee; or (ii) a majority of members of the parliamentary committee, other than a majority consisting wholly of members of the political party or parties in government in the Assembly.
(i) all members of the parliamentary committee; or
(ii) a majority of members of the parliamentary committee, other than a majority consisting wholly of members of the political party or parties in government in the Assembly.
(i) all members of the parliamentary committee; or
(ii) a majority of members of the parliamentary committee, other than a majority consisting wholly of members of the political party or parties in government in the Assembly.
sec.68
Suspension of ombudsman and inspector of detention services on address
sec.68 Suspension of ombudsman and inspector of detention services on address
The Governor may, on an address from the Assembly, suspend the ombudsman from office as the ombudsman and inspector of detention services.
The motion for the address may be moved only by the Premier.
The Premier may move the motion only if—
the Premier has given the ombudsman a statement setting out the reasons for the motion; and
the statement and any written response by the ombudsman have been tabled in the Assembly; and
the Premier has consulted with the parliamentary committee about the motion; and
agreement to the motion has been obtained from—
all members of the parliamentary committee; or
a majority of members of the parliamentary committee, other than a majority consisting wholly of members of the political party or parties in government in the Assembly.
The ombudsman is entitled to be paid salary and allowances as the ombudsman and inspector of detention services for the period of the suspension only if—
the Assembly resolves that the salary and allowances be paid for the period; or
the Assembly does not pass a resolution under paragraph (a) and the Governor in Council approves the payment of the salary and allowances for the period.
s 68 amd 2022 No. 18 s 79
(sec.68-ssec.1) The Governor may, on an address from the Assembly, suspend the ombudsman from office as the ombudsman and inspector of detention services.
(sec.68-ssec.2) The motion for the address may be moved only by the Premier.
(sec.68-ssec.3) The Premier may move the motion only if— the Premier has given the ombudsman a statement setting out the reasons for the motion; and the statement and any written response by the ombudsman have been tabled in the Assembly; and the Premier has consulted with the parliamentary committee about the motion; and agreement to the motion has been obtained from— all members of the parliamentary committee; or a majority of members of the parliamentary committee, other than a majority consisting wholly of members of the political party or parties in government in the Assembly.
(sec.68-ssec.4) The ombudsman is entitled to be paid salary and allowances as the ombudsman and inspector of detention services for the period of the suspension only if— the Assembly resolves that the salary and allowances be paid for the period; or the Assembly does not pass a resolution under paragraph (a) and the Governor in Council approves the payment of the salary and allowances for the period.
(a) the Premier has given the ombudsman a statement setting out the reasons for the motion; and
(b) the statement and any written response by the ombudsman have been tabled in the Assembly; and
(c) the Premier has consulted with the parliamentary committee about the motion; and
(d) agreement to the motion has been obtained from— (i) all members of the parliamentary committee; or (ii) a majority of members of the parliamentary committee, other than a majority consisting wholly of members of the political party or parties in government in the Assembly.
(i) all members of the parliamentary committee; or
(ii) a majority of members of the parliamentary committee, other than a majority consisting wholly of members of the political party or parties in government in the Assembly.
(i) all members of the parliamentary committee; or
(ii) a majority of members of the parliamentary committee, other than a majority consisting wholly of members of the political party or parties in government in the Assembly.
(a) the Assembly resolves that the salary and allowances be paid for the period; or
(b) the Assembly does not pass a resolution under paragraph (a) and the Governor in Council approves the payment of the salary and allowances for the period.
sec.69
Suspension of ombudsman and inspector of detention services if Assembly not sitting
sec.69 Suspension of ombudsman and inspector of detention services if Assembly not sitting
If the Assembly is not sitting, the Governor in Council may suspend the ombudsman from office as the ombudsman and inspector of detention services.
The Governor in Council may suspend the ombudsman only if—
the Premier has given the ombudsman a statement setting out the reasons for the suspension; and
the Premier has considered any response by the ombudsman to the statement.
The Premier must table the statement and any written response by the ombudsman in the Assembly within 3 sitting days after the day the suspension begins.
The suspension stops having effect—
at the end of 6 sitting days after the day the suspension begins; or
if the ombudsman is earlier removed or suspended from office on an address from the Assembly under section 67 or 68 —at the earlier time.
If the suspension stops having effect under subsection (4) (a) , the ombudsman is entitled to be paid salary and allowances as the ombudsman and inspector of detention services for the period of the suspension.
s 69 amd 2022 No. 18 s 80
(sec.69-ssec.1) If the Assembly is not sitting, the Governor in Council may suspend the ombudsman from office as the ombudsman and inspector of detention services.
(sec.69-ssec.2) The Governor in Council may suspend the ombudsman only if— the Premier has given the ombudsman a statement setting out the reasons for the suspension; and the Premier has considered any response by the ombudsman to the statement.
(sec.69-ssec.3) The Premier must table the statement and any written response by the ombudsman in the Assembly within 3 sitting days after the day the suspension begins.
(sec.69-ssec.4) The suspension stops having effect— at the end of 6 sitting days after the day the suspension begins; or if the ombudsman is earlier removed or suspended from office on an address from the Assembly under section 67 or 68 —at the earlier time.
(sec.69-ssec.5) If the suspension stops having effect under subsection (4) (a) , the ombudsman is entitled to be paid salary and allowances as the ombudsman and inspector of detention services for the period of the suspension.
(a) the Premier has given the ombudsman a statement setting out the reasons for the suspension; and
(b) the Premier has considered any response by the ombudsman to the statement.
(a) at the end of 6 sitting days after the day the suspension begins; or
(b) if the ombudsman is earlier removed or suspended from office on an address from the Assembly under section 67 or 68 —at the earlier time.
sec.70
Acts Interpretation Act 1954
sec.70 Acts Interpretation Act 1954
The Acts Interpretation Act 1954 , section 25 (1) (b) (i) to (iii) does not apply to the removal or suspension of the ombudsman or the inspector of detention services.
s 70 amd 2022 No. 18 s 81
pt.7-div.3
Resignation and vacation of office
Resignation and vacation of office
sec.71
Resignation
sec.71 Resignation
The ombudsman may, at any time, resign office as the ombudsman and the inspector of detention services by signed writing, addressed to the Governor.
s 71 amd 2022 No. 18 s 82
sec.72
Vacation of office
sec.72 Vacation of office
The ombudsman is taken to resign office as the ombudsman and the inspector of detention services on becoming a candidate for election to—
the Parliament of another State or of the Commonwealth; or
the office of the chairperson, the mayor, the president, a councillor or a member of a local government; or
an office in another State equivalent to an office mentioned in paragraph (b) .
Under the Parliament of Queensland Act 2001 , section 67 (1) , the person holding office as the ombudsman and the inspector of detention services must resign on being nominated under the Electoral Act 1992 , section 84 , as a candidate for election.
s 72 amd 2001 No. 81 s 146 ; 2022 No. 18 s 83
(a) the Parliament of another State or of the Commonwealth; or
(b) the office of the chairperson, the mayor, the president, a councillor or a member of a local government; or
(c) an office in another State equivalent to an office mentioned in paragraph (b) .
pt.8
Administration
Administration
pt.8-div.1
Establishment and control of office
Establishment and control of office
More sections below
Source text: opening excerpt
Sourced from Queensland Legislation (legislation.qld.gov.au), CC BY 4.0.
pt.1 Preliminary
Preliminary
pt.1-div.1 General
General
sec.1 Short title
sec.1 Short title
This Act may be cited as the Ombudsman Act 2001 .
sec.2 Commencement
sec.2 Commencement
This Act commences on a day to be fixed by proclamation.
sec.3 Definitions
sec.3 Definitions
The dictionary in schedule 3 defines terms used in this Act.
sec.4 Notes
sec.4 Notes
A note in the text of this Act is part of the Act .
sec.5 Objects of Act
sec.5 Objects of Act
The objects of this Act are—
to give people a timely, effective, independent and just way of having administrative actions of agencies investigated; and
to improve the quality of decision-making and administrative practices and procedures in agencies.
s 5 amd 2017 No. 17 s 171
(a) to give people a timely, effective, independent and just way of having administrative actions of agencies investigated; and
(b) to improve the quality of decision-making and administrative practices and procedures in agencies.
sec.6 How objects are to be achieved
sec.6 How objects are to be achieved
The objects of this Act are to be achieved by—
requiring an ombudsman to be appointed; and
authorising the ombudsman—
to investigate administrative actions of agencies; and
to make recommendations to agencies, generally or in particular cases, about ways of improving the quality of decision-making and administrative practices and procedures; and
to provide advice, training, information or other help to agencies, generally or in particular cases, about ways of improving the quality of decision-making and administrative practices and procedures.
s 6 amd 2017 No. 17 s 172
(a) requiring an ombudsman to be appointed; and
(b) authorising the ombudsman— (i) to investigate administrative actions of agencies; and (ii) to make recommendations to agencies, generally or in particular cases, about ways of improving the quality of decision-making and administrative practices and procedures; and (iii) to provide advice, training, information or other help to agencies, generally or in particular cases, about ways of improving the quality of decision-making and administrative practices and procedures.
(i) to investigate administrative actions of agencies; and
Sets offence and enforcement provisions: sanctions for noncompliance, criminal offences for false statements and documents, contempt processes and the ability to seek subpoenas, arrest warrants and Supreme Court intervention on jurisdictional questions (s 30-43; s 17; s 31; s 36-39).
Provides report-making powers and a staged process for recommendations, follow-up comments from agencies, escalation to the Premier and tabling in the Assembly, including special rules for local governments and for matters involving death (s 50-51; s 57A-57B).
Places constraints on the ombudsman’s jurisdiction and on disclosure: the ombudsman must not question the merits of Cabinet or Ministerial policy decisions, and there are confidentiality and disclosure regimes, including prohibition orders and limits on use of compelled material in other proceedings (s 16; s 91; s 48).
Sets appointment, tenure and governance modalities: appointment by Governor in Council with selection and parliamentary committee approval processes, term limits and procedures for removal or suspension, declaration of interests and conflict rules, remuneration rules (ss 58-69; ss 61-64; ss 63A-63B; s 62).
Provides administrative arrangements for the Office, staffing, secondments, industrial and pay conditions, and strategic review and funding procedures (ss 73-87; ss 83-85; new funding proposal regime ss 85A-85F).
The Act therefore creates an investigatory institution with broad information-gathering powers, a duty to preserve confidentiality, mechanisms for follow-up with agencies and the parliamentary arm’s oversight in appointment, funding review and strategic review. The Act balances investigatory reach against specific exclusions and procedural safeguards, and it allocates roles and decision points to the ombudsman, to agencies’ principal officers, to the parliamentary committee, to the Premier and to the courts as indicated in the sections cited.
Main concepts
The Act establishes and defines several core legal and operational concepts that structure its application. These appear explicitly in the text and determine who and what fall under the ombudsman’s reach.
Administrative action
Defined broadly as any action about a matter of administration, and explicitly includes decisions and acts, failures to decide or act (including failure to provide written reasons), formulation of proposals, recommendations to Ministers and actions taken because of such recommendations (s 7(1)). The definition expressly excludes an operational action of a police officer or an officer of the Crime and Corruption Commission (s 7(2)).
Agency and public authority
An agency is a department, a local government or a public authority (s 8(1)). The Act further treats certain boards, councils and committees created under Acts as agencies for the purposes of the ombudsman (s 8(2)). The statutory definition of “public authority” lists entities created under Acts, entities created by Governor in Council or Minister, statutory offices, and those declared by regulation, while expressly excluding departments, parts of departments, local governments and courts in the exercise of judicial functions (s 9).
Administrative action of an agency
The scope of the ombudsman’s functions applies to administrative actions taken by, in or for an agency (s 10). It also applies to administrative actions taken by non-agency entities when performed for an agency or in the performance of functions conferred on an agency, subject to the tailored provision added by s 12A (inserted 2024 No. 3 s 49). Under s 12A the entity is “taken to be an agency” for the exercise of the ombudsman’s functions, but only for those decision-making practices and procedures that relate to taking administrative action for the agency (s 12A(3)-(4)).
Ombudsman’s role and independence
The ombudsman is an officer of the Parliament (s 11(2)). The ombudsman’s functions include investigation on complaint, on parliamentary reference, or on the ombudsman’s own initiative, making recommendations, and providing advice and training (s 12). Subject to other laws, the ombudsman is not subject to direction about how functions are performed or about investigation priority (s 13).
Procedural concepts
Complaints may be made orally or in writing by persons apparently directly affected, ordinarily within one year of having notice (s 20(1)). The ombudsman may conduct preliminary inquiries, may refuse or cease to investigate on enumerated grounds such as triviality, vexatiousness, lack of sufficient interest, unexhausted remedies, or duplication with another complaints entity (ss 22-23). Natural justice is required in investigations, but the ombudsman is not bound by rules of evidence and need not hold hearings (s 25).
Powers and protections around compelled information
The ombudsman may require documents, statements and attendance (ss 28-29), may enter agency premises on reasonable notice and time (s 34), and may require sworn answers (s 33). Compelled information given under an investigation requirement is protected against use as evidence in other proceedings, subject to important exceptions such as proceedings about falsity (s 48; note transitional s 111 concerning application of s 48). The Criminal Code provisions listed in s 44 are applied to investigations with adapted terminology.
Limits and exclusions
The ombudsman must not question the merits of Ministerial or Cabinet decisions, or investigate certain categories of actors performing particular functions (s 16). Cabinet or state security material has special non-disclosure treatment via certificates from the Premier’s department and the Attorney-General’s certification mechanism (s 46).
Accountability and follow-up
The ombudsman issues reports and recommendations (s 50), may ask for agency comments and escalate to the Premier and Assembly where appropriate (s 51), and must inform complainants of outcomes (s 57). Parliamentary oversight is provided through a parliamentary committee with monitoring, review and approval functions, including in appointment, remuneration and in funding proposal reviews (ss 59, 62, 83, 85C-85E).
These concepts frame who can complain, what kinds of actions the ombudsman will examine, what investigative tools are available, what protections attach to compelled material, and what institutional checks and reporting lines structure operation. All of the foregoing concepts and the limits on them are set out and qualified in the cited sections.
Who it affects
The Act creates duties and powers that affect several categories of persons and entities; the statute identifies them and often prescribes different treatments or obligations for each.
Complainants and members of the public
Any person or body of persons apparently directly affected by an administrative action may complain orally or in writing (s 20(1)(b)). Complainants must ordinarily file within one year of notice of the action (s 20(1)(c)), though the ombudsman can extend time in special circumstances and give assistance to put complaints in writing (s 20(3)-(4)). Complainants who are detained are entitled to facilitation from the relevant custodian, and the custodian’s failure to facilitate attracts a maximum penalty (s 20(6)).
Agencies and their officers
Agencies, defined as departments, local governments and public authorities (s 8(1); s 9), are the primary subjects of the ombudsman’s investigatory jurisdiction. The Act obliges principal officers of agencies to provide reasonable help in preliminary inquiries and to assist when investigations are conducted informally (ss 22(2); 24(2)). When the ombudsman intends to exercise powers under Part 4, the ombudsman must give the principal officer notice (s 27). Agencies must comply with information production and inspection requirements, and agency officers must provide reasonable help when the ombudsman enters an agency place (ss 28-34). For local governments, special tabling and distribution obligations exist where a report is given (s 50(4)).
Non-agency entities performing agency functions
The Act extends the ombudsman’s functions to entities that are not agencies but that take administrative action “for, or in the performance of functions conferred on, an agency” (s 12A(1)-(4); s 10(c)). For these entities the ombudsman’s functions are limited to decision-making practices and procedures that relate directly to taking administrative action for the agency, and the entity is “taken to be an agency” for applying the Act to those functions (s 12A(3)-(4)).
Ministers, Parliament and the courts
The Assembly and statutory committees may refer matters to the ombudsman (s 19). Ministers may be consulted by the ombudsman and must be consulted in certain circumstances before reports are made (s 26). The ombudsman is an officer of the Parliament (s 11(2)), and the parliamentary committee has monitoring, review and approval functions including in appointments, remuneration and funding proposals (s 59; s 62; s 85C). Questions about the ombudsman’s jurisdiction can be put to the Supreme Court by the ombudsman, with those applications heard in closed court (s 17).
Ombudsman and staff
The ombudsman and officers of the Office are affected both positively in the form of statutory powers and protections, and by restrictions and duties. The ombudsman is appointed by Governor in Council (s 58), must take an oath (s 63), declare and update interests (s 63A), and must disclose conflicts and refrain from acting where conflicts exist (s 63B). The office controls staffing, determines employment terms of temporary and casual staff, may pay reasonable expenses to persons assisting investigations (s 35), and exercises internal control subject to some Public Sector Act provisions by regulation (ss 74; 75C). Officers are protected from outside direction about investigatory powers and priorities (s 75).
Third parties and other agencies
The ombudsman may liaise and enter arrangements with other complaints entities to avoid duplication (s 15). An office holder can disclose information to other agencies where the ombudsman considers the agency has a proper interest or where disclosure protects health and safety (s 91A), though s 92 maintains secrecy obligations and prescribes maximum penalties for improper disclosure.
Persons subject to investigatory compulsion and witnesses
Individuals and entities receiving notices to produce documents or to attend (ss 28-29) must comply unless they have a reasonable excuse, with maximum penalties specified (s 30). When persons give information under compulsion, protections against use of that material in other proceedings apply, subject to the exceptions set out in s 48 and transitional provisions in s 111.
The Act therefore affects a broad set of public sector actors directly, extends to private or quasi-governmental entities insofar as they act for agencies, impacts complainants (including those in custody), and establishes an institutional web involving Parliament, Ministers, the courts and other oversight bodies. The statutory duties and rights for each category are specified in the sections cited, creating a mix of compulsion, confidentiality, procedural safeguards and oversight.
Key duties and rights
This section summarises the principal duties imposed and rights created by the Act for the major actors, all referenced to the statutory provisions.
Ombudsman’s duties and rights
To investigate administrative actions on complaint, on parliamentary reference and on own initiative, and to make recommendations and provide advice, training and other help to improve administrative practices (s 12). The ombudsman must investigate parliamentary references (s 18(2)). The ombudsman must conduct investigations with confidentiality and natural justice, but is not bound by rules of evidence and may choose informal procedures (s 25). The ombudsman is not subject to direction about how functions are performed or about prioritisation (s 13).
Agency and principal officer duties
Principal officers must give reasonable help to the ombudsman in preliminary inquiries and informal investigations (ss 22(2); 24(2)). When the ombudsman gives notice under Part 4 that powers will be used, that notice must identify the action and powers in general terms and the ombudsman may then exercise the powers (s 27). Agencies must comply with the ombudsman’s requests to produce documents and provide information, subject to reasonable time, and must assist on-site inspections (ss 28; 29; 34). Local government principal officers have specific additional duties to distribute and table ombudsman reports received under s 50, and are subject to the ombudsman’s power to direct tabling (s 50(4)).
Complainant rights and duties
Complainants may make complaints orally or in writing and are entitled to have complaints considered where they are apparently directly affected (s 20(1)(a)-(b)). Complainants have a one year ordinary time limit measured from the time a complainant might reasonably be expected to have had notice (s 20(1)(c)-(2)). The ombudsman must inform complainants of the result of investigations as soon as possible (s 57). Complainants who are unable to act may have a suitable representative make a complaint, and detained complainants receive facilitation assistance from custodians, with civil penalties for noncompliance (s 20(5)-(6)).
Persons given investigation requirements
Persons required to attend or produce material must comply unless they have a reasonable excuse; failure to comply can attract a maximum penalty and triggers court processes to secure compliance including subpoenas, and possibly arrest warrants where a subpoena and prior requirements have been ignored (ss 30-37). A person given an investigation requirement may give notice of a reasonable excuse; the ombudsman must accept that excuse for it to be reasonable in the statutory sense (s 30(2)).
Confidentiality, disclosure and publication rights and limits
The ombudsman may order that information or document contents given in performance of functions must not be published (s 91). Officers and other persons who obtain information in a preliminary inquiry or investigation must not disclose it outside enumerated permitted uses, subject to penalties (s 92). Certain disclosures to other agencies are permitted where the ombudsman considers there is a proper interest or where disclosure protects health or safety (s 91A). Compelled evidence given under an investigation requirement is not admissible against the individual in proceedings, with limited exceptions such as prosecutions concerning falsity of the compelled evidence (s 48).
Legal protections for officers
Officers of the ombudsman enjoy protection from civil liability for acts or omissions done honestly and without negligence in performance of the Act (s 93). Officers also benefit from evidentiary and secrecy protections in many proceedings, and a prohibition on being called to give evidence in respect of matters learned in the course of functions under the Act, subject to enumerated exceptions (s 92A).
Limits on ombudsman’s jurisdiction and protected interests
The ombudsman may investigate administrative actions despite statutory finality clauses (s 14(2)), but must not question the merits of Cabinet or Ministerial policy decisions or actions implementing Cabinet decisions (s 16(1)). The ombudsman also must not investigate certain judicial or quasi-judicial deliberative functions, or certain legal advisers, auditors and specific statutory office-holders performing specified functions (s 16(2)).
Procedural rights
The ombudsman may apply to the Supreme Court for directions about jurisdictional questions; such applications are to be heard in closed court, and the availability of judicial review under the Judicial Review Act 1991 is explicitly not prevented (s 17). The ombudsman may regulate procedures on investigations subject to natural justice and confidentiality (s 25).
Appointment, tenure and accountability duties
The Act prescribes appointment procedures requiring national public advertisement, selection processes approved by the parliamentary committee and parliamentary committee approval for new appointments (s 59(1)-(3)), with ineligibility rules for former parliamentarians and recent local government office holders (s 60), term limits of up to five years and a cumulative cap of ten years (s 61), remuneration and conditions decided by Governor in Council with parliamentary committee involvement in approving ministerial recommendations (s 62), and declaration and conflict disclosure duties on appointment and during tenure (ss 63A-63B). Removal or suspension is tightly framed and requires Assembly addresses with specified processes and thresholds (ss 66-69).
These duties and rights define a system where the ombudsman has strong investigatory reach, agencies have both obligations to assist and procedural protections, complainants have accessible rights, and the ombudsman and staff have statutory protections and internal governance obligations. Each duty and right is expressly set out in the cited sections.
Penalties and enforcement
The Act provides a mixture of administrative remedies, criminal offences, contempt mechanisms and procedural enforcement tools. The statute specifies maximum penalties for several contraventions and prescribes the institutions and processes for enforcement.
Penalties and criminal offences
False or misleading statements to the ombudsman or an officer are offences carrying a maximum penalty of 100 penalty units (s 41). Giving a document containing information the person knows to be false or misleading similarly carries a maximum penalty of 100 penalty units, though an exception applies where the person identifies the inaccuracy and supplies correct information if reasonably available (s 42). Assaulting or obstructing the ombudsman or an officer in the performance of duties is an offence with maximum penalty of 40 penalty units or 6 months imprisonment (s 43). Causing detriment to a person because they have complained or may complain, or have given information, attracts a maximum penalty of 100 penalty units (s 47). The confidentiality and criminal-history disclosure provisions impose penalties of up to 100 penalty units for unlawful disclosure (s 78C; s 92).
Enforcement of compliance with investigatory requirements
A person who receives an investigation requirement must comply unless they have a reasonable excuse; noncompliance attracts a maximum penalty of 100 penalty units (s 30(1)). The ombudsman may pursue compliance through court processes: a Magistrates Court, on request by the ombudsman, may issue subpoenas if a person has failed to comply without reasonable excuse (s 31). If the person still refuses to attend after subpoena, the ombudsman may apply for an arrest warrant from a magistrate if the conditions in s 36 are met; issuance of an arrest warrant is contingent on the magistrate’s satisfaction that refusal has occurred and that the warrant is necessary to ensure attendance (s 37).
Contempt and court enforcement
The Act treats a range of hostile or obstructive conduct as contempt of the ombudsman, including insults, threats, disruptive behaviour, producing disturbances, obstructing or assaulting attendees, publishing prohibited material when an ombudsman order under s 91 prohibits publication, and other conduct that would be contempt of court if the ombudsman were a judge (s 38). The ombudsman may certify contempt to the Supreme Court, which then must inquire into the alleged contempt and may punish the person as if the conduct were contempt of court in enforcement of non-money orders; the ombudsman’s certificate is evidence of the matters stated (s 39). Where conduct amounts to both contempt and an offence, prosecution may proceed for either contempt or the offence but not both for the same conduct (s 40).
Procedural protections and evidentiary rules
Compelled information given under an investigation requirement is not admissible against the person in any proceeding as primary evidence, nor may derived evidence be used, save for proceedings about the falsity or misleading nature of the compelled statement (s 48). The Criminal Code provisions listed in s 44 apply, adapted to treat investigations as “judicial proceedings” and to equate the ombudsman to a holder of judicial office for the purpose of applying offences such as perjury, false evidence and related offences.
Other enforcement mechanisms and referrals
The ombudsman may notify the Crime and Corruption Commission under the Crime and Corruption Act 2001, s 38, of matters involving possible corrupt conduct (s 50(3)). The ombudsman can also seek the assistance of other complaints entities and enter liaison arrangements to avoid duplication (s 15).
Administrative follow-up rather than coercion
The principal enforcement tool for recommendations is statutory follow-up: after issuing a report with recommendations the ombudsman may request comments on steps taken or proposed and, if unsatisfied, may give the Premier copies and may table matter in the Assembly (s 51). For local governments, there are mandatory distribution and tabling obligations for certain reports (s 50(4)).
In short, the Act combines criminal sanctions for obstruction, deceit and improper disclosure, court-based enforcement for noncompliance with investigatory requirements including subpoenas and arrest warrants, contempt mechanisms certified to the Supreme Court, protections against compelled material being used in other proceedings, and administrative escalation and publicity as instruments to secure compliance with recommendations. The sections above set out both the available powers and their procedural limits.
How it interacts with other laws
The Act is designed to sit within an existing statutory architecture and expressly cross-references and integrates with several statutes and procedural regimes. The text itself identifies interactions and carve-outs.
Criminal Code and criminal offences
The Act applies identified Criminal Code provisions (sections 120, 123, 123A, 124, 125, 126, 127, 128, 129 and 130) to investigations under the Act with necessary changes, and treats investigations as judicial proceedings with the ombudsman occupying a judicial capacity for those purposes (s 44). The section adapts terminology so references to testimony, witnesses and tribunals are translated into the ombudsman context.
Judicial review and the Supreme Court
The ombudsman may apply to the Supreme Court to decide questions about whether the ombudsman has jurisdiction to conduct an investigation, and those applications must be heard in closed court (s 17). The Act does not stop entities from applying under the Judicial Review Act 1991, and s 23(3) clarifies that rights under the Judicial Review Act to apply to the Supreme Court are not included within “rights or remedies” that the ombudsman considers in refusing to investigate under exhaustion grounds.
Crime and Corruption Act 2001
The ombudsman must not investigate actions of members of the police service where the action may be, or has been, investigated under the Crime and Corruption Act 2001 (s 16(2)(c)). Where an investigation reveals evidence of possible corrupt conduct, the ombudsman must notify the Crime and Corruption Commission under the Crime and Corruption Act 2001, s 38 (s 50(3)).
Right to Information and Information Privacy regimes
The Act excludes from investigation by the ombudsman the information commissioner in the performance of certain functions under the Right to Information Act 2009 and the Information Privacy Act 2009 (s 16(2)(h)). Section 45 removes other secrecy obligations for the purpose of disclosure to the ombudsman in relation to preliminary inquiries and investigations, and provides that the State or agency is not entitled to the privileges that would apply in production or evidence in legal proceedings. Nevertheless these provisions are expressed subject to Part 4, division 1, and to the Act’s own confidentiality regimes (s 45).
Public Sector Act and employment law
The ombudsman and officers are appointed under this Act and not under the Public Sector Act 2022 (s 58; s 76). The ombudsman office is prescribed not to be a public sector entity for the purposes of the Public Sector Act 2022, s 8(2)(s) (s 75A). However, the Act allows regulations to apply particular provisions of the Public Sector Act to the ombudsman office and officers, and to specify how those provisions apply, following consultation with the ombudsman and with parliamentary committee approval in some cases (s 75C). Employment and industrial instruments remain relevant where explicitly provided, and the Act contains preservation provisions to treat certain service and secondments as continuations for rights (ss 79-82).
Inspector of Detention Services and other Acts
The ombudsman is also appointed as the inspector of detention services, and the Act explicitly integrates with the Inspector of Detention Services Act 2022 in relation to control, staffing, delegation limits and certain other provisions (ss 58; 74; 75). Delegation to officers is permitted except where a specific delegation under the Inspector of Detention Services Act 2022 to the same officer exists (s 86). The Act contains transitional and validation provisions reflecting its interaction with the Inspector of Detention Services Act 2022 (pt 12 divisional provisions).
Coroners Acts and child safety laws
Where an ombudsman report relates to a death that was reportable under the Coroners Act 2003 or the subject of inquiry under the Coroners Act 1958, the ombudsman may provide copies to the State Coroner, Attorney-General or relevant Minister for coroner functions (s 57A). Where reports relate to death or serious physical injury of a child, the ombudsman may provide copies to the chief executive (child safety) despite other Act provisions (s 57B).
Uniform Civil Procedure Rules and Magistrates Courts
The Magistrates Court may be asked to issue subpoenas in respect of noncompliant persons, and the relevant Uniform Civil Procedure Rules 1999 apply to subpoenas issued under s 31, with specified exceptions (s 31(3)).
Other statutory cross-references and transitional measures
The Act includes numerous transitional and validation provisions that alter the application of certain sections depending on past enactments or amendment dates (see the transitional parts in Pt 12), and it repeals the Parliamentary Commissioner Act 1974 (s 95), providing for continuity of appointments and actions (ss 98-99).
Taken together, the statutory text anticipates and specifies interplay with criminal law, judicial review, other statutory oversight regimes, public sector employment frameworks, coronial and child safety frameworks, and court procedural rules. Where conflicts arise, the Act often prescribes specific procedures, certificates or exclusions to manage the interaction, such as the certificate mechanism for Cabinet confidentiality (s 46) and the adapted application of Criminal Code provisions (s 44).
Amendment history
The Act text includes annotations and transitional provisions that identify amendments and later insertions; the statute itself records numerous amendment footnotes and inserted provisions across a number of years. The following summarises amendments and insertions that the text explicitly cites.
Selected amendment and insertion notices appearing in the text
Section 6 (How objects are to be achieved) includes similar amendment references: “s 6 amd 2017 No. 17 s 172”.
Section 7 (Meaning of administrative action) carries amendment notes for 2003 and 2014: “s 7 amd 2003 No. 19 s 3 sch; 2014 No. 21 s 94 (2) sch 2”.
Section 8 (Meaning of agency) carries “s 8 amd 2024 No. 3 s 48”, indicating an amendment in 2024.
Section 12 (Functions of ombudsman) shows amendment “s 12 amd 2017 No. 17 s 173”.
Section 12A (Ombudsman’s functions for administrative action taken by entity that is not an agency) is an insertion noted as “s 12A ins 2024 No. 3 s 49”.
Section 13 (Ombudsman not subject to direction) appears unchanged in the main but may be contextually referenced by other amendments.
Section 14(2) includes amendment notes for 2003: “s 14 amd 2003 No. 19 s 3 sch”.
Section 16 includes multiple amendments spanning 2003, 2006, 2009, 2013, 2014 and 2023, as annotated in the text: “s 16 amd 2003 No. 19 s 3 sch; 2006 No. 25 s 241 (1) sch 3; 2009 No. 13 s 205; 2013 No. 36 s 331 sch 1; 2014 No. 21 s 94 (2) sch 2; 2023 No. 32 s 77”.
Sections in Part 4 carry amendment notes such as s 24 “s 24 amd 2017 No. 17 s 174”, s 30 “s 30 amd 2017 No. 17 s 175”, s 33 s 38 s 39 and others showing 2017 amendments and other years as applicable.
The Act was amended in 2022 with significant structural changes integrating the Inspector of Detention Services Act 2022; for example s 58 shows “s 58 amd 2008 No. 38 s 252 sch 3 sub 2022 No. 18 s 66 amd 2022 No. 34 s 365 sch 3”.
Sections dealing with staff, employment and public sector interactions carry amendment annotations reflecting changes in 2008, 2016, 2017, 2022 and 2024; examples include ss 73-82 and ss 75A-75C inserted or amended in 2022 and 2024.
Part 8 division 4A (Funding proposals) is a recent insertion with a 2024 annotation: sections 85A-85F “ins 2024 No. 3 s 54”.
Transitional and validation provisions in Part 12 include a long list of insertion and amendment notations across the years cited in the margins, including 2001, 2003, 2004, 2006, 2008, 2010, 2011, 2013, 2014, 2016, 2017, 2022, 2023 and 2024.
Transitional and consequential provisions
Part 12 contains numerous transitional provisions that preserve rights and appointments from the repealed Parliamentary Commissioner Act 1974, require specific declaration of interests of incumbents (s 104 inserted 2010 No. 37 s 69), and validate actions across scheme changes (for instance s 120 validating inspector of detention services duties performed before taking an oath, ins 2023 No. 26 s 22C). Section 111 expressly treats the application timing of s 48 consequent to the Court and Civil Legislation Amendment Act 2017 (s 111 ins 2017 No. 17 s 186).
Appointments and governance changes
Significant 2022 amendments relate to the inspector of detention services role, appointment, tenure and classification (ss 58-69 show a series of 2022 insertion, substitution and amendment notes). The text records that certain subsections do not apply to existing appointments to avoid retroactive effect (s 116 ins 2024 No. 3 s 58).
What the amendment notes in the text show
The marginal annotations embedded within each section that we have cited form the authoritative record in the provided text regarding amendments. They show iterative legislative development addressing scope, procedural detail, interaction with other Acts, internal governance of the ombudsman office, staff and employment relations, and funding arrangements. The Act’s content therefore represents a codified, amended framework incorporating expansions such as the inspector of detention services role and procedural refinements such as the funding proposal regime and confidentiality and evidence protections.
This summary reflects only the amendment and insertion references present in the provided Act text; the source annotations appended to individual sections are the basis for the list above (see the cited sections).
Litigation history
The supplied statute text does not name or describe any judicial decisions or litigation outcomes concerning the Act. The Act itself does, however, establish specific judicial and review pathways that may be invoked and that would be relevant to any litigation that arises, as set out below with statutory citations.
Judicial review and court interaction established in the Act
The ombudsman may apply to the Supreme Court to decide jurisdictional questions arising during an investigation; the application must be heard in closed court (s 17). The Act expressly does not stop applications being made under the Judicial Review Act 1991 by entities whose actions are being investigated or by complainants, preserving ordinary judicial review avenues (s 17(4)). These provisions indicate the legislative intent to keep court oversight available and to provide a mechanism for the ombudsman to seek binding resolution of jurisdictional disputes without public proceedings.
Contempt and certification to the Supreme Court
For contempt arising in the course of investigations, the ombudsman may certify contempt in writing to the Supreme Court, which then exercises usual powers of inquiry and punishment for contempt and may direct arrest warrants; the Act provides for the procedural application of the Uniform Civil Procedure Rules (s 39). This creates a channel to have contempt determined by the court in a formal proceeding.
Application of Criminal Code provisions and related prosecutions
The Criminal Code sections identified in s 44 are applied to investigations under the Act, adapted to the ombudsman context. This application creates potential for criminal prosecutions under perjury, false evidence or related offences when appropriate, with adapted definitions for ombudsman investigations.
Admissibility protections and evidence issues
The Act contains protective rules on admissibility of compelled material in other proceedings (s 48), but also allows use of such compelled evidence in prosecutions about falsity or misleading nature. The transitional provision in s 111 limits the temporal application of the updated s 48, a point that can affect evidentiary disputes in proceedings depending on when evidence was collected.
Absence of named judicial authority in the text
The statute as provided names no cases, judgments or precedents. Any litigation history must therefore be sought in external case law repositories, which are outside the scope of the supplied text. From the statutory framework, litigation is most likely to arise around jurisdictional boundaries, the admissibility and use of compelled material, allegations of contempt or obstruction, and disputes about the ombudsman’s recommendations and any subsequent administrative compliance escalations.
For legal practitioners and researchers, the Act’s provisions cited above identify the principal loci for litigation risk and judicial engagement; however, the provided text contains no specific litigation examples or judgments to cite.
Gotchas
This section highlights statutory provisions and practical points where practitioners, agencies, complainants or ombudsman officers commonly misread or overlook material effects of the Act. Each point is sourced to the relevant section.
Time limit for complaints and discretion to extend
A complaint must be made within one year of when the complainant first had notice of the administrative action, measured as the time the complainant might reasonably be expected to have had notice (s 20(1)(c)-(2)). The ombudsman, however, has discretion to accept complaints outside this period if “special circumstances” exist (s 20(3)(c)). Practitioners should not assume the one year limit is absolute; it is a presumption that can be displaced by the ombudsman’s discretion, but the statutory starting point remains the one year rule.
Notice to principal officer before exercising Part 4 powers
The ombudsman must give the agency’s principal officer a notice before exercising Part 4 powers, and the notice must identify the action and inform the officer of the powers intended to be exercised (s 27). If agencies fail to engage with that notice or fail to provide reasonable help, penalties and enforcement pathways exist, including court-compelled subpoenas. For agencies, failing to treat the notice as a trigger for internal preparation is a frequent operational oversight.
Admissibility protection is limited and temporally qualified
Information provided under an investigation requirement is not admissible in proceedings against the individual, and derived evidence is also inadmissible, except in prosecutions about falsity or misleading nature of the compelled evidence (s 48). Note also the transitional provision in s 111 which limits the application of the amended s 48 to information given on or after the relevant commencement date; historical material may remain subject to prior rules. This complexity can be critical when compelled statements interact with subsequent criminal or civil litigation.
Cabinet and Ministerial policy are off-limits in merits review terms
The ombudsman “must not question the merits of a decision, including a policy decision, made by a Minister or Cabinet” (s 16(1)). Practitioners should be cautious when framing complaints that challenge policy judgments versus procedural or legal defects; the ombudsman’s remit excludes merits review of policy decisions, though administrative implementation may remain open where the ombudsman is satisfied it was taken for implementing a Cabinet decision (s 16(1)).
Overlap with other complaints entities
The ombudsman need not investigate where a complaints entity has, or will have, investigated at a substantially equivalent level (s 23(2)). Applicants and agencies should expect coordination and possible declines where parallel oversight is available; the ombudsman can liaise and make arrangements to avoid duplication (s 15).
Confidentiality obligations are wide but have express exceptions
Officers and other persons must not disclose investigation information outside specified uses, under penalty (s 92). Yet s 91A allows disclosure to another agency when the ombudsman considers a proper interest exists or for health, safety or security reasons; the exceptions are narrow and the ombudsman must assess “proper interest” before disclosing. Misunderstanding the interplay of s 92 and s 91A can lead to unauthorised disclosures or overwithholding of information.
Local government tabling and distribution obligations
Where an ombudsman report is given to a principal officer of a local government, that officer must give a copy of the report to all members and may be directed to table it at a meeting; local government entities should have procedures to comply promptly (s 50(4)). Failure to comply can lead to political and administrative consequences.
Principal officer’s obligation to give “reasonable help”
The Act repeatedly requires the principal officer to provide “reasonable help” in preliminary inquiries and informal investigations (ss 22(2); 24(2); 34(1)(d)). The statute does not define “reasonable” in technical terms, leaving a degree of operational uncertainty and potential dispute as to what assistance is sufficient.
Appointment and removal processes involve parliamentary committee thresholds and timed approvals
Appointment requires national advertising and selection processes approved by the parliamentary committee, and the committee must decide within 20 business days or be taken to have approved if it does not notify a decision (s 59(1)-(3)). Likewise, removal or suspension on Assembly address must satisfy consultation and approval thresholds (ss 67-69). These procedures create practical time constraints and political check-points that can complicate rapid personnel decisions.
Funding proposals subject to parliamentary committee review on short timeframes
The new funding proposal regime requires the ombudsman to present proposals to the parliamentary committee, which has 20 business days to respond or be deemed to have approved; the Treasurer can require a shorter period for budget preparation reasons (s 85C). The committee’s role and the short timeframe can constrain the ombudsman’s ability to secure additional funding on short notice.
The ombudsman’s delegation and incompatible delegations
The ombudsman may delegate functions to appropriately qualified officers, but may not delegate a function to an officer where the ombudsman, as inspector of detention services, has delegated the same function to that officer under the Inspector of Detention Services Act 2022 (s 86). This creates a draftsmanship trap in dual-role delegations for those supervising delegations.
The distinction between agency and non-agency entities performing agency functions
Section 12A applies the ombudsman’s functions to entities that are not agencies but take administrative action “for, or in the performance of functions conferred on, an agency” (s 12A(1)). The application is limited to decision-making, practices and procedures related to such administrative actions (s 12A(3)). Determining when a non-agency’s conduct falls within s 12A can raise jurisdictional disputes.
These “gotchas” highlight operational, evidentiary and jurisdictional points where close reading of the cited sections is essential to avoid misunderstanding statutory duties, protections and risks.
How to comply
This section provides a practical compliance checklist, separated for complainants, agencies/principal officers, the ombudsman office and officers who may be compelled to provide information. Each item references the statutory provision giving rise to the duty or right.
For complainants and their representatives
Time complaints: make complaints within one year of notice, remembering the “reasonable expectation” test for notice (s 20(1)(c)-(2)).
Be prepared to put oral complaints in writing if requested; the ombudsman may decline to investigate an oral complaint until it is put in writing (s 20(3)(a)).
Use representatives when necessary: if unable to act, have a suitable representative lodge the complaint (s 20(5)).
If detained, expect the custodian to facilitate complaint-making; custodians must take necessary steps under penalty of a maximum of 100 penalty units or 1 year imprisonment for noncompliance (s 20(6)).
For agencies and principal officers
Receive and respond to notice of investigation: when the ombudsman gives notice under s 27, identify internal points of contact and prepare to provide reasonable help and to identify relevant documents and officers.
Provide reasonable assistance in preliminary inquiries and informal investigations, including facilitating access to premises and documents, and providing staff assistance (ss 22(2); 24(2); 34(1)(d)).
Comply with notices to produce documents and to attend, or provide a timely notice of reasonable excuse; failure to comply may attract a maximum penalty (s 30).
If a principal officer receives a report under s 50 that makes recommendations, prepare comments and, if requested, provide comments within the stated time on steps taken or reasons for not taking steps, as the ombudsman may ask (s 51(2)). For local governments, ensure the report is distributed to members and tabled as directed (s 50(4)).
Preserve confidentiality and comply with prohibitions on publishing ordered material; consider seeking advice where s 91 orders may apply (s 91; s 38(2) regarding contempt).
Where the ombudsman refers evidence of possible corrupt conduct, be prepared for a Crime and Corruption Commission notification under s 50(3).
For individuals receiving investigation requirements, witnesses and persons in custody
Comply with notices to attend or produce documents within the stated reasonable time, or provide a timely notice of a reasonable excuse in sufficient detail for the ombudsman to form an opinion on its reasonableness (s 30(2)). Know that fear of self-incrimination is not a reasonable excuse under s 30(4).
If you do not comply without reasonable excuse, expect the ombudsman to seek subpoena enforcement through the Magistrates Court, and possibly arrest warrant applications to a magistrate (ss 31; 36-37).
Where required to give evidence on oath, comply; refusal to be sworn is an offence with a maximum penalty (s 33).
For the ombudsman office and officers
Before exercising Part 4 powers, provide the principal officer of the agency with required notice describing the action and powers intended to be used (s 27).
Maintain confidentiality throughout investigations and comply with natural justice obligations when gathering and using information (s 25; s 92). Use s 91A sparingly and only where a proper interest is established or where health, safety or security needs demand disclosure.
Exercise delegation powers carefully; do not delegate functions to an officer who already has an inspector of detention services delegation for the same function under the Inspector of Detention Services Act 2022 (s 86).
Observe statutory protections and administration rules for staff, including criminal history checks for prospective staff and secondments (ss 78A-78C).
When issuing reports that contain adverse comment, follow the statutory procedure to give the affected person an opportunity to make submissions and fairly state any defence in the report (s 55).
Records, evidence and admissibility
Be mindful that compelled information given under an investigation requirement is generally inadmissible in other proceedings as primary or derived evidence (s 48), save for prosecutions about falsity. For material collected prior to the commencement of the amended s 48, consult the transitional provision in s 111 which limits application of the 2017 amendments to information obtained after the change.
Governance, appointments and funding
Follow the statutory appointment and reappointment process: public advertising for appointments, selection in accordance with parliamentary committee-approved processes, and procuring parliamentary committee approval within the specified period (s 59). Ensure the ombudsman and officers comply with declaration of interests and conflict of interest rules on appointment and during tenure (ss 63A-63B).
For additional funding needs, prepare and lodge funding proposals in accordance with the new funding proposal division; allow for parliamentary committee review within 20 business days or shorter period if required by the Treasurer for budget preparation (ss 85A-85C). Maintain confidentiality when drafting proposals to avoid prejudicing current investigations or disclosure of privileged material (s 85F).
Practical record-keeping and workflows
Maintain audit trails for notices, production requests and assistance provided to the ombudsman, because the ombudsman can rely on these records for later reports or for court processes.
Local governments should prepare internal protocols for receiving ombudsman reports and for distributing and tabling them consistent with s 50(4).
Taken together, compliance under the Act requires attention to procedural timeframes, document production obligations, confidentiality and publication limits, and the administrative follow-up regime for recommendations. The statutory sections identified above set out specific obligations and avenues for remedy, and operational checklists should be mapped directly against those provisions.
(ii) to make recommendations to agencies, generally or in particular cases, about ways of improving the quality of decision-making and administrative practices and procedures; and
(iii) to provide advice, training, information or other help to agencies, generally or in particular cases, about ways of improving the quality of decision-making and administrative practices and procedures.
(i) to investigate administrative actions of agencies; and
(ii) to make recommendations to agencies, generally or in particular cases, about ways of improving the quality of decision-making and administrative practices and procedures; and
(iii) to provide advice, training, information or other help to agencies, generally or in particular cases, about ways of improving the quality of decision-making and administrative practices and procedures.
pt.1-div.2 Key concepts
Key concepts
sec.7 Meaning of administrative action
sec.7 Meaning of administrative action
An administrative action is any action about a matter of administration, and includes—
a decision and an act; and
a failure to make a decision or do an act, including a failure to provide a written statement of reasons for a decision; and
the formulation of a proposal or intention; and
the making of a recommendation, including a recommendation made to a Minister; and
an action taken because of a recommendation made to a Minister.
However, an operational action of a police officer or an officer of the Crime and Corruption Commission is not an administrative action .
s 7 amd 2003 No. 19 s 3 sch ; 2014 No. 21 s 94 (2) sch 2
(sec.7-ssec.1) An administrative action is any action about a matter of administration, and includes— a decision and an act; and a failure to make a decision or do an act, including a failure to provide a written statement of reasons for a decision; and the formulation of a proposal or intention; and the making of a recommendation, including a recommendation made to a Minister; and an action taken because of a recommendation made to a Minister.
(sec.7-ssec.2) However, an operational action of a police officer or an officer of the Crime and Corruption Commission is not an administrative action .
(a) a decision and an act; and
(b) a failure to make a decision or do an act, including a failure to provide a written statement of reasons for a decision; and
(c) the formulation of a proposal or intention; and
(d) the making of a recommendation, including a recommendation made to a Minister; and
(e) an action taken because of a recommendation made to a Minister.
sec.8 Meaning of agency
sec.8 Meaning of agency
An agency is any of the following entities—
a department;
a local government;
a public authority.
An agency is taken to include an entity, other than an incorporated entity or an individual, established under an Act as a board, council, committee, subcommittee or other similar entity for helping, or for performing functions connected with, the agency.
An individual is not an agency under this Act only because the individual holds—
an office the duties of which are performed as duties of employment as an officer of an agency; or
an office of member of an agency; or
an office established under an Act for the purposes of an agency.
See also section 12A in relation to entities that are taken to be an agency for the exercise of the ombudsman’s functions under that section.
s 8 amd 2024 No. 3 s 48
(sec.8-ssec.1) An agency is any of the following entities— a department; a local government; a public authority.
(sec.8-ssec.2) An agency is taken to include an entity, other than an incorporated entity or an individual, established under an Act as a board, council, committee, subcommittee or other similar entity for helping, or for performing functions connected with, the agency.
(sec.8-ssec.3) An individual is not an agency under this Act only because the individual holds— an office the duties of which are performed as duties of employment as an officer of an agency; or an office of member of an agency; or an office established under an Act for the purposes of an agency. See also section 12A in relation to entities that are taken to be an agency for the exercise of the ombudsman’s functions under that section.
(a) a department;
(b) a local government;
(c) a public authority.
(a) an office the duties of which are performed as duties of employment as an officer of an agency; or
(b) an office of member of an agency; or
(c) an office established under an Act for the purposes of an agency.
sec.9 Meaning of public authority
sec.9 Meaning of public authority
A public authority is any of the following entities—
an entity, other than an individual, that is—
established for a public purpose under an Act; or
established by government for a public purpose under an Act;
an entity created by the Governor in Council or a Minister;
an entity, other than an individual, declared under a regulation to be a public authority and—
supported directly or indirectly by government funds or other help over which government is in a position to exercise control; or
established under an Act;
an individual holding an office established under an Act;
an individual holding an appointment—
made by the Governor in Council or a Minister, other than under an Act; and
declared under a regulation to be a public authority.
However, none of the following is a public authority —
a department or part of a department;
a local government or part of a local government;
a court, or the holder of a judicial office connected with a court, when acting judicially or when performing a function the court or office holder is authorised under an Act to perform;
a registry or other office of a court, or the staff of a registry or other office of a court in their official capacity, to the extent its or their functions relate to the court’s judicial functions.
The entities mentioned in subsection (2) (a) and (b) are agencies under section 8 (1) .
(sec.9-ssec.1) A public authority is any of the following entities— an entity, other than an individual, that is— established for a public purpose under an Act; or established by government for a public purpose under an Act; an entity created by the Governor in Council or a Minister; an entity, other than an individual, declared under a regulation to be a public authority and— supported directly or indirectly by government funds or other help over which government is in a position to exercise control; or established under an Act; an individual holding an office established under an Act; an individual holding an appointment— made by the Governor in Council or a Minister, other than under an Act; and declared under a regulation to be a public authority.
(sec.9-ssec.2) However, none of the following is a public authority — a department or part of a department; a local government or part of a local government; a court, or the holder of a judicial office connected with a court, when acting judicially or when performing a function the court or office holder is authorised under an Act to perform; a registry or other office of a court, or the staff of a registry or other office of a court in their official capacity, to the extent its or their functions relate to the court’s judicial functions. The entities mentioned in subsection (2) (a) and (b) are agencies under section 8 (1) .
(a) an entity, other than an individual, that is— (i) established for a public purpose under an Act; or (ii) established by government for a public purpose under an Act;
(i) established for a public purpose under an Act; or
(ii) established by government for a public purpose under an Act;
(b) an entity created by the Governor in Council or a Minister;
(c) an entity, other than an individual, declared under a regulation to be a public authority and— (i) supported directly or indirectly by government funds or other help over which government is in a position to exercise control; or (ii) established under an Act;
(i) supported directly or indirectly by government funds or other help over which government is in a position to exercise control; or
(ii) established under an Act;
(d) an individual holding an office established under an Act;
(e) an individual holding an appointment— (i) made by the Governor in Council or a Minister, other than under an Act; and (ii) declared under a regulation to be a public authority.
(i) made by the Governor in Council or a Minister, other than under an Act; and
(ii) declared under a regulation to be a public authority.
(i) established for a public purpose under an Act; or
(ii) established by government for a public purpose under an Act;
(i) supported directly or indirectly by government funds or other help over which government is in a position to exercise control; or
(ii) established under an Act;
(i) made by the Governor in Council or a Minister, other than under an Act; and
(ii) declared under a regulation to be a public authority.
(a) a department or part of a department;
(b) a local government or part of a local government;
(c) a court, or the holder of a judicial office connected with a court, when acting judicially or when performing a function the court or office holder is authorised under an Act to perform;
(d) a registry or other office of a court, or the staff of a registry or other office of a court in their official capacity, to the extent its or their functions relate to the court’s judicial functions. Note— The entities mentioned in subsection (2) (a) and (b) are agencies under section 8 (1) .
sec.10 What is included in meaning of administrative action of agency
sec.10 What is included in meaning of administrative action of agency
An administrative action of an agency includes—
an administrative action taken by, in or for the agency; and
an administrative action taken by or for an officer of the agency; and
an administrative action taken for, or in the performance of functions conferred on, an agency, by an entity that is not an agency.
(a) an administrative action taken by, in or for the agency; and
(b) an administrative action taken by or for an officer of the agency; and
(c) an administrative action taken for, or in the performance of functions conferred on, an agency, by an entity that is not an agency.
pt.2 The ombudsman
The ombudsman
sec.11 Ombudsman
sec.11 Ombudsman
There is to be an ombudsman.
The ombudsman is an officer of the Parliament.
(sec.11-ssec.1) There is to be an ombudsman.
(sec.11-ssec.2) The ombudsman is an officer of the Parliament.
sec.12 Functions of ombudsman
sec.12 Functions of ombudsman
The functions of the ombudsman are—
to investigate administrative actions of agencies—
on reference from the Assembly or a statutory committee of the Assembly; or
on complaint; or
on the ombudsman’s own initiative; and
to consider the administrative practices and procedures of an agency whose actions are being investigated and to make recommendations to the agency—
about appropriate ways of addressing the effects of inappropriate administrative actions; or
for the improvement of the practices and procedures; and
to consider the administrative practices and procedures of agencies generally, and to make recommendations or provide advice, training, information or other help to the agencies about ways of improving the quality of administrative practices and procedures; and
to provide advice, training, information or other help to agencies, in particular cases, about ways of improving the quality of administrative practices and procedures; and
the other functions conferred on the ombudsman under this or any other Act.
s 12 amd 2017 No. 17 s 173
(a) to investigate administrative actions of agencies— (i) on reference from the Assembly or a statutory committee of the Assembly; or (ii) on complaint; or (iii) on the ombudsman’s own initiative; and
(i) on reference from the Assembly or a statutory committee of the Assembly; or
(ii) on complaint; or
(iii) on the ombudsman’s own initiative; and
(b) to consider the administrative practices and procedures of an agency whose actions are being investigated and to make recommendations to the agency— (i) about appropriate ways of addressing the effects of inappropriate administrative actions; or (ii) for the improvement of the practices and procedures; and
(i) about appropriate ways of addressing the effects of inappropriate administrative actions; or
(ii) for the improvement of the practices and procedures; and
(c) to consider the administrative practices and procedures of agencies generally, and to make recommendations or provide advice, training, information or other help to the agencies about ways of improving the quality of administrative practices and procedures; and
(d) to provide advice, training, information or other help to agencies, in particular cases, about ways of improving the quality of administrative practices and procedures; and
(e) the other functions conferred on the ombudsman under this or any other Act.
(i) on reference from the Assembly or a statutory committee of the Assembly; or
(ii) on complaint; or
(iii) on the ombudsman’s own initiative; and
(i) about appropriate ways of addressing the effects of inappropriate administrative actions; or
(ii) for the improvement of the practices and procedures; and
sec.12A Ombudsman’s functions for administrative action taken by entity that is not an agency
sec.12A Ombudsman’s functions for administrative
This is an opening excerpt, not the complete document.