Protection of the Environment Operations (Waste) Regulation 2014
In ForceNSW
Jurisdiction
New South Wales
Act Number
666 of 2014
Collection
regulation
Plain English Summary
8/10 complexity
This Regulation replaces the earlier waste regulation and sets the rules for tracking, measuring, reporting and charging levies on many kinds of waste in New South Wales. It prescribes who must keep records, use weighbridges or surveys, obtain consignment authorisations and waste transport certificates, and when occupiers must pay EPA contributions and interest.
It affects waste facility occupiers, transporters, consignors, receivers, brand owners and councils by imposing reporting, measurement and payment obligations, EPA approvals and exemptions, and civil penalties for non‑compliance.
This Regulation (the Protection of the Environment Operations (Waste) Regulation 2014) sets detailed operational rules under the Protection of the Environment Operations Act 1997 (the Act) for: (a) the calculation, reporting and payment of waste levy contributions by occupiers of licensed (scheduled) waste facilities (Part 2); (b) record keeping, measurement and monitoring at scheduled waste facilities (Part 3); (c) tracking and consignment controls for certain wastes moving within, into or out of New South Wales (Part 4 and Schedule 1); (d) reporting for waste leaving the metropolitan levy area (Part 5); (e) transport and handling requirements (Part 6), with more prescriptive rules for asbestos (Part 7); (f) obligations on brand owners and retailers in respect of packaging recovery and action plans (Part 8); (g) definitions and controls for construction and demolition waste facilities (Part 8A); (h) a general exemption and resource recovery regime, approvals and orders (Part 9); (i) classification and handling rules for waste containing immobilised contaminants (Part 10); and miscellaneous operational obligations (Part 11). The Regulation also prescribes schedules of wastes that must be tracked (Schedule 1) and contains savings and transitional provisions (Schedule 1A).
Mechanically, the Regulation: prescribes the levy rates calculation method (cl 11) and the component amounts applied to tonnages (cl 12); sets who pays and when (ss 88 and cl 9, cl 10, cl 10A, cl 10B); requires monthly or periodic reporting and survey regimes (cl 22, cl 23, cl 24); imposes weighbridge and related measurement requirements (cl 36) with specified exceptions (cl 36(2)); mandates record retention periods and electronic reporting for certain wastes (cl 33, cl 34); creates a waste-tracking system based on consignment authorisations and waste transport certificates and allocates duties to consignors, transporters and receivers (Part 4, cls 43-47); imposes transport safety, covering and segregation obligations (cls 70-74); specifies packaging recovery duties and waste action plans for brand owners/retailers (Part 8, cls 86-89); and sets out EPA powers to grant exemptions, approvals, orders and to require surveys, audits, video monitoring and to estimate tonnages (cl 91, cl 49, cl 50, cl 39, cl 25A, cl 23).
Current sections
Direct links to the current provisions in Protection of the Environment Operations (Waste) Regulation 2014.
(1) Except as otherwise provided by this clause, this Regulation commences on 1 November 2014 and is required to be published on the NSW legislation website.
approved means approved by the EPA from time to time.
category 1 trackable waste means waste of a type described in Part 1 of Schedule 1 that exhibits any of the characteristics specified in Part 3 of that Schedule.
category 2 trackable waste means waste of a type described in Part 2 of Schedule 1 that exhibits any of the characteristics specified in Part 3 of that Schedule.
metropolitan levy area or MLA means the local government areas of Bayside, City of Blacktown, Burwood, Camden, City of Campbelltown, Canada Bay, Canterbury-Bankstown, Central Coast, City of Cessnock, Cumberland, City of Fairfield, Georges River, City of Hawkesbury, Hornsby, Hunter’s Hill, Inner West, Kiama, Ku-ring-gai, City of Lake Macquarie, Lane Cove, City of Liverpool, City of Maitland, Mosman, City of Newcastle, North Sydney, Northern Beaches, City of Parramatta, City of Penrith, Port Stephens, City of Randwick, City of Ryde, City of Shellharbour, City of Shoalhaven, Strathfield, Sutherland Shire, City of Sydney, The Hills Shire, Waverley, City of Willoughby, Wingecarribee, City of Wollongong and Woollahra.
resource recovery exemption means an exemption granted under clause 91 that is authorised to be granted by clause 92.
scheduled activity of waste disposal means an activity listed in—
(a) the Act, Schedule 1, clause 39, or
(b) the Act, Schedule 1, clause 40.
scheduled coal waste facility means a waste facility that is a scheduled waste facility only in respect of the disposal of coal washery rejects.
scheduled waste disposal facility means a waste facility that is required to be licensed under the Act because a scheduled activity of waste disposal is carried on at the facility.
scheduled waste facility means a waste facility that is required to be licensed under the Act because it is used for the storage, treatment, processing, sorting or disposal of waste.
Waste Levy Guidelines means the document of that name, published by the EPA in the Gazette (as amended or replaced, from time to time, by notice published in the Gazette).
Note.
A copy of the guidelines is available on the EPA’s website (www.epa.nsw.gov.au).
Note.
The Act and the Interpretation Act 1987 contain definitions and other provisions that affect the interpretation and application of this Regulation.
(2) Expressions used in this Regulation that are defined in Part 3 (Definitions) of Schedule 1 to the Act have the same meanings as in that Part.
(3) Notes included in this Regulation do not form part of this Regulation.
(1) For the purposes of this Regulation, trackable liquid waste means liquid waste that is category 1 trackable waste.
(2) However, liquid waste is not trackable liquid waste for the purposes of this Regulation if Part 4 of this Regulation does not apply to the transportation of that waste because of the operation of clause 41(2) or an exemption granted under Part 9.
5
Liquid waste—conversion of volume to weight
5 Liquid waste—conversion of volume to weight
5 Liquid waste—conversion of volume to weight
(cf clause 4(2) of 2005 Reg)
For the purposes of Parts 2 and 3—
(a) one kilolitre of trackable liquid waste is taken to weigh one tonne, and
(b) other liquid waste is taken to weigh the amount calculated in accordance with a relevant method specified in the Waste Levy Guidelines.
6
Definition of “waste”—prescribed circumstances and substances
6 Definition of “waste”—prescribed circumstances and substances
6 Definition of “waste”—prescribed circumstances and substances
(cf clauses 3A and 3B of 2005 Reg)
(1) For the purposes of paragraph (d) of the definition of waste in the Dictionary to the Act, the following circumstances are prescribed—
(a) in relation to substances that are applied to land—the application to land by—
(i) spraying, spreading or depositing on the land, or
(ii) ploughing, injecting or mixing into the land, or
(iii) filling, raising, reclaiming or contouring the land,
(b) in relation to substances that are used as fuel—all circumstances.
(2) For the purposes of paragraph (e) of the definition of waste in the Dictionary to the Act, the following substances are prescribed to be waste—
(a) any substance that is received by a scheduled waste facility (other than any office supplies, or any plant or vehicles, used or intended to be used at the facility) if the occupier of the facility is required to pay contributions to the EPA under section 88 of the Act and the substance is reasonably capable of being applied to land at the facility by—
(i) spraying, spreading or depositing on the land, or
(ii) ploughing, injecting or mixing into the land, or
(iii) filling, raising, reclaiming or contouring the land, and
(b) any processed, recycled, re-used or recovered substance produced wholly or partly from waste that is intended to be applied to land by—
(i) spraying, spreading or depositing on the land, or
(ii) ploughing, injecting or mixing into the land, or
(iii) filling, raising, reclaiming or contouring the land, and
(c) any processed, recycled, re-used or recovered substance produced wholly or partly from waste that is intended to be used as fuel.
Part 2
Contributions by occupiers of scheduled waste facilities
Part 2 Contributions by occupiers of scheduled waste facilities
Part 2 Contributions by occupiers of scheduled waste facilities
Note.
Section 88 of the Act provides that the occupier of a waste facility that is required to have an environment protection licence must pay a contribution to the EPA in respect of all waste received at the facility. This Part sets out how that contribution is to be determined. Division 3 provides how the contribution is to be calculated. Division 4 sets out deductions that may be made from any such contribution and Division 2 sets out how and when the contribution is to be paid. Division 5 sets out some exemptions from the requirement to pay a contribution and Division 6 requires the occupier to report to the EPA on the amount of waste received in a month to ensure that the correct contribution is paid.
pt 2, note: Ins 2018 (643), Sch 2 [2].
Division 1
Interpretation
Division 1 Interpretation
Division 1 Interpretation
7
Definitions
7 Definitions
7 Definitions
(cf clause 4 of 2005 Reg)
In this Part—
coal washery rejects means the waste resulting from washing coal (including substances such as coal fines, soil, sand and rock resulting from that process).
CPI means the Consumer Price Index (All Groups Index) for Sydney issued by the Australian Statistician.
(b) any other person, or person belonging to a class of persons, approved by the EPA.
regional levy area or RLA means the following local government areas—
(a) Ballina, Bellingen, City of Blue Mountains, Byron, Clarence Valley, City of Coffs Harbour, Dungog, Kempsey, City of Lismore, Mid-Coast, Muswellbrook, Nambucca Valley, Port Macquarie-Hastings, Richmond Valley, Singleton, Tweed, Upper Hunter Shire and Wollondilly,
(b) on and from 1 July 2027—Kyogle.
year means a year beginning on 1 July and ending on 30 June.
(1) For the purposes of calculating a contribution under this Part (including the amount of any deduction and the quantity of waste exempted from the calculation of a contribution under clause 21 or 21A), the tonnage of any waste is to be rounded to two decimal places (rounding 0.005 upwards).
(2) However, if the method by which waste is authorised to be measured and recorded under Division 2 of Part 3 results in a measurement and record to two decimal places or less—
(a) the tonnage of waste for the purposes of calculating the contribution is the tonnage so measured and recorded, and
(b) that tonnage need not be rounded.
cl 8: Am 2018 (618), Sch 1 [1].
Division 2
How and when contributions are to be paid
Division 2 How and when contributions are to be paid
Division 2 How and when contributions are to be paid
9
How contributions are to be paid
9 How contributions are to be paid
9 How contributions are to be paid
(cf clause 4A(1) of 2005 Reg)
For the purposes of section 88(3)(a) of the Act, a contribution payable under that section may be paid by cheque or electronic funds transfer.
10
When contributions are to be paid for trackable liquid waste
10 When contributions are to be paid for trackable liquid waste
10 When contributions are to be paid for trackable liquid waste
(cf clause 4A(2)–(4) of 2005 Reg)
(1) (Repealed)
(2) For the purposes of section 88(3)(b) of the Act, the period of 28 days after the end of each 3 month period (being the 3 month periods ending on 31 August, 30 November, the last day of February and 31 May in each year) is prescribed as the time within which the contribution payable by an occupier is to be paid in respect of trackable liquid waste.
(3) (Repealed)
cl 10: Am 2014 (667), Sch 1 [2].
10A
When contributions are to be paid by disposal facilities (except for trackable liquid waste)
10A When contributions are to be paid by disposal facilities (except for trackable liquid waste)
10A When contributions are to be paid by disposal facilities (except for trackable liquid waste)
For the purposes of section 88(3)(b) of the Act, the occupier of a scheduled waste disposal facility must pay the contribution payable in respect of the waste (other than trackable liquid waste) received at the facility no later than 26 days after the end of the month in which the report in relation to that waste must be provided to the EPA in accordance with clause 22.
When contributions are to be paid by waste facilities that are not disposal facilities (except for trackable liquid waste)
10B When contributions are to be paid by waste facilities that are not disposal facilities (except for trackable liquid waste)
10B When contributions are to be paid by waste facilities that are not disposal facilities (except for trackable liquid waste)
(1) For the purposes of section 88(3)(b) of the Act, the time within which a contribution payable by an occupier of a waste facility that is not a scheduled waste disposal facility is to be paid in respect of waste (other than trackable liquid waste) received at the facility is—
(a) 26 days after the end of the month following the month in which the waste is transported from the facility if, before the end of the 12-month period after the end of the month in which it was received—
(i) the waste is transported from the facility, or
(ii) the waste has been processed at the facility to any standards required by a resource recovery order applying, at the time that the processing is completed, to the occupier of the facility in relation to the supply of the waste, or
(b) 26 days after the end of the month following the month in which the waste is received if, at the end of the month in which the waste is received—
(i) the amount of waste at the facility (other than trackable liquid waste and waste generated at the facility, but including waste generated at the facility from waste received at the facility) exceeds the authorised amount, and
(ii) the waste forms part of the amount by which the authorised amount is exceeded, or
(c) 12 months after the end of the month in which the waste is received at the facility in any other case.
(1A) For subclause (1)(b)(i), the amount of waste at the facility is the greater of the following—
(a) the amount determined by reference to information reported to the EPA under clause 22,
(b) the amount estimated by the EPA under clause 25A,
(c) the amount determined by a volumetric survey under this Part.
(2) In this clause—
authorised amount, in relation to a waste facility, means the maximum amount of waste that may be at the facility at any one time under the terms of the environment protection licence for the facility.
cl 10B: Ins 2014 (667), Sch 1 [3]. Am 2017 (118), Sch 3 [2] [3]. Subst 2018 (643), Sch 2 [5]. Am 2023 (107), Sch 1[2]; 2024 No 20, Sch 11[1].
Division 3
Calculation of contributions—general
Division 3 Calculation of contributions—general
Division 3 Calculation of contributions—general
11
Determination of rate
11 Determination of rate
11 Determination of rate
(cf clause 5(6)–(8) and (9)–(18) of 2005 Reg)
(1) For the purposes of this Division, the MLA amount, RLA amount, TLW amount and Special Levy amount are—
(a) for the period commencing on 1 November 2014 and ending on 30 June 2015—$120.90, $65.40, $70.10 and $13.70, respectively, or
(b) for a year beginning on or after 1 July 2015—the amount, in dollars and cents, calculated for the year in accordance with the Formula (rounded to the nearest 10 cent multiple (with an amount of 5 cents to be rounded up)).
(2) The Formula is—
where—
S is the amount, in dollars and cents, being calculated.
T is—
(a) if the MLA amount is being calculated—
(i) $130.90 for the year beginning on 1 July 2015, or
(ii) for a year beginning on or after 1 July 2016—the MLA amount, in dollars and cents, for the year previous to the year for which the calculation is being made, or
(b) if the RLA amount is being calculated—
(i) $75.40 for the year beginning on 1 July 2015, or
(ii) for a year beginning on or after 1 July 2016—the RLA amount, in dollars and cents, for the year previous to the year for which the calculation is being made, or
(c) if the TLW amount is being calculated—
(i) $70.10 for the year beginning on 1 July 2015, or
(ii) for a year beginning on or after 1 July 2016—the TLW amount, in dollars and cents, for the year previous to the year for which the calculation is being made, or
(d) if the Special Levy amount is being calculated—
(i) $13.70 for the year beginning on 1 July 2015, or
(ii) for a year beginning on or after 1 July 2016—the Special Levy amount, in dollars and cents, for the year previous to the year for which the calculation is being made.
A is the CPI number for the December quarter of the year previous to the year for which the calculation is being made.
B is the CPI number for the December quarter of the year 2 years previous to the year for which the calculation is being made.
(3) For the purposes of the Formula, the issue of a CPI number is to be disregarded if, at any time, the Australian Statistician issues the CPI number in substitution for a CPI number previously issued.
cl 11: Am 2018 (643), Sch 2 [6].
12
Calculation of contributions
12 Calculation of contributions
12 Calculation of contributions
(cf clause 5(1)–(5), (8A), (8B) and (17) of 2005 Reg)
(1) For the purposes of section 88(2) of the Act, the contributions payable by occupiers of scheduled waste facilities are the contributions calculated in accordance with this clause.
(2) The contribution required to be paid by an occupier of a scheduled waste facility, in respect of waste (other than trackable liquid waste) received at the facility, is as follows—
(a) in the case of a scheduled waste facility located in the MLA—the MLA amount for the period in which the waste is received for each tonne of waste that is received in that period,
(b) in the case of a scheduled waste facility located outside the MLA—
(i) the MLA amount for the period in which the waste is received for each tonne of waste received in that period that has been generated in, or generated from waste generated in, the MLA, and
(ii) the RLA amount for the period in which the waste is received for each tonne of waste received in that period that has been generated in, or generated from waste generated in, the RLA, and
(iii) the RLA amount for the period in which the waste is received for each tonne of waste received in that period that has been generated, or generated from waste generated, outside both the MLA and RLA, but only if the facility is in the RLA.
(3) The contribution required to be paid by an occupier of a scheduled waste facility, in respect of trackable liquid waste received at the facility, is the TLW amount for the period in which the waste is received for each tonne of the waste that is received in that period.
(4) The contribution required to be paid by an occupier of a scheduled coal waste facility, in respect of coal washery rejects received at the facility, is the Special Levy amount for the period in which the rejects are received for each tonne of rejects received in that period.
(5) An occupier of a scheduled coal waste facility is not required to pay a contribution under subclause (2) in respect of coal washery rejects received at the facility.
(6) The amount of the contribution calculated in accordance with this clause is to be adjusted in accordance with Division 4 (if applicable) and rounded to the nearest cent (rounding 0.5 cent upwards).
(7) For the purposes of this clause—
(a) the MLA amount or RLA amount, in respect of virgin excavated natural material received on or after 1 November 2014 at a scheduled waste disposal facility, is 90 per cent of the MLA amount, or RLA amount, otherwise applying for the purposes of this Division (as calculated under clause 11), and
(b) the MLA amount or RLA amount, in respect of residual waste generated directly from the shredding of scrap metal at a relevant waste facility and received at a scheduled waste disposal facility on any of the following days is the following percentage of the MLA amount, or RLA amount, otherwise applying for the purposes of this Division (as calculated under clause 11)—
(i) between 1 September 2019 and 30 June 2020—50%,
(ii) between 1 July 2020 and 30 June 2021—52.5%,
(iii) between 1 July 2021 and 30 June 2022—57.5%,
(iv) between 1 July 2022 and 30 June 2023—62.5%,
(v) between 1 July 2023 and 31 August 2026—75%, and
(c) the MLA amount or RLA amount, in respect of recovered fines applied to land as daily cover at a scheduled waste disposal facility, is 25 per cent of the MLA amount, or RLA amount, otherwise applying for the purposes of this Division (as calculated under clause 11) if—
(i) the recovered fines (being recovered fines meeting the requirements of Recovered Fines Alternative Daily Cover Specifications published by the EPA in the Gazette and as amended or replaced from time to time (the Recovered Fines Specifications)) are received at the facility on or after the date on which this paragraph commenced, and
(ii) the facility is authorised (in the environment protection licence for the facility) to receive the recovered fines and to apply the recovered fines to land as daily cover, and
(iii) the facility has obtained, from the scheduled waste facility that supplied the recovered fines, a statement in the approved form that certifies that the fines have been sampled and tested in accordance with the Recovered Fines Specifications and that fines comply with the Recovered Fines Specifications.
(8) The MLA amount or RLA amount calculated under subclause (7) is to be rounded to the nearest 10 cent multiple (with an amount of 5 cents to be rounded up).
(9) In subclause (7)(b), relevant waste facility means a waste facility—
(a) at which scrap metal processing (as listed in clause 26 of Schedule 1 to the Act) is authorised to be carried out under a licence, and
Presumptions and estimates if inadequate records kept
13 Presumptions and estimates if inadequate records kept
13 Presumptions and estimates if inadequate records kept
(cf clause 6 of 2005 Reg)
(1) This clause applies in relation to the calculation of a contribution in accordance with clause 12 that is payable by the occupier of a scheduled waste facility, in respect of waste received at the facility during any period, if—
(a) the records relating to waste received in the period are inadequate, and
(b) in the opinion of the EPA, the calculation is required to be based on presumptions about, or estimates of, any of the following matters because the records are inadequate—
(i) whether waste was received at the facility during the period,
(ii) when the waste was received,
(iii) the source of the waste received,
(iv) the amount of the waste received.
(2) The records relating to waste received at a waste facility during a period are inadequate if—
(a) there are no records relating to waste received at the facility during the period, or
(b) the records relating to waste received in the period are incomplete, inaccurate or inconsistent with other records (whether kept by the occupier of the waste facility concerned or another person or body), or
(c) the information contained in the records relating to waste received in the period has not been obtained by using methods that, in the opinion of the EPA, are appropriate.
Nothing in this subclause limits the circumstances in which the records may be inadequate.
(3) The EPA is entitled to presume each of the following matters (subject to the occupier of the waste facility establishing the contrary)—
(a) any waste at the facility at any time is waste that has been received by the facility,
(b) the waste was received on the date on which the EPA first became aware that the records are inadequate,
(c) any waste received by the facility has been generated in the MLA or generated from waste generated in the MLA.
(4) In estimating the tonnage of waste received at the waste facility during the period, the EPA is to take into consideration any of the following that the EPA considers appropriate in the circumstances—
(a) in respect of waste other than liquid waste, a volumetric survey of waste at the facility carried out by a qualified surveyor,
(b) available records in respect of the facility,
(c) any information provided by an authorised officer who has seen or inspected the facility,
(d) any other information available to the EPA (such as video monitoring records) and records kept by persons not involved with the operation of the facility.
(5) If the EPA decides to base its estimate of the tonnage of waste received at the waste facility on a volumetric survey, the EPA may, by written notice to the occupier of the waste facility, require the occupier to ensure that—
(a) a volumetric survey is carried out by a qualified surveyor within 21 days after the date of the notice, and
(b) a copy of the report of the qualified surveyor is forwarded to the EPA within 7 days after the occupier receives the report.
(6) An occupier of a waste facility to whom such a notice has been given must comply with the requirements specified in the notice.
Maximum penalty—200 penalty units in the case of a corporation, 100 penalty units in the case of an individual.
(7) For the purposes of estimating the tonnage of waste received at a waste facility under this clause, on the basis of a volumetric survey—
(a) the conversion formula is to be used in converting cubic metres of waste to tonnes of waste, or
(b) if the EPA is of the opinion that it is able to more accurately estimate the tonnage of the waste by using another method that is reasonably available to it than by using the conversion formula—the other method is to be used.
(8) The conversion formula is—
where—
T is the amount in tonnes of waste received.
V is the volume in cubic metres of the waste determined by the volumetric survey.
(9) This clause has effect in respect of waste at a scheduled waste facility whether or not it was received before or after the commencement of this clause.
Division 4
Deductions from contributions
Division 4 Deductions from contributions
Division 4 Deductions from contributions
14
Operational purpose deduction
14 Operational purpose deduction
14 Operational purpose deduction
(cf clause 11A(1)(a) and (c), (2), (3A), (5) and (5A) of 2005 Reg)
(1) The occupier of a scheduled waste facility who is required to pay a contribution under section 88 of the Act may deduct from a contribution payable under that section an amount in respect of waste received at the facility that—
(a) has been or is to be used for a purpose to which a certificate issued under clause 15 applies, and
(b) has been or is to be used in accordance with the requirements specified in the certificate.
(2) A deduction is not available under this clause in respect of waste that—
(a) exceeds the amount of waste specified in a certificate issued under clause 15, or
(b) is used other than in accordance with the requirements specified in the certificate.
15
Approval of operational purpose
15 Approval of operational purpose
15 Approval of operational purpose
(cf clause 11 of 2005 Reg)
(1) An occupier of a scheduled waste facility may apply to the EPA for approval to use at the facility any kind of waste referred to in the second column of the following table for any purpose (an operational purpose) specified opposite in the third column.
| Item | Kind of waste | Purpose |
| 1 | New asphalt, or new concrete, obtained at a batching plant. | Roads or other construction works. |
| 2 | Materials that meet the specifications in the Waste Levy Guidelines. | Roads of a kind specified in the Waste Levy Guidelines or other construction works of a kind specified in the Waste Levy Guidelines. |
| 3 | Any one or more of the following—(a) geonets,(b) geotextiles,(c) drainage layer media placed over landfill base and side liners,(d) piping. | Leachate collection systems that are associated with leachate management and are in accordance with the conditions of an environment protection licence. |
| 4 | Any one or more of the following—(a) geomembranes,(b) geotextiles,(c) clay liners,(d) piping,(e) compacted sub-bases,(f) geosynthetic clay liners. | Landfill lining systems (including landfill base and side liners) that are in accordance with the conditions of an environment protection licence. |
| 5 | Any one or more of the following—(a) geomembranes,(b) geotextiles,(c) piping,(d) virgin excavated natural material,(e) soil binders,(f) silt fences,(g) garden waste or compost. | Stormwater management systems that are in accordance with the conditions of an environment protection licence. |
| 6 | Any one or more of the following—(a) drainage gravels,(b) piping,(c) geotextiles,(d) geonet drainage geocomposites. | Any one or more of the following that are in accordance with the conditions of an environment protection licence—(a) landfill gas collection systems that are associated with landfill gas management,(b) groundwater management systems,(c) drainage. |
| 7 | Any one or more of the following—(a) plastic sheeting,(b) tarpaulins,(c) spray-on foam. | Daily cover for waste at landfill sites, in accordance with the conditions of an environment protection licence. |
| 8 | Virgin excavated natural material, or potential acid sulfate soils, not mixed with any other kind of waste. | Placement of the material, ores or soils (in accordance with the conditions of an environment protection licence) to rehabilitate a sand mine. |
| 9 | Waste of any kind. | Final capping works, in accordance with the conditions of an environment protection licence, at landfill sites. |
| 10 | Waste of any kind. | Bedding layers to protect landfill lining systems if the layers are of a kind specified in the Waste Levy Guidelines. |
| 11 | Biofilter media and aggregate layers. | Biofilters for pollution or odour control (including underlying aggregate layers) that are in accordance with the conditions of an environment protection licence. |
(2) The occupier may apply to the EPA for approval under this clause—
(a) before the waste has been used for the operational purpose, or
(b) after the waste has been used for the operational purpose.
(3) The application must include the following—
(a) in the case of an application made before the waste has been used for an operational purpose—a plan for the use of the waste for the operational purpose,
(b) in the case of an application made after the waste has been used for an operational purpose—a report on the use of the waste for the operational purpose,
(c) any other information that the EPA requires for the purposes of determining whether or not to approve the application.
(4) The EPA may, on an application under this clause, approve the use of waste for an operational purpose at the facility whether or not the waste has already been used for the operational purpose.
(5) If the EPA approves an operational purpose under this clause, the EPA must issue a certificate to the occupier of the scheduled waste facility to the effect that the use of waste for the operational purpose has been approved.
(6) The certificate must specify—
(a) the scheduled waste facility to which the certificate applies, and
(b) the operational purpose for which the waste is to be or has been used, and
(c) the amount of waste approved for the operational purpose, and
(d) in the case of an application made before the waste has been used for the operational purpose—the period in which the waste is to be used for that purpose, and
(e) any conditions relating to the use of waste for the operational purpose.
(7) The EPA may grant an exemption under clause 91 to the occupier of a scheduled waste facility from the requirement under section 48 of the Act to hold a licence for the scheduled activity of waste disposal in respect of waste used at the facility for an operational purpose approved by the EPA.
Transported waste deduction other than for trackable liquid waste
16 Transported waste deduction other than for trackable liquid waste
16 Transported waste deduction other than for trackable liquid waste
(1) The occupier of a scheduled waste facility who is required to pay a contribution under section 88 of the Act may deduct from a contribution payable under that section an amount in respect of—
(a) waste received at the facility that has been recovered, recycled or processed at that facility (in accordance with any requirements of the Waste Levy Guidelines) and transported from the facility to another place for a lawful use, or
(b) waste that has been processed at the facility (to any standards required by a resource recovery order applying at the time that the processing is completed to the occupier of the facility in relation to the supply of the waste) and transported from the facility to another place for a lawful use, or
(c) waste transported from the scheduled waste facility to another facility for recovery, recycling, processing or disposal but only if the occupier satisfies the EPA that the other facility may lawfully be used as a waste facility and that the waste was received by the other facility for lawful recovery, recycling, processing or disposal.
(2) A deduction is not available under this clause in respect of—
(a) trackable liquid waste received at the facility, or
(b) landfill gas or anything derived from landfill gas, or
(c) landfill leachate or anything derived from landfill leachate, or
(d) waste exhumed in contravention of clause 110A.
(3) The EPA may require a person seeking to obtain a deduction under this clause to provide records or such other evidence that satisfies the EPA of any matter relating to the person’s eligibility for the deduction and, in any such case, the deduction is not available unless the person satisfies the EPA of the particular matter.
(4) The EPA may require, by notice in writing, that the occupier of a scheduled waste facility who obtains a deduction under this clause—
(a) engage an independent person (approved by the EPA) to conduct an audit of, and to prepare a report on, deductions claimed under this clause for the period specified in the notice, and
(b) ensure that a copy of the report is provided to the EPA within the time specified in the notice.
(5) An occupier to whom a notice is given must comply with the notice.
Maximum penalty—200 penalty units in the case of a corporation, 100 penalty units in the case of an individual.
The occupier of a scheduled waste facility who is required to pay a contribution under section 88 of the Act may deduct from a contribution payable under that section an amount in respect of trackable liquid waste received at the facility that has been transported from the facility (in accordance with any requirements of the Waste Levy Guidelines)—
(a) as trackable liquid waste to another facility that can lawfully receive it, or
(b) as a substance other than trackable liquid waste to a place for lawful recycling, re-use or processing, but only if any requirements of the Waste Levy Guidelines have been satisfied, or
(c) as waste other than liquid waste to another scheduled waste facility within the regulated area for lawful disposal at the other facility.
18
Provisions applicable in relation to all deductions
18 Provisions applicable in relation to all deductions
18 Provisions applicable in relation to all deductions
(cf clause 11A(4) and (6)–(9) of 2005 Reg)
(1) No deduction available in respect of certain waste A deduction is not available under this Division, in respect of waste received at a scheduled waste facility, if the waste—
(a) has already been the subject of a deduction, in accordance with this Division, from the calculation of a contribution otherwise payable by the occupier, or
(b) has already been exempted, in accordance with Division 5, from the calculation of the contribution otherwise payable by the occupier, or
(c) was received at the facility more than 24 months before the date of the deduction and the facility is a scheduled waste disposal facility, or
(d) was received at the facility more than 24 months before the date of the deduction and the deduction is a deduction under clause 14.
(2) Calculation of amount of deduction A deduction under this Division is to be—
(a) calculated on the basis of the rate of contribution that was applicable in respect of the waste at the time that the waste was received at the waste facility concerned, and
(b) following that calculation, rounded to the nearest cent (rounding 0.5 cent upwards).
(3) Disallowance of deductions The EPA may, by written notice to the occupier of a scheduled waste facility, disallow the whole or any part of a deduction made by the occupier under this Division if the EPA is satisfied that—
(a) the occupier was not allowed to make the deduction, or
(b) the deduction is not available in respect of the waste.
(4) The notice may require the occupier to—
(a) increase a specified contribution payable by the occupier by the whole or such part of the deduction made by the occupier under this Division as the EPA determines, or
(b) pay to the EPA an amount equal to the whole or such part of the deduction made by the occupier under this Division as the EPA determines.
(5) Rebate where deduction exceeds contribution If the amount of a deduction to which the occupier of a scheduled waste facility is entitled under this Division exceeds the amount of the contribution payable by the occupier under section 88 of the Act, the occupier is entitled to a rebate of the amount by which the deduction exceeds the contribution.
Division 5 Exemptions from requirement to pay contribution
Division 5 Exemptions from requirement to pay contribution
19
19
19 (Repealed)
20
Exemption of certain other occupiers from requirement to pay contributions
20 Exemption of certain other occupiers from requirement to pay contributions
20 Exemption of certain other occupiers from requirement to pay contributions
(cf clause 9 of 2005 Reg)
Note.
See clause 109 in relation to reporting requirements for occupiers of facilities who are not required to pay contributions because of an exemption under this clause.
(1) The occupier of any waste facility that is not a scheduled waste facility is exempt from the requirement to pay a contribution to the EPA under section 88 of the Act.
(2) The occupier of a scheduled waste facility is exempt from the requirement to pay contributions to the EPA under section 88 of the Act if—
(a) the facility is a scheduled waste facility because a prescribed scheduled activity is carried on at the facility, and
(b) no other activity in respect of waste received at the facility is carried on at the facility that would make the facility a scheduled waste facility (other than the storage of waste received in connection with the prescribed scheduled activity).
(3) The occupier of a scheduled waste facility is exempt from the requirement to pay contributions to the EPA under section 88 of the Act if—
(a) the facility is not a scheduled waste disposal facility, and
(b) the facility is a scheduled waste facility because an activity listed in clause 26 (Metallurgical activities) of Schedule 1 to the Act is carried on at the facility.
(4) The occupier of a scheduled waste facility is exempt from the requirement to pay contributions to the EPA under the Act, section 88 if—
(a) the facility is not a scheduled waste disposal facility, and
(b) the scheduled activity carried on at the facility involves only the storage, treatment, processing or sorting of 1 or more of the following—
(i) clinical and related waste,
(ii) hazardous waste,
(iii) liquid waste,
(iv) restricted solid waste.
(4A) The occupier of a scheduled waste disposal facility is exempt from the requirement to pay contributions to the EPA under the Act, section 88 if the scheduled activity of waste disposal carried on at the facility involves only 1 or both of the following—
(a) slags,
(b) virgin excavated natural material.
(5) Nothing in this clause exempts the occupier of a scheduled waste facility from the requirement to pay contributions to the EPA in respect of trackable liquid waste received at the facility.
(6) In this clause—
prescribed scheduled activity means a scheduled activity listed in any of the following provisions of Schedule 1 to the Act—
Certain types of waste exempted from calculation of contributions
21 Certain types of waste exempted from calculation of contributions
21 Certain types of waste exempted from calculation of contributions
(cf clause 10(1) of 2005 Reg)
Note.
An exemption from the requirement to pay contributions under section 88 of the Act may also be granted by the EPA under Part 9 in relation to certain types of waste.
(1) The following types of waste received at a scheduled waste disposal facility are exempted from the calculation of the contribution payable under section 88 of the Act for each tonne of that waste received at the waste facility—
(a) any spoil generated by dredging activities,
(b) any waste—
(i) collected in accordance with a community service or activity, or arising from a biological outbreak or natural disaster, and
(ii) approved by the EPA in writing for the purposes of this clause,
(c) any waste that is wholly or predominantly comprised of whale carcasses.
(1A) Any waste received at a Community Recycling Centre is exempted from the calculation of the contribution payable under section 88 of the Act.
(2) Waste is not exempt under this clause from the calculation of the contribution payable by the occupier of a scheduled waste facility if the occupier fails to comply with any requirement under Division 1 of Part 3 with respect to the waste.
(3) For the purposes of this clause, Community Recycling Centre means a centre that is nominated as such by the EPA in the Gazette and is part of a scheduled waste facility (but not a scheduled waste disposal facility).
Mixed waste organic outputs exempted from calculation of contributions
21A Mixed waste organic outputs exempted from calculation of contributions
21A Mixed waste organic outputs exempted from calculation of contributions
(1) (Repealed)
(2) Waste consisting of mixed waste organic outputs that is received at a scheduled waste disposal facility is exempted from the calculation of the contribution for the period for which the contribution is payable under section 88 of the Act for each tonne of that waste that has been processed at an approved scheduled waste facility.
(3) For the purposes of this clause, mixed waste organic outputs is a substance that—
(a) consists only of pasteurised and biologically stabilised organic outputs produced from the mechanical biological treatment of general solid waste (putrescible) (within the meaning of Schedule 1 to the Act), and
(b) complies with any other requirements specified by the EPA by notice published in the Gazette for the purposes of this clause.
(4) The EPA may, by notice published in the Gazette—
(a) approve a scheduled waste facility for the purposes of this clause, and
(b) limit the amount of the waste processed by the approved scheduled waste facility that is exempted from the calculation of the contribution payable for waste received at a scheduled waste disposal facility.
(4A) The notice may specify the period during which the approval under subclause (4)(a) is to have effect, being a period that ends on a date on or before this clause is repealed.
(4B) If the notice is varied during the approval period, the variation must not extend the end of the period to a date that is after the date this clause is repealed.
(5) An exemption under this clause does not apply to any amount of the waste received at the scheduled waste disposal facility that exceeds the amount specified in the notice under subclause (4)(b) in relation to the approved scheduled waste facility concerned.
(6) An exemption under this clause does not apply unless the approved scheduled waste facility certifies in writing that the waste does not contain any substance other than mixed waste organic outputs.
(7) Waste is not exempt under this clause from the calculation of the contribution payable by the occupier of a scheduled waste disposal facility if the occupier fails to comply with any requirement under Division 1 of Part 3 with respect to the waste.
(8) The EPA may vary or revoke a notice under this clause by notice published in the Gazette.
(1) This clause does not apply in respect of trackable liquid waste.
(2) The occupier of a scheduled waste facility who is required to pay contributions under section 88 of the Act must, within 26 days after the end of each month, provide the EPA with the following information (in the approved form and manner)—
(a) the quantity of waste received at the waste facility during the month to which the report relates,
(b) the waste types (determined in accordance with the Waste Levy Guidelines) of waste received at the waste facility during the month to which the report relates,
(c) any approved particulars relating to the waste facility.
Maximum penalty—200 penalty units in the case of a corporation, 100 penalty units in the case of an individual.
(3) The occupier of a scheduled waste facility located outside the MLA and RLA is not required to provide information under this clause in relation to waste that is not generated, or generated from waste generated, in the MLA or RLA.
Note—
See clause 109 for other reporting requirements that apply to occupiers of scheduled waste facilities outside the MLA and RLA.
(3A) The EPA may, by written notice, require the occupier of a scheduled waste facility to—
(a) engage an independent person approved by the EPA to conduct an audit of, and to prepare a report on, the information provided, or required to be provided, under this clause for the period specified in the notice, and
(b) ensure a copy of the report is provided to the EPA within the time specified in the notice.
(3B) The occupier must comply with the notice.
Maximum penalty—
(a) for an individual—100 penalty units, or
(b) for a corporation—200 penalty units.
(4) The EPA may grant an exemption under Part 9 from any requirement under this clause.
Periodic volumetric surveys of scheduled waste facilities
23 Periodic volumetric surveys of scheduled waste facilities
23 Periodic volumetric surveys of scheduled waste facilities
(cf clause 14 of 2005 Reg)
(1) The occupier of a scheduled waste facility who is required to pay contributions under section 88 of the Act must—
(a) in the case of a scheduled waste disposal facility that is a landfill site—
(i) cause a volumetric survey of the facility to be carried out by a qualified surveyor during June and December in each year, and
(ii) provide the results to the EPA (in any form and manner specified by the Waste Levy Guidelines) by no later than the following 31 July and 31 January, respectively, and
(b) in any other case—
(i) determine the amount of waste at the facility in a manner and at such time as may be required by the EPA by notice in writing to the occupier, and
(ii) keep records of the results in accordance with the requirements specified in the notice, and
(iii) provide the results to the EPA in accordance with the requirements of the notice.
Maximum penalty—200 penalty units in the case of a corporation, 100 penalty units in the case of an individual.
(2) The occupier must also—
(a) cause a volumetric survey of the waste facility to be carried out by a qualified surveyor at any other time, or within any period, specified by the EPA by written notice to the occupier, and
(b) provide the results to the EPA (in any form and manner specified by the Waste Levy Guidelines) by no later than any time, or the end of any period, specified in the notice.
(3) The occupier must—
(a) keep a copy of the results of each survey for a period of at least 6 years after the date on which the survey is carried out, and
(b) make those results available for inspection and copying by an authorised officer on request.
(4) The EPA may, by written notice to the occupier of a waste facility, defer the application of any requirement under this clause in respect of the occupier until any time specified in the notice.
(5) The EPA may grant an exemption under Part 9 from any requirement under this clause.
Maximum penalty—200 penalty units in the case of a corporation, 100 penalty units in the case of an individual.
EPA may require topographical survey of scheduled waste facility
24 EPA may require topographical survey of scheduled waste facility
24 EPA may require topographical survey of scheduled waste facility
(1) The occupier of a scheduled waste facility who is required to pay contributions under section 88 of the Act must—
(a) cause a topographical survey of the facility to be carried out by a qualified surveyor at any time, or within any period, specified by the EPA by written notice to the occupier, and
(b) provide the results to the EPA (in any form and manner specified by the Waste Levy Guidelines) by no later than any time, or the end of any period, specified in the notice.
(2) The occupier must—
(a) keep a copy of the results of each survey for a period of at least 6 years after the date on which the survey is carried out, and
(b) make those results available for inspection and copying by an authorised officer on request.
Maximum penalty—200 penalty units in the case of a corporation, 100 penalty units in the case of an individual.
24A
Surveys to be carried out in accordance with Waste Levy Guidelines
24A Surveys to be carried out in accordance with Waste Levy Guidelines
24A Surveys to be carried out in accordance with Waste Levy Guidelines
An occupier of a waste facility who is required to cause a volumetric survey or a topographical survey to be carried out under this Division must ensure that the survey is carried out in accordance with any requirements specified in the Waste Levy Guidelines.
Maximum penalty—200 penalty units in the case of a corporation, 100 penalty units in the case of an individual.
cl 24A: Ins 2014 (667), Sch 1 [11].
Division 7
Other
Division 7 Other
Division 7 Other
25
Interest on unpaid contributions
25 Interest on unpaid contributions
25 Interest on unpaid contributions
(cf clause 8 of 2005 Reg)
(1) The interest on a contribution under section 88 of the Act that is not fully paid by the due date for payment of the contribution is to be calculated daily (at the prescribed rate)—
(a) from the day immediately following the due date, and
(b) on so much of the contribution as remains outstanding.
Note.
Accordingly, interest ceases to accumulate when the contribution has been fully paid (whether or not interest is fully paid at that time).
(2) The prescribed rate at which interest is to be charged on the outstanding amount of a contribution is the sum of the following per annum—
(a) 8 per cent,
(b) the cash rate target released by the Reserve Bank of Australia that is applicable for the first business day after the due date for payment of the contribution.
cl 25: Am 2018 (643), Sch 2 [16].
25A
EPA may estimate amount of waste
25A EPA may estimate amount of waste
25A EPA may estimate amount of waste
(1) This clause applies if the EPA reasonably believes—
(a) the mass of waste may have changed while the waste is at a scheduled waste facility, or
(b) the occupier of the facility has incorrectly calculated the mass of waste at the facility, or
(c) the records relating to waste received at the facility during a period are inadequate as referred to in clause 13, or
Note—
See clause 13(2).
(d) information reported to the EPA under clause 22 is incomplete, inaccurate or inconsistent with other records—
(i) whether the records are kept by the occupier of the facility or another person or body, and
(ii) whether or not the information relates to waste at, or waste received at, the facility.
(2) The EPA may, for the purposes of this Part, estimate the amount of waste—
(a) at a facility at a particular time, or
(b) received at a facility at a particular time, or
(c) received at a facility during a period.
(2A) The EPA may, as a result of the estimate, adjust—
(a) a report under clause 22, and
(b) a contribution liability accordingly.
(3) The EPA, in making an estimation under this clause, may take into consideration any information available to the EPA including any volumetric surveys of the waste, the records of the facility and any information provided by an authorised officer who has inspected the facility.
(4) This clause applies to a scheduled waste facility regardless of whether the facility is also permitted to carry out waste disposal.
cl 25A: Ins 2018 (643), Sch 2 [17]. Am 2023 (107), Sch 1[12] [13].
25B
Rebate of contribution
25B Rebate of contribution
25B Rebate of contribution
The EPA may pay a rebate to the occupier of a scheduled waste facility that is not a scheduled waste disposal facility of an amount equivalent to any contribution under section 88 of the Act in respect of waste if the EPA is satisfied that the waste has been transported from the scheduled waste facility for recovery, recycling, processing or disposal to another facility that may lawfully be used as a waste facility and that the waste was received for lawful recovery, recycling, processing or disposal.
cl 25B: Ins 2018 (643), Sch 2 [17].
Part 3
Records, measurement of waste and monitoring at scheduled waste facilities
Part 3 Records, measurement of waste and monitoring at scheduled waste facilities
Part 3 Records, measurement of waste and monitoring at scheduled waste facilities
26
“Waste types” and “waste streams”
26 “Waste types” and “waste streams”
26 “Waste types” and “waste streams”
(1) For the purposes of this Division, the waste type of waste is to be determined in accordance with the Waste Levy Guidelines.
(2) For the purposes of this Division, the waste stream of waste is a reference to the waste stream and (if applicable) waste sub-stream that best describes the source of the waste and is to be determined in accordance with the Waste Levy Guidelines.
27
Waste and other material received at facility
27 Waste and other material received at facility
27 Waste and other material received at facility
The occupier of a scheduled waste facility must record the following information in relation to each delivery of waste or other material received at the facility—
(a) the amount of any waste delivered, its waste type and (except where the waste is trackable liquid waste) its waste stream,
(b) the amount of any other material delivered and a description of the nature of that other material,
(c) the amount of any waste delivered that is spoil generated by dredging activities,
(d) if any of the waste delivered has been collected in accordance with a community service or activity, or arising from a biological outbreak or natural disaster, and been approved by the EPA for the purposes of clause 21—
(i) the date of the approval and the code or number allocated by the EPA for the approval, and
(ii) the amount of that waste, and
(iii) particulars of the community service or activity, biological outbreak or natural disaster in respect of which the waste has been collected,
(d1) the amount of any waste delivered that is wholly or predominantly comprised of whale carcasses,
Note.
The waste referred to in paragraphs (c)–(d1) is exempted by clause 21 from the calculation of waste contributions payable by the occupier of the waste facility.
(e) the date and time the delivery is made,
(f) the registration number of the vehicle used to make the delivery,
(g) in the case of waste transported to the waste facility from another waste facility—
(i) the name and address of the other facility, and
(ii) the code or number of any environment protection licence for the other facility,
(h) in the case of an occupier who is required to pay contributions under section 88 of the Act—particulars of where any waste or other material delivered is placed at the facility.
Maximum penalty—200 penalty units in the case of a corporation, 100 penalty units in the case of an individual.
28
Waste and other materials transported from facility for use, recovery, recycling, processing or disposal
28 Waste and other materials transported from facility for use, recovery, recycling, processing or disposal
28 Waste and other materials transported from facility for use, recovery, recycling, processing or disposal
The occupier of a scheduled waste facility must record the following information in relation to each load of waste or other material transported from the facility for use, recovery, recycling, processing or disposal at another place—
(a) the amount of any waste contained in the load, its waste type and (except where the waste is trackable liquid waste) its waste stream,
(b) the amount of any other material contained in the load and a description of the nature of that other material,
(c) the amount of any waste contained in the load that is spoil generated by dredging activities,
(d) if any of the waste in the load has been collected in accordance with a community service or activity, or arising from a biological outbreak or natural disaster, and been approved by the EPA for the purposes of clause 21—
(i) the date of the approval and the code or number allocated by the EPA for the approval, and
(ii) the amount of that waste, and
(iii) particulars of the community service or activity, biological outbreak or natural disaster in respect of which the waste has been collected,
(d1) the amount of any waste contained in the load that is wholly or predominantly comprised of whale carcasses,
Note.
The waste referred to in paragraphs (c)–(d1) is exempted by clause 21 from the calculation of waste contributions payable by the occupier of the waste facility.
(e) the date and time the load is transported from the facility,
(f) the registration number of the vehicle used to transport the load,
(g) the name and address of the place to which the load is transported and the code or number of any environment protection licence for that place,
(h) in the case of waste or other material in the load that is removed from a stockpile required to have a unique identification number under clause 31(1)(a)—the unique identification number,
(i) in the case of an occupier who is required to pay contributions under section 88 of the Act—details of any recycling, mixing, blending or processing of any waste in the load, including the composition as a proportion of waste and other material in any waste-derived material in the load.
Maximum penalty—200 penalty units in the case of a corporation, 100 penalty units in the case of an individual.
cl 28: Am 2020 (645), Sch 1[4] [5].
29
Other records relating to vehicles
29 Other records relating to vehicles
29 Other records relating to vehicles
The occupier of a scheduled waste facility must record the following particulars in relation to vehicles that enter the facility for a purpose related to the operation of the facility (whether or not the vehicle is being, or is intended to be, used to deliver or transport waste)—
(a) the date and time on which the vehicle enters the facility,
(b) the date and time on which the vehicle leaves the facility,
(c) the registration number of the vehicle,
(d) the purpose of entry,
(e) the weight of the vehicle.
Maximum penalty—200 penalty units in the case of a corporation, 100 penalty units in the case of an individual.
30
Waste used for operational purpose at facility if occupier required to pay contribution
30 Waste used for operational purpose at facility if occupier required to pay contribution
30 Waste used for operational purpose at facility if occupier required to pay contribution
The occupier of a scheduled waste facility who is required to pay contributions under section 88 of the Act must record the following information in relation to any waste of a kind referred to in the second column of the table to clause 15(1) that is used at the facility for a purpose specified opposite in the third column of that table—
(a) the amount of waste and its waste type,
(b) the nature of the purpose,
(c) the date the waste is used,
(d) particulars of any certificate issued under clause 15 relating to the use of waste for the purpose.
Maximum penalty—200 penalty units in the case of a corporation, 100 penalty units in the case of an individual.
31
Waste and other material stockpiled at facility if occupier required to pay contribution
31 Waste and other material stockpiled at facility if occupier required to pay contribution
31 Waste and other material stockpiled at facility if occupier required to pay contribution
(1) The occupier of a scheduled waste facility who is required to pay contributions under section 88 of the Act must record the following information in relation to any waste and any other material stockpiled at the facility (other than trackable liquid waste and material mixed with trackable liquid waste)—
(a) a unique identification number for each stockpile,
(b) the quantity of any waste (and its waste type) or other material held in each stockpile as at 30 June and 31 December of each year,
(c) the quantity of any waste (and its waste type) or other material that is added to or removed from each stockpile each day.
(2) The occupier of a scheduled waste facility who is required to pay contributions under section 88 of the Act must, if any trackable liquid waste (including any material mixed with trackable liquid waste) is stockpiled at the facility, record the quantity of that waste (and its waste type) held in each stockpile as at 30 June of each year.
Maximum penalty—200 penalty units in the case of a corporation, 100 penalty units in the case of an individual.
32
Records on measuring of waste by method other than weighbridge
32 Records on measuring of waste by method other than weighbridge
32 Records on measuring of waste by method other than weighbridge
The occupier of a scheduled waste facility who, in accordance with Division 2, uses a method other than a weighbridge to measure and record the quantities of waste and other material transported into or out of the facility must record any information, in relation to the use of the method by the occupier, that is specified in the Waste Levy Guidelines.
Maximum penalty—200 penalty units in the case of a corporation, 100 penalty units in the case of an individual.
33
Keeping, retention and availability of records
33 Keeping, retention and availability of records
33 Keeping, retention and availability of records
The occupier of a scheduled waste facility who is required to record information under this Division must—
(a) record and keep the information in accordance with any requirements of the Waste Levy Guidelines, and
(b) ensure that each record is retained for at least 6 years after the record is made, and
(c) make any of the records available for inspection and copying by an authorised officer on request.
Maximum penalty—200 penalty units in the case of a corporation, 100 penalty units in the case of an individual.
34
Provision of records relating to trackable liquid waste
34 Provision of records relating to trackable liquid waste
34 Provision of records relating to trackable liquid waste
The occupier of a scheduled waste facility who is required to record information under this Division relating to trackable liquid waste or material mixed with trackable liquid waste must ensure that the records are provided to the EPA electronically at the times, and in any form and manner, specified in the Waste Levy Guidelines.
Maximum penalty—200 penalty units in the case of a corporation, 100 penalty units in the case of an individual.
35
Exemptions
35 Exemptions
35 Exemptions
The EPA may grant an exemption under Part 9 from any provisions of this Division.
36
Weighbridges at facilities whose occupiers are required to pay waste contributions
36 Weighbridges at facilities whose occupiers are required to pay waste contributions
36 Weighbridges at facilities whose occupiers are required to pay waste contributions
(cf clause 15 of 2005 Reg)
(1) The occupier of a scheduled waste facility who is required to pay contributions under section 88 of the Act must ensure that there is a weighbridge installed at the waste facility.
Maximum penalty—200 penalty units in the case of a corporation, 100 penalty units in the case of an individual.
(2) This clause does not apply to the occupier of a scheduled waste facility that receives only the following waste for storage, treatment, processing, sorting or disposal—
(a) clinical and related waste,
(b) hazardous waste,
(c) liquid waste,
(d) restricted solid waste.
(3) The occupier must—
(a) submit to the EPA, within 30 days after installing the weighbridge, a plan of the waste facility indicating the proposed vehicle flow controls, including the entry and exit points where waste is transported into and out of the waste facility (a vehicle flow control plan), and
(b) if any change occurs in relation to those vehicle flow controls, submit a revised vehicle flow control plan to the EPA no later than 30 days after the relevant change occurs, and
(c) keep a copy of the latest vehicle flow control plan on the premises and make the plan available for inspection and copying by an authorised officer on request, and
(d) ensure that—
(i) each vehicle that enters or leaves the waste facility for a purpose relating to the operation of the facility (whether or not the vehicle is being, is intended to be or has been used to transport or deliver waste) is weighed by the weighbridge on entering and on leaving the facility, or
(ii) during any period that the weighbridge is out of operation, an alternative method that is specified in the Waste Levy Guidelines is used to measure and record the quantity of waste and other material transported into or out of the waste facility, and
(e) take all reasonable steps to ensure that the weighbridge is maintained in proper working order, and
(f) ensure that the weighbridge is verified (within the meaning of the National Measurement Act 1960 of the Commonwealth) at least once a year, and
(g) ensure that the weighbridge has related software that records quantities of waste in any form and manner specified in the Waste Levy Guidelines, and
(h) notify the EPA of any incident that results in the weighbridge being out of operation for any period of more than 24 hours (and do so immediately on becoming aware that the incident will result in the weighbridge being out of operation for any such period), and
(i) comply with any other requirement relating to the installation or operation of the weighbridge that the EPA may specify by written notice to the occupier.
Maximum penalty—200 penalty units in the case of a corporation, 100 penalty units in the case of an individual.
(4) The EPA may, by written notice to the occupier of a waste facility, defer the application of any requirement under this clause in respect of the occupier, subject to any conditions specified in the notice, until any time specified in the notice.
Note.
The conditions may (for example) include a condition that the quantity of waste that is transported into or out of the facility is measured, and recorded, using a specified method, including a method specified in the Waste Levy Guidelines.
cl 36: Am 2018 (643), Sch 2 [18].
37
Measuring and recording of waste at facilities whose occupiers are not required to pay waste contributions
37 Measuring and recording of waste at facilities whose occupiers are not required to pay waste contributions
37 Measuring and recording of waste at facilities whose occupiers are not required to pay waste contributions
An occupier of a scheduled waste facility who is not required to pay contributions under section 88 of the Act must ensure that the quantity of waste that is transported into or out of the facility is measured, and recorded, using a method specified in the Waste Levy Guidelines or by the EPA.
Maximum penalty—200 penalty units in the case of a corporation, 100 penalty units in the case of an individual.
cl 37: Am 2017 (118), Sch 3 [9].
38
Exemptions
38 Exemptions
38 Exemptions
The EPA may grant an exemption under Part 9 from any provisions of this Division.
39
EPA may require video monitoring system
39 EPA may require video monitoring system
39 EPA may require video monitoring system
(cf clause 16 of 2005 Reg)
(1) The EPA may, by written notice to an occupier of a scheduled waste facility, require the occupier—
(a) to install, operate and maintain in the manner specified in the notice a video monitoring system that conforms with the specifications in the notice, and
(b) to operate the system during the times specified in the notice or at all times.
(2) The occupier must—
(a) comply with the requirements specified in the notice within the period specified in the notice, and
(a1) ensure that no activity takes place under the environment protection licence for the facility at any time when the video monitoring system is not fully operational, and
(b) ensure that video monitoring records made under this clause are kept for at least 3 years after being made, and
(c) make those recordings available for inspection and copying by an authorised officer on request.
Maximum penalty—200 penalty units in the case of a corporation, 100 penalty units in the case of an individual.
cl 39: Am 2018 (643), Sch 2 [19]–[21].
Part 4
Tracking of certain waste transported within, out of and into NSW
Part 4 Tracking of certain waste transported within, out of and into NSW
Part 4 Tracking of certain waste transported within, out of and into NSW
40
Definitions
40 Definitions
40 Definitions
(cf clause 17 of 2005 Reg)
In this Part—
agency agreement—see clause 48(2)(b).
authorised agent, in relation to the transportation of waste, means a person appointed, in accordance with Division 5, as an authorised agent for the transportation of the waste.
consignment authorisation means—
(a) in relation to the transportation of waste to a waste facility in New South Wales—a consignment authorisation issued under Division 6 authorising the transportation of the waste to that facility, and
(b) in relation to the transportation of waste to a waste facility in a participating State—an authority (however expressed) issued in accordance with the laws of that participating State and authorising the transportation of the waste to that facility.
consignor of waste, in relation to the transportation of waste, means—
(a) in the case of waste that is transported from a waste facility—
(i) if the occupier of the facility has not appointed an authorised agent under Division 5 in relation to the waste—the occupier of the facility, or
(ii) if the occupier of the facility has appointed an authorised agent under Division 5 in relation to the waste—that authorised agent, or
(b) in any other case—any person who is the consignor of the waste.
receiver of waste means the occupier of a waste facility to which the waste is transported.
transporter of waste means any person who carries on business involving the transportation of the waste.
waste transport certificate means a waste transport certificate in the approved form.
41
Transportation of waste to which this Part does and does not apply
41 Transportation of waste to which this Part does and does not apply
41 Transportation of waste to which this Part does and does not apply
(cf clauses 18 and 19 of 2005 Reg)
(1) This Part applies to—
(a) the transportation of waste within New South Wales if the waste is of a type described in Part 1 of Schedule 1, and
(b) the transportation of waste from New South Wales to a participating State, into New South Wales from a participating State or through New South Wales from one participating State to another if the waste is of a type described in Part 1 or Part 2 of Schedule 1.
Note.
Division 8 provides a defence in any proceedings for an offence against this Part if the defendant establishes that, although the waste concerned was of a type described in Part 1 or 2 of Schedule 1, it did not exhibit any of the characteristics specified in Part 3 of that Schedule.
(2) However, this Part does not apply to any of the following—
(a) the transportation of waste in an emergency to protect human health, the environment or property,
(b) the transportation of waste to a person or body for the purpose of use in analysis relating to waste categorisation or in research, but only if the transportation and use of the waste has been approved in writing by—
(i) in the case of the transportation of the waste to a place in New South Wales—the EPA, or
(ii) in the case of the transportation of the waste to a participating State—the agency, within the meaning of NEPM, of the participating State,
(c) the transportation of waste by pipeline,
(d) the transportation of any residue of a substance in a container if the container will be refilled with the same type of substance and the substance in the refilled container is intended for use,
(e) the transportation from a farm of unwanted chemicals resulting from the operation of the farm, but only if—
(i) the transportation is carried out by the owner or occupier of the farm, and
(ii) the chemicals are transported to a collection place designated by a collection scheme approved in writing by the EPA or an agency, within the meaning of NEPM, of a participating State, and
(iii) the transportation is carried out without fee or reward being given,
(f) the transportation of waste in accordance with a product recall approved by the Australian Pesticides and Veterinary Medicines Authority, Food Standards Australia New Zealand or the Therapeutic Goods Administration of the Commonwealth.
The EPA may grant an exemption under Part 9 from any provisions of this Part.
43
Obligations on consignor of waste relating to transportation of waste
43 Obligations on consignor of waste relating to transportation of waste
43 Obligations on consignor of waste relating to transportation of waste
(cf clause 22 of 2005 Reg)
(1) A consignor of waste must ensure that the waste is not transported from one place to another place unless the consignor—
(a) holds a consignment authorisation authorising the transportation of the waste from the place to the other place, and
(b) has obtained a waste transport certificate for the waste and has certified that any part of the certificate that is required to be completed by the consignor has been completed accurately, and
(c) has given the waste transport certificate to the transporter of the waste, and
(d) has ensured that the transporter holds an environment protection licence (if required by or under the Act) to transport the waste, and
(e) has ensured that the waste facility to which the waste is to be transported can lawfully accept waste of the type concerned.
(2) A consignor of waste must comply with any condition of a consignment authorisation that is held by the consignor.
Maximum penalty—200 penalty units in the case of a corporation, 100 penalty units in the case of an individual.
44
Copy of waste transport certificate to be given to occupier of waste facility
44 Copy of waste transport certificate to be given to occupier of waste facility
44 Copy of waste transport certificate to be given to occupier of waste facility
(cf clause 23 of 2005 Reg)
A consignor who is an authorised agent of the occupier of a waste facility must, within 7 days after the day on which the consignor gives to the transporter a waste transport certificate relating to the transportation of waste from the facility, give a copy of the certificate to the occupier in the same form as it was given by the consignor to the transporter.
Maximum penalty—100 penalty units in the case of a corporation, 50 penalty units in the case of an individual.
45
Obligations on transporter of waste
45 Obligations on transporter of waste
45 Obligations on transporter of waste
(cf clause 24 of 2005 Reg)
(1) A transporter of waste must—
(a) before transporting the waste—
(i) certify that any part of the waste transport certificate for the waste that is required to be completed by the transporter has been completed accurately, and
(ii) ensure that there is a consignment authorisation that authorises the transportation of the waste, and
(b) ensure that the waste transport certificate for the waste is carried in any vehicle used by the transporter to transport the waste.
(2) A transporter of waste must not remove the waste, or cause the waste to be removed, from any vehicle used to transport the waste unless—
(a) in the case of waste removed at a waste facility—
(i) the receiver at the facility has been given the waste transport certificate in respect of the waste and has consented to the waste being removed at the facility, or
(ii) there is no waste transport certificate in respect of the waste but the receiver at the facility has consented to the waste being removed at the facility and the facility can lawfully store the waste, or
(b) in any case—the waste is being directly transferred to another vehicle, the transfer is recorded on the waste transport certificate and, if the transporter using the other vehicle is another transporter, the waste transport certificate is given to the other transporter.
(3) However, the transporter must remove the waste, or cause the waste to be removed, from the vehicle in accordance with any directions of an authorised officer.
(4) A transporter of waste that has been rejected under Division 4 by a receiver of the waste must ensure that—
(a) the waste transport certificate for the waste, endorsed by the receiver with the information that the receiver has rejected the waste, is carried in any vehicle used by the transporter to transport the waste, and
(b) the waste is transported to the waste facility identified under clause 47(2) by the receiver.
Note.
Clause 47(3) provides that a consignment authorisation, or waste transport certificate, for waste that has been rejected by a receiver of waste is taken to authorise the transportation of the waste to a waste facility that can lawfully accept the waste.
(5) A transporter of waste has a defence in any proceedings for an offence arising under subclause (4)(b) if the transporter establishes that the transporter—
(a) was not informed, in accordance with clause 47(2), of another waste facility to which the waste could be transported, and
(b) ensured that the waste was delivered to a waste facility that could lawfully accept the waste, and
(c) notified the EPA in writing, within 3 working days after the waste was transported from the facility at which it was rejected, of the waste facility to which the waste was delivered.
(6) A transporter of waste must comply with any condition of a consignment authorisation for the transportation of the waste.
Maximum penalty—200 penalty units in the case of a corporation, 100 penalty units in the case of an individual.
46
Obligations on receiver of waste relating to waste
46 Obligations on receiver of waste relating to waste
46 Obligations on receiver of waste relating to waste
(cf clause 25 of 2005 Reg)
(1) A receiver of waste must ensure that the following particulars are recorded on the waste certificate for the waste—
(a) as soon as practicable after the waste arrives at the facility occupied by the receiver—the date on which the waste arrived,
(b) within 21 days after the waste arrives (or any longer period permitted by the EPA in writing) at the facility—
(i) whether the receiver has accepted or rejected the waste, and
(ii) the date on which the waste was accepted or rejected, and
(iii) in the case of the waste being rejected—the reason it was rejected,
(c) (in a case where the waste is accepted and is processed at the facility) within 3 working days after the waste is processed—the date on which the waste was processed and the method of processing used,
(d) (in a case where the waste is accepted and is only stored at the facility) within 3 working days after the waste is accepted—that the waste has been accepted for storage.
(2) If waste is transported to a waste facility without a waste transport certificate, the receiver of the waste must, as soon as practicable after the waste arrives at the facility—
(a) generate a waste transport certificate for the waste, and
(b) complete any parts of the certificate (including any parts required to be completed by the consignor and transporter, except for any signature or certification required) that it is possible for the receiver to complete based on the information available to the receiver.
(3) A receiver of waste must not accept the waste unless the receiver has—
(a) ensured that there is a consignment authorisation that authorises the transportation of the waste to the facility occupied by the receiver (a valid consignment authorisation for the waste), and
Note.
Clause 47(3) provides that a consignment authorisation for waste that has been rejected by a receiver of waste is taken to authorise the transportation of the waste to a waste facility that can lawfully accept the waste.
(b) obtained any waste transport certificate for the waste required to be carried in any vehicle used by the transporter to transport the waste (completed in accordance with this Part), and
(c) certified that any part of the certificate that is required to be completed by the receiver has been completed accurately.
(4) However, if the receiver holds an environment protection licence authorising the storage of the waste at the facility, the receiver may accept the waste even though—
(a) there is no valid consignment authorisation for the waste, or
(b) the waste was transported to the facility without a waste transport certificate for the waste, or
(c) the waste was transported to the facility with an inaccurate or incomplete waste transport certificate for the waste.
(5) A receiver of waste must notify the EPA in writing—
(a) within 3 working days after the waste arrives at the waste facility occupied by the receiver without a valid consignment authorisation or without a waste transport certificate—that it was transported to the facility without the authorisation or certificate (as the case may be), and
(b) within 3 working days after accepting or rejecting waste transported to the facility with a waste transport certificate that the receiver considers to be inaccurate or incomplete—
(i) that it was transported to the facility with an inaccurate or incomplete certificate, and
(ii) of the ways in which the receiver considers the certificate to be inaccurate or incomplete, and
(iii) to the extent possible for the receiver (based on information available to the receiver)—of the corrected or missing particulars, and
(c) within 3 working days after rejecting waste transported to the facility—that the waste has been rejected and of the date on which it was rejected.
(6) A receiver of waste must, within 14 days after accepting or rejecting the waste, notify the consignor in writing as to whether the receiver has accepted or rejected the waste.
Maximum penalty—200 penalty units in the case of a corporation, 100 penalty units in the case of an individual.
47
Other consequences if receiver accepts or rejects waste
47 Other consequences if receiver accepts or rejects waste
47 Other consequences if receiver accepts or rejects waste
(cf clause 26 of 2005 Reg)
(1) If a receiver of waste accepts the waste, any subsequent transportation of the waste from the waste facility occupied by the receiver is to be treated as a new consignment of the waste for the purposes of this Part and, accordingly, requires a new consignment authorisation and waste transport certificate.
(2) If a receiver of waste rejects the waste, the receiver must inform the transporter of the waste of a waste facility—
(a) to which the waste can be transported, and
(b) that can lawfully accept the waste.
Maximum penalty—200 penalty units in the case of a corporation, 100 penalty units in the case of an individual.
(3) For the purposes of this Part, a consignment authorisation, or waste transport certificate, for waste that has been rejected by a receiver of waste is taken to authorise the transportation of the waste from the facility occupied by the receiver to a waste facility that can lawfully accept the waste.
48
Appointment of authorised agent
48 Appointment of authorised agent
48 Appointment of authorised agent
(cf clause 27 of 2005 Reg)
(1) An occupier of a waste facility may appoint a person as an authorised agent in relation to the transportation of waste from the facility.
(2) The appointment of a person as an authorised agent of the occupier of a waste facility has no effect for the purposes of this Part unless—
(a) the person is the holder of an approval under this Division (an approval) that is in force, and
(b) the appointment is evidenced by an agreement (an agency agreement) in writing between the person and the occupier that clearly specifies that the person is appointed as an authorised agent of the occupier for the purposes of this Part and is appointed to carry out the obligations of a consignor of waste under this Part.
(3) The EPA may require (generally or in a particular case or class of cases) an agency agreement to be in the approved form.
(4) A person must not act as an authorised agent for the purposes of this Part unless—
(a) the person is the holder of an approval that is in force, and
(b) the person has been appointed by the occupier of the waste facility as the occupier’s authorised agent in accordance with this clause, and
(c) the appointment is evidenced by an agency agreement in accordance with subclause (2)(b).
Maximum penalty—200 penalty units in the case of a corporation, 100 penalty units in the case of an individual.
(5) A person appointed, in accordance with this clause, by the occupier of a waste facility to be an authorised agent of the occupier must, within 7 days after the person’s approval has been revoked, notify the occupier in writing that the approval has been revoked.
Maximum penalty—100 penalty units in the case of a corporation, 50 penalty units in the case of an individual.
49
Approval of transporters or receivers as authorised agents
49 Approval of transporters or receivers as authorised agents
49 Approval of transporters or receivers as authorised agents
(cf clause 28 of 2005 Reg)
(1) The EPA may grant an approval to a transporter or a receiver of waste authorising the appointment of the transporter or receiver as an authorised agent.
(2) An approval is to be in writing and may be issued subject to conditions.
(3) The EPA may revoke an approval for any reason.
(4) A revocation of an approval is effected by notice in writing given to the relevant transporter or receiver of waste.
(5) The holder of an approval must comply with any condition of the approval.
Maximum penalty—200 penalty units in the case of a corporation, 100 penalty units in the case of an individual.
(6) For the purposes of this Part, if an approval of a person to be appointed as an authorised agent is revoked after waste has been transported from a waste facility and (immediately before the revocation) the person was the authorised agent of the occupier of the facility, in relation to the transportation of the waste, the approval is taken to continue in force, in relation to the transportation of the waste.
(7) However, the approval is taken to continue in force only until the waste is transported to a waste facility at which the waste is lawfully accepted.
cl 49: Am 2017 (118), Sch 3 [10].
50
Issue of consignment authorisations
50 Issue of consignment authorisations
50 Issue of consignment authorisations
(cf clause 29 of 2005 Reg)
(1) The EPA, or a receiver of waste who is approved under this Division by the EPA, may issue a consignment authorisation to a consignor of waste authorising the transportation of waste to a waste facility in New South Wales.
(2) A consignment authorisation is to be in the approved form and (subject to subclause (4)(b)) may be issued subject to conditions.
(3) A consignment authorisation may authorise—
(a) the transportation of one or more loads of waste, and
(b) the transportation of waste from one or more premises to a single waste facility.
(4) A receiver of waste must not issue a consignment authorisation unless the authorisation—
(a) is in the approved form, and
(b) is issued in accordance with an approval granted to the receiver by the EPA under this Division, and
(c) is issued to a consignor of waste, and
(d) only authorises the transportation of the waste to a waste facility occupied by the receiver, and
(e) is only issued for the transportation of waste that the receiver can lawfully accept at that waste facility.
Maximum penalty—200 penalty units in the case of a corporation, 100 penalty units in the case of an individual.
(5) A consignment authorisation has effect for the period (not exceeding 12 months after the date of its issue) specified in the consignment authorisation.
(6) A consignment authorisation may be revoked for any reason by the EPA or by a receiver of waste who issued it.
(7) A revocation of a consignment authorisation is effected by notice in writing given to the relevant consignor of waste.
cl 50: Am 2017 (118), Sch 3 [11].
51
Approval of receivers of waste to issue consignment authorisations
51 Approval of receivers of waste to issue consignment authorisations
51 Approval of receivers of waste to issue consignment authorisations
(cf clause 30 of 2005 Reg)
(1) The EPA may grant an approval to a receiver of waste for the purposes of issuing consignment authorisations.
(2) An approval is to be in writing and may be issued subject to conditions.
(3) The EPA may revoke an approval for any reason.
(4) A revocation of an approval is effected by notice in writing given to the relevant receiver of waste.
cl 51: Am 2017 (118), Sch 3 [12].
52
Expired or revoked consignment authorisation
52 Expired or revoked consignment authorisation
52 Expired or revoked consignment authorisation
(cf clause 31 of 2005 Reg)
For the purposes of this Part, if a consignment authorisation that authorises the transportation of waste to a waste facility expires or is revoked after the waste leaves the place from which it is being transported, the authorisation is taken to continue in force in relation to the transportation of that waste, but only until the waste is transported to a waste facility at which the waste is accepted.
53
Record keeping requirements relating to occupiers of waste facilities
53 Record keeping requirements relating to occupiers of waste facilities
53 Record keeping requirements relating to occupiers of waste facilities
(cf clause 32 of 2005 Reg)
An occupier of a waste facility who has an authorised agent must ensure that the following records are retained for at least 4 years—
(a) copies of each waste transport certificate given to the occupier of the waste facility by the authorised agent,
(b) copies of each agency agreement evidencing the appointment of the authorised agent.
Maximum penalty—200 penalty units in the case of a corporation, 100 penalty units in the case of an individual.
54
Record keeping requirements relating to consignors of waste
54 Record keeping requirements relating to consignors of waste
54 Record keeping requirements relating to consignors of waste
(cf clause 33 of 2005 Reg)
A consignor of waste must ensure that the following records are retained for at least 4 years—
(a) copies of each consignment authorisation issued to the consignor,
(b) copies of each waste transport certificate required to be completed by the consignor under this Part,
(c) if the consignor is an authorised agent of one or more occupiers of waste facilities—a list of premises from which waste that was the subject of any such waste transport certificate was transported and copies of each agency agreement entered into by the consignor.
Maximum penalty—200 penalty units in the case of a corporation, 100 penalty units in the case of an individual.
55
Record keeping requirements relating to transporters of waste
55 Record keeping requirements relating to transporters of waste
55 Record keeping requirements relating to transporters of waste
(cf clause 34 of 2005 Reg)
A transporter of waste must ensure that copies of each waste transport certificate required to be completed by the transporter under this Part are retained for at least 4 years.
Maximum penalty—200 penalty units in the case of a corporation, 100 penalty units in the case of an individual.
56
Record keeping requirements relating to receivers of waste
56 Record keeping requirements relating to receivers of waste
56 Record keeping requirements relating to receivers of waste
(cf clause 35 of 2005 Reg)
A receiver of waste must ensure that the following records are retained for at least 4 years—
(a) copies of each consignment authorisation issued by the receiver,
(b) each waste transport certificate given to the receiver for waste accepted by the receiver and each waste transport certificate generated by the receiver,
(c) copies of each notice required to be given to the EPA under this Part.
Maximum penalty—200 penalty units in the case of a corporation, 100 penalty units in the case of an individual.
57
Returns by receivers of waste
57 Returns by receivers of waste
57 Returns by receivers of waste
(cf clause 36 of 2005 Reg)
A receiver of waste—
(a) must provide the EPA (or any other person or body approved for the purposes of this clause) with any information that the EPA (or the other person or body) requires in relation to the waste received by the receiver, including a description of the waste, the quantity of the waste and any proposed treatment intended for the waste, and
(b) must ensure that a copy of the information provided is retained for a period of at least 4 years after the day it was provided.
Maximum penalty—200 penalty units in the case of a corporation, 100 penalty units in the case of an individual.
58
Records to be made available for inspection and copying by authorised officer
58 Records to be made available for inspection and copying by authorised officer
58 Records to be made available for inspection and copying by authorised officer
(cf clause 22(2)(c) of 2005 Reg)
A person who is required to ensure that records are retained under this Division must make those records available for inspection and copying by an authorised officer on request.
Maximum penalty—200 penalty units in the case of a corporation, 100 penalty units in the case of an individual.
59
Approved record keeping systems
59 Approved record keeping systems
59 Approved record keeping systems
(cf clause 37 of 2005 Reg)
(1) The EPA may approve a system (whether a paper-based system or an electronic system) for the purpose of keeping the records and giving the notices and other documentation required by this Part.
(2) Without limiting clause 42, the EPA may grant, to any person or class of persons who establishes such an approved system, an exemption under Part 9 from any provisions of this Part relating to the keeping of records or the giving of notices or other documentation.
Division 8
Miscellaneous
Division 8 Miscellaneous
Division 8 Miscellaneous
60
Exemption relating to authorised interstate transporters of waste
60 Exemption relating to authorised interstate transporters of waste
60 Exemption relating to authorised interstate transporters of waste
(cf clause 38 of 2005 Reg)
(1) This clause applies to any person who holds an equivalent transport authorisation and transports waste into or through New South Wales or from New South Wales to a participating State.
(2) A person to whom this clause applies is, to the extent that the person transports waste into, through or from New South Wales, exempt from section 49(2) of the Act.
(3) It is a condition of that exemption that the person comply with the conditions of the person’s equivalent transport authorisation to the extent that those conditions apply to the transportation of waste to which this Part applies.
(4) In this clause—
equivalent transport authorisation means a licence or other authority that—
(a) has been issued by a participating State, and
(b) corresponds (or is similar) to an environment protection licence authorising transportation to which clause 48 (Transportation of trackable waste) of Schedule 1 to the Act applies.
61
Defences
61 Defences
61 Defences
(cf clause 39 of 2005 Reg)
(1) It is a defence in any proceedings for an offence against any provision of this Part if the defendant establishes that, although the waste concerned was of a type described in Part 1 or 2 of Schedule 1, it did not exhibit any of the characteristics specified in Part 3 of that Schedule.
(2) It is a defence in any proceedings for an offence against any provision of this Part relating to the transportation of waste if the defendant establishes that—
(a) the waste was being transported through New South Wales to a participating State, and
(b) the waste was not loaded or unloaded in New South Wales, and
(c) the person complied with the laws of the place from which the waste was transported and the place to which the waste was being transported.
62
Offence relating to false information about waste
62 Offence relating to false information about waste
62 Offence relating to false information about waste
(cf clause 40(2) and (3) of 2005 Reg)
Note.
See also section 144AA of the Act.
(1) An authorised agent of an occupier of a waste facility must notify the EPA within 3 working days after becoming aware that the occupier has given information about waste to the agent that is false or misleading in a material respect.
Maximum penalty—200 penalty units in the case of a corporation, 100 penalty units in the case of an individual.
(2) In this clause, information about waste is false or misleading in a material respect if—
(a) it misrepresents the type, classification or characteristics of the waste, or
(b) it misrepresents the hazards or potential harm to human health or the environment associated with the transport, handling, deposit, disposal, storage, processing, recycling, recovery, re-use or use of the waste.
63
Approved forms
63 Approved forms
63 Approved forms
(cf clause 41 of 2005 Reg)
(1) The EPA may approve the form of any authorisation, certificate, notice, report or other document to be used for the purposes of this Part.
(2) If a provision of this Part requires the giving or keeping (however expressed) of a document for which a form has been approved under this clause, the provision is to be read as requiring the giving or keeping of a document that complies with the approved form.
Part 5
Reporting on waste from metropolitan levy area transported out of NSW
Part 5 Reporting on waste from metropolitan levy area transported out of NSW
Part 5 Reporting on waste from metropolitan levy area transported out of NSW
64
Definitions
64 Definitions
64 Definitions
In this Part—
consignor of waste, in relation to the transportation of waste, means—
(a) in the case of waste that is transported from a waste facility—the occupier of the waste facility, or
(b) in any other case—any person who is the consignor of the waste.
interstate waste facility means a waste facility in a State or Territory, other than New South Wales.
transporter of waste means a person who carries on any business involving the transportation of the waste.
cl 64: Am 2018 (643), Sch 2 [22].
65
Transportation of waste to which this Part does and does not apply
65 Transportation of waste to which this Part does and does not apply
65 Transportation of waste to which this Part does and does not apply
(1) This Part applies to the transportation of waste from New South Wales to an interstate waste facility if the waste has been generated in, or generated from waste generated in, the metropolitan levy area.
(2) However, this Part does not apply to any of the following—
(a) the transportation of less than 10 tonnes of waste,
(b) the transportation of waste of a type described in Part 1 or Part 2 of Schedule 1,
Note.
Part 4 of this Regulation applies to the transportation of that type of waste.
(c) the transportation of liquid waste,
(d) the transportation of special waste that would be liquid waste were it not for the express exclusion in the definition of liquid waste in Part 3 of Schedule 1 to the Act,
(e) the transportation of waste in an emergency to protect human health, the environment or property,
(f) the transportation of waste by pipeline,
(g) the transportation of waste in accordance with a product recall approved by the Australian Pesticides and Veterinary Medicines Authority, Food Standards Australia New Zealand or the Therapeutic Goods Administration of the Commonwealth,
(h) the transportation of waste from New South Wales that commenced before the commencement of this Part.
66
Exemptions from provisions of this Part
66 Exemptions from provisions of this Part
66 Exemptions from provisions of this Part
(cf clause 20 of 2005 Reg)
The EPA may grant an exemption under Part 9 from any provisions of this Part.
67
Consignor to arrange transportation only to lawful interstate waste facility
67 Consignor to arrange transportation only to lawful interstate waste facility
67 Consignor to arrange transportation only to lawful interstate waste facility
A consignor of waste must not arrange for the transportation of waste to an interstate waste facility unless the facility can lawfully receive waste of the type concerned.
Maximum penalty—200 penalty units in the case of a corporation, 100 penalty units in the case of an individual.
68
Information to be provided to EPA
68 Information to be provided to EPA
68 Information to be provided to EPA
(1) A consignor of waste must cause the following information to be given to the EPA (by using the EPA’s online waste tracking system) within 3 days after the transportation of the waste commences—
(a) the name, address and contact details of the consignor,
(b) the name, address and contact details of the premises from which the waste is transported (if different from the name, address and contact details referred to in paragraph (a)),
(c) the date on which the waste is transported from the waste facility or other premises concerned,
(d) the name, address and contact details of the transporter,
(e) the mode of transportation,
(f) if the vehicle used to transport the waste is a motor vehicle—the registration number of the vehicle (as advised to the consignor by the transporter),
(g) the name and address of the interstate waste facility to which the waste is transported,
(h) the type and amount of waste (in tonnes).
(2) The consignor must, within 3 days after the transportation commences, give to the transporter of the waste the identifying particulars for the load of waste concerned.
(3) A transporter of waste must give written notice to the EPA, within 4 days after the transportation of the waste commences, if the consignor has failed to give the transporter the identifying particulars for the load of waste concerned.
(4) A reference in this clause to the EPA’s online waste tracking system is a reference to the online waste tracking system operated by the EPA and approved by it, for the purposes of this clause, from time to time.
(5) In this clause—
identifying particulars for a load of waste means identifying particulars for the load that are allocated by the EPA’s online waste tracking system.
Maximum penalty—200 penalty units in the case of a corporation, 100 penalty units in the case of an individual.
Part 6
Other provisions relating to transportation of waste
Part 6 Other provisions relating to transportation of waste
Part 6 Other provisions relating to transportation of waste
69
Interpretation—waste transported by councils
69 Interpretation—waste transported by councils
69 Interpretation—waste transported by councils
For the purposes of this Part, a council that transports waste is taken to do so in the course of business.
70
Avoiding escape of waste during transportation
70 Avoiding escape of waste during transportation
70 Avoiding escape of waste during transportation
(cf clause 49(a1)–(c) of 2005 Reg)
Note.
Under section 116 of the Act, it is an offence to wilfully or negligently cause any substance to leak, spill or otherwise escape in a manner that harms, or is likely to harm, the environment.
(1) A person who transports waste must ensure that the waste is transported in a manner that avoids the waste spilling, leaking or otherwise escaping from any motor vehicle or trailer used to transport the waste.
Maximum penalty—200 penalty units in the case of a corporation, 100 penalty units in the case of an individual.
(2) A person who transports waste must ensure that the waste is covered during its transportation unless the waste consists solely of waste tyres or scrap metal.
Maximum penalty—200 penalty units in the case of a corporation, 100 penalty units in the case of an individual.
(3) A person who transports waste in the course of business must take all reasonable steps to ensure that any motor vehicle or trailer used to transport the waste is constructed and maintained so as to avoid the waste spilling, leaking or otherwise escaping from the motor vehicle or trailer.
Maximum penalty—200 penalty units in the case of a corporation, 100 penalty units in the case of an individual.
(4) In this clause—
a person who transports waste includes the transporter of waste, the owner of any motor vehicle used to transport waste and the owner of any trailer used to transport waste.
(5) Only one person liable If a penalty has been imposed or recovered from any person in relation to an offence under subclause (1), (2) or (3) (whether the actual transporter or the owner of the motor vehicle or trailer), no further penalty may be imposed on or recovered from any other person in relation to that offence. In this subclause, penalty includes a penalty under a penalty notice.
(6) Exception for stolen motor vehicles Subclauses (1)–(3) do not apply to the owner of the motor vehicle if the motor vehicle was at the time a stolen motor vehicle or a motor vehicle illegally taken or used.
(7) Exception for stolen trailers Subclauses (1)–(3) do not apply to the owner of a trailer if the trailer was at the time a stolen trailer or a trailer illegally taken or used.
(8) Exception for owner when not driver Subclauses (1)–(3) do not apply if the owner was not in the motor vehicle, including the motor vehicle to which the trailer was attached, at the relevant time and—
(a) gives notice in accordance with subclause (9) of the name and address of the person who was in charge of the motor vehicle at the relevant time, or
(b) satisfied the officer who gave the penalty notice for the offence or the court dealing with the offence (as the case requires) that the owner did not know, and could not with reasonable diligence have ascertained, that name and address.
A notice under this subclause is, in proceedings against the person named in the notice for an offence under this clause, evidence that the person was driving the motor vehicle at the relevant time.
(9) Notice given by owner or driver Section 146(7)–(9) of the Act apply to a notice for the purposes of subclause (8) in the same way as they apply to a notice for the purposes of section 146(5) of the Act.
cl 70: Subst 2017 (118), Sch 3 [13].
71
Application of proximity principle to transportation in course of business
71 Application of proximity principle to transportation in course of business
71 Application of proximity principle to transportation in course of business
(1) A person must not, in the course of business, transport by motor vehicle any waste that is generated in New South Wales (other than restricted solid waste) to any place, in or outside of New South Wales, unless the place can lawfully be used for the disposal of that waste and one of the following applies—
(a) the place is 150 kilometres or less from the premises of origin of that waste,
(b) the place is more than 150 kilometres from the premises of origin and is the closest or second closest to those premises of the places, in or outside New South Wales, that can lawfully be used for the disposal of that waste.
(2) However, the person can also transport the waste to another State or a Territory if a border crossing to that State or Territory—
(a) is 150 kilometres or less from the premises of origin, or
(b) is more than 150 kilometres from the premises of origin and is closer to those premises than the closest or second closest to those premises of the places in New South Wales that can lawfully be used for the disposal of that waste.
(3) For the purposes of this clause, distance is to be measured in a straight line.
(4) A person must not, in the course of business, transport by motor vehicle restricted solid waste that is generated in New South Wales to any place unless the place can lawfully be used for the disposal of that waste and one or both of the following apply—
(a) the place is the closest place, in or outside New South Wales, to the premises of origin of that waste that can lawfully be used for the disposal of that waste,
(b) the place is in another State or Territory and a border crossing to that State or Territory is closer to the premises of origin than any place in New South Wales that can lawfully be used for the disposal of that waste.
(5) It is a defence in any proceedings for an offence against this clause, in relation to the transportation of waste to a place, if the defendant establishes that the waste—
(a) was not deposited at the place to which it was transported, or
(b) was transported to the place for the purposes of any of the following activities and the activity can lawfully be carried out at the place—
(i) recovering or re-using that waste or substances contained in that waste at the place,
(ii) recovering energy from that waste at the place,
(iii) treating or processing that waste at the place for the recovery, re-use or recycling of the waste or substances contained in the waste (whether or not at the place), or
(c) was transported to the place in an emergency to protect human health, the environment or property, or
(d) was transported to the place in accordance with a product recall approved by the Australian Pesticides and Veterinary Medicines Authority, Food Standards Australia New Zealand or the Therapeutic Goods Administration of the Commonwealth.
(6) The EPA may grant an exemption under Part 9 from this clause in relation to the transportation of any waste that is category 1 trackable waste or category 2 trackable waste.
(7) For the avoidance of doubt—
(a) a reference in this clause to the generation of waste does not include a reference to the sorting or separation of that waste from other waste, and
(b) a reference in this clause to the processing, recovery or recycling of waste does not include a reference to the sorting of waste.
(8) In this clause—
border crossing to a State or Territory means any part of a road (within the meaning of Road Transport Act 2013) that is at the boundary between New South Wales and the other State or Territory.
premises of origin of waste means the premises at which the waste was generated or, if those premises cannot be reasonably determined—
(a) any premises from which it can be established that the waste was transported by motor vehicle, or
(b) in a case where there is more than one premises from which it can be established that the waste was transported by motor vehicle—the first of those premises.
transport waste includes cause or permit waste to be transported.
Maximum penalty—400 penalty units in the case of a corporation, 200 penalty units in the case of an individual.
72
Other requirements applying to transportation in course of business
72 Other requirements applying to transportation in course of business
72 Other requirements applying to transportation in course of business
(cf clause 49(d)–(g) and (h)(i) and (iii) of 2005 Reg)
(1) A person who, when acting in the course of employment or in the course of business, transports waste must ensure that—
(a) the following are carried in any vehicle used to transport the waste—
(i) a copy of any environment protection licence required to authorise the transportation of the waste,
(ii) a spill kit that is appropriate for the type of waste being transported, and
(b) incompatible wastes are not transported together, and
(c) any material that, when it is collected for transportation, has been segregated for recycling is not mixed with other waste in the course of transportation, and
(d) any liquid waste that, when it is collected for transportation, has not been mixed with other waste is not mixed with other waste in the course of transportation.
(2) A person who, in the course of business, transports liquid waste must ensure that the waste is able to be sampled by the release of suitable and accessible valves located on the top and, where appropriate, bottom of any container used to transport the waste.
Maximum penalty—200 penalty units in the case of a corporation, 100 penalty units in the case of an individual.
73
Requirement applying to vehicles transporting waste to which Part 4 applies
73 Requirement applying to vehicles transporting waste to which Part 4 applies
73 Requirement applying to vehicles transporting waste to which Part 4 applies
(cf clause 49(h)(ii) of 2005 Reg)
A person who, when acting in the course of employment or in the course of business, transports waste to which Part 4 applies must ensure that any Guide set out in the yellow section of HB 76: 2010, Dangerous Goods—Initial Emergency Response Guide and applying to the waste concerned is carried in any vehicle used to transport the waste.
Maximum penalty—200 penalty units in the case of a corporation, 100 penalty units in the case of an individual.
74
Condition of licence for transportation of liquid category 1 and category 2 trackable waste
74 Condition of licence for transportation of liquid category 1 and category 2 trackable waste
74 Condition of licence for transportation of liquid category 1 and category 2 trackable waste
(cf clause 49A of 2005 Reg)
(1) It is a condition of an environment protection licence authorising the transportation of trackable liquid waste that any such waste that, when it is collected for transportation, has not been mixed with other waste is not mixed with other waste in the course of transportation.
(2) For the purposes of this clause, trackable liquid waste means liquid waste that is category 1 trackable waste or category 2 trackable waste.
(3) This clause does not apply in relation to the transportation of trackable liquid waste if—
(a) the transportation of the waste is not a scheduled activity to which clause 48 of Schedule 1 to the Act applies, or
(b) Part 4 of this Regulation does not apply to the transportation of that waste because of the operation of clause 41(2) or an exemption granted under Part 9.
75
Exemptions for certain licensees from transportation requirements relating to liquid waste
75 Exemptions for certain licensees from transportation requirements relating to liquid waste
75 Exemptions for certain licensees from transportation requirements relating to liquid waste
(cf clause 51B(b) of 2005 Reg)
The EPA may grant an exemption under Part 9 from both clauses 72(1)(d) and 74.
76
Reporting on transportation of waste tyres solely within New South Wales
76 Reporting on transportation of waste tyres solely within New South Wales
76 Reporting on transportation of waste tyres solely within New South Wales
(1) This clause applies to the transportation of waste tyres.
(2) However, this clause does not apply to any of the following—
(a) the transportation of a load of waste tyres that have a total weight of less than 200 kilograms (unless the load contains at least 20 tyres),
(b) the transportation of waste tyres if Part 4 applies to the transportation,
(c) the transportation of waste tyres in an emergency to protect human health, the environment or property,
(d) the transportation of waste tyres that commenced before 1 July 2015.
(3) A consignor of a load of waste tyres must cause the following information to be given to the EPA (in the prescribed form and manner) before the transportation of the load commences—
(a) the name, address and contact details of the consignor,
(b) the name, address and contact details of the premises from which the load is proposed to be transported (if different from the name, address and contact details referred to in paragraph (a)),
(c) the date on which it is proposed that the transportation commence,
(d) the name, address and contact details of the premises to which the waste tyres are proposed to be transported,
(e) the weight (in kilograms) of waste tyres in the load (rounded to the nearest kilogram and, if the amount to be rounded is 0.5 kilogram, rounded up),
(f) the number of tyres in the load if the weight of the load is less than 200 kilograms,
(g) any other information specified in the Asbestos and Waste Tyres Guidelines.
(4) The consignor of a load of waste tyres must cause the following information to be given to the transporter of the load (in the prescribed form and manner) before the transportation of the load commences—
(a) the unique consignment code issued by the EPA in relation to that load, and
(b) any other information specified in the Asbestos and Waste Tyres Guidelines.
(5) If the premises to which the load is delivered (the receiving premises) are not the same as the premises specified by the consignor under subclause (3)(d), the transporter causing the delivery must ensure that the EPA is given the name, address and contact details of the receiving premises (in the prescribed form and manner) within 24 hours after the delivery.
(6) The transporter of a load of waste tyres must ensure that the occupier of any premises to which the transporter causes the load to be delivered is given the following information (in the prescribed form and manner) no later than on delivery—
(a) the unique consignment code issued by the EPA in relation to that load, and
(b) any other information specified in the Asbestos and Waste Tyres Guidelines.
(7) The occupier of any premises to which a load of waste tyres is delivered must cause the EPA to be given the following information (in the prescribed form and manner) within 3 days after the delivery—
(a) the date and time of delivery,
(b) the weight (in kilograms) of waste tyres in the load (rounded to the nearest kilogram and, if the amount to be rounded is 0.5 kilogram, rounded up),
(c) the number of tyres in the load if the weight of the load is less than 200 kilograms,
(d) any other information specified in the Asbestos and Waste Tyres Guidelines.
(8) The EPA may grant an exemption under Part 9 from the whole of, or any provision within, this clause.
(9) A reference in this clause to the prescribed form and manner in which information is to be given is a reference to the form and manner in which the Asbestos and Waste Tyres Guidelines specify the information is to be given.
(10) In this clause—
Asbestos and Waste Tyres Guidelines means the document of that name, published by the EPA in the Gazette (as amended or replaced, from time to time, by notice published in the Gazette).
Note.
A copy of the guidelines is available on the EPA’s website (www.epa.nsw.gov.au).
consignor, in relation to the transportation of waste tyres, means—
(a) in the case of waste tyres that are transported from a waste facility—the occupier of the waste facility, or
(b) in any other case—any person who is the consignor of the waste tyres.
transporter of waste tyres means—
(a) in the case of waste tyres that are transported in the course of business—the person who carries on the business, or
(b) in any other case—any individual who carries out the transportation.
Maximum penalty—200 penalty units in the case of a corporation, 100 penalty units in the case of an individual.
Part 7
Transportation and management of asbestos waste
Part 7 Transportation and management of asbestos waste
Part 7 Transportation and management of asbestos waste
Note.
Asbestos waste is defined in Part 3 of Schedule 1 to the Act.
77
Definitions
77 Definitions
77 Definitions
(cf clause 42(6) of 2005 Reg)
In this Part—
bonded asbestos material means any material (other than friable asbestos material) that contains asbestos.
friable asbestos material means any material that contains asbestos and is in the form of a powder or can be crumbled, pulverised or reduced to powder by hand pressure when dry.
78
General requirements applying to transportation of asbestos waste
78 General requirements applying to transportation of asbestos waste
78 General requirements applying to transportation of asbestos waste
(1) A person who transports asbestos waste must ensure that any part of any vehicle in which the person transports the waste is covered, and leak-proof, during its transportation.
(2) A person who transports bonded asbestos material must ensure that it is securely packaged during its transportation.
(3) A person who transports friable asbestos material must ensure that it is in a sealed container during its transportation.
(4) A person who transports asbestos waste (other than bonded asbestos material that is securely packaged or friable asbestos material that is in a sealed container) must ensure that it is wetted down during its transportation.
Maximum penalty—400 penalty units in the case of a corporation, 200 penalty units in the case of an individual.
cl 78: Subst 2018 (643), Sch 2 [23].
79
Reporting on transportation of asbestos waste solely within New South Wales
79 Reporting on transportation of asbestos waste solely within New South Wales
79 Reporting on transportation of asbestos waste solely within New South Wales
(1) This clause applies to the transportation of asbestos waste.
(2) However, this clause does not apply to any of the following—
(a) the transportation of less than 100 kilograms of asbestos waste, or of less than 10 square metres of asbestos waste that is asbestos sheeting, in any single load,
(b) the transportation of asbestos waste if Part 4 applies to the transportation,
(c) the transportation of asbestos waste in an emergency to protect human health, the environment or property,
(d) the transportation of asbestos waste that commenced before 1 July 2015.
(3) The transporter of a load of asbestos waste must cause the following information to be given to the EPA (in the prescribed form and manner) before the transportation of the load commences—
(a) the address of the site at which the asbestos waste has been generated (by its removal from the site), if known to the transporter,
(b) the name, address and contact details of the premises from which the load is proposed to be transported,
(c) the date on which it is proposed that the transportation commence,
(d) the name, address and contact details of the premises to which the waste is proposed to be transported,
(e) the approximate weight (in kilograms) of each class of asbestos waste in the load (rounded to the nearest kilogram and, if the amount to be rounded is 0.5 kilogram, rounded up),
(f) any other information specified in the Asbestos and Waste Tyres Guidelines.
(4) If the premises to which the load is delivered (the receiving premises) are not the same as the premises specified under subclause (3)(d), the transporter causing the delivery must ensure that the EPA is given the name, address and contact details of the receiving premises (in the prescribed form and manner) within 24 hours after the delivery.
(5) The transporter of a load of asbestos waste must ensure that the occupier of any premises to which the transporter causes the load to be delivered is given the following information (in the prescribed form and manner) no later than on delivery—
(a) the unique consignment code issued by the EPA in relation to that load,
(b) any other information specified in the Asbestos and Waste Tyres Guidelines.
(6) The occupier of a waste facility to which a load of asbestos waste is delivered must cause the EPA to be given the following information (in the prescribed form and manner) within 3 days after the delivery—
(a) the date and time of delivery,
(b) the approximate weight (in kilograms) of each class of asbestos waste in the load (rounded to the nearest kilogram and, if the amount to be rounded is 0.5 kilogram, rounded up),
(c) any other information specified in the Asbestos and Waste Tyres Guidelines.
(7) The EPA may grant an exemption under Part 9 from the whole of, or any provision within, this clause.
(8) A reference in this clause to the prescribed form and manner in which information is to be given is a reference to the form and manner in which the Asbestos and Waste Tyres Guidelines specify the information is to be given.
(9) For the purposes of this clause, the classes of asbestos waste are as follows—
(a) bonded asbestos material,
(b) friable asbestos material.
(10) In this clause—
Asbestos and Waste Tyres Guidelines means the document of that name, published by the EPA in the Gazette (as amended or replaced, from time to time, by notice published in the Gazette).
Note.
A copy of the guidelines is available on the EPA’s website (www.epa.nsw.gov.au).
transporter of asbestos waste means—
(a) in the case of asbestos waste that is transported in the course of business—the person who carries on the business, or
(b) in any other case—any individual who carries out the transportation.
Maximum penalty—200 penalty units in the case of a corporation, 100 penalty units in the case of an individual.
80
Disposal of asbestos waste
80 Disposal of asbestos waste
80 Disposal of asbestos waste
(cf clause 42(4) of 2005 Reg)
(1) (Repealed)
(2) When a person delivers asbestos waste to a landfill site, the person must inform the occupier of the landfill site that the waste contains asbestos.
(3) The following persons must ensure that when a person unloads or disposes of asbestos waste at a landfill site (regardless of whether the site is subject to an environment protection licence) no dust is generated from the waste—
(a) the person unloading or disposing of the asbestos waste,
(b) the occupier of the landfill site.
(4) Subject to any alternative cover conditions provided in an environment protection licence held by the occupier or approved in writing by the EPA, the occupier of a landfill site must ensure that asbestos waste disposed of at the site is covered with virgin excavated natural material—
(a) initially (at the time of disposal), to a depth of at least 0.15 metre, and
(b) at the end of each day’s operation, to a depth of at least 0.5 metre, and
(c) finally, to a depth of at least 1 metre (in the case of bonded asbestos material or asbestos-contaminated soils) or 3 metres (in the case of friable asbestos material) beneath the final land surface of the landfill site.
(5) In this clause, landfill site means a landfill site that can lawfully receive asbestos waste.
Maximum penalty—400 penalty units in the case of a corporation, 200 penalty units in the case of an individual.
cl 80: Am 2018 (643), Sch 2 [24]–[26]; 2018 No 80, Sch 2.2 [1] [2].
81
81
81 (Repealed)
Part 8
Recycling of consumer packaging
Part 8 Recycling of consumer packaging
Part 8 Recycling of consumer packaging
(cf Part 5B of 2005 Reg)
82
Definitions
82 Definitions
82 Definitions
(cf clause 46G(1) and (2)(a) of 2005 Reg)
In this Part—
Australian Packaging Covenant means—
(a) the Australian Packaging Covenant of 1 July 2010 (including its annexures and schedules), as amended from time to time, and
(b) the targets for signatories to the Covenant that are specified in the Australian Packaging Covenant Council’s current strategic plan (as referred to in the Covenant), as amended from time to time.
brand owner—see clause 83.
recover, in relation to materials, means separate those materials from the waste stream in a manner that enables them to be re-used for packaging or used for other products.
Sustainable Packaging Guidelines means the guidelines of that name contained in Schedule 2 to the Australian Packaging Covenant (except as provided by clause 90).
83
Brand owners of products
83 Brand owners of products
83 Brand owners of products
(cf clause 46H of 2005 Reg)
(1) For the purposes of this Part, a person is the brand owner of a product if the person is the owner of the product name under which the product is sold or otherwise distributed in Australia.
(2) If no person in Australia satisfies subclause (1) in relation to a product, each person who is a licensee of the product name under which the product is sold or otherwise distributed in Australia is the brand owner of the product for the purposes of this Part, but only in respect of those items of the product that are sold or distributed under that licence.
(3) If no person in Australia satisfies subclause (1) or (2) in relation to a product, each person who is a franchisee under a business arrangement that allows the person to sell or otherwise distribute the product in Australia is the brand owner of the product for the purposes of this Part, but only in respect of those items of the product that are sold or distributed by the person under that arrangement.
(4) If no person in Australia satisfies subclause (1), (2) or (3) in relation to a product, the person who first sells a particular item of the product in Australia is the brand owner of the product for the purposes of this Part, but only in respect of that item.
(5) In this clause—
product name includes a trade mark, brand name or trade name whether or not registered in Australia.
84
Application of this Part
84 Application of this Part
84 Application of this Part
(cf clause 46I of 2005 Reg)
(1) This Part applies to a person who is—
(a) a brand owner of consumer products, or
(b) a retailer who provides plastic bags to consumers for transporting consumer products from the retailer.
(2) This Part does not apply to a person if—
(a) the person is a signatory to (and complying with)—
(i) the Australian Packaging Covenant (or any arrangement that replaces the Australian Packaging Covenant), or
(ii) any other arrangement approved by the EPA (by order published in the Gazette) that the EPA is satisfied will produce equivalent outcomes to the Australian Packaging Covenant, or
(b) the person has a gross annual income in Australia of less than $5 million.
(3) For the purposes of this clause, a person is taken not to be complying with the Australian Packaging Covenant if—
(a) the person is a signatory to the Covenant, and
(b) the EPA has been notified by the Australian Packaging Covenant Council (the Covenant Council) that the person no longer has the benefit of being a signatory to the Covenant, and
(c) since receiving that notification, the EPA has not received advice from the Covenant Council to the effect that the Covenant Council is satisfied that the person is a compliant signatory.
85
Packaging for which brand owners and retailers responsible
85 Packaging for which brand owners and retailers responsible
85 Packaging for which brand owners and retailers responsible
(cf definition of “person’s packaging” (in clause 46G(1)) and clause 46I(2) and (3) of 2005 Reg)
For the purposes of this Part, a person who is a brand owner or retailer of consumer products is responsible for the following packaging—
(a) in the case of a brand owner—all packaging made of any material (or any combination of materials) for containing, protecting, marketing and handling the products (including any packaging materials used to transport the products to a retailer, but not including packaging provided by a retailer to a consumer for transporting the products from the retailer), or
(b) in the case of a retailer—plastic bags that the retailer provides to consumers for transporting the products from the retailer (whether or not the retailer is a brand owner of any of the products).
86
EPA is to set targets for recovery of materials and review of packaging design
86 EPA is to set targets for recovery of materials and review of packaging design
86 EPA is to set targets for recovery of materials and review of packaging design
(cf clause 46J of 2005 Reg)
(1) The EPA is, by order published in the Gazette, to set targets for the following—
(a) recovery of material used in packaging products (whether in relation to all or to particular material so used),
(b) review of packaging design.
(2) In setting a target under this clause the EPA is to have regard to current national performance and the targets set out in the Australian Packaging Covenant.
(3) Without limiting subclause (1)(a), a target under this clause may be expressed in the form of a percentage of the materials used.
87
Requirements to recover, re-use and recycle materials and review packaging design in accordance with targets
87 Requirements to recover, re-use and recycle materials and review packaging design in accordance with targets
87 Requirements to recover, re-use and recycle materials and review packaging design in accordance with targets
(cf clause 46K of 2005 Reg)
(1) A person to whom this Part applies must ensure—
(a) that the materials used in packaging for which the person is responsible are recovered in accordance with the targets for recovery of those materials set by the EPA under clause 86, and
(b) that, after being recovered, those materials are—
(i) re-used or recycled by the person, or
(ii) if that is not practicable—re-used or recycled within Australia, or
(iii) if that is not practicable—re-used or recycled outside of Australia, and
(c) that consumers are given adequate information to enable them to deal with the materials used in the packaging once they are no longer needed by the consumer (including information on where to take the materials and how to re-use or recycle them), and
(d) that the design of the packaging is reviewed in accordance with the targets that the EPA sets under clause 86.
Maximum penalty—200 penalty units in the case of a corporation, 100 penalty units in the case of an individual.
(2) The requirement in subclause (1)(a) to recover materials used in packaging for which a person is responsible is satisfied if an equivalent amount of the same material is recovered by, or on behalf of, the person from packaging that is substantially similar to the packaging for which the person is responsible.
88
Requirement to prepare waste action plan
88 Requirement to prepare waste action plan
88 Requirement to prepare waste action plan
(cf clause 46L of 2005 Reg)
(1) A person to whom this Part applies must prepare a draft plan (a draft waste action plan), in accordance with this clause, and submit the draft plan to the EPA, within one month after the EPA gives written notice to the person that the person is required to prepare and submit a draft waste action plan.
Maximum penalty—200 penalty units in the case of a corporation, 100 penalty units in the case of an individual.
(2) A draft waste action plan is to set out—
(a) a baseline of data setting out the person’s current performance in respect of the use, recovery, re-use and recycling of the materials used in the packaging for which the person is responsible, and
(b) how the person will ensure compliance with clause 87, including—
(i) targets for the recovery of the materials used in the packaging and for reviewing the design of that packaging, and
(ii) time frames, proposed actions and performance indicators for achieving those targets, and
(c) how the person will ensure a continuous reduction in the number of packaging items in the litter stream.
(3) A draft waste action plan is to be in any form, and is to contain any matter or particular relating to the following, that the EPA may specify by written notice to the person—
(a) the use, recovery, re-use or recycling of the materials used in the packaging for which the person is responsible,
(b) the review of that packaging’s design,
(c) the reduction in packaging litter.
(4) The EPA may, by written notice to a person who has submitted a draft waste action plan—
(a) direct the person to amend the draft plan and to resubmit it within the period specified in the notice if the EPA reasonably believes that the draft plan is not sufficient to ensure—
(i) that the person will comply with clause 87, or
(ii) a continuous reduction in the number of packaging items in the litter stream, or
(b) approve the draft plan as the person’s waste action plan with effect from the date specified in the notice.
(5) The EPA may, by written notice to a person who has a waste action plan, direct the person to amend the plan, and submit the amended plan to the EPA within the period specified in the notice, if the EPA reasonably believes that the plan is not sufficient to ensure—
(a) that the person will comply with clause 87, or
(b) a continuous reduction in the number of packaging items in the litter stream.
(6) A person must comply with a direction of the EPA given in accordance with this clause.
Maximum penalty—200 penalty units in the case of a corporation, 100 penalty units in the case of an individual.
(7) To the extent that a waste action plan relates to a person’s obligations under clause 87, a failure to comply with the plan is evidence of a failure to comply with that clause.
89
Record keeping
89 Record keeping
89 Record keeping
(cf clause 46M of 2005 Reg)
(1) A person to whom this Part applies must keep records that set out the following in relation to each financial year—
(a) for each packaging material used by the person in packaging for which the person is responsible—
(i) the total weight of material used by material type, and
(ii) the number of units of packaging by unit and material type, and
(iii) the arrangements that are in place to ensure that material is recovered, including details of any agreement with a third party for the recovery of material, and
(iv) the total weight of material recovered by material type, and
(v) the total weight of recovered material re-used or recycled in Australia by material type, and
(vi) the total weight of recovered material re-used or recycled outside of Australia by material type, and
(vii) the total amount of embedded energy recovered (in kilojoules), and
(viii) the total weight of recovered material disposed of to landfill, and
(ix) how recovered material is used, and
(x) how consumers have been advised as to how packaging is to be recovered,
(b) the percentages of existing and new packaging for which the person is responsible that is reviewed using the Sustainable Packaging Guidelines, and any improvements made to the design of that packaging,
(c) any measures that the person takes to ensure a continuous reduction in the number of packaging items in the litter stream.
(2) A person who is required to keep records under this clause must—
(a) ensure that those records are retained for at least 5 years following the financial year to which they relate, and
(b) make those records available for inspection and copying by an authorised officer on request.
(3) In this clause—
financial year, in relation to the keeping and retention of records by a person, means—
(a) in the case of a person that is a company—a financial year of the company, or
(b) in any other case—the period of 12 months commencing on 1 July in any year.
Maximum penalty—200 penalty units in the case of a corporation, 100 penalty units in the case of an individual.
90
EPA may approve alternative to Sustainable Packaging Guidelines
90 EPA may approve alternative to Sustainable Packaging Guidelines
90 EPA may approve alternative to Sustainable Packaging Guidelines
(cf clause 49G(2)(b) of 2005 Reg)
(1) The EPA may give written approval to any person to whom this Part applies to use a set of guidelines, for the purposes of this Part, as an alternative to the Sustainable Packaging Guidelines.
(2) The EPA may give an approval under this clause only if the EPA is satisfied that, if the person uses the alternative set of guidelines, the person will achieve outcomes equivalent to those that the person would achieve by using the Sustainable Packaging Guidelines.
(3) A reference in this Part (other than in this clause) to the Sustainable Packaging Guidelines, in relation to a person who is given an approval under this clause, is taken to be a reference to the alternative set of guidelines to which the approval relates.
Part 8A
Construction and demolition waste facilities
Part 8A Construction and demolition waste facilities
Part 8A Construction and demolition waste facilities
pt 8A: Ins 2018 (643), Sch 2 [27].
90A
Definitions
90A Definitions
90A Definitions
In this Part—
construction includes demolition, repair or alteration.
construction and demolition waste facility—see clause 90B.
construction waste means—
(a) material that results from the construction of buildings or infrastructure (such as roads, tunnels, airports and infrastructure for sewage, water, electricity and telecommunications) and includes materials such as—
(i) bricks, concrete, paper, plastics, glass and metal, and
(ii) timber, including unsegregated timber, that may contain timber treated with chemicals, and
(iii) soil or other excavated material (but not virgin excavated natural material within the meaning of Schedule 1 to the Act), and
Note.
Construction waste includes all building and demolition waste within the meaning of Schedule 1 to the Act.
(b) material processed from any material to which paragraph (a) applies,
(c) waste that contains any material to which paragraph (a) or (b) applies.
Standards for managing construction waste in NSW means the Standards for managing construction waste in NSW published in the Gazette by the EPA and as amended or replaced from time to time.
cl 90A: Ins 2018 (643), Sch 2 [27].
90B
Construction and demolition waste facility
90B Construction and demolition waste facility
90B Construction and demolition waste facility
(1) A scheduled waste facility that is not solely a scheduled waste disposal facility is a construction and demolition waste facility for the purposes of this Part if—
(a) it is in the metropolitan levy area and it receives 6,000 tonnes or more of construction waste in any 12-month period, or
(b) it is in the regional levy area and it receives 6,000 tonnes or more of construction waste from the metropolitan levy area in any 12-month period.
(2) A facility that is a construction and demolition waste facility continues to be a construction and demolition waste facility for the remaining period of its environment protection licence even if it ceases to receive construction waste.
(3) In this clause—
regional levy area means the local government areas of Ballina, Bellingen, City of Blue Mountains, Byron, Clarence Valley, City of Coffs Harbour, Dungog, Kempsey, Kyogle, City of Lismore, Mid-Coast, Muswellbrook, Nambucca Valley, Port Macquarie-Hastings, Richmond Valley, Singleton, Tweed, Upper Hunter Shire and Wollondilly.
cl 90B: Ins 2018 (643), Sch 2 [27]. Am 2024 (38), Sch 1[3].
More sections below
Source text: opening excerpt
Sourced from legislation.nsw.gov.au, CC BY 4.0.
Part 1 Preliminary
Part 1 Preliminary
Part 1 Preliminary
1 Name of Regulation
1 Name of Regulation
1 Name of Regulation
This Regulation is the Protection of the Environment Operations (Waste) Regulation 2014.
2 Commencement
2 Commencement
2 Commencement
(1) Except as otherwise provided by this clause, this Regulation commences on 1 November 2014 and is required to be published on the NSW legislation website.
Note.
This Regulation replaces the Protection of the Environment Operations (Waste) Regulation 2005, which would otherwise be repealed on 1 September 2015 by section 10(2) of the Subordinate Legislation Act 1989.
(2) Part 5 commences on 1 March 2015.
(3) Clauses 76 and 79 commence on 1 July 2015.
3 Interpretation
3 Interpretation
3 Interpretation
(1) In this Regulation—
approved means approved by the EPA from time to time.
category 1 trackable waste means waste of a type described in Part 1 of Schedule 1 that exhibits any of the characteristics specified in Part 3 of that Schedule.
category 2 trackable waste means waste of a type described in Part 2 of Schedule 1 that exhibits any of the characteristics specified in Part 3 of that Schedule.
metropolitan levy area or MLA means the local government areas of Bayside, City of Blacktown, Burwood, Camden, City of Campbelltown, Canada Bay, Canterbury-Bankstown, Central Coast, City of Cessnock, Cumberland, City of Fairfield, Georges River, City of Hawkesbury, Hornsby, Hunter’s Hill, Inner West, Kiama, Ku-ring-gai, City of Lake Macquarie, Lane Cove, City of Liverpool, City of Maitland, Mosman, City of Newcastle, North Sydney, Northern Beaches, City of Parramatta, City of Penrith, Port Stephens, City of Randwick, City of Ryde, City of Shellharbour, City of Shoalhaven, Strathfield, Sutherland Shire, City of Sydney, The Hills Shire, Waverley, City of Willoughby, Wingecarribee, City of Wollongong and Woollahra.
resource recovery exemption means an exemption granted under clause 91 that is authorised to be granted by clause 92.
scheduled activity of waste disposal means an activity listed in—
The Regulation repeatedly ties its operational detail to external instruments and administrative materials. Many definitions and operational determinations are to be made in accordance with EPA-issued documents (for example, the Waste Levy Guidelines, the Asbestos and Waste Tyres Guidelines and the Standards for managing construction waste in NSW) or statutory instruments (for example, consignment authorisations in approved form, cl 50). The EPA is given broad powers to approve forms, grant and revoke approvals and exemptions, impose conditions and recover liabilities (see cl 91, cl 49, cl 50, cl 18). Penalties for breaches are expressed as penalty units and differ between corporations and individuals across many clauses (for example, cl 36, cl 70, cl 71, cl 80). Interest on unpaid contributions is calculated daily at a prescribed rate of 8 per cent plus the RBA cash rate applicable for the first business day after the due date (cl 25).
Official rationale appears embedded in the instrument’s structure: the Regulation operationalises the Act’s levy, tracking and protection objectives by (1) setting levy rates and payment/recording regimes to fund EPA activity and presumably influence disposal choices (Part 2), (2) imposing tracking and consignment controls to monitor high‑risk wastes moving across jurisdictions (Part 4 and Schedule 1), and (3) requiring measurement, monitoring and record-keeping to support levy accuracy and enforcement (Parts 2 and 3). Those rationale-claims are expressed via the specific mechanics (for example, volumetric surveys, weighbridge verification and electronic reporting), not by narrative policy text within the instrument itself. The Regulation therefore creates a compliance ecosystem in which occupiers, consignors, transporters, receivers, brand owners and licence-holders face routine data and process obligations enforced by EPA powers and civil penalties.
Main concepts
This Regulation operationalises several recurring legal and administrative concepts. For practitioners the key concepts to map are: scheduled waste facility and scheduled activity, levyable tonnes and rate determination, trackable waste, consignment authorisations and waste transport certificates, authorised agents, resource recovery exemptions/orders, measurement and verification standards, and EPA discretionary enforcement instruments.
Scheduled waste facility and occupier. A scheduled waste facility is one that must be licensed under the Act because certain scheduled waste activities occur at it. The occupier is the person required to pay contributions under section 88 of the Act; this Regulation sets how contributions are calculated and paid (cl 12, Div 2-6 of Part 2). The Regulation distinguishes scheduled waste disposal facilities (where disposal occurs) and other scheduled facilities for timing and deduction rules (cl 12(2), cl 10A, cl 10B).
Levyable tonnage and rate mechanics. The levy components (MLA amount, RLA amount, TLW amount, Special Levy amount) are defined in cl 11 and the calculation formula for subsequent years is provided there, using CPI adjustments and previous-year amounts. The contribution per tonne is determined by cl 12, with geographic application rules (MLA , metropolitan levy area; RLA , regional levy area) and special percentage treatments (for virgin excavated natural material, recovered fines, scrap metal residuals) specified at cl 12(7). Liquid waste conversion rules are in cl 5 (one kilolitre = one tonne for trackable liquid waste), and rounding is prescribed in cl 8.
Trackable waste and waste tracking. Schedule 1 lists the types of waste that attract tracking under Part 4 and Part 2’s definitions (Parts 1 and 2 of Schedule 1) and Part 3 of Schedule 1 sets characteristics. Part 4 establishes obligations on consignors, transporters and receivers (cls 43-47), the consignment authorisation regime (cls 50-52), authorised agents (cls 48-49) and record keeping (cls 53-59). The waste transport certificate is an approved form and must accompany consignments (cl 40, cl 45).
Authorised agents and consignment authorisations. The occupier of a waste facility may appoint an authorised agent to act as consignor; appointments must be evidenced by a written agency agreement and the agent must hold an approval under Div 5 (cl 48-49). Consignment authorisations may be issued by the EPA or approved receivers (cl 50) and may be revoked; they remain valid in specified transit situations (cl 52).
Resource recovery exemptions and orders. Part 9 (cl 91) enables the EPA to grant exemptions and, under cl 92, resource recovery exemptions/orders can remove certain obligations (including from ss 47-49 and s 88 of the Act) for wastes used on land or as fuel or for thermal treatment, subject to limits (cl 92(4) disallows exemptions for land pollution as defined in the Act). The Regulation ties exemptions to EPA notice procedures and Gazette publication (cl 91).
Measurement and verification. The Regulation requires weighbridges at facilities whose occupiers must pay levies unless they only receive certain types of waste (cl 36(1)-(2)). Weighbridges must be maintained, verified under the National Measurement Act and supported by software to record quantities in a form specified in the Waste Levy Guidelines (cl 36(3)(e)-(g)). Where weighbridges are out of operation alternative Waste Levy Guidelines methods apply (cl 36(3)(d)(ii)). The EPA can require volumetric and topographical surveys and may estimate tonnages itself where records are inadequate (cl 23, cl 24, cl 25A and cl 13).
Records and retention. The Regulation prescribes recordkeeping obligations and minimum retention periods: general levy records and volumetric survey reports kept for at least six years (cl 23(3), cl 105(1)); tracking records kept for at least four years (cls 53-56); video monitoring records kept for at least three years when required (cl 39(2)(b)). Electronic reporting is mandated specifically for trackable liquid waste records (cl 34).
Enforcement instruments and remedies. Beyond monetary penalties, the EPA may disallow deductions (cl 18(3)-(4)), require audits and independent reports (cl 16(4), cl 22(3A), cl 23(2)), issue notices to defer or impose conditions (cl 36(4), cl 24(1)), require video monitoring (cl 39), impose orders relating to designated waste (cl 108), estimate tonnages and adjust liabilities (cl 25A), and issue consignment authorisations (cl 50) and approvals (cl 49, cl 51).
These concepts interlock to create compliance flows: measurement and reporting feed levy calculation which creates payment obligations; tracking and consignment controls impose duties across the supply chain; EPA discretionary instruments mediate exceptions and audits; and record retention provisions create traceability for enforcement.
Who it affects
The Regulation distributes duties across a defined set of commercial and public actors. The primary regulated parties and the principal obligations applying to each are set out below with clause references.
Occupiers of scheduled waste facilities. Occupiers who must pay contributions under s 88 of the Act are principal payers and record-keepers under Part 2 and Part 3. They must calculate contributions (cl 12), submit monthly reports on waste received (cl 22), maintain volumetric and topographical surveys as required (cl 23-24), install and operate weighbridges (cl 36) unless excluded (cl 36(2)), keep specified records (cl 27-33), and retain records for at least six years (cl 23(3), cl 33). Occupiers at disposal facilities face particular timing rules for payment (cl 10A) and are subject to interest on unpaid contributions (cl 25).
Consignors of waste. Consignors must ensure consignment authorisations exist and complete required parts of waste transport certificates and pass those certificates to transporters (cl 43). Consignors have reporting duties for interstate movements from metropolitan levy area waste (Part 5, cl 68) with online notification and strict timeframes. If an occupier appoints an authorised agent, the agent may assume the consignor obligations (cl 48-49).
Transporters of waste. Transporters must carry and certify parts of the waste transport certificate (cl 45), ensure certificates accompany loads, comply with consignment conditions (cl 45(1)(a)(ii), cl 45(6)), must not unload without receiver consent (cl 45(2)), must follow receiver direction in the event of rejection (cl 45(4)), and comply with transport hygiene and covering rules (cl 70-73). For asbestos and tyre movements there are additional notification and reporting duties (cl 76, cl 79).
Receivers and operators of waste facilities. Receivers must complete and retain particulars on waste transport certificates, accept or reject waste only when lawful, and notify the EPA of arrivals without authorisation or incomplete certificates within 3 working days (cl 46). Receivers who issue consignment authorisations must have EPA approval (cl 50-51).
Authorised agents. Persons appointed and approved as authorised agents (cl 48-49) act for occupiers and may carry legal duties as consignors; approvals are revocable (cl 49(3)) and appointments must be evidenced by written agency agreements (cl 48(2)(b)). Agents have a duty to notify revocation to occupiers (cl 48(5)).
Brand owners and retailers. Part 8 applies to brand owners of consumer products and retailers providing plastic bags (cl 84). Exemptions apply if the person is a compliant signatory to the Australian Packaging Covenant or has gross annual income under $5 million (cl 84(2)). Regulated persons must comply with EPA targets for recovery and packaging design, prepare waste action plans when directed (cl 86-88), and keep detailed annual records of material use and recovery (cl 89).
Transporters, owners and drivers of vehicles. Transportation obligations in cl 70-74 apply to any person who transports waste in the course of business, including vehicle owners, and include duties to avoid escape of waste, cover loads, carry spill kits, segregate incompatible wastes and allow sampling of liquid wastes (cl 70, cl 72). There are specific requirements for carrying HB 76 guides where Part 4 applies (cl 73).
Operators of construction and demolition waste facilities. Facilities meeting the thresholds in cl 90B are classified as construction and demolition facilities; environmental protection licences for such facilities include a condition to comply with Standards for managing construction waste in NSW (cl 90C).
Persons dealing with immobilised contaminants. The EPA can grant immobilised contaminants approvals allowing classification following treatment and testing (cl 98-100). Holders must supply designated waste certificates to occupiers receiving such waste (cl 106) and comply with record-keeping and facility restrictions set out in approvals (cl 100, cl 105).
Other persons. The EPA’s exemption power (cl 91) and resource recovery order power (cl 92-93) mean that many duties may be varied for specified classes or areas by notice in the Gazette or written notice. Local councils that transport waste are taken to be acting in the course of business for Parts dealing with course of business obligations (cl 69).
The distribution of obligations creates supply-chain liabilities: consignors must secure authorisations and certificates; transporters must carry and maintain certificates and comply with handling rules; receivers must validate consignments and report rejections. Financial liabilities (levies) fall primarily on occupiers of scheduled waste facilities (cl 12), although deductions and rebates (Div 4, cl 25B) allow adjustments where waste is lawfully moved on for recovery.
Key duties and rights
This section lists principal duties and rights, mapped to clause references for operational use.
Duties of occupiers (scheduled waste facilities)
Pay waste contributions in accordance with cl 12; pay timing per cl 10, cl 10A, cl 10B. Interest on late payments accrues daily at the prescribed rate (cl 25).
Keep and provide monthly reports of quantities and types of waste received (cl 22) within 26 days after month-end (except trackable liquid waste, cl 22(1)).
Install and maintain weighbridges unless they only receive wastes exempted at cl 36(2); submit vehicle flow control plans (cl 36(3)(a)-(c)); ensure verification under the National Measurement Act at least annually (cl 36(3)(f)).
Conduct biannual volumetric surveys and provide results to EPA by specified dates for landfill disposal facilities; comply with topographical surveys if required (cl 23-24).
Keep records in form and manner specified in Waste Levy Guidelines; retain for at least six years (cl 33).
Make records available for inspection by authorised officers (cl 33).
Ensure no exhumation of waste except as authorised (cl 110A).
Duties of consignors
Ensure valid consignment authorisation exists for movement (cl 43(1)(a)); complete and give waste transport certificate to transporter (cl 43(1)(b)-(c)); ensure transporter holds required licence (cl 43(1)(d)); ensure destination can lawfully accept the waste (cl 43(1)(e)).
For waste from the metropolitan levy area to interstate facilities, provide EPA online notice within 3 days of commencement of transportation with specified identifying particulars (cl 68).
Duties of transporters
Certify required parts of waste transport certificate and carry it in vehicles (cl 45(1)(a), (b)).
Not unload without receiver consent and associated certificate entries (cl 45(2)).
Comply with receiver’s instructions following rejection and carry endorsed certificate (cl 45(4)).
Ensure covering, spill‑prevention, segregation and sampling provisions are met (cl 70-72). Specific rules apply for trackable waste under Part 4 (cl 74) and to asbestos and tyres reporting (cl 76, cl 79).
Duties of receivers
Record arrival particulars on certificates as soon as practicable and within 21 days (cl 46(1)).
Not accept waste unless consignment authorisation and certificate are in order (cl 46(3)), except where licenced storage authorises acceptance without authorisation/certificate (cl 46(4)).
Notify EPA of arrival without authorisation or inaccurate certificates within 3 working days (cl 46(5)).
Supply acceptance/rejection notice to consignor within 14 days of acceptance/rejection (cl 46(6)).
Record and measurement duties
Waste type and stream determinations are to be made in accordance with the Waste Levy Guidelines (cl 26).
Detailed delivery and removal records must be kept (cl 27-31). Stockpiles require unique IDs and twice-yearly stock records (cl 31).
Electronic provision requirement for trackable liquid waste records (cl 34).
Rights and administrative powers
EPA may grant exemptions and approvals, approve forms and issue consignment authorisations (cl 50, cl 51, cl 59, cl 91).
EPA can disallow deductions and require payment or increase contributions (cl 18(3)-(4)).
EPA may require audits and independent reports, and may estimate tonnages and adjust liabilities (cl 16(4), cl 22(3A), cl 25A).
Resource recovery orders can operate to exempt parties from provisions including the levy s 88 and certain Act provisions (cl 92-93).
Defences are expressly provided in some parts (for example, cl 61 defence if waste did not exhibit Part 3 characteristics; cl 71(5) defences for proximity principle).
Special regimes and rights
Brand owners/retailers must comply with EPA recovery targets and, if directed, submit waste action plans and comply with EPA directions to amend plans (cl 86-88). Exemptions where person is a compliant signatory to the Australian Packaging Covenant or gross income < $5m (cl 84(2)).
Holders of immobilised contaminants approvals may classify waste in accordance with approval methods and must supply designated waste certificates when taking such waste to facilities (cl 98-106).
Sanctions and remedies are largely civil, expressed as penalty units for contraventions (typically 100-400 penalty units depending on clause and whether the offender is a corporation or individual), and the EPA’s administrative tools (notices, approvals, audits, disallowance) support enforcement. The interplay of duties along the waste chain creates multiple compliance checkpoints and potential secondary liabilities (for owners of vehicles, authorised agents and occupiers who appoint agents).
Penalties and enforcement
The Regulation uses a combination of monetary penalties (expressed in penalty units), administrative powers, and prescribed civil enforcement levers. It does not itself convert penalty units to dollar amounts; penalties are specified as penalty units and vary by clause and by whether the offender is a corporation or an individual.
Penalty structure examples
Routine record-keeping and reporting failures for occupiers, transporters and others commonly attract maximum penalties of 200 penalty units (corporations) or 100 penalty units (individuals). Examples include failure to provide monthly waste contribution reports (cl 22(2)), failing to keep records in the required form (cl 33), or failure to retain and produce survey results (cl 23).
Weighbridge non-compliance and related failures: maximum penalty,200 penalty units (corporation) / 100 penalty units (individual) (cl 36).
Transport conduct obligations: ensuring waste does not escape, covering, spill prevention , typically 200/100 penalty units (cl 70); for asbestos transport and disposal some maximum penalties are higher (cl 78, cl 80 specify 400 penalty units for corporations and 200 for individuals in certain circumstances).
Proximity principle (cl 71) carries higher maximum penalties , 400 penalty units (corporation), 200 (individual) for transporting waste outside permitted distances or without meeting the clause’s criteria.
Exhumation of landfill waste (cl 110A) is penalised at 400 penalty units (corporation) / 200 penalty units (individual).
Failure to comply with conditions attached to immobilised contaminants approvals may attract 200/100 penalty units (cl 104).
Enforcement powers and administrative remedies
The EPA can disallow deductions made under Division 4 and require either an increase to specified contributions or a payment to the EPA equal to the disallowed amount (cl 18(3)-(4)).
The EPA may require independent audits and reports in respect of deductions or reported information; recipients of such notices must comply (cl 16(4), cl 22(3A), cl 23(2), cl 90C(2)(a)-(b)).
The EPA may estimate amounts of waste and adjust reports and contribution liabilities accordingly where it reasonably believes records are inadequate or inaccurate (cl 25A). Clause 13 also allows presumptions by the EPA where records are inadequate.
The EPA may grant approvals and exemptions (cl 49, cl 50, cl 91), and may revoke them (cl 49(3)-(4), cl 50(6)), which can change lawful status for consignments or agents.
The EPA may issue written notices requiring installation/operation of video monitoring systems and can require records be retained and made available to authorised officers (cl 39).
The Regulation contemplates notices to defer application of requirements (cl 36(4), cl 23(4)), and the EPA may impose requirements via order for handling designated waste (cl 108).
Interest and monetary adjustments
Interest on unpaid contributions accrues daily from the day after the due date, charged at a rate equal to 8 per cent plus the RBA cash rate applicable on the first business day after the due date (cl 25). The EPA may adjust contribution liabilities following tonnage estimation (cl 25A).
Procedural features that affect enforcement risk
Many actions and exemptions require publication in the Government Gazette or written notice to the affected persons (cl 91(6)-(7), cl 50(1), cl 101). Publication requirements create formal start/stop dates for legal effect (cl 101).
Defences are provided for several specialised offences: e.g., in Part 4 a defendant can defend on the basis the waste did not in fact exhibit the Part 3 characteristics (cl 61(1)); there are time-limited defences for transporters in particular rejection scenarios (cl 45(5)).
Operational consequence
The enforcement regime mixes economic disincentives (levies, interest, penalty units) with administrative oversight (audits, surveys, video monitoring, approvals). The EPA’s power to estimate tonnages and adjust liabilities (cl 25A), disallow deductions (cl 18), and require independent audits creates a compliance architecture where record quality, timely reporting and verified measurement are central to limiting enforcement exposure.
For precise dollar exposures and prosecutorial practices one must map applicable penalty unit values under the Interpretation Act or current Schedule of Penalty Units and consult EPA practice notes. The Regulation itself specifies the quantum of penalty units and the procedural mechanisms for EPA action.
How it interacts with other laws
The Regulation is explicitly designed to work alongside and be operationally dependent on several other instruments and statutes. The Regulation references and incorporates duties from the Act and imports or cross-references standards and Commonwealth legislation to create interaction points.
Primary enabling legislation
Protection of the Environment Operations Act 1997 (the Act). The Regulation implements numerous Act provisions. For example, section 88 of the Act is the base for contributions; the Regulation prescribes how those contributions are calculated and paid (Part 2, cl 12; cl 9). Several definitions reflect or mirror the Act’s Dictionary (cl 3(2)) and the Regulation explicitly refers to Act Schedules for scheduled activities (cl 3(1) scheduled activity of waste disposal).
Interstate and national instruments
National Environment Protection (Movement of Controlled Waste between States and Territories) Measure 1998 (NEPM). Part 4 coordinates cross-border tracking and refers to participating States within the NEPM framework, and the Regulation provides for exemption where equivalent transport authorisations apply under a participating State (cl 41(3), cl 60).
National Measurement Act 1960 (Commonwealth): weighbridge verification is required to be in accordance with the National Measurement Act (cl 36(3)(f)), meaning verification and legal metrology obligations intersect.
Road Transport Act 2013: the proximity principle in cl 71 defines border crossings using the Road Transport Act’s definition of roads and boundaries (cl 71(8) definition of border crossing).
Biosecurity Act 2015: defences to residue waste application to land refer to lawful sale as a soil improving agent under the Biosecurity Act (cl 114(2)).
Mining Act 1992: cl 114A uses the Mining Act definition of mining lease and approved mining operations plans when specifying where certain mixed waste organic outputs may be buried (cl 114A(5)).
Internal cross-references and administrative materials
Waste Levy Guidelines and Asbestos and Waste Tyres Guidelines published by EPA are invoked repeatedly to determine waste types, measurement methods, forms, reporting approach and to carry out conversions for non-trackable liquid wastes (cl 3 definition of Waste Levy Guidelines; cl 5; cl 26; cl 76; cl 79). These guidelines are administrative instruments subject to amendment by EPA and are part of the operational fabric.
Australian Packaging Covenant and Sustainable Packaging Guidelines: Part 8 integrates the Covenant targets and Sustainable Packaging Guidelines as benchmarks for EPA targets and approved alternatives (cl 82-90). The Regulation allows the EPA to approve equivalent arrangements (cl 84(2)).
NEPC and Commonwealth instrument references are used to define participating States, the NEPM and the EPA’s scope for cross-border tracking (cl 41(3)).
Legal interactions and consequences
Where an EPA exemption or resource recovery order is granted (Part 9, cl 91-93), the Regulation allows relief from requirements under the Act (for example ss 47-49 and s 88) or from Regulation provisions (cl 92(2)). Those exemptions and orders are subject to Gazette publication and may be revoked or varied, creating shifting legal status for waste supply chains.
The Regulation cross-references statutory offences in the Act (for example, section 116 re pollution, noted in cl 70) and relies on the Act’s enforcement and disclosure powers (Act s 319 referenced in cl 114B).
The Regulation’s interaction with the Interpretation Act and the Act’s Dictionary is explicit at cl 3(2); defined expressions in the Act apply within the Regulation.
Practical effect
Compliance requires reading the Regulation together with the Act and the specific administrative instruments the EPA publishes. Where statutory thresholds or definitions are drawn from other Acts, users must check those statutes for interpretive details. Administrative discretion (exemptions, approvals, standards in guidelines) is a major feature; the Regulation delegates significant content to EPA instruments, creating an implementation regime that blurs hard-law and administrative-law boundaries.
Amendment history
The Regulation contains numerous internal amendment annotations. The instrument itself records the timing of commencement and specific insertion, substitution, repeal and amendment events for many clauses. The text includes marginal amendment notes of the form “Am 2018 (643), Sch 2 [x]” etc. The key amendment markers recorded within the Regulation are as follows (sources referenced to specific clause marginalia):
Commencement sequence. Clause 2 prescribes commencement: the Regulation commenced on 1 November 2014 except where otherwise provided. Part 5 commenced on 1 March 2015; clauses 76 and 79 commenced on 1 July 2015 (cl 2).
Early consolidations and 2014/2015 changes. The Regulation replaced the 2005 Regulation and retained transitional provisions (cl 115). Schedule 1A captures savings and transitional provisions consequent on commencement (sch 1A Ins 2014 (667), Sch 1 [14]). Several clauses include “cf” references to equivalent clauses in the 2005 Regulation.
2016-2019 amendments. Clause 12 reflects amendments made in 2016 and 2019 in relation to rate calculation and percentage treatment of certain waste types (cl 12 marginal notes show Am 2016 (341) and 2019 (465), Sch 1.1). The Regulation was amended in 2017 and 2018 on multiple clauses (see marginal notes at cl 36, cl 23, cl 3, cl 7 and others indicating Am 2017 (118) and Am 2018 (643)).
2018 package introducing new parts and changes. The 2018 Regulation amending the Act introduced numerous insertions: Part 8A (Construction and demolition waste) was inserted in 2018 (cl 90A-90D Ins 2018 (643), Sch 2 [27]); clause 21A (Mixed waste organic outputs) was inserted in 2018 (cl 21A Ins 2018 (618), Sch 1 [2]) and subsequently amended and scheduled for repeal (cl 21A repealed 1 September 2026 per cl 21A(9)); video monitoring, volumetric survey and estimation powers were strengthened (cl 39 Am 2018 (643), Sch 2 [19]-[21], cl 25A Ins 2018 (643), Sch 2 [17]).
2020-2025 adjustments and targeted exemptions. The regulation was further amended with targeted provisions for mixed waste organic outputs (cl 21A amendments), exemptions (cl 91 amendments in 2025 No 1 Sch 3[1]), and additions around disclosure and data (cl 114B Ins 2025 No 1, Sch 3[2]). The 2020 insertion of cl 114A established a specific limited exemption for burying mixed waste organic outputs at prescribed premises (cl 114A Ins 2020 (645), Sch 1[6]). Weighbridge requirements were extended to Kyogle (Part 5, cl 9 Ins 2024 (38), Sch 1[3]) with a sunset (Part 5 repealed 1 July 2027).
Specific amendment notes within many clauses indicate incremental updates. For example, cl 3 shows amendments in 2014, 2018 and 2023 (cl 3 marginal notes Am 2014 (667) Sch 1[1]; 2018 (643) Sch 2[1]; 2023 (107) Sch 1[1]). Clause 7 (definitions for Part 2) was amended in 2018 and 2024 (cl 7 marginal notes Am 2018 (643) and 2024 (38)). Clause 12 and related levy clauses show a sequence of amendments across 2016, 2018, 2019, 2024 and 2025.
Repeals. The Regulation repealed the 2005 Regulation and preserved certain prior approvals and exemptions under savings (cl 115). Schedule 2 and Schedule 3 were repealed in 2015 (sch 2 and sch 3 marginal notes). Clause 21A is explicitly scheduled for repeal on 1 September 2026 (cl 21A(9)), and Part 5 (weighbridges in Kyogle) is scheduled to be repealed on 1 July 2027 (Part 5, cl 10).
What the Regulation records about amendment history is limited to insertion/substitution/repeal metadata and transitional provisions; it does not provide an explanatory history within the body text. Practitioners must consult the formal amending instruments (the identified Statutory Rules and Gazette notices cited in the marginal notes) to reconstruct the exact policy changes, dates and any transitional arrangements beyond those preserved in Schedule 1A and the clause-specific application provisions (for example, cl 7(5) and the application clauses in Schedule 1A).
Litigation history
The Regulation text itself does not record judicial decisions or litigation history. The instrument contains no case citations or references to judicial determinations. Where the Regulation provides defences and procedural mechanisms (for example, cl 61 defences in Part 4, cl 71(5) defences for proximity principle, cl 104(2) defences relating to immobilised contaminants), these are statutory defences to offences under the Regulation and the Act; the operation and interpretation of those defences will therefore be shaped by any subsequent case law applying the Regulation, but such cases are not mentioned in the Regulation.
For practitioners researching litigation or precedent interpreting the Regulation’s provisions (for example, scope of “waste”, the adequacy of records, the application of cl 13 presumptions, or the proximity principle in cl 71), the Regulation provides the statutory starting point but not judicial interpretation. You must consult NSW and federal case law databases for decisions dealing with the Act and this Regulation, and review EPA administrative decisions and Gazette notices that implement exemptions, orders or approvals. The Regulation’s mechanisms that flow to administrative determinative acts (for example, EPA estimates under cl 25A, disallowance under cl 18, approvals under cl 49 and resource recovery orders under cl 93) are likely to generate administrative law challenges; the text does not preclude review but does not discuss procedures for review.
Gotchas
This Regulation contains many provisions where routine operational missteps can create material compliance risk. The following are concrete operational pitfalls, each tied to the Regulation text.
Timing mismatches for payment and reporting
Trackable liquid waste contributions are payable on a quarterly timetable with 28 days after the quarter end (cl 10(2)). By contrast, scheduled waste disposal facilities must pay contributions (other than TLW) no later than 26 days after the end of the month in which the report must be provided under cl 22 (cl 10A). For other non-disposal facilities the timing depends on whether the waste departs within 12 months or stock exceeds authorised amounts (cl 10B). Misreading these distinctions will lead to late payment interest under cl 25 and potential penalty exposure.
Rounding and conversion traps
Tonnes are to be rounded to two decimal places in contribution calculations (cl 8(1)), but where measurement is recorded to two decimals or less in Division 2 of Part 3 the recorded figure stands (cl 8(2)). Trackable liquid waste is converted at one kilolitre = one tonne (cl 5(a)), whereas other liquids must use a method specified in Waste Levy Guidelines (cl 5(b)). Operators relying on informal conversion assumptions risk incorrect levy calculation.
Weighbridge exemptions and verification
The weighbridge requirement is strict (cl 36(1)), but cl 36(2) exempts occupiers who receive only certain wastes (clinical, hazardous, liquid, restricted solid). Facilities that receive mixed consignments must either ensure weighbridge presence or rely on alternative methods in the Waste Levy Guidelines during weighbridge outages (cl 36(3)(d)(ii)). Weighbridges must be verified under the National Measurement Act at least annually (cl 36(3)(f)) , an administrative oversight here undermines measurement admissibility.
EPA estimation and presumptions
If records are inadequate the EPA may presume tonnages and attributes (cl 13(3)) and can require volumetric surveys (cl 13(5-6)). The EPA can also estimate tonnages and adjust reported data and liabilities (cl 25A). Poor record quality hands the EPA broad factual discretion to make adverse presumptions.
Deductions and double-counting traps
Deductions under Division 4 are limited: waste cannot be the subject of more than one deduction or have been exempted under Division 5 previously; deductions for waste received more than 24 months earlier are barred in disposal facilities (cl 18(1)(a)-(c)). The EPA can disallow deductions and require payment (cl 18(3)-(4)). Operators must maintain documentary evidence to substantiate deductions and be prepared for audits (cl 16(4)).
Delegation to EPA guidelines and forms
Many operational details are delegated to the Waste Levy Guidelines and Asbestos and Waste Tyres Guidelines (cl 3 definition and multiple clauses). Those guidelines can be amended by EPA notice in the Gazette, changing compliance requirements without amending the Regulation itself. Compliance programs must monitor the EPA’s publications constantly.
Tracking and consignment liabilities across the chain
The Regulation places obligations on consignors, transporters and receivers with separate timelines and notification duties (cl 43-47). For example, consignors must obtain consignment authorisation and complete certificates prior to transport (cl 43), transporters must carry certificates and may be liable if unloading occurs without consenter (cl 45), and receivers must notify the EPA within tight timeframes if certificates are missing or incomplete (cl 46(5)). Failures can generate penalty unit exposure at multiple nodes.
Proximity principle measured “as the crow flies”
The proximity principle (cl 71) measures distance in a straight line (cl 71(3)). Operators may mistakenly use road distance; the Regulation prescribes straight-line measurement, which can make differing choices about destination lawfulness more risky.
Record retention period mismatches
Levy and volumetric survey records must be retained for at least six years (cl 23(3), cl 105(1)), while tracking records (waste transport certificates, consignment authorisations) are retained for at least four years (cls 53-56). Mixing these retention regimes without a records map risks non-compliance.
Resource recovery and exemption complexity
Resource recovery exemptions and orders permit the EPA to remove levy and other obligations for certain uses of waste (cl 92-93). However, cl 92(4) disallows exemptions for land pollution (as defined in the Act) and cl 93 restricts orders to supply by persons who generated or will generate the resource recovery waste. Process and documentation for obtaining and relying on such exemptions are administrative and often require Gazette notices (cl 91(6), cl 93). Assuming automatic relief for reuse or recovery without formal exemption or order is risky.
Clause 21A provides an exemption regime for mixed waste organic outputs but has a sunset/repeal date (cl 21A(9) , repealed 1 September 2026). The Regulation records notices approving facilities and limiting amounts (cl 21A(4)). Practitioners must track approvals, their limits and the repeal timetable to avoid misapplying legacy relief.
Immobilised contaminants approval conditions
Holders of immobilised contaminants approvals may classify waste post-treatment (cl 98-100) but must comply with the approval’s specific techniques, testing and facility restrictions (cl 100). Failure to supply designated waste certificates (cl 106) or comply with approval conditions creates exposure to the cl 104 penalty.
Each “gotcha” arises from a specific clause or combination of clauses. Compliance systems should map each operational process to the clause(s) cited above and to associated EPA forms and guidelines to avoid unexpected enforcement actions.
How to comply
Below are pragmatic, clause‑anchored steps for an operational compliance programme. The list assumes the actor is an occupier of a scheduled waste facility or an operator in the supply chain; many items also apply to consignors, transporters and receivers.
Legal and licensing due diligence
Confirm whether you are an occupier of a scheduled waste facility and whether it is a scheduled disposal facility (see cl 3 definitions and Part 2 introduction). Confirm the activities that make the site scheduled by reference to Schedule 1 of the Act.
Establish accounting for levy liabilities and rates
Implement a process to determine the applicable levy amounts each year per cl 11 and cl 12. Note the CPI-based Formula in cl 11(2) for years on or after 1 July 2015 and special percentage reductions for specific materials in cl 12(7). Integrate conversion rules (cl 5) and rounding (cl 8) into financial systems.
Measurement, weighbridge and survey compliance
If required to pay contributions, ensure a weighbridge is installed, verified under the National Measurement Act and has software consistent with Waste Levy Guidelines (cl 36(1), (3)(f)-(g)). Maintain vehicle flow control plans and keep copies onsite (cl 36(3)(a)-(c)).
Schedule and document volumetric surveys for landfill sites in June and December, provide results by 31 July and 31 January respectively (cl 23(1)(a)(i-ii)). Retain survey reports for at least six years and make them available to authorised officers (cl 23(3)(a)-(b), cl 24(2)).
Record keeping and electronic reporting
Implement records capturing for each delivery and removal per cl 27 and cl 28: amounts, waste types/streams (determined per Waste Levy Guidelines, cl 26), dates/times, vehicle registration, origin/destination details and stockpile IDs (cl 31). Ensure records are retained for the periods specified,generally 6 years for levy matters (cl 33, cl 105) and 4 years for tracking records (cls 53-56).
For trackable liquid waste ensure electronic submission of records at times and in the forms specified by Waste Levy Guidelines (cl 34).
Monthly and periodic reporting and payments
Establish monthly reporting routine for the quantities and types received (cl 22(2)) and link report deadlines to payment deadlines. For trackable liquid waste adhere to quarterly payment cycle (cl 10(2)); for scheduled disposal facilities pay contributions no later than 26 days after the end of the month in which reporting occurs (cl 10A); for other facilities apply cl 10B timing rules.
Deductions, rebates and documentation
If claiming operational purpose deductions (cl 14-15), ensure a written application to EPA and obtain a certificate specifying amounts, conditions and timeframes (cl 15(5)-(6)). For transported waste deductions ensure supporting records, compliance with Waste Levy Guidelines and be prepared for audits (cl 16(1)-(5)). Retain independent audit reports where requested (cl 16(4)).
Tracking and supply-chain coordination
For wastes in Schedule 1 that are trackable (Part 4), ensure consignments have consignment authorisations and waste transport certificates completed and carried by transporters (cl 43-45). If acting as an authorised agent, secure the necessary EPA approval and enter an agency agreement in writing (cl 48-49).
Receivers should implement certificate validation steps at arrival and have notification procedures for missing or incomplete certificates per cl 46(2-5).
Transport controls and vehicle requirements
Ensure transporting vehicles carry required documentation, a spill kit appropriate to the waste (cl 72(1)(a)(ii)), segregate incompatible wastes and allow sampling for liquid waste (cl 72(1)(b)-(c); cl 72(2)). For wastes to which Part 4 applies carry the HB 76 guide in the vehicle where required (cl 73).
Special regimes: asbestos, tyres, packaging and construction waste
Follow procedural reporting and packaging/containment rules for asbestos waste (cl 78-80); ensure notification thresholds and reporting windows are integrated into logistics systems (cl 79).
For tyre movements within NSW comply with cl 76 reporting thresholds and use the Asbestos and Waste Tyres Guidelines as the form and manner.
If you are a brand owner or retailer subject to Part 8, map packaging types and material recovery targets, maintain the detailed annual records required by cl 89 and be ready to prepare a waste action plan if notified (cl 88).
For construction and demolition waste facilities ensure licence conditions reflect cl 90C and keep the facility in compliance with the Standards for managing construction waste in NSW.
Exemptions, approvals and immobilised contaminants
If you intend to rely on an exemption (Part 9) or a resource recovery order (cl 92-93), submit applications in approved form with required fees and data (cl 91(5)). Keep notice registers for Gazette-published exemptions and orders (cl 91(6), cl 93(3)) and track their revocation/variation dates.
If seeking an immobilised contaminants approval, prepare comprehensive applications addressing proposed techniques, testing and evidence as required in cl 99(2)(d)-(f) and be ready to issue designated waste certificates to receiving occupiers (cl 106).
Audit, internal control and evidence
Implement internal audit trails for levy calculation, weighbridge data and volumetric surveys. Be prepared to produce records to authorised officers (cl 33, cl 58) and to respond to EPA audit notices (cl 16(4), cl 22(3A), cl 90C(2)). Where reliance is placed on third-party processing or recycling, retain contracts, invoices and evidence showing lawful disposal or recovery to substantiate deductions or rebate claims (cl 16(1)(c), cl 25B).
Responding to EPA enforcement actions
If the EPA issues notices disallowing deductions, estimates tonnages or requests remedial action, follow the specified process and consider administrative review options where appropriate. Maintain contemporaneous records of EPA notices, audit reports and corrective actions executed.
Monitor administrative instruments and amendments
Track the Waste Levy Guidelines, Asbestos and Waste Tyres Guidelines and any Gazette notices granting exemptions, resource recovery orders or approvals. These instruments contain operational detail with legal effect (cl 3; cl 91(6)). Also follow amendment instruments cited in marginal notes to ensure your compliance map reflects current law.
In practical terms, compliance requires an integrated system linking operational weighbridge/survey measurement, legal-calculation routines for levies, a document-management system retaining required records for statutory periods, and contractual arrangements that allocate consignment and transport responsibilities along the chain. The Regulation places evidentiary weight on recorded measurement and forms; investments in measurement verification, audit trails and timely electronic reporting reduce exposure to EPA estimation powers and administrative disallowances.
Section 5Liquid waste—conversion of volume to weight
scheduled coal waste facility means a waste facility that is a scheduled waste facility only in respect of the disposal of coal washery rejects.
scheduled waste disposal facility means a waste facility that is required to be licensed under the Act because a scheduled activity of waste disposal is carried on at the facility.
scheduled waste facility means a waste facility that is required to be licensed under the Act because it is used for the storage, treatment, processing, sorting or disposal of waste.
the Act means the Protection of the Environment Operations Act 1997.
trackable liquid waste—see clause 4.
Waste Levy Guidelines means the document of that name, published by the EPA in the Gazette (as amended or replaced, from time to time, by notice published in the Gazette).
Note.
A copy of the guidelines is available on the EPA’s website (www.epa.nsw.gov.au).
Note.
The Act and the Interpretation Act 1987 contain definitions and other provisions that affect the interpretation and application of this Regulation.
(2) Expressions used in this Regulation that are defined in Part 3 (Definitions) of Schedule 1 to the Act have the same meanings as in that Part.
(3) Notes included in this Regulation do not form part of this Regulation.
(1) For the purposes of this Regulation, trackable liquid waste means liquid waste that is category 1 trackable waste.
(2) However, liquid waste is not trackable liquid waste for the purposes of this Regulation if Part 4 of this Regulation does not apply to the transportation of that waste because of the operation of clause 41(2) or an exemption granted under Part 9.
5 Liquid waste—conversion of volume to weight
5 Liquid waste—conversion of volume to weight
5 Liquid waste—conversion of volume to weight
(cf clause 4(2) of 2005 Reg)
For the purposes of Parts 2 and 3—
(a) one kilolitre of trackable liquid waste is taken to weigh one tonne, and
(b) other liquid waste is taken to weigh the amount calculated in accordance with a relevant method specified in the Waste Levy Guidelines.
6 Definition of “waste”—prescribed circumstances and substances
6 Definition of “waste”—prescribed circumstances and substances
6 Definition of “waste”—prescribed circumstances and substances
(cf clauses 3A and 3B of 2005 Reg)
(1) For the purposes of paragraph (d) of the definition of waste in the Dictionary to the Act, the following circumstances are prescribed—
(a) in relation to substances that are applied to land—the application to land by—
(i) spraying, spreading or depositing on the land, or
(ii) ploughing, injecting or mixing into the land, or
(iii) filling, raising, reclaiming or contouring the land,
(b) in relation to substances that are used as fuel—all circumstances.
(2) For the purposes of paragraph (e) of the definition of waste in the Dictionary to the Act, the following substances are prescribed to be waste—
(a) any substance that is received by a scheduled waste facility (other than any office supplies, or any plant or vehicles, used or intended to be used at the facility) if the occupier of the facility is required to pay contributions to the EPA under section 88 of the Act and the substance is reasonably capable of being applied to land at the facility by—
(i) spraying, spreading or depositing on the land, or
(ii) ploughing, injecting or mixing into the land, or
(iii) filling, raising, reclaiming or contouring the land, and
(b) any processed, recycled, re-used or recovered substance produced wholly or partly from waste that is intended to be applied to land by—
(i) spraying, spreading or depositing on the land, or
(ii) ploughing, injecting or mixing into the land, or
(iii) filling, raising, reclaiming or contouring the land, and
(c) any processed, recycled, re-used or recovered substance produced wholly or partly from waste that is intended to be used as fuel.
Part 2 Contributions by occupiers of scheduled waste facilities
Part 2 Contributions by occupiers of scheduled waste facilities
Part 2 Contributions by occupiers of scheduled waste facilities
Note.
Section 88 of the Act provides that the occupier of a waste facility that is required to have an environment protection licence must pay a contribution to the EPA in respect of all waste received at the facility. This Part sets out how that contribution is to be determined. Division 3 provides how the contribution is to be calculated. Division 4 sets out deductions that may be made from any such contribution and Division 2 sets out how and when the contribution is to be paid. Division 5 sets out some exemptions from the requirement to pay a contribution and Division 6 requires the occupier to report to the EPA on the amount of waste received in a month to ensure that the correct contribution is paid.
pt 2, note: Ins 2018 (643), Sch 2 [2].
Division 1 Interpretation
Division 1 Interpretation
Division 1 Interpretation
7 Definitions
7 Definitions
7 Definitions
(cf clause 4 of 2005 Reg)
In this Part—
coal washery rejects means the waste resulting from washing coal (including substances such as coal fines, soil, sand and rock resulting from that process).
CPI means the Consumer Price Index (All Groups Index) for Sydney issued by the Australian Statistician.
qualified surveyor means—
(a) a person registered as a land surveyor under the Surveying and Spatial Information Act 2002, or
(b) any other person, or person belonging to a class of persons, approved by the EPA.
regional levy area or RLA means the following local government areas—
(a) Ballina, Bellingen, City of Blue Mountains, Byron, Clarence Valley, City of Coffs Harbour, Dungog, Kempsey, City of Lismore, Mid-Coast, Muswellbrook, Nambucca Valley, Port Macquarie-Hastings, Richmond Valley, Singleton, Tweed, Upper Hunter Shire and Wollondilly,
(b) on and from 1 July 2027—Kyogle.
year means a year beginning on 1 July and ending on 30 June.
(1) For the purposes of calculating a contribution under this Part (including the amount of any deduction and the quantity of waste exempted from the calculation of a contribution under clause 21 or 21A), the tonnage of any waste is to be rounded to two decimal places (rounding 0.005 upwards).
(2) However, if the method by which waste is authorised to be measured and recorded under Division 2 of Part 3 results in a measurement and record to two decimal places or less—
(a) the tonnage of waste for the purposes of calculating the contribution is the tonnage so measured and recorded, and
(b) that tonnage need not be rounded.
cl 8: Am 2018 (618), Sch 1 [1].
Division 2 How and when contributions are to be paid
Division 2 How and when contributions are to be paid
Division 2 How and when contributions are to be paid
9 How contributions are to be paid
9 How contributions are to be paid
9 How contributions are to be paid
(cf clause 4A(1) of 2005 Reg)
For the purposes of section 88(3)(a) of the Act, a contribution payable under that section may be paid by cheque or electronic funds transfer.
10 When contributions are to be paid for trackable liquid waste
10 When contributions are to be paid for trackable liquid waste
10 When contributions are to be paid for trackable liquid waste
(cf clause 4A(2)–(4) of 2005 Reg)
(1) (Repealed)
(2) For the purposes of section 88(3)(b) of the Act, the period of 28 days after the end of each 3 month period (being the 3 month periods ending on 31 August, 30 November, the last day of February and 31 May in each year) is prescribed as the time within which the contribution payable by an occupier is to be paid in respect of trackable liquid waste.
(3) (Repealed)
cl 10: Am 2014 (667), Sch 1 [2].
10A When contributions are to be paid by disposal facilities (except for trackable liquid waste)
10A When contributions are to be paid by disposal facilities (except for trackable liquid waste)
10A When contributions are to be paid by disposal facilities (except for trackable liquid waste)
For the purposes of section 88(3)(b) of the Act, the occupier of a scheduled waste disposal facility must pay the contribution payable in respect of the waste (other than trackable liquid waste) received at the facility no later than 26 days after the end of the month in which the report in relation to that waste must be provided to the EPA in accordance with clause 22.
10B When contributions are to be paid by waste facilities that are not disposal facilities (except for trackable liquid waste)
10B When contributions are to be paid by waste facilities that are not disposal facilities (except for trackable liquid waste)
10B When contributions are to be paid by waste facilities that are not disposal facilities (except for trackable liquid waste)
(1) For the purposes of section 88(3)(b) of the Act, the time within which a contribution payable by an occupier of a waste facility that is not a scheduled waste disposal facility is to be paid in respect of waste (other than trackable liquid waste) received at the facility is—
(a) 26 days after the end of the month following the month in which the waste is transported from the facility if, before the end of the 12-month period after the end of the month in which it was received—
(i) the waste is transported from the facility, or
(ii) the waste has been processed at the facility to any standards required by a resource recovery order applying, at the time that the processing is completed, to the occupier of the facility in relation to the supply of the waste, or
(b) 26 days after the end of the month following the month in which the waste is received if, at the end of the month in which the waste is received—
(i) the amount of waste at the facility (other than trackable liquid waste and waste generated at the facility, but including waste generated at the facility from waste received at the facility) exceeds the authorised amount, and
(ii) the waste forms part of the amount by which the authorised amount is exceeded, or
(c) 12 months after the end of the month in which the waste is received at the facility in any other case.
(1A) For subclause (1)(b)(i), the amount of waste at the facility is the greater of the following—
(a) the amount determined by reference to information reported to the EPA under clause 22,
(b) the amount estimated by the EPA under clause 25A,
(c) the amount determined by a volumetric survey under this Part.
(2) In this clause—
authorised amount, in relation to a waste facility, means the maximum amount of waste that may be at the facility at any one time under the terms of the environment protection licence for the facility.
cl 10B: Ins 2014 (667), Sch 1 [3]. Am 2017 (118), Sch 3 [2] [3]. Subst 2018 (643), Sch 2 [5]. Am 2023 (107), Sch 1[2]; 2024 No 20, Sch 11[1].
Division 3 Calculation of contributions—general
Division 3 Calculation of contributions—general
Division 3 Calculation of contributions—general
11 Determination of rate
11 Determination of rate
11 Determination of rate
(cf clause 5(6)–(8) and (9)–(18) of 2005 Reg)
(1) For the purposes of this Division, the MLA amount, RLA amount, TLW amount and Special Levy amount are—
(a) for the period commencing on 1 November 2014 and ending on 30 June 2015—$120.90, $65.40, $70.10 and $13.70, respectively, or
(b) for a year beginning on or after 1 July 2015—the amount, in dollars and cents, calculated for the year in accordance with the Formula (rounded to the nearest 10 cent multiple (with an amount of 5 cents to be rounded up)).
(2) The Formula is—
where—
S is the amount, in dollars and cents, being calculated.
T is—
(a) if the MLA amount is being calculated—
(i) $130.90 for the year beginning on 1 July 2015, or
(ii) for a year beginning on or after 1 July 2016—the MLA amount, in dollars and cents, for the year previous to the year for which the calculation is being made, or
(b) if the RLA amount is being calculated—
(i) $75.40 for the year beginning on 1 July 2015, or
(ii) for a year beginning on or a
This is an opening excerpt, not the complete document.