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[2002] HCA 45
High Court of Australia
2002-10-09
Callinan JJ, Hayne JJ
Original judgment source is linked above.
(a) the appellant's appeal to that Court be allowed;
(b) the appellant's conviction be quashed and a new trial be had.
On appeal from the Supreme Court of New South Wales
P Byrne SC with N Mikhaiel for the appellant (instructed by Henry Davis York)
R D Ellis with L M B Lamprati for the respondent (instructed by S E O'Connor, Director of Public Prosecutions (New South Wales))
Notice: This copy of the Court's Reasons for Judgment is subject to formal revision prior to publication in the Commonwealth Law Reports.
Criminal law and procedure - Appeal against conviction - Indecent assault of minor - Whether trial judge erred in directions to jury - Failure of defendant to call witnesses - Delay in making complaint - Longman v The Queen (1989) 168 CLR 79 considered - Unreasonable verdict - Unsworn statement by defendant - Order for new trial.
Evidence - Inferences - Criminal trial - Whether inferences open from failure to call witnesses - Application of Jones v Dunkel (1959) 101 CLR 298 to criminal trials.
"No person is to be required to explain or contradict, until enough has been proved to warrant a reasonable and just conclusion against him, in the absence of explanation or contradiction; but when such proof has been given, and the nature of the case is such as to admit of explanation or contradiction, if the conclusion to which the proof tends be untrue, and the accused offers no explanation or contradiction; can human reason do otherwise than adopt the conclusion to which the proof tends?"
"Evidence of a failure, on the committal hearing, to ask a question, make a submission, or advert to a claimed defence is not, of itself, so admissible. The right to remain silent applies to the conduct of a committal proceeding and silence maintained provides no basis for any inference against an accused. What makes the present case different is the fact that Maiden's conduct constituted not an exercise of the right of silence but an adherence, up to the time of trial, to an allegation [made pre-trial] that Petty had murdered White. It was the making and implied maintenance of that admittedly false allegation of murder by another which the jury was entitled to take into account in determining whether the defence advanced on the trial was spurious."
"The judge or any party (other than the prosecutor) may comment on a failure to give evidence by a person who, at the time of the failure, was:
(1) The misdirection issue: Whether the trial judge had misdirected the jury in the instructions that he gave concerning:
(a) the absence of two possible witnesses and the use that the jury might make of the suggested failure of the appellant to call those witnesses (the Jones v Dunkel[49] point); and
(b) the approach that the jury should take to the significant delay (five years) that had occurred between the alleged offence and the first complaint to the authorities (the Longman v The Queen[50] point).
(a) the Court of Criminal Appeal misdirected itself in the performance of its function when considering whether it was "of opinion that the verdict of the jury should be set aside on the ground that it is unreasonable, or cannot be supported, having regard to the evidence"[51]. Specifically, whether it had erred in taking into account, as adverse to the appellant's submissions, the fact that, in accordance with the then law[52], the appellant had elected not to give evidence but to make an unsworn statement before the jury (the Gordon and Gordon[53] point); and
(b) if so, upon reconsideration by this Court of the evidence called at trial, the jury's verdict of guilty was unreasonable (the M v The Queen[54] point).
(3) The proper order issue: Having regard to the conclusions on the foregoing issues, what order this Court should make to dispose of the appeal to it:
(a) if it were to conclude that the verdict was unreasonable, it was common ground that the conviction of the appellant would be quashed and a verdict of acquittal entered; but
(b) if one or both of the misdirection points were made good, affecting the legal accuracy of the appellant's trial and the unreasonable verdict issue were decided against him, whether, as the appellant submitted, his conviction should be quashed and a retrial dispensed with in the circumstances.
(a) that the complainant's mother's reaction to the complainant's distress, following the alleged assault, as described, was not credible in the circumstances;
(b) that the significant delay in complaint was not adequately explained, even allowing for the complainant's age and previous relationship with the appellant;
(c) that there were significant inconsistencies in the accounts given by the complainant and her mother concerning what had occurred on the day of the alleged assault;
(d) that the evidence in the nature of an alibi, adduced for the appellant at his trial, gave rise to a reasonable doubt that he could have been present with the complainant when the assault was alleged to have occurred; and
(e) that the complainant and her mother had a motive to accuse the appellant falsely of misconduct because, on the day of the alleged misconduct, the complainant's mother was confronted about, and later dismissed from her employment in the Kenja organisation because of, alleged financial improprieties.
"ignorance about the nature, quality and character of the act performed upon them; a feeling of powerlessness (particularly where, as is usually the case, the offender is a family member or close acquaintance); shame and embarrassment; and fear (often well founded) of discouragement or disbelief on the part of family and of officials".
. where the evidence adduced at the first trial did not, and could not, as a matter of law, prove the offence charged against the appellant[95];
. where the only basis upon which the prosecution could succeed at a new trial would be by propounding a different case from that presented at the first trial, permitting which would constitute a serious injustice to the accused. This Court has said "it would be wrong by making an order for a new trial to give the prosecution an opportunity to supplement a defective case"[96];
. where the length of time that has elapsed since the events giving rise to the charges is great. That consideration, together with others, may be determinative against an order for a new trial[97];
. where it is shown that the appellant, who succeeds in the appeal, has served the custodial part of his sentence[98] and a fortiori where an appeal has been brought by the prosecution against that sentence but has been rejected[99]. Even more powerful will be the case where the successful appellant can show that he or she has served the entire sentence so that, if a second trial were had, it could not result in the practical imposition of any additional, or other, punishment upon the appellant. Sometimes this latter consideration will be subject to a possible countervailing need to order a new trial to vindicate reasons in addition to the punishment of the appellant. Thus, where the successful appellant is a legal practitioner, or some other person for whom a conviction is critical for legal reasons, an order for a retrial may be made, so as to allow the prosecuting authority to decide whether larger considerations of the public interest require a fresh determination of the guilt of the appellant of the charge that miscarried for legal error at the first trial[100].
. whether there has already been more than one earlier trial;
. whether, having regard to the venue, publicity and errors in the first trial it would be impossible to secure a fair retrial of the accused in any venue actually available[101];
. whether the intervening death of witnesses could make an order for a retrial manifestly unjust or oppressive to the appellant;
. whether a retrial would, in the circumstances, impose unacceptable trauma and distress on witnesses, unwarranted by the alleged offence and the prospects of conviction[102];
. whether a supervening change of the criminal law, abolishing the offence with which the appellant was charged, might make a retrial seriously unjust or oppressive[103];
. whether the age, mental or physical condition of the appellant are such that they would make a retrial clearly unjust in the circumstances; and
. whether the prosecution indicates that it does not seek an order for a retrial[104].
"My friends haven't called Wendy Tinkler, Denise Louth, Bernard Price or John McCrae. And I suggest to you the reason why those people haven't been called is because they would not [be of] assistance [to] the defence case."
"[W]ho's Wendy? We haven't heard from Wendy. You may think that whoever Wendy is, that person cannot assist the defence case".
"You see what the Crown says to you is that we didn't call all the witnesses that might have been called at that meeting and probably his Honour will say in the direction that you could infer from that, that maybe it wouldn't have assisted our case, but there are other inferences available to you. One inference is that you've seen how the Crown cross-examines and we would have been here for another six days and I would have violated my promise which was that the case would end on a Wednesday … but the other inference that's equally available is that the defence case is there. Nothing more would be added and all that would happen would be all the same kind of cross-examination about a non issue".
"Now, in his address to you, Mr di Suvero [the appellant's counsel] referred to the failure of the Crown to call the man Ralph and Rebecca and Renae. In his address to you, the Crown Prosecutor also - and I omitted to say this when I was talking you through the Crown's address - referred you to the failure of the accused to call, I think it was Denise and Wendy and Peter and Mariata (?) and Bernie, or some of those people that are mentioned in the diary, as to what occurred on the day, if they were present. He said they have not been called, they are of no assistance, all we have heard is from Diana and the accused. Diana Moore and the accused have told you what occurred there. He says, therefore, the only conclusion you can draw from their failure to attend is like the defence asked you to draw that they could not help. They would not help what the defence version of events is if they had been called.
Where it appears to you, as judges of the fact, that there is a witness who could be expected to have been able to give relevant evidence on some aspect of the case, but that witness has not been called, you are not entitled to speculate upon what that witness might have said if the witness had been called.
But where the witness is a person, who, in the ordinary course, you would expect one of the parties to have called to support what they are asserting in their evidence and there is no satisfactory explanation for the failure of that party to call that witness, you are entitled to draw the inference that the evidence of that witness would not have assisted the party who you have assessed should have called that witness.
In this case, I do not think there has been any explanation given by anyone as to why those particular persons were not called, but you will remember if there is, it is in the evidence if there is.
However, even if there is no such explanation, you do not have to draw the inference that I have suggested. You judge this case on the evidence that is placed before you. It may be that in the circumstances of this case you will decide that you will draw such an inference; maybe you will decide that it is not relevant to the issues you have to determine and you will not draw such an inference. You are the judges of the fact, whether you draw such an inference or not is entirely a matter for you to determine."
"In the light of her evidence there you will have no difficulty, I would think, in determining that she made no complaint to anyone, or spoke to anyone about these events until 1993. That seems to be common ground in these proceedings. It may be that you might reasonably have expected that after such an event she would have spoken to somebody, and she would have spoken fairly quickly, and Mr di Suvero has addressed you on that aspect of the case.
She says that she did not speak to anyone until 1993 because - and that is when she spoke to the police and made her statement because she was told by the accused in one of these sessions that she had with him, that she must not disclose what occurred in the course of that session.
In these circumstances you might infer there has been no complaint made by the - I think the only conclusion you could come to that she did not make any complaint to anyone. She spoke to the police in 1993 but that is hardly a complaint to anyone, from which you can get any comfort in this case.
The absence of such a complaint does not necessarily indicate that the allegation that the offence was committed was false. There may be good reason why a victim of a sexual assault may refrain from making a complaint about such an assault. You may think that is perfectly obvious that there may be good reason for not complaining at all. The question for you to consider is whether in this case the complainant and the circumstances which existed establish that the absence of complaint is consistent with the allegation, or whether it throw[s] doubt upon the allegation made by [the complainant] in these proceedings.
The Crown contends that you would accept her explanation bearing in mind she was then aged 13, bearing in mind the nature of these energy conversion sessions, bearing in mind that her position in Kenja as opposed to the position of the accused in Kenja at that time. And the Crown says that what else would a 13 year old girl do at that time.
The accused, on the other hand, has argued, through his counsel, that the absence of any such complaint to anyone to whom she might reasonably have been expected to complain, is inconsistent with the conduct of a truthful person who has been sexually assaulted. Mr di Suvero went on to say that you should therefore regard the complainant's evidence that she was sexually assaulted by the accused as false.
That is a matter which you may consider, but I must warn you that the absence of making a complaint, because no complaint was made (speaking to the police would not justify you coming to a conclusion that a complaint was made) does not necessarily indicate that the evidence of the complaint is false. It may indicate fabrication as has been suggested in this case on the part of the complainant, but it does not necessarily do so.
There may be good reasons why the complainant did not speak about what she says occurred on 29 July 1988 until 1993. You have heard her evidence in that regard, it is a matter for you in your role as judges of the facts what you make of the evidence, whether you accept it as being reliable or whether you reject it.
The direction that I have just given you about this absence of complaint is given in every case in which there has been an absence of complaint. It is not given because of any particular view that I may have formed concerning the reliability of the complainant's evidence in this case. The weight to be given to that evidence is a matter for you, and you alone, to determine in your role as judges of the facts.
As both counsel have referred to, the Crown relies solely upon the evidence of [the complainant] to prove its case against the accused in these proceedings. If you do not accept [the complainant's] evidence as being reliable, either wholly or on this particular issue as to what she says occur[red] there, well that of course would be the end of the matter because if you do not accept her as reliable on that evidence then it would not establish the essential element, that is that an indecent assault took place, or that any assault took place.
The fact that [the complainant] has no memory now, eleven years later, of certain events is not fatal to the Crown case and shows that she is an honest and reliable witness and the fact that she is in some disagreement with her mother's evidence again negatives any assertion that she and her mother, or she alone fabricated her evidence, because if she did fabricate her evidence, if she was that sort of witness she would have ensured that her evidence was closer to her mother's.
The alleged events which give rise to this charge occurred according to [the complainant] and her mother at the end of July 1988, that is some eleven years ago. It is clear from the evidentiary material that has been placed before you in these proceedings that the accused was charged some time about September 1993, and it would seem that prior to that he was not aware of any allegation being made against him by [the complainant].
In those circumstances you may think that those facts place him in a very difficult and disadvantageous position in the sense that after the passage of five years, without an inkling that such an allegation would be made, it may be difficult for him to reflect back on what he was doing at that particular time to prepare material so that questions could be asked of [the complainant], or to account for his actions on that day and what he was doing to rebut any assertion that he had been involved with [the complainant] in the way she described. Even bearing in mind there is no onus on him to prove anything, but still he is placed, you may think, at a disadvantage because five years have elapsed before he hears about the allegations made by [the complainant].
That might affect the memory of people that might be able to support him as to what occurred at that time. It might affect him obtaining any information about the events of that day about which he could question [the complainant], or her mother.
So the time that has elapsed without him becoming aware of these allegations is a factor for you to take into consideration, both on the issue of the reliability of [the complainant's] evidence and also on this question of whether the accused has been disadvantaged in any way by such a delay in him receiving notice of [the complainant's] allegations. In any event you must always keep in mind that the Crown, having brought the charge, it is for the Crown to prove it and to do so beyond reasonable doubt. And that there is no onus on the accused to prove anything."
"In the present case, a reading of the transcript makes plain that the witnesses referred to by the Crown Prosecutor in his address were not witnesses whom the Crown, in fairness, would be expected to call to give evidence. No complaint was made, nor could it have been, that the trial Judge did not make abundantly clear the onus which the Crown at all times bore. RPS v The Queen does not proscribe the giving of a Jones v Dunkel direction in a criminal trial. What is, however, essential is that, consideration be given to questions of fairness, including the need to make clear to the jury that an accused person is not bound to give evidence and that it is for the Crown to prove its case beyond reasonable doubt.
In the present case, the direction given was neither inappropriate nor unfair. There was no miscarriage of justice. This ground of appeal is not made out."
"This was a case in which the question of guilt turned upon an acceptance of the jury of the evidence of the complainant.
The fact that this Court does not have the advantage of seeing the witness themselves, necessarily imposes a restriction on its ability to judge whether the jury ought to have had a reasonable doubt as to guilt: see M v The Queen (1994) 181 CLR 487 at 493. In both Jones v The Queen (1997) 191 CLR 439 and in M v The Queen, the High Court emphasised the need to give full regard to the fact that the jury is the body entrusted with the primary responsibility of determining guilt or innocence and that the jury has the benefit of having seen and heard the witnesses.
As pointed out by counsel for the respondent, the failure of the appellant to give sworn evidence contradicting the version of events given by the complainant represents a substantial impediment to the success of this ground of appeal: see Gordon and Gordon (1991) 57 A Crim R 413. See also R v Blade (NSWCCA, 1 May 1991, unreported)."
"that the Court of Criminal Appeal erred in determining that the failure of the appellant to give sworn evidence was an impediment to the ground of appeal that the verdict of the jury was unreasonable."
"A decision whether or not to call a person whose name appears on the indictment and from whom the defence wish to lead evidence must be made with due sensitivity to the dictates of fairness towards an accused person. A refusal to call the witness will be justified only by reference to the overriding interests of justice. Such occasions are likely to be rare. The unreliability of the evidence will only suffice where there are identifiable circumstances which clearly establish it; it will not be enough that the prosecutor merely has a suspicion about the unreliability of the evidence. In most cases where a prosecutor does not wish to lead evidence from a person named on the indictment but the defence wishes that person to be called, it will be sufficient for the prosecutor simply to call the person so that he may be cross‑examined by the defence and then, if necessary, be re‑examined."
"By contrast, however, it will seldom, if ever, be reasonable to conclude that an accused in a criminal trial would be expected to give evidence. The most that can be said in criminal matters is that there are some cases in which evidence (or an explanation) contradicting an apparently damning inference to be drawn from proven facts could come only from the accused. In the absence of such evidence or explanation, the jury may more readily draw the conclusion which the prosecution seeks. As was said in Weissensteiner v The Queen[122]:
'[I]n a criminal trial, hypotheses consistent with innocence may cease to be rational or reasonable in the absence of evidence to support them when that evidence, if it exists at all, must be within the knowledge of the accused.' (Emphasis added.)
In a criminal trial, not only is an accused person not bound to give evidence, it is for the prosecution to prove its case beyond reasonable doubt. The observations by the Court in Jones v Dunkel must not be applied in criminal cases without taking account of those considerations.
If the question concerns the calling by the defence of a witness other than the accused, it will also be necessary to recall that the prosecutor 'has the responsibility of ensuring that the Crown case is presented with fairness to the accused'[123] and in many cases would be expected to call the witness in question as part of the case for the prosecution. And, if the question concerns the failure of the prosecution to call a witness whom it might have been expected to call, the issue is not whether the jury may properly reach conclusions about issues of fact but whether, in the circumstances, the jury should entertain a reasonable doubt about the guilt of the accused."
"The trial judge should have instructed the jury that the appellant was, by reason of the very great delay, unable adequately to test and meet the evidence of the complainant. Her Honour should not have offered the qualification that she did in relation to the remarks she did make about the delay. An accused's defence will frequently be an outright denial of the allegations. That is not a reason for disparaging the relevance and importance of a timely opportunity to test the evidence of a complainant, to locate other witnesses, and to try to recollect precisely what the accused was doing on the occasion in question. In short, the denial to an accused of the forensic weapons that reasonable contemporaneity provides, constitutes a significant disadvantage which a judge must recognise and to which an unmistakable and firm voice must be given by appropriate directions. Almost all of the passage of the majority in Longman to which we have referred (with appropriate adaptations to the circumstances of this case, including that because of the passage of so many years, it would be dangerous to convict on the complainant's evidence alone without the closest scrutiny of the complainant's evidence), should have been put to the jury. Additionally, this was, in our opinion, a case in which the trial judge should, again with appropriate adaptation, when summing up, have drawn attention to the additional considerations mentioned by Deane and McHugh JJ in Longman: the abstention, by the prosecutor, from questioning each co-complainant about the respective charges, the fragility of youthful recollection, the absence of a timely complaint (subject to any reasonable explanation therefor) and the possibility of distortion."
R v OGD (1997) 45 NSWLR 744; R v Cengiz [1998] 3 VR 720. ↑
RPS v The Queen (2000) 199 CLR 620 at 633 [30]. ↑
Ziems v The Prothonotary of the Supreme Court of NSW (1957) 97 CLR 279 at 294 per Fullagar J; Richardson v The Queen (1974) 131 CLR 116 at 119 per Barwick CJ, McTiernan and Mason JJ; Whitehorn v The Queen (1983) 152 CLR 657 at 663-664 per Deane J, 674‑675 per Dawson J; R v Apostilides (1984) 154 CLR 563. ↑
Whitehorn (1983) 152 CLR 657 at 663‑664 per Deane J. ↑
Whitehorn (1983) 152 CLR 657 at 674 per Dawson J. See also R v Kneebone (1999) 47 NSWLR 450 at 462 [57] per Greg James J, 470‑471 [102] per Smart AJ; R v Lucas [1973] VR 693 at 705‑708 per Newton J and Norris AJ. ↑
Whitehorn (1983) 152 CLR 657 at 674 per Dawson J. ↑
Director of Public Prosecutions (Nauru) v Fowler (1984) 154 CLR 627 at 630. ↑
Parker v The Queen (1997) 186 CLR 494 at 520, 538. ↑
Parker v The Queen (1997) 186 CLR 494 at 520. ↑
Parker v The Queen (1997) 186 CLR 494 at 538-539. ↑
MacKenzie v The Queen (1996) 190 CLR 348 at 376-377; Stanoevski v The Queen (2001) 202 CLR 115 at 128 [51], 130 [61]. ↑
Tuckiar v The King (1934) 52 CLR 335 at 347, 355. ↑
cf Longman (1989) 168 CLR 79 at 109; Crofts v The Queen (1996) 186 CLR 427 at 452-453; KBT v The Queen (1997) 191 CLR 417 at 438. ↑
cf Stringer (2000) 116 A Crim R 198 at 221-222 [89]-[91], 226 [108], 228-229 [116]-[118] (a case of an application for a permanent stay on the basis of a supervening change of the law). ↑
Griffiths v The Queen (1994) 69 ALJR 77; 125 ALR 545. ↑
cf Minister for Immigration and Ethnic Affairs v Wu Shan Liang (1996) 185 CLR 259. ↑
Balenzuela v De Gail (1959) 101 CLR 226 at 243-244; cf Hocking v Bell (1945) 71 CLR 430 at 499; Gerlach v Clifton Bricks Pty Ltd (2002) 76 ALJR 828 at 838 [55]; 188 ALR 353 at 367-368. ↑
Such as existed in MacKenzie v The Queen (1996) 190 CLR 348 at 376-377 and Stanoevski v The Queen (2001) 202 CLR 115 at 128 [51], 130 [61]. ↑
R v Dyers [2000] NSWCCA 335 at [67]-[68] per Ireland AJ. ↑
R v Dyers [2000] NSWCCA 335 at [30]-[32] per Ireland AJ. ↑
Dyers
The Queen
(1989) 168 CLR 79
(1959) 101 CLR 298
(1994) 181 CLR 487
(1997) 191 CLR 439
(2000) 199 CLR 620
(2001) 205 CLR 50
(1997) 45 NSWLR 744
(1957) 97 CLR 279
(1974) 131 CLR 116
(1983) 152 CLR 657
(1984) 154 CLR 563
(1999) 47 NSWLR 450
(2001) 3 VR 334
(1998) 193 CLR 1
(1952) 87 CLR 115
(1964) 118 CLR 600
(1993) 178 CLR 217
(1991) 173 CLR 95
(1992) 174 CLR 178
(1974) 131 CLR 510
(1984) 153 CLR 521
(1991) 171 CLR 432
(1989) 166 CLR 409
(1998) 197 CLR 316
(2002) 76 ALJR 628
(2000) 206 CLR 161
(2001) 75 ALJR 1290
(1921) 29 CLR 234
(1962) 107 CLR 308
(1986) 6 NSWLR 586
(1984) 154 CLR 627
(1986) 161 CLR 423
(2002) 76 ALJR 828
(2001) 202 CLR 115
(1997) 186 CLR 494
(1996) 190 CLR 348
(1934) 52 CLR 335
(1996) 186 CLR 427
(1997) 191 CLR 417
(1994) 69 ALJR 77
(1988) 165 CLR 292
(1992) 175 CLR 599
(1997) 191 CLR 275
(1998) 194 CLR 106
(1998) 195 CLR 606
(1998) 197 CLR 250
(1993) 67 ALJR 550
(1919) 27 CLR 13
(1996) 185 CLR 259
(1959) 101 CLR 226
(1945) 71 CLR 430
(1998) 45 NSWLR 362
(2001) 206 CLR 161