Coincidence evidence - the rejection of the evidence
34 Other than the affidavits of the Appellant, objection was taken to each of these affidavits by Counsel for the Respondent Minister.
35 It was submitted that the affidavits did not satisfy the requirements of s 98(1)(b) of the Evidence Act. A decision as to whether the affidavits should be admitted was reserved and the parties informed that a decision and reasons for that decision would be given at the same time as the judgment on the appeal. Both parties were content to follow that course and the hearing of the appeal proceeded with submissions being directed both to the admissibility of the affidavits and to their content, assuming that they were otherwise relevant and admissible.
36 For present purposes it may be assumed that the evidence sought to be admitted in the present proceeding demonstrated, with respect to proceedings arising under the Migration Act, both:
that the primary Judge frequently dismissed proceedings, and did so more than other Judges of the Federal Circuit Court; and
a similarity as to the manner in which the primary Judge both conducted hearings and resolves such proceedings, including a similarity as to the manner in which the Judge's reasons are structured and expressed in terms of general statements of principle.
37 It is nevertheless respectfully concluded that the evidence sought to be admitted does not have "significant probative value" for the purposes of s 98(1)(b) of the Evidence Act. That conclusion has been reached because:
the resolution of each case necessarily involves a consideration of the facts and circumstances of particular relevance to that individual case - and the particular facts and circumstances of each of the other two cases sought to be relied upon were not exposed to sufficient scrutiny in this Court such that any conclusion could be reached as to their substantive similarities, if any;
even assuming that the facts and circumstances of the two other cases sought to be relied upon are sufficiently similar to those presented before the primary Judge in the present case, the mere fact that a Judge has pursued a comparable course of conduct and reached the same conclusion in each case is not of itself capable of giving rise to an inference of actual bias - of itself, the comparable resolution of two other like cases exposes nothing other than consistency in decision-making; and
a like course of conduct and a like conclusion in two other cases falls far short of providing a factual foundation for a conclusion that the primary Judge is so actuated by bias that the same approach will be pursued - and has been pursued in the present case - irrespective of submissions which may be advanced. That is, that fact that the primary Judge took a similar approach and reached a similar conclusion in two other particular cases cannot, without more, rationally affect the assessment of the probability of the existence of a particular state of mind of the primary Judge, and particularly not in a significant way.
It is also not without relevance to further note that:
many migration cases coming before the Federal Circuit Court - and, indeed, this Court - are unsuccessful. But that fact alone does not expose a failure on the part of individual judges to consider the facts and merits of each case, let alone actual bias on the part of the judges who resolve those cases.
Actual bias, it is respectfully considered, is not made out because (inter alia):
a common course of decision-making where recourse is made to general statements of legal principle with an absence of reference to the manner in which those principles have specific application to the facts presented for resolution in each particular case does not have "significant probative value" for the purposes of s 98(1)(b) of the Evidence Act. Such evidence as is presented in the current case is not sufficient to establish that the primary Judge was actually biased. Taking it at its highest, the evidence presented going to inadequacy in the exposition of decision-making, including inadequacy in any exploration of the more specific content of a legal principle expressed in general terms and not by reference to the particular legal issue in need of resolution, with respect, is not capable of establishing actual bias. Criticism as to legal reasoning, of itself, is not to be equated with actual bias.
38 If the assessment of the probative value of the evidence sought to be tendered is further tested by reference (for example) to ANS-1M, only further reason to question the probative value of the evidence emerges. There was no analysis (for example) of any of the 33 migration applications which were dismissed by the primary Judge in November 2017 with the giving of ex tempore reasons and there was no analysis of such further matter as:
whether some or other of those 33 cases were dismissed because of (for example) a party failing to appear; and/or
whether some or other of those 33 cases were dismissed (for example) because they were out of time or because the Federal Circuit Court did not have jurisdiction to entertain the applications; and/or
the legal and/or factual difficulty presented by one or other of those cases. Applications in which an impermissible challenge is made to the factual merits of a tribunal or delegate decision (obviously enough) present different issues for resolution than other cases in which the ever-changing statutory provisions found within the Migration Act throw up questions of legal construction which are novel and hitherto untested.
If reference is made to ANS-2M as a further litmus test of probative value:
little can be gained by an assessment that a particular Judge "makes his decisions in a particular way". Many migration cases, whether before the Federal Circuit Court or this Court, present frequently recurring factual and legal scenarios which readily permit of a Judge oft pursuing a similar course of legal writing and reasoning.
39 If the probative value of the evidence sought to be adduced is further tested by reference to (for example) SM-2, and the transcript of the hearing in that separate proceeding before Judge Street and in which that applicant was represented by Mr Silva, the same conclusion is reached. By way of example, reliance was sought to be placed upon part of the following exchange between Judge Street and Counsel:
MR SILVA: That's exactly why we're challenging that, because there's firstly no evidence. Secondly, it's not open. And we are challenging on both grounds, your Honour.
HIS HONOUR: When you say there's no evidence …
MR SILVA: Yes.
HIS HONOUR: … there's the applicant's evidence, which the tribunal rejects. So this is not a no evidence case. To the extent …
MR SILVA: Your Honour …
HIS HONOUR: It can't be a no evidence case, can it?
MR SILVA: Your Honour, there was detailed information about the incident, comprehensive, and the Tribunal rejects ..... says it didn't happen.
HIS HONOUR: But, Mr Silva, you know what a no evidence case is. No evidence means that the - a case where there's a finding in respect of which the proposition is advanced there's no evidence. So your submission that there's no evidence is ..... it. When you say that there is a finding that you seek to attack in respect of credibility, I want to understand the basis for it. So to say no evidence can't be right. If you say it wasn't open, why wasn't it open to the Tribunal to reject the applicant's evidence?
Counsel then took Judge Street to particular pages of the delegate's decision and the exchange continued:
HIS HONOUR: But, Mr Silva, I'm not in a position to make fresh findings of fact. The applicant's evidence was the subject of a credibility challenge clearly identified by the Tribunal in the course of the hearing. So his credibility was raised in respect of this incident, and inconsistencies identified in the transcript that you've tendered, which I've read.
MR SILVA: Your Honour …
HIS HONOUR: So what the delegate said can't give rise to any error, can it?
MR SILVA: Your Honour, is the tribunal a primary decision-maker? No. Tribunal is not the primary - the Tribunal is reviewing the decision of the delegate.
HIS HONOUR: No, it's not, Mr Silva.
MR SILVA: It is.
The exchange continued on a little later as follows:
HIS HONOUR: Mr Silva, the proposition that there's a decision of the delegate - I understand that there was a decision. It's what gives rise to the right to a review. But in relation to your ground 1, how does what the delegate said give rise to establishing any error of the kind that you've identified?
MR SILVA: Your Honour, before the tribunal, there was evidence in the form of the claims that was made, how the interview was conducted, and the tribunal said it has heard the interview. So all this evidence was before the Tribunal, so it is important for us to know that the tribunal had this before it and the delegate's decision, especially as far as credibility is concerned, it's important. The tribunal could not ignore that. The tribunal is not bound, but it should not ignore, and the delegate has made clear and strong findings in favour of the applicant in terms of credibility.
HIS HONOUR: Yes. What else do you wish to say in relation to ground 1?
MR SILVA: Your Honour, on that same page - on the next page, your Honour, page 145, fourth paragraph.
HIS HONOUR: I can see I am satisfied the events occurred by the delegate.
MR SILVA: That's correct, your Honour. And the next one, about the hiding, and you will see at the end - at the end of 145:
Based on the detail and spontaneity of the applicant, I am satisfied the events occurred as claimed.
And then the next page, 146, second paragraph. So the delegate found applicant to be a truthful person - accepted all the claims that he made.
HIS HONOUR: Mr Silva, it starts afresh in the review. What the delegate held, unless there was some sort of denial of procedural fairness, does not assist me making out an undertaking of any of the kind you're alleging in ground 1.
MR SILVA: Your Honour, I - with the greatest of respect, I disagree with you.
HIS HONOUR: Why?
MR SILVA: Because your Honour needs to know how the evidence progressed before the Tribunal, and how the delegate decided is one of the factors. Although the Tribunal is not bound, the Tribunal had it before it, and your Honour needs to be aware of the way the delegate decided. Your Honour cannot say this is not relevant, and I will respectfully disagree if your Honour says that's not relevant.
40 Founded upon this exchange, and other like exchanges, the submission of Counsel in the present proceeding (albeit variously expressed) was that such exchanges manifest Judge Street:
"cutting-off" Counsel;
not permitting or impeding the adducing of evidence;
exhibiting hostility towards the applicant; and/or
declining to entertain submissions then being made and revealing a mind closed to persuasion.
The exchange, however, manifests the reverse. The exchange, and the other like exchanges this Court was directed to, manifest:
exchanges between the Bench and the Bar appropriately testing propositions being put; and
rather than "cutting-off" Counsel or a mind resistant to entertaining a submission, the exchanges manifest a willingness (indeed an anxiety) to understand the proposition being advanced and (wither reference to the above exchange by way of example) an anxiety to understand why what was being put was not an impermissible review of findings of fact.
41 It is respectfully concluded that the evidence sought to be admitted as coincidence evidence does not have "significant probative value" and is therefore inadmissible. Even if the coincidence evidence which was sought to be relied upon had been admitted, it is respectfully concluded that it certainly would not have been sufficient to establish any case of actual bias.
42 Although it may be accepted that in the present proceeding Counsel for the Appellant sought to address deficiencies in the evidence that have previously been identified in ALA15 v Minister for Immigration and Border Protection [2016] FCAFC 30, the evidence now before this Court - even if admitted - fell well short of establishing any argument as to actual bias on the part of the primary Judge. In addressing the deficiencies in the "raw statistical material" as presented to the Full Court in ALA15, Allsop CJ, Kenny and Griffiths JJ there observed:
[38] … The first is that, for such raw statistical material to be attributed to the hypothetical observer, it normally would need to be accompanied by a relevant analysis of the individual immigration judgments determined by the primary judge in order that the statistics were placed in a proper context. Absent such analysis, the hypothetical observer would not be able to make an informed assessment of the significance of the raw statistics. It may be, for example, that a close analysis of some, many, or all of the relevant judgments reveal that they had been determined on a reasonable and plausible basis. And, even if some or all of the judgments were wrongly decided, that may be the consequence of human frailty on the part of the judge and not prejudgment, a consideration which a fair-minded lay observer would take into account.
[39] Secondly, and contrary to the applicant's submission, raw statistics concerning the outcome of immigration matters which have been determined by the primary judge compared with other FCCA judges or the outcome of MRT-RRT decisions generally does not necessarily indicate prejudgment. …
[40] Thirdly, there are two additional reasons why the statistics from the Annual Report of the MRT-RRT which are referred to in Mr Kline's affidavit are irrelevant:
(a) those statistics relate to the period 2013-2014, which is prior to the primary judge's appointment; and
(b) more significantly, those statistics are not confined to the outcome in the FCCA of judicial review proceedings of MRT-RRT decisions, but also included appeal proceedings in this Court and the High Court. Accordingly, they do not provide a valid "control" for statistical purposes.
[41] Fourthly, we accept the Minister's submission that the mere fact that a particular judge has decided a number of cases, the facts and circumstances of which are unknown, one way rather than another, does not go any way to assisting the hypothetical observer making an informed assessment as to whether that judge might not bring an impartial and unprejudiced mind to the resolution of the question in a particular proceeding before that judge.
There remained lacking in the present proceeding such analysis of the other decisions of the primary Judge as could found a submission as to actual bias on the part of the primary Judge.
43 The evidence sought to be tendered in the present proceeding as "coincidence evidence" is rejected. The Appellant has failed to establish for the purposes of s 98(1) that any one or other of the other cases decided by the primary Judge have sufficient "similarities in the events or the circumstances" such as would be capable of giving rise to coincidence reasoning. An alternative inference to be drawn from the evidence which "substantially alters" the significance of its capacity to establish the fact is issue was that the result in each particular case was a result driven by the facts and circumstances of each case rather than a commitment on the part of the primary Judge to close his mind to the factual and legal merit of each case that came before him: cf DSJ v The Queen [2012] NSWCCA 9 at [78] to [81], (2012) 84 NSWLR 758 at 775 to 776 per Whealy JA. Given the fact that each of the individual aspects of the evidence sought to be relied upon remains open to an inference that the primary Judge was doing no more than testing the evidence that was before him or attempting to assess the merit of such factual and legal submissions as were under consideration, no finding is open that the evidence sought to be admitted has "significant probative value" going any way to proving actual bias.