(b) Did the Tribunal consider and evaluate all submissions of substance regarding the extortion claims?
75 The Minister accepted that, by various paths, a failure by the Tribunal to consider and determine a submission of substance could amount to jurisdictional error. First, the Minister cited Dranichnikov v Minister for Immigration and Multicultural Affairs [2003] HCA 26; (2003) 197 ALR 389 at [24] (per Gummow and Callinan JJ) (Dranichnikov), which he contended stood for the proposition that the failure to consider a submission which was substantial, clearly articulated and relied upon established facts could involve a denial of procedural fairness (see also SZRBA v Minister for Immigration and Border Protection [2014] FCAFC 81 at [11] per Siopis, Perram and Davies JJ (SZRBA), where the Full Court allowed the appeal and held that there was procedural unfairness and jurisdictional error where an Independent Merits Reviewer failed to evaluate a submission of substance which relied upon a particular departmental note (to which no explicit reference was made in the reviewer's reasons)).
76 The Minister also contended that the same conclusion could be arrived at if the reasoning of the Full Court in Minister for Immigration and Border Protection v MZYTS [2013] FCAFC 114; (2013) 136 ALD 547 (MZYTS) applied to the particular circumstances. In MZYTS, in describing the Tribunal's statutory obligation or task in reviewing a decision refusing an application for a protection visa where the applicant argued that there were growing risks of politically-motivated violence for people like him in Zimbabwe (for which he had provided in support updated country information which was not considered by the Tribunal), the Full Court stated at [38]:
That task could not be lawfully undertaken without a consciousness and consideration of the submissions, evidence and material advanced by the visa applicant most likely to give the tribunal an accurate picture of the ongoing circumstances on the ground in Zimbabwe for him if he were to be returned there… . (Emphasis added).
77 Mr Knowles also helpfully drew the Court's attention to the following recent observations of a differently constituted Full Court in SZRBA at [23] and [24] with respect to that particular passage in MZYTS:
Another way to arrive at the same conclusion may be to apply the reasoning of the Full Court in Minister for Immigration and Border Protection v MZYTS (2013) 136 ALD 547 that the Refugee Review Tribunal cannot discharge its statutory review task without 'a consciousness and consideration of the submissions, evidence and material advanced by the visa applicant most likely to give the tribunal an accurate picture of the on-going circumstances on the ground' (at [38]). MZYTS cannot be applied directly to an Independent Merits Reviewer because such a reviewer is not performing a statutory function. Accordingly, no question of the direct application of MZYTS arises in this case.
There is an issue to our minds as to whether MZYTS reveals any different principle to the ground of review that permits the setting aside of a decision which has not involved "proper, genuine and realistic consideration" of an application: see Swift v SAS Trustee Corporation [2010] NSWCA 182 at [45]. That ground is probably the same as the one exposed in Dranichnikov (above), i.e., a denial of procedural fairness. We mention it in the context of MZYTS only to note Basten JA's cautionary remark in Swift that one needs to be alert to the risk that the words 'properly', 'genuinely' and 'realistically' 'may be taken, inappropriately, as an invitation to assess the correctness of the result, rather than the legality of the process' (at [45]). It may be that the reasoning in MZYTS needs to be understood in a context which includes that customary admonition.
78 I generally accept the Minister's submissions as outlined in [75] to [77] above, however, I would add the following three comments. First, I do not accept that procedural unfairness occurs only if the Tribunal has failed to deal with a substantial and clearly articulated submission which relies upon an established fact. That would preclude a finding of procedural unfairness (or, I would add, a constructive failure to exercise jurisdiction) if the Tribunal failed to deal with a submission of substance relating to a legal issue, such as a question of statutory construction.
79 Similarly, unqualified acceptance of the Minister's submissions would preclude a finding of jurisdictional error where the Tribunal failed to evaluate a substantive submission made to it in direct response to concerns raised by it at the hearing, as occurred here, unless those concerns were somehow related to an established fact. In my view, the references in both Dranichnikov and SZRBA to a failure to deal with a substantial and clearly articulated argument which relied upon an established fact simply reflected the particular circumstances of those cases. Those references do not provide an exhaustive statement of the ambit of procedural fairness in respect of a failure to deal with a substantial and clearly articulated submission. It may well be that, in a particular case, a submission which has not been evaluated will not be seen to be a submission of substance if it does not rely on an established fact but, given the wide variety of potential circumstances in which such an issue can arise, it is imprudent to state an inflexible principle in this regard.
80 Secondly, it should be noted that the Full Court's comments in SZRBA to the effect that the error described in the passage at [38] of MZYTS "is probably the same as the one exposed in Dranichnikov (above), i.e., a denial of procedural fairness" were expressed to be a "footnote" and are to be regarded as obiter dicta. In that context, I make the following observations. The error as established in Dranichnikov was not merely described as a denial of natural justice (or procedural unfairness). It was also regarded as a constructive failure to exercise jurisdiction (see at [25] per Gummow and Callinan JJ and, to similar effect, at [95] per Hayne J). It might also be noted that at [44] of MZYTS, the Full Court described the absence of any evaluation by the Tribunal of the visa applicant's submission and updated supporting country information as signifying, in the context of the Tribunal's statutory task, "a constructive failure to exercise jurisdiction".
81 Thirdly, I consider that there are some additional legal principles to be considered in determining whether or not the Tribunal has committed jurisdictional error by failing to evaluate a substantive and clearly articulated submission. They are as follows:
(a) as the High Court stated in Minister for Immigration and Citizenship v SZIAI [2009] HCA 39; (2009) 83 ALJR 1123 (per French CJ, Gummow, Hayne, Crennan, Kiefel and Bell JJ at [25]):
… The duty imposed upon the Tribunal by the Migration Act is a duty to review.
In my opinion, the duty to review obliges the Tribunal to consider and deal with submissions of substance which are clearly articulated. As noted above, in assessing whether a submission is one of substance it may be relevant to take into account whether it relies upon an established fact, but that is not the only way in which that requirement may be met. Substantiality might also be established by the fact that, for example, a submission has been made in direct response to an important issue which the Tribunal has raised which bears upon the state of the satisfaction which it is required to meet under s 65 of the Act. In my view, that is the case here as the written submissions dated 20 February 2013 were provided in direct response to the Tribunal's stated concerns regarding the credibility of the extortion claims and the appellant's ignorance of the CID officer's identity;
(b) merely because the Tribunal fails to deal with a submission does not necessarily amount to jurisdictional error. Similarly, the Tribunal's failure to ignore relevant evidence or other material does not necessarily establish jurisdictional error (see the pertinent observations of Robertson J in SZRKT at [97]);
(c) there is no requirement for the Tribunal to refer to every piece of evidence or every contention made by an applicant in its statement of reasons because it may be that some evidence is irrelevant and some contentions may be misconceived. However, as the Full Court held in Applicant WAEE v Minister for Immigration and Multicultural and Indigenous Affairs [2003] FCAFC 184; (2003) 75 ALD 630 at [46]:
… there is a distinction between the Tribunal failing to advert to evidence which, if accepted, might have led it to make a different finding of fact (cf Minister for Immigration and Multicultural Affairs v Yusuf (2001) 206 CLR 323 at [87]-[97]) and a failure by the Tribunal to address a contention which, if accepted, might establish that the applicant had a well-founded fear of persecution for a Convention reason….
(d) there is a long line of authority which deals with requirements of s 430 of the Act and the circumstances in which a failure by the Tribunal to refer to particular evidence or make a particular finding such as to give rise to jurisdictional error can be inferred from the absence of any reference to those matters in the Tribunal's statement of reasons (see, for example, Re Minister for Immigration and Multicultural Affairs; Ex parte Durairajasingham [2000] HCA 1; (2000) 168 ALR 407 at [60]-[68] per McHugh J; Minister for Immigration and Multicultural Affairs v Yusuf [2001] HCA 30; (2001) 206 CLR 323 at [67]-[69] per McHugh, Gummow and Hayne JJ; Minister for Immigration and Citizenship v SZGUR [2011] FCA 1; (2011) 241 CLR 594 at [32] per French CJ and Kiefel J and at [69]-[70] per Gummow J). However, in my view, different considerations may arise in a case where there is a failure to deal with a submission of substance (and not a failure to take into account a relevant consideration, consider evidence or make a finding of fact). As noted above, s 430 does not explicitly require the Tribunal to set out or summarise submissions which are made to it. Having said that, however, it is clear, as the Minister acknowledged, that a failure to deal with a submission of substance could amount to procedural unfairness. I would add that such an error might also be described as a constructive failure to exercise jurisdiction, noting that the Tribunal's core statutory task is to conduct a review. In either case, jurisdictional error may be present;
(e) notwithstanding that s 430 does not in its terms impose any obligation on the Tribunal to set out or summarise submissions of substance which are clearly articulated and made to it, in considering whether the Tribunal has in fact failed to consider and determine such a submission, it is appropriate to have regard to the Tribunal's statement of decision and reasons and, in particular, the manner in which that document describes and deals with submissions made to the Tribunal which it has received. In an appropriate case this might involve a consideration of any part of the Tribunal's statement of reasons which summarises the submissions it has received, as well as the parts of the Tribunal's reasons which purport to consider and determine the submissions it has received. Accordingly, it may be appropriate to pay careful attention to the structure of the Tribunal's reasons;
(f) in SZRKT, in considering whether the Tribunal is obliged to consider a document, Robertson J said, consistently with VAAD v Minister for Immigration and Multicultural and Indigenous Affairs [2005] FCAFC 117 at [77], that much depends on the circumstances of the case and the nature of the document. Justice Robertson added that relevant factors to be considered where the question is whether there was a failure to consider corroborative evidence, include the cogency of the evidentiary material and also the place of that matter in the assessment of the applicant's claims. In my view, similar factors are also relevant in considering whether the failure to deal with a submission of substance gives rise to a jurisdictional error (at [112]);
(g) the appellant carries the burden of persuading the Court to draw an inference that the failure to deal with a submission which the Tribunal was obliged to consider amounts to a jurisdictional error (see, for example, MZYTS at [53]); and
(h) it is important not to lose sight of the now well-established principle that the Tribunal's reasons are not to be approached with an eye keenly attuned to the detection of error (see Wu Shan Liang and also the recent observations of Flick J in Salahuddin v Minister for Immigration and Border Protection [2013] FCAFC 141; (2013) 61 AAR 531 at [19]-[20] (with whom Katzmann and Wigney JJ relevantly agreed)).
82 The central issue is whether there were in fact relevant submissions of substance which were clearly articulated and were made by or on behalf of the appellant which were not evaluated by the Tribunal. That raises the question whether the various submissions set out in the migration agent/solicitor's written submissions dated 20 February 2013 relating to the Tribunal's stated concerns about the credibility of the appellant's extortion claims were submissions of substance and were not evaluated by the Tribunal.
83 As noted above, in assessing whether or not the Tribunal failed to evaluate one or more submissions of substance, it is appropriate to have regard to the entirety of the Tribunal's statement of decision and reasons (including their structure), while bearing in mind the other relevant principles summarised above.
84 It is appropriate in this case first to focus attention on that part of the Tribunal's reasons which purportedly summarises the submissions which were made by the appellant both during the course of the hearing before the Tribunal and subsequently in his migration agent/solicitor's submissions dated 20 February 2013.
85 First, it is evident from the structure of the Tribunal's statement of decision and reasons that in [44], [45] and [56] (which are set out in [10] and [11] above) the Tribunal was summarising relevant matters as they arose in the course of the hearing on 6 February 2013 and that in [59] onwards the Tribunal turned its attention to summarising the submissions dated 20 February 2013 made by the appellant's migration agent/solicitor. The matters set out in [44], [45] and [56] highlight the importance in the review of the Tribunal's stated concerns regarding the credibility of the extortion claims and the possibility that the Tribunal might find that those claims were fabricated unless the appellant was able to provide further information or details regarding the CID officer's identity. Plainly this was a core issue in the review.
86 Secondly, the written submissions dated 20 February 2013 were obviously intended to respond to the Tribunal's stated concerns. In those circumstances, it might reasonably be expected that the Tribunal would be at pains to ensure that it accurately summarised and evaluated all submissions of substance on that topic made by the appellant's migration agent/solicitor in that document. In my view, however, [61] of the Tribunal's reasons (which is set out in [12] above) does not accurately or comprehensively summarise all the migration agent/solicitor's submissions of substance on that important topic. In oral argument, Mr Knowles did not suggest to the contrary. Indeed, he submitted that [61] "may be incomplete". The summary in [61] of the Tribunal's reasons suffers from the following deficiencies:
(a) no reference is made to the submission which was made more than once in the 20 February 2013 submissions to the effect that the only way in which the appellant might have been able to find out further details about the CID officer's identity was to make a direct inquiry of Sri Lankan authorities, but he had not done that in the past because the CID officer would likely come to know about the inquiries and that would increase the risk that the appellant would be subjected to further harm;
(b) nor is there any reference to the submission to the effect that it would be futile for the appellant to inquire of other villagers as to the CID officer's identity because they also simply knew him as "Mathaya"; and
(c) while there are references to the submission that the CID was the secret intelligence arm of the Sri Lankan police which engaged in undercover and anonymous activities, no reference is made to the related submission that this meant that steps would be taken by the authorities to protect the identities of CID officers, with the consequence that it was not unreasonable for the appellant not to have made further inquiries. There is nothing in the Tribunal's reasons to suggest that the Tribunal appreciated that the appellant's migration agent/solicitor had made that particular submission.
87 Thirdly, in my view, these were all submissions of substance which were squarely directed at the Tribunal's stated concerns that it may draw an adverse inference from the appellant's failure to provide more detailed information about the CID officer's identity. In describing them as submissions of substance, it is not suggested that the Tribunal was obliged to accept them. Rather, its obligation was to evaluate them and determine whether or not they should be accepted or rejected.
88 The next question is whether in fact the Tribunal did consider and determine all submissions of substance which were clearly articulated and made to it on the issue of the credibility of the extortion claims and, in particular, the appellant's unawareness of the CID officer's identity. In my view none of the three submissions identified in [86] above were considered and determined by the Tribunal.
89 The first submission related to the appellant's primary contention that he would be at an increased risk of harm if he made inquiries of Sri Lankan authorities regarding the CID officer's identity. That submission was plainly a submission of substance which was clearly advanced. In my view, for the Tribunal to discharge its statutory task of conducting a review of the delegate's decision, it had to deal with that submission and it failed to do so.
90 The second relevant submission of substance relates to the contended pointlessness of the appellant making inquiries of his neighbours about the CID officer's identity because he was commonly referred to as "Mathaya". This submission directly responded to the Tribunal's stated concern as recorded in [45] of its reasons that if the CID officer was a prominent police officer "his identity would be known by persons in the community". The responding submission cannot be disregarded as one which lacked substance. On its face it was plausible and should have been considered. It was not.
91 The third submission of substance which was not considered or determined by the Tribunal relates to the appellant's submission regarding the difficulties of establishing the CID officer's identity in circumstances where he worked with an undercover and anonymous body such as the CID. The Tribunal's reasons reveal no consideration of this submission. As noted above, only part of the submission was summarised in [61] of the Tribunal's reasons. The summary contains no reference to the significance which the appellant submitted should attach to the covert nature of the CID's operations in assessing whether the appellant could have established the CID officer's identity and personal details.
92 I reject the Minister's contention that the reference in [69] of Tribunal's the reasons to "the CID officer's privileged and powerful position prevented the applicant from finding out more information about him" represents an adequate consideration of that submission. The reference to the CID officer's privileged and powerful position seems to be a reference back to a statement made by the appellant to the Tribunal that the CID officer concerned was a senior officer in the CID. That is a different point to his more general submissions regarding the practical difficulties of obtaining information about a body which operates covertly and anonymously. In my view, this was a submission of substance which had to be dealt with by the Tribunal. If it had done so, it may well be that the Tribunal would have arrived at a different conclusion on the appellant's credibility (and the same could be said in respect of the other submissions of substance which are summarised at [86] above and which were not considered by the Tribunal).
93 I reject the Minister's contention that, in any event, all substantive submissions made on behalf of the appellant were considered and determined by the Tribunal in [66]-[69] of its statement of decision and reasons (those paragraphs are set out in [13] above). In my view, the relevant submissions are not addressed in those paragraphs, either explicitly or implicitly. In circumstances where, as I have found, the Tribunal failed accurately to summarise the appellant's submissions in [61] of its reasons, it is perhaps not unsurprising that it then failed to address, consider and determine all submissions of substance later in its reasons. The Tribunal's attention seems to have been diverted by its inadequate appreciation of various substantive matters which were squarely raised by the appellant in direct response to the Tribunal's stated concerns regarding his credibility.
94 Nor do I accept that the relevant submissions were implicitly considered and rejected by the Tribunal in [69] when it described the appellant's evidence regarding the CID officer as "vague and superficial". The fundamental point is that the appellant had put forward various submissions of apparent cogency in explaining why his knowledge of the CID officer's identity and personal details was so limited, but the Tribunal did not consider those submissions. It is no answer to say that there was no requirement to evaluate these submissions because of the Tribunal's overall conclusion that the appellant's evidence was "vague and superficial". The appellant's submissions sought to explain the state of his evidence and why he was unable to be more specific in identifying the CID officer. In my view, those submissions had to be addressed.
95 In my opinion, the Tribunal's failure to consider and determine these relevant submissions of substance constitutes a constructive failure to exercise its jurisdiction of reviewing the delegate's decision. It also constitutes procedural unfairness. Both errors amount to jurisdictional error in the circumstances of this case.