CONSIDERATION
36 The primary judge plainly erred in his decision summarily to dismiss the application.
37 It is axiomatic that the primary judge was obliged to accord procedural fairness to the appellant: Taylor v Taylor (1979) 143 CLR 1; Re JRL; Ex parte CJL (1986) 161 CLR 342 at 350 per Mason J; Allesch v Maunz (2000) 203 CLR 172 at 184-185 per Kirby J. Counsel for the Minister did not, of course, gainsay that proposition.
38 It is equally axiomatic that the requirements of procedural fairness include the provision of a reasonable opportunity for the appellant to present evidence and to make submissions: Cameron v Cole (1944) 68 CLR 571 at 589 per Rich J; Commissioner of Police v Tanos (1958) 98 CLR 383 at 395-396 per Dixon and Webb JJ.
39 The power of the FCC summarily to dismiss an application under s 17A of the FCCA Act and r 13.10 of the FCC Rules is subject to that obligation: Plaintiff S157/2002 v Commonwealth (2003) 211 CLR 476 as there is no indication of a legislative intention to qualify or abrogate it.
40 It is desirable to expand upon those propositions.
41 At the level of general principle, it is as true now as it was in 1944 that:
It is a fundamental principle of natural justice, applicable to all courts whether superior or inferior, that a person against whom a claim or charge is made must be given a reasonable opportunity of appearing and presenting his case.
(Cameron v Cole (1944) 68 CLR 571 at 589 per Rich J)
42 In Re JRL; Ex parte CJL (1986) 161 CLR 342 at 350 Mason J said:
A central element in the system of justice administered by our courts is that it should be fair and this means that it must be open, impartial and even-handed.
43 There are many more recent restatements of similar principles.
44 In International Finance Trust Company Ltd v New South Wales Crime Commission (2009) 240 CLR 319 at [54] French CJ, stated:
Procedural fairness or natural justice lies at the heart of the judicial function. In the federal constitutional context, it is an incident of the judicial power exercised pursuant to Ch III of the Constitution. It requires that a court be and appear to be impartial, and provide each party to proceedings before it with an opportunity to be heard, to advance its own case and to answer, by evidence and argument, the case put against it. According to the circumstances, the content of the requirements of procedural fairness may vary.
45 The High Court's decision in Assistant Commissioner Condon v Pompano Pty Ltd (2013) 252 CLR 38 (Pompano) concerned the performance of functions and the exercise of powers by State Courts under the Criminal Organisation Act 2009 (Qld), and the compatibility of those functions and powers with Ch III of the Constitution. It was, in that sense, a very different case to the present. Nonetheless, the observations by various members of the Court in that case about the role of procedural fairness in the exercise of judicial power were unequivocal. At [156], the plurality said (omitting footnotes):
The rules of procedural fairness do not have immutably fixed content. As Gleeson CJ rightly observed in the context of administrative decision-making but in terms which have more general and immediate application, "[f]airness is not an abstract concept. It is essentially practical. Whether one talks in terms of procedural fairness or natural justice, the concern of the law is to avoid practical injustice." To observe that procedural fairness is an essential attribute of a court's procedures is descriptively accurate but application of the observation requires close analysis of all aspects of those procedures and the legislation and rules governing them.
46 The reference to the observations of Gleeson CJ is of course a reference to what the Chief Justice said in Re Minister for Immigration and Multicultural and Indigenous Affairs; Ex parte Lam (2003) 214 CLR 1 (Lam) at [37].
47 In Pompano, Gageler J expanded on the centrality of procedural fairness to the judicial function, and to the exercise of judicial power. At [194] his Honour said:
There should be no doubt and no room for misunderstanding. Procedural fairness is an immutable characteristic of a court. No court in Australia can be required by statute to adopt an unfair procedure. If a procedure cannot be adopted without unfairness, then it cannot be required of a court. "[A]brogation of natural justice", to adopt the language of the explanatory notes to the Bill for the COA, is anathema to Ch III of the Constitution.
48 The context of his Honour's observations was a statutory regime contended to require an essentially unfair process. Here, we are concerned with the exercise of discretionary powers which compel no particular outcome in their exercise. The underlying proposition inherent in his Honour's observations is all the stronger in those circumstances. While Pompano includes State Supreme Courts in these constitutional principles, there is no doubt whatsoever that a court constituted in accordance with Ch III of the Constitution, such as the Federal Circuit Court, is not empowered to exercise its powers, or perform its judicial functions, unfairly.
49 It is always necessary, as Gleeson CJ emphasized in Lam, to assess whether a process meets the necessary standards of fairness by examining the particular circumstances in which that process occurs, including (but not limited to) the statutory setting, the characteristics of the parties involved, what is at stake for them, the nature of the decision to be made, and steps already taken in the process.
50 As to the statutory content here, the appellant correctly submitted that the Federal Circuit Court's obligation to act fairly is not abrogated by s 17A of the FCC Act, nor by its counterpart, s 31A of the Federal Court of Australia Act 1976 (Cth) (the FCA Act). Nor, given the authorities to which we have referred, could it be. The observations of French CJ and Gummow J in Spencer v Commonwealth of Australia (2010) 241 CLR 118 (Spencer) at [24] about the caution which attends the exercise of a power of summary dismissal reinforces the proposition that procedural fairness in the exercise of judicial power is usually afforded by a party having access to the ordinary and full range of processes available within the jurisdiction that party has invoked. In Spencer at [24], their Honours endorsed what was said in Agar v Hyde (2000) 201 CLR 552 at [57] (Agar):
Ordinarily, a party is not to be denied the opportunity to place his or her case before the court in the ordinary way, and after taking advantage of the usual interlocutory processes. The test to be applied has been expressed in various ways, but all of the verbal formulae which have been used are intended to describe a high degree of certainty about the ultimate outcome of the proceeding if it were allowed to go to trial in the ordinary way.
51 The "certainty" of which the Court speaks in Agar is a certainty based on proper and sufficient material, having listened with a mind capable of persuasion to what the parties have had to say, rather than a certainty simply borne of some inner judicial conviction.
52 Neither is there a basis to infer from the terms of Part 44 of the FCC Rules (to which we refer below) that there was an intention to abrogate the Court's obligation to act fairly in considering, and exercising, the range of powers at its disposal under them.
53 The pressure of high volume decision making, such as that undertaken by the FCC in the migration jurisdiction, should be recognised. Essential tools in managing high volumes of cases include the show cause process in Part 44 of the FCC Rules, and the power outside that process, in s 17A of the FCC Act, summarily to dismiss a judicial review application. The existence and utilisation of those processes do not obviate the need to consider the material before the Tribunal (rather than simply its reasons), nor to explain in plain terms to unrepresented applicants that they must identify to the Court why the Tribunal's decision was not made lawfully and by a fair process. Insisting to an unrepresented applicant that she or he identify a "jurisdictional error" is a pointless, and unfair, exercise. Further, the processes in s 17A and Part 44 do not remove the obligation to give parties, whether represented or unrepresented, some reasonable time to regularise their materials and present their arguments.
54 It is no fault of an individual litigant in a migration judicial review that there are thousands of other migration cases, nor that there are insufficient resources to provide all impecunious applicants with legal representation. Much is at stake for an individual litigant in the migration jurisdiction in the sense of fundamental rights, including her or his liberty in Australia by reason of the mandatory detention regime in the Act. High volumes of cases should if anything give rise to extra caution to ensure no injustices are being done because of judicial workload pressures.
55 At [186] of Pompano Gageler J said:
Justifications for procedural fairness are both instrumental and intrinsic. To deny a court the ability to act fairly is not only to risk unsound conclusions and to generate justified feelings of resentment in those to whom fairness is denied. The effects go further. Unfairness in the procedure of a court saps confidence in the judicial process and undermines the integrity of the court as an institution that exists for the administration of justice.
56 These observations by his Honour are particularly apposite to this appeal. Processes such as those adopted by the primary judge in this matter tend to have the undesirable effects of which Gageler J wrote. These circumstances, or ones similar to them, should not occur again.
57 In this matter, the primary judge did not accord the appellant procedural fairness because no reasonable opportunity was given to present the transcript of the hearing before the Tribunal and to make submissions based upon it.
58 We have reached that view, in the particular circumstances, having regard to:
(1) the application with the pro forma description did not expressly indicate that s 17A might be invoked by the Court;
(2) the appellant, by his grounds of review, identified the need to procure and present that transcript to the FCC;
(3) it was accepted, as evidenced by the proposed consent orders, that it was appropriate to procure that transcript (and other documents) for the fair presentation by the appellant of his application to quash the Tribunal decision;
(4) the common position of the parties that a reasonable time to do that was not 24 hours from the first mentioned date, again as reflected in the proposed consent orders (no doubt recognising that it is not uncommon for the transcript to take some time to be procured);
(5) the period of 24 hours between the first mention date and the following date was not reasonable without some understanding of the time required to procure that transcript;
(6) the refusal of the primary judge to delay the "show cause" hearing to allow for the transcript to be produced.
(7) the period of 24 hours did not afford the appellant's legal representatives (including counsel) a fair opportunity to make submissions in relation to the proposed summary dismissal. For example, although counsel made what we consider to be reasoned and defensible submissions on the grounds before the FCC, critically, counsel was unable to address the legal principles applicable to an exercise of power under s 17A of the FCCA Act, or, for that matter, the principles that should attend the exercise of the power under r 44.11(a) of the FCC Rules. It is these powers which we have found miscarried. Had the Federal Circuit Court Judge given the parties (including the Minister) a reasonable opportunity to prepare for the proposed summary dismissal hearing, it is likely, in our opinion, that both parties would have come prepared with the relevant authorities on s 17A and r 44.11(a), which could and should have persuaded his Honour the course he proposed was not open to him.
59 The primary judge commenced his refusal to allow the opportunity to present the transcript of the Tribunal hearing with the remark set out at [32] above. The use of the words "error that he identified on the face of the decision" also demonstrates a misconception by his Honour. The argument was precisely the opposite: despite the face of the decision, the transcript would demonstrate the error. However, we have primarily based our conclusion on the failure to accord procedural fairness because the primary judge said in the course of the hearing that he understood that the appellant was asking for the opportunity to present the transcript and to make submissions based upon it, and the primary judge in the way he proceeded did not afford him that opportunity.
60 It is also desirable to make some observations about the proper application of the FCC Rules and the FCC forms. Rule 10.01 dealing with the "First court date" for a proceeding in the Federal Circuit Court, provides:
(1) At the first court date, the Court or a Registrar is to give orders or directions for the conduct of the proceeding.
(2) Without limiting subrule (1), the Court or a Registrar may hear and determine all or part of the proceedings.
(3) The Court or a Registrar may make orders or directions in relation to the following:
(a) the manner and sufficiency of service;
(b) the amendment of documents;
(c) defining of issues;
(d) the filing of affidavits;
(e) cross-claims;
(f) the joinder of parties;
(g) primary dispute resolution;
(h) the admissibility of affidavits;
(i) discovery and inspection of documents;
(j) interrogatories;
(k) inspections of real or personal property;
(l) admissions of fact or of documents;
(m) the giving of particulars;
(n) the giving of evidence at hearing (including the use of statements of evidence and the taking of evidence by video link or telephone or other means);
(o) expert evidence and court experts;
(p) transfer of proceedings;
(q) costs;
(r) hearing date;
(s) any other matter that the Court or Registrar considers appropriate.
61 Rule 10.03 of the FCC Rules contemplates the first court date will not be used finally to determine a proceeding. It provides:
At the first court date the Court or a Registrar may:
(a) fix a date for final hearing; or
(b) direct the parties to arrange with the Registrar a date for final hearing; or
(c) fix a date after which either party may request a date for final hearing; or
(d) remove the matter from the list.
62 Part 44 of the FCC Rules, which deals specifically with migration proceedings, and in particular applications in the FCC's original jurisdiction under s 476 of the Act, contemplates modifications to the general process set out in Part 10.
63 Rule 44.11 provides:
Without limiting rule 10.01, at the first court date for an application for an order to show cause, the Court or a Registrar may give orders or directions for any of the following:
(a) an immediate hearing under rule 44.12;
(b) a future listing for a hearing under rule 44.12;
(c) dispensing with a hearing under rule 44.12 and listing the matter for final hearing on the grounds set out in the application;
(d) a stay or interim order;
(e) an extension of time for the application;
(f) an amendment of the application;
(g) the provision of particulars, or further and better particulars, of a ground in an application or response;
(h) the filing of further affidavits by the applicant;
(i) the filing by a respondent or other person of a relevant document or other evidence;
(j) the filing of affidavits by a respondent.
64 Rule 44.12 provides:
(1) At a hearing of an application for an order to show cause, the Court may:
(a) if it is not satisfied that the application has raised an arguable case for the relief claimed - dismiss the application; or
(b) if it is satisfied that the application has raised an arguable case for the relief claimed - adjourn the proceedings and order a respondent to show cause at a final hearing why an order for the relief claimed should not be made on such of the grounds mentioned in the application as are specified by the Court; or
(c) without making an order under paragraph (b), make final orders in relation to the claims for relief and grounds mentioned in the application.
(2) To avoid doubt, a dismissal under paragraph (1)(a) is interlocutory.
65 In r 44.11(a), the term "immediate hearing" is used in contrast to the term "future hearing" in r 44.11(b) and accordingly, it can be accepted that the FCC Rules expressly contemplate, and empower, a Federal Circuit Court judge to exercise the powers set out in r 44.12 at the first Court date. This includes a power to give judgment in favour of an applicant immediately, as well as against an applicant. That the power exists however, says nothing about the legal constraints on its exercise.
66 The Federal Circuit Court Judge, and the Minister, relied on some words which appear on the form prescribed by the FCC Rules for the commencement of proceedings under s 476 of the Migration Act. That form provides for dates and times to be inserted reflecting the first court date allocated to a new proceeding. If an originating application is filed electronically, the details of the first court date will not be completed by hand in the Registry, and will instead appear on a cover sheet to the originating application which by r 2.07B(2) of the FCC Rules is taken to be part of the originating application. Whether the spaces for the first court date details are filled in or not, below those spaces appear the following words:
All parties and their legal representatives should attend this hearing. Default orders may be made if any party fails to attend. The Court may hear and determine all interlocutory or final issues, or may give directions for the future conduct of the proceeding.
67 Again, that text in the form cannot affect the legal constraints upon the exercise of the powers of the primary judge.
68 In any event, the terms of the statement on this form, expressed as they are in the alternative and without any advertence to the permanency of the consequences of final dismissal, lack sufficient clarity to warrant their use to support the exercise of power in this instance by the primary judge.
69 More importantly, this statement is simply a summary of the powers available to the Court. Its inclusion on the form does not relieve individual judges of their obligations to exercise those powers reasonably, and in accordance with the requirements of procedural fairness. The powers to which the statement refers are all statutory powers. They are conditioned with the requirement that they be exercised reasonably (see Minister for Immigration and Citizenship v Li (2013) 249 CLR 332 at [23]-[26]; [64]-[66]; [88]-[92]) and in accordance with principles of procedural fairness: see Jarratt v Commissioner of Police for New South Wales (2005) 224 CLR 44 (Jarratt) at [26] per Gleeson CJ. As Callinan J pointed out in Jarratt at [141]-[142], affording procedural fairness is not incompatible with statutory duties requiring decision makers to act effectively, efficiently and economically; indeed it is an aspect of such duties.
70 The statement on the form provides no immunity from the obligation on a judge to exercise her or his judicial powers reasonably and in a procedurally fair way. Legal representatives who are familiar with court processes, and commence to follow them in a regular way (as the appellant's representatives in this appeal did) rightly will not expect that a judge would, without notice and of her or his own motion, deprive parties to a proceeding of any further time to regularise, refine and complete the case and contentions they wish to advance and instead summarily determine a claim at the first court date, especially where the Minister had accepted that was an appropriate course to follow.
71 We also consider that this was not an appropriate case for the exercise of the Court's power, on the material and in the light of the submissions, to exercise the power summarily to dismiss the application under s 17A of the FCCA Act.
72 As noted at [50] above, s 17A is effectively in the same terms as s 31A of the Federal Court of Australia Act 1976 (Cth) (FCA Act). The proper application of s 31A is explained in Spencer.
73 As counsel for the Minister pointed out, the plurality (Hayne, Crennan, Kiefel and Bell JJ) at [55]-[56] emphasised that s 31A of the FCA Act does not require the Court to consider whether a proceeding is "bound to fail" or "cannot possibly succeed" and that "it is dangerous to seek to elucidate the meaning of the statutory expression "no reasonable prospect of successfully prosecuting the proceeding" by reference to what is said in those earlier cases" such as General Steel Industries Inc v Commissioner for Railways (NSW) (1964) 112 CLR 125. Their Honours added at [60] that, in determining whether the summary dismissal power should be exercised, full weight should be given to the expression "no reasonable prospect" and the Court may exercise power under s 31A "if, and only if, satisfied that there is 'no reasonable prospect of success'".
74 The Minister accepted that, if an applicant contends that his or her allegations of jurisdictional error could be made good with evidence (and those allegations would establish jurisdictional error if made out), the applicant should generally be permitted to file such evidence and the matter should proceed to a final hearing. Regrettably, that is not what happened here.
75 As noted above, the oral submissions on behalf of the appellant on 6 February 2015 made the contentions that the Tribunal had not complied with ss 359A and 359AA because it had not given the appellant particulars of the information tending to show that he had not enrolled for a particular time, because it had not in fact told the appellant that he could seek additional time to respond to the information provided by the Tribunal, and because it had not given the appellant proper particulars of the PRISMS data.
76 The primary judge, in the particular circumstances, could not have been satisfied to the level required by s 17A of the FCAA Act that the appellant had no reasonable prospect of success on those matters simply by reference to the Tribunal's reasons. It was necessary to have recourse to the transcript specifically to address them, and in the absence of the appellant having a reasonable opportunity to present that transcript, the Tribunal was not in a position to decide that he had no reasonable prospect of showing that.
77 In this matter, the Minister had agreed with the appellant that he should be allowed time to present the transcript and so to have that opportunity. The affidavit of the appellant in support of his application to the FCC did not exhibit that transcript, but in conjunction with the specified grounds of appeal, and the submissions, it was clear that its presentation was to be critical to his application. That, too, was the effect of the jointly proposed procedural orders.
78 As the appellant's counsel submitted, the primary judge erred in concluding at [18] of his reasons that there was no arguable issue of fact or law, and that the application was not tenable. In the light of the material referred to, it is difficult to understand how that conclusion could have been reached. It is sufficient, however, to say that it was clearly wrong.