Australian Securities and Investments Commission v Rich

HEARING DATE(S) : 6 - 8, 13 - 17, 20 - 23, 29 - 30 September 2004, 5 - 8, 11 - 15, 18 - 20, 25 - 29 October 2004, 1 - 5, 8 - 10, 12, 15 - 18, 22 - 25, 29 - 30 November 2004, 1 - 2, 7, 14 - 15 December 2004, 31 January 2005, 4, 7, 16, 28 February 2005, 7 - 8, 10 - 11, 21 - 23, 30 March 2005, 5 - 7, 18 April 2005, 2, 5, 11, 16 - 20,23 - 24, 27 May 2005, 15 - 16, 20 - 22 June 2005, 4 - 5, 7 - 8, 11 - 15, 25 - 26 July 2005, 8 - 9, 11 August 2005; 26 - 29 September 2005, 4 - 7, 10 - 11, 14, 17 - 21, 25 - 28, 31 October 2005, 1, 3 - 4, 9 - 10, 14 - 18, 22 - 24, 28, 30 November 2005, 1 -2, 5 - 6, 8 - 9, 12 - 13, 16 December 2005, 30 January 2006, 1 - 2, 6 - 9, 13 February 2006, 5 April 2006, 2, 13 - 16, 19 - 22, 26 - 29 June 2006, 3 - 6, 10 - 13, 17 - 18, 20, 24 - 26, 28 July 2006, 1 - 3, 7 - 9, 14, 17, 21 - 23, 28 - 31 August 2006, 1, 4 - 7, 11 - 13, 15, 18, 20 - 21, 27 November 2006, 5 - 6, 14 - 15 February 2007, 30 March 2007, 21 May 2007, 6 - 8, 20 - 21 August 2007 London hearing 24 - 26, 30 - 31 August 2005, 1 - 2, 5 - 6 September 2005

Abigroup Contractors Pty Ltd v Sydney Catchment Authority (No 3) (2006) 67 NSWLR 341; [2006] NSWCA 282 Adler v ASIC (2003) 46 ACSR 504; [2003] NSWCA 131 Adler v Director of Public Prosecutions (2004) 185 FLR 443; [2004] NSWCCA 352 Allianz Australia Insurance Ltd v GSF Australia Pty Ltd (2005) 221 CLR 568; [2005] HCA 26 Allied Pastoral Holdings Pty Ltd v FCT [1983] 1 NSWLR 1 Aon Risk Services Australia Ltd v Australian National University [2009] HCA 27 Apollo Shower Screens Pty Ltd v Building & Construction Industry Long Service Payments Corporation (1985) 1 NSWLR 561 Applicant Veal of 2002 v Minister for Immigration and Multicultural and Indigenous Affairs (2005) 225 CLR 88; [2005] HCA 72 Arnotts Ltd v Trade Practices Commission (1990) 97 ALR 555 ASIC v Adler (2002) 41 ACSR 72; [2002] NSWSC 171 ASIC v Doyle (2001) 38 ACSR 606; [2001] WASC 187 ASIC v Loiterton [2004] NSWSC 172 ASIC v MacDonald (2008) 68 ACSR 126; [2008] NSWSC 995 ASIC v Macdonald (No 11) (2009) 71 ACSR 368; [2009] NSWSC 287 ASIC v Maxwell (2006) 59 ACSR 373; [2006] NSWSC 1052 ASIC v Plymin (2003) 46 ACSR 126; [2003] VSC 123 ASIC v Plymin (No 1) (2003) 21 ACLC 700; [2003] VSC 123 ASIC v Rich (2003) 44 ACSR 341; [2003] NSWSC 85 ASIC v Rich (2003) 44 ACSR 682; [2003] NSWSC 186 ASIC v Rich (2005) 188 FLR 416; [2005] NSWSC 62 ASIC v Rich (2005) 53 ACSR 752; [2005] NSWSC 417 ASIC v Rich [2004] NSWSC 467 ASIC v Rich [2005] NSWCA 152 ASIC v Rich [2005] NSWSC 1187 ASIC v Rich [2005] NSWSC 149 ASIC v Rich [2005] NSWSC 417 ASIC v Rich [2005] NSWSC 471 ASIC v Rich [2005] NSWSC 489 ASIC v Rich [2005] NSWSC 491 ASIC v Rich [2005] NSWSC 62 ASIC v Rich [2005] NSWSC 650 ASIC v Rich [2005] NSWSC 706 ASIC v Rich [2005] NSWSC 939 ASIC v Rich [2005] NSWSC 940 ASIC v Rich [2005] NSWSC 999 ASIC v Rich [2006] NSWSC 266 ASIC v Rich [2006] NSWSC 712 ASIC v Rich [2006] NSWSC 826 ASIC v Rich [2007] NSWSC 39 ASIC v Vines (2003) 48 ACSR 282; [2003] NSWSC 995 ASIC v Vines (2003) 48 ACSR 322; [2003] NSWSC 1116 ASIC v Vines (2005) 55 ACSR 617; [2005] NSWSC 738 ASIC v Vines (2006) 58 ACSR 298; [2006] NSWSC 760 Australian Competition and Consumer Commission v Australian Safeway Shores Pty Ltd (2001) 119 FCR 1; [2001] FCA 1861 Australian Postal Commission v Hayes (1989) 87 ALR 283 AWA Ltd v Daniels (1992) 7 ACSR 759 Baker v Campbell (1983) 153 CLR 52; [1983] HCA 39 Bank of New Zealand v New Zealand Guardian Trust Co Ltd [1999] 1 NZLR 664 BHP Pty Co Ltd v Mason (1996) 67 SASR 456 Blair v Curran (1939) 62 CLR 464; [1939] HCA 23 Blatch v Archer (1774) 1 Cowp 63; 98 ER 969 Briginshaw v Briginshaw (1938) 60 CLR 336; [1938] HCA 34 Bristol and West Building Society v Mothew [1998] Ch 1 Browne v Dunn (1893) 6 R 67 Burke v LFOT Pty Ltd (2002) 209 CLR 282; [2002] HCA 17 Cashflow Finance Pty Ltd (in liq) v Westpac Banking Corporation [1999] NSWSC 671 CEO of Customs v Labrador Liquor Wholesale (2003) 216 CLR 161; [2003] HCA 49 Chappel v Hart (1998) 195 CLR 232; [1998] HCA 55 Chief Executive Officer of Customs v Labrador Liquor Wholesale Pty Ltd (2004) 216 CLR 161; [2003] HCA 49 Clarkson v DPP [1990] VR 745 Clayton Robard Management Ltd v Siu (1988) 6 ACLC 57 Colgate Palmolive Company v Cussens Pty Ltd (1993) 118 ALR 248; (1993) 46 FCR 225 Commercial Union Assurance Co of Australia Ltd v Ferrcom Pty Limited (1991) 22 NSWLR 389 Commonwealth Bank of Australia v Friedrich (1991) 5 ACSR 115 Consolidated Constructions Pty Ltd v The Satellite Group Ltd [2000] NSWSC 984 Cubillo v Commonwealth (2000) 103 FCR 1; [2000] FCA 1084 Customs and Excise Commissioners v A [2003] 2 All ER 736 Daniels v Anderson (1995) 16 ACSR 607; (1995) 37 NSWLR 438 Daniels v Anderson (1995) 37 NSWLR 438; (1995) 16 ACSR 607 Darbyshire v Leigh [1896] 1 QB 554 Davy v Garrett (1878) 7 Ch D 473 Deangrove Pty Ltd (recs and mgrs apptd) v Buckby (2006) 56 ACSR 630; [2006] FCA 212 Dennis v Australian Broadcasting Corporation [2008] NSWCA 37 Deputy Commissioner of Taxation v Clark (2003) 57 NSWLR 113; [2003] NSWCA 91 Digi-Tech (Aust) Ltd v Brand (2004) 62 IPR 184; [2004] NSWCA 58 Donoghue v Stevenson [1932] AC 562 Downey v Crawford (2004) 51 ACSR 182; [2004] FCA 1264 Drummoyne Municipal Council v Australian Broadcasting Corporation (1990) 21 NSWLR 135 Dyers v The Queen (2002) 210 CLR 285; [2002] HCA 45 East-West Airlines (Operations) Ltd v Commonwealth of Australia (1983) 57 ALJR 783 Edingbay Pty Ltd v Horwath (Vic) Pty Ltd [1999] VSC 317 Fabre v Arenales (1992) 27 NSWLR 437 Florins v The Bank of Victoria Ltd (1891) 17 VLR 183 Francis v United Jersey Bank 432 A 2d 814 (NS 1981) Glover v Australian Ultra Concrete Floors [2003] NSWCA 80 Gold Ribbon (Accountants) Pty Ltd (in liq) v Sheers [2006] QCA 335 Goldberg v Ng (1995) 185 CLR 83; [1995] HCA 39 Graham Barclay Oysters Pty Ltd v Ryan (2002) 211 CLR 540; [2002] HCA 54 Greek Herald Pty Ltd v Nikolopoulos (2002) 54 NSWLR 165; [2002] NSWCA 41 Hampton Court Ltd v Crooks (1957) 97 CLR 367; [1957] HCA 28 He Kaw Teh v R (1985) 157 CLR 523; [1985] HCA 43 Hedley Byrne v Heller [1964] AC 465 CASES CITED : Helton v Allen (1940) 63 CLR 691 [1940] HCA 20 Henderson v Merrett Syndicates Ltd [1995] 2 AC 145 Hillier v Lucas [2000] SASC 331 Hksar v Lee Ming Tee [2004] 1 HKLRD 513 Ho v Powell (2001) 51 NSWLR 572; [2001] NSWCA 168 Hughes Aircraft Systems International v Airservices Australia (1997) 146 ALR 1 In re Abbott Laboratories 325 F.3d 795 (7th Circ, 2003) In re WorldCom, Inc Securities Litigation 346 F.Supp.2d 628 (S.D.N.Y. 2004) Jones v Dunkel (1959) 101 CLR 298; [1959] HCA 8 JPQS Pty Ltd v Cosmarnan Constructions Pty Ltd [2003] NSWCA 66 Kingham v Cole (2002) 190 ALR 679; [2002] FCA 45 Kioa v West (1985) 159 CLR 550; [1985] HCA 81 Knight v Maclean [2002] NSWCA 314 Koheler v Cerebos (Australia) Ltd (2005) 222 CLR 44; [2005] HCA 15 Liberato v R (1985) 159 CLR 507; [1985] HCA 66 Macdonald v ASIC (2007) 65 ACSR 299; [2007] NSWCA 304 Manly Council v Byrne [2004] NSWCA 123 McCall v Scott 239 F 3d 808 (6th Circ 2001); Melbourne Steamship Co Ltd v Moorehead (1912) 15 CLR 333; [1912] HCA 69 Minister for Immigration & Multicultural Affairs v B (2000) 105 FCR 304 Mulligan v Coffs Harbour City Council (2005) 223 CLR 486; [2005] HCA 63 MWJ v The Queen (2005) 80 ALJR 329; [2005] HCA 74 National Australia Bank Ltd v Rusu (1999) 47 NSWLR 309; [1999] NSWSC 539 National Companies and Securities Commission v News Corp Ltd (1984) 156 CLR 296; [1984] HCA 29 Neat Holdings Pty Ltd v Karajan Holdings Pty Ltd (1992) 67 ALJR 170; [1992] HCA 66 Nowlan v Marson Transport Pty Ltd (2003) 53 NSWLR 116; [2001] NSWCA 346 O'Reilly v State Bank of Victoria Commissioners (1983) 153 CLR 1; [1983] HCA 12 Oshlack v Richmond River Council (1998) 193 CLR 72; [1998] HCA 11 Overend & Gurney Co v Gibb & Darby (1872) LR 5 HL 480 Pacific National (ACT) Ltd v Queensland Rail (2005) 215 ALR 544; [2005] FCA 535 Palmer v Dolman [2005] NSWCA 361 Patrick v Capital Finance Pty Ltd [2003] FCA 206 Payne v Parker [1976] 1 NSWLR 191 People's Department Store Inc v Wise [2004] 3 SCR 461 Permanent Building Society (in liq) v Wheeler (1994) 11 WAR 187 Permanent Building Society v Wheeler (1994) 11 WAR 187 R v Birks (1990) 19 NSWLR 677 R v Chin (1985) 157 CLR 671; [1985] HCA 35 R v Leyland Justices; ex parte Hawthorn [1979] QB 283 R v Lucas [1973] VR 693 R v Manunta (1989) 54 SASR 17 R v Mills [1998] AC 382 R v Reardon (No 2) [2004] NSWCCA 197 R v Ward [1993] 1 WLR 619 Rales v Blasband 634 A.2d 927 (Del 1993) Re B (Children) (Sexual Abuse: Standard of Proof) [2008] 3 WLR 1; [2008] UKHL 35 Re City Equitable Fire Insurance Company Ltd [1925] Ch 407 Re Coles & Ravenshear [1907] 1 KB 1 Re Dawson (dec' d); Union Fidelity Co Ltd v Perpetual Trustee Co Ltd [1966] 2 NSWR 211 Re H (Minors) (Sexual Abuse: Standard of Proof) [1996] AC 563 Re Moline and Comcare [2003] AATA 827 Reid v Kerr (1974) 9 SASR 367 Rich v ASIC (2004) 220 CLR 129; [2004] HCA 42 Rich v ASIC [2003] NSWCA 342 Rishmawi v Minister for Immigration and Multicultural Affairs [1977] FCA 611 Rosenberg v Percival (2001) 205 CLR 434; [2001] HCA 18 Sali v SPC Ltd (1993) 67 ALJR 841; [1993] HCA 47 Schellenberg v Tunnel Holdings (2000) 200 CLR 121; [2000] HCA 18 SCI Operations Pty Ltd v Commonwealth (1996) 69 FCR 346 Scott v Handley [1999] FCA 404 Seneviratne v R [1936] 3 All ER 36 Seven Network Ltd v News Ltd [2007] FCA 1062 Shalhoub v Buchanan [2002] NSWSC 99 Shaw v R (1952) 85 CLR 365; [1952] HCA 18 Silvia v Commissioner of Taxation [2001] NSWSC 562 Smith v Samuels (1976) 12 SASR 573 Smith v Van Gorkom 488 A.2d 858 (Sup Ct Del, 1985) South Australia v Marcus Clark (1996) 19 ACSR 606; (1996) 14 ACLC 1019 State of Queensland v JL Holdings (1997) 189 CLR 146; [1997] HCA 1 The Bell Group Ltd (in liq) v Westpac Banking Corporation [No 9] [2008] WASC 239 The Duke Group Ltd (in liq) v Pilmer (1994) 15 ACSR 255; (2006) SASR 364 The Queen v Apostilides (1984) 154 CLR 563; [1984] HCA 38 Thomas Witter v TBP Industries Ltd [1996] 2 All ER 573 Timbs v Shoalhaven City Council (2004) 132 LGERA 397; [2004] NSWCA 81 Trade Practices Commission v Legion Cabs (Trading) Co-operative Society Ltd (1978) 35 FLR 372 Travel Compensation Fund v Tambree (2005) 224 CLR 627; [2005] HCA 69 Trevitt v NSW Tafe Commission [2001] NSWCA 363 Trust Co of Australia v Perpetual Trustees WA Ltd (1997) 42 NSWLR 237 Unioil International Pty Ltd v Deloitte Touche Tomatsu (A Firm) (1997) 17 WAR 98 Vairy v Wyong Shire Council (2005) 223 CLR 422; [2005] HCA 62 Vines v ASIC (2007) 62 ACSR 1; [2007] NSWCA 75 Vines v ASIC (2007) 63 ACSR 505; [2007] NSWCA 126 Vines v ASIC [2007] NSWCA 75 Vrisakis v Australian Securities Commission (1993) 11 ACSR 162; (1993) 9 WAR 395 Watson v Foxman (2000) 49 NSWLR 315 Wentworth v Rogers [1999] NSWCA 403 White v Overland [2001] FCA 1333 Whitehorn v The Queen (1983) 152 CLR 657; [1983] HCA 42 Whitlam v ASIC (2003) 57 NSWLR 559; 46 ACSR 1; [2003] NSWCA 183 Williams v Keelty (2001) 111 FCR 175; 184 ALR 411 Wyong Shire Council v Shirt (1980) 146 CLR 40; [1980] HCA 12 Ziems v The Prothonotary (1957) 97 CLR 279; [1957] HCA 46 Zoia v Secretary, Department of Education, Employment and Workplace Relations [2009] FCA 661

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Judgment (13 paragraphs)

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Legislation Cited (4)

Cases Cited (194)