Did the primary judge err by declining to hold that the Tribunal failed to give meaningful consideration to the appellant's submissions concerning the conditions in Sri Lankan prisons (ground 6)?
70 The appellant's contention, in essence, is that the Tribunal did not carry out the review required by s 414 of the Act because it failed to consider in any meaningful way a clearly articulated submission about a matter of substance.
71 If that contention is made out, then the Tribunal will have fallen into jurisdictional error: SZSSC. See also Dranichnikov v Minister for Immigration and Multicultural Affairs [2003] HCA 26; (2003) 73 ALD 321; 197 ALR 389; 77 ALJR 1088. One must always be alert to the possibility that a contention that an administrative decision-maker failed to give meaningful or "proper, genuine and realistic consideration" to an argument (see Khan v Minister for Immigration and Ethnic Affairs [1987] FCA 713; (1987) 14 ALD 291 at 292 per Gummow J) or, for that matter, a piece of evidence, might in truth be an invitation to engage in impermissible merits review (see Swift v SAS Trustee Corporation [2010] NSWCA 182; (2010) 6 ASTLR 339 at [45]). Yet, the Tribunal's duty to consider the appellant's arguments, and the material relied on in support, required that it engage in "an active intellectual process": Carrascalao v Minister for Immigration and Border Protection [2017] FCAFC 107; (2017) 347 ALR 173 at [46]. The Minister did not argue otherwise. In this respect his position is consistent with that taken by the Minister in other cases, such as NAIS v Minister for Immigration and Multicultural and Indigenous Affairs (2005) 228 CLR 470 at [37] and [171], Minister for Immigration and Citizenship v SZJSS (2010) 243 CLR 164 at [29], and more recently Carrascalao.
72 The Tribunal's findings on complementary protection appear at [38]-[39]. No mention is made of conditions in Sri Lankan gaols:
38 As noted, I am not satisfied as to the credibility of the [appellant's] claims that he would suffer harm of any kind on return to Sri Lanka for the reasons he has claimed. While I accept [the appellant] would likely face arrest on charges of illegal departure, that he could well be placed in remand for a relatively brief period while awaiting bail hearing, and that he would later be fined if found guilty I am not satisfied that this treatment could reasonably be said to amount either to serious harm in a Convention sense or significant harm in terms of Australia's complementary protection arrangements. Nor am I satisfied that he would be exposed to significant harm for any other reason.
39 Having considered these circumstances I am not satisfied there are substantial grounds to believe that, as a necessary and foreseeable consequence of the [appellant] being removed from Australia to Sri Lanka, there would be a real risk that he would suffer harm which would amount to significant harm in terms of s.36(2)(aa) of the Act.
73 There is little doubt that, if these paragraphs of the Tribunal's reasons were to be read in isolation, the appellant's contention would be well founded. But it would be wrong to read those reasons in isolation. The primary judge was correct to point out that the Tribunal's conclusion on the complementary protection claim was based on anterior factual findings it had made on an aspect of his refugee claim. The underlying factual basis was similar, if not identical.
74 In dealing with the social group claim, the Tribunal said at [28] that it had considered the material before it on returned asylum seekers, including the submissions made by the appellant's migration agent on 27 March 2013 (scil.). The real question is whether it did so in the way the Act requires.
75 Of the Tribunal's anterior findings, the only ones to which the Minister or the primary judge adverted were those made at [32]-[33].
32 The information before the Tribunal indicates that under tightened procedures adopted in late 2012, returnees who are believed to have left the country in breach of the law on immigration and emigration (the Immigrants and Emigrants Act) are arrested at the airport and brought before a court to apply for bail. Bail is routinely given on the accused's own recognisance although a family member is also required to provide surety. If the arrival occurs over a weekend or on a public holiday the returnee is placed in the remand section of Negombo prison, possibly for some days, until a bail hearing is available. Conditions in remand have been described in media reports … as overcrowded and unsanitary, although there have not been reports that returnees held there awaiting bail hearings have been subjected to torture or other forms of deliberate mistreatment. The penalties eventually imposed on returnees by the courts for illegal departure take the form of fines ranging up to Rs 100,000.
33 Taking together the country information and my findings about the [appellant's] personal circumstances I am not satisfied that being questioned at the airport on arrival, detained for a few days in possibly cramped and unsanitary conditions while on remand awaiting a bail hearing or being subsequently fined could reasonably be seen as constituting serious harm. I accept, as the advisor submits, that the Immigrants and Emigrants Act provides for penalties of both imprisonment and fines on conviction for illegal departure. However, on the information before the Tribunal I am not satisfied that, in practice, imprisonment is actually imposed in such cases, or that the courts do not have discretion in sentencing. I am not satisfied there is a real chance that the [appellant] would suffer imprisonment or that he would be subjected to other than a fine. Nor am I satisfied that the scale of the fine imposed could reasonably be seen as constituting serious harm.
76 The reference to imprisonment in the third last line of [33] is plainly a reference to imprisonment following conviction.
77 Unlike the primary judge, I am persuaded that the Tribunal did not meaningfully engage with either the appellant's submissions or the material upon which it was based. I have reached this conclusion for a number of reasons.
78 First, the Tribunal paid scant attention to the material in its reasons.
79 Secondly, the Tribunal made no mention of "humiliation" or "extreme humiliation". Nor did it refer to the appellant's clearly articulated submission that prison conditions in Sri Lanka for both convicted and remand prisoners, including those who had not been admitted to bail, would expose him to extreme humiliation.
80 Thirdly, the Tribunal was obliged by the terms of s 430 of the Act to set out its findings on material questions of fact. Consistently with what the High Court said in Yusuf¸ the inference to be drawn from the absence of a finding on the question of whether the prison conditions in Sri Lanka would expose the appellant to extreme humiliation is that the Tribunal did not consider the question to be material. That also tends to indicate that the Tribunal had not considered his submission.
81 The migration agent's submissions on the question of "significant harm" were 12 pages long. I accept, of course, that the Tribunal need not refer to every item of evidence (by which I include referenced material) or every argument. I also accept that the Tribunal is entitled to prefer other evidence. The Minister submitted that this is what the Tribunal did in this case. But this is not a case of preferring some evidence over other evidence. In order to prefer some evidence over other evidence it would be necessary to engage with the other evidence. Apart from an article by the journalist, Ben Doherty, published in the Sydney Morning Herald on 8 December 2012, however, the Tribunal mentioned none of the material canvassed there - even obliquely.
82 The Tribunal certainly engaged with the Doherty article but the appellant's case did not rest on this document or media reports. The appellant also relied on a number of reports from apparently reputable non-media sources. Some of those reports were discussed at length in the March 2013 submission and extracts from several of them were included.
83 The additional material which the Tribunal did not mention consisted of:
(1) a report published by the Immigration and Refugee Board of Canada in February 2013 entitled "Sri Lanka: Treatment of Tamil returnees to Sri Lanka, including failed refugee applicants; information on specific asylum cases, including the Tamil asylum-seeker boat that stopped in Togo, the return of Sri Lankan asylum seekers from Australia in 2012, and any cases of voluntary repatriation (August 2011-12 February 2013)".
(2) a documentary by the Asian Human Rights Commission entitled "SRI LANKA: The Police Torture Epidemic in Sri Lanka - a documentary", released in May 2012;
(3) a report about the continuing use of torture in Sri Lanka despite the end of hostilities by the French chapter of ACAT (Action by Christians for the Abolition of Torture) and the Asian Legal Resource Centre (ACAT Report) funded by the European Union in June 2012;
(4) a report by the United States Department of State on human rights practices in Sri Lanka published in May 2012;
(5) a report by the United Nations Committee against Torture (UNCAT) published in December 2011; and
(6) an "operational guidance note" on Sri Lanka issued by the United Kingdom Home Office in April 2012.
84 The submission also referred to a decision of the European Court of Human Rights and a number of decisions of the United Nations Human Rights Committee. This was the international jurisprudence to which the appellant submitted the Tribunal should have had regard.
85 The primary significance of this material in the light of the Tribunal's findings was that conditions which arguably met the definitions of one or more of the indicia of significant harm were ubiquitous, they obtained to all prisons, and they affected convicted and remand prisoners alike.
86 The ACAT Report, for example, quoted a former prison commissioner saying:
[V]iolations and degrading treatment are committed daily in every prison. Physical assaults and forms of intimidation are the methods used to run Sri Lankan prisons …
(Emphasis added.)
87 The ACAT Report also referred to the violent beating of a number of Tamil detainees who had been on remand for several years.
88 The submission included a number of other extracts from the report. The agent argued that it "exposed the most common forms of severe pain and suffering … intentionally inflicted by authorities in Sri Lanka". A graphic summary of victims' accounts, taken verbatim from the report, followed. That was material from an apparently reputable source which should have been taken into account in any genuine review. There is nothing in the Tribunal's reasons to indicate that it was.
89 The material in the ACAT Report was corroborated by the US State Department report which referred to torture methods used on former detainees of the Terrorist Investigation Division (TID) of the Sri Lankan police.
90 It is true, as the primary judge observed, that the Tribunal spoke of a submission concerning "the poor standard of prison conditions" and that it implicitly rejected the appellant's submission that any period of detention would expose him to significant harm. What it did not do, however, is consider whether the prison conditions in which he could well be held while awaiting bail satisfied the statutory definition of "cruel or inhuman treatment or punishment" or "degrading treatment or punishment".
91 In his submissions counsel for the appellant focussed on the question of "degrading treatment or punishment". It will be recalled that, omitting the exception, "degrading treatment or punishment" is defined in the Act to mean "an act or omission that causes, and is intended to cause, extreme humiliation which is unreasonable". Yet the Tribunal failed to advert to the definition. Nor did it refer to the appellant's submission that if he were subjected to the kind of prison conditions described by the independent country information and international jurisprudence, "his mistreatment would result in extreme humiliation". Moreover, it made no relevant finding on this question. Having regard to the submission, it was necessary for the Tribunal to form a view about the relevance and reliability of the material in the various reports to which it referred and consider whether, if the appellant were to be held in conditions of the kind described in them, albeit for a matter of days if not longer, he would be subjected to acts and/or omissions that cause extreme humiliation and, if so, whether that was unreasonable and intentional.
92 While the Tribunal noted that conditions for remand prisoners in Negombo prison had been described in media reports (citing the Doherty article as an example) as "overcrowded and unsanitary", it did not consider whether those conditions could amount to "extreme humiliation".
93 Given the failure of the Tribunal to refer to the definition of "degrading treatment or punishment" or to the appellant's submission that his mistreatment would result in extreme humiliation, I respectfully disagree with the primary judge's conclusion, which the Minister sought to uphold, that the reference to the absence of reports of "torture or other forms of deliberate mistreatment" of returnees held in Negombo prison awaiting bail indicates that it considered that submission. The simple fact is that we do not know what the Tribunal member had in contemplation when he spoke of "deliberate mistreatment". I acknowledge that courts are not to be concerned with loose language or "unhappy phrasing" in the reasons of an administrative decision-maker: Collector of Customs v Pozzolanic Enterprises Pty Ltd (1993) 43 FCR 280 at 287. I accept that those reasons should be given a beneficial interpretation: Wu Shan Liang at 271-2. But in view of the fact that the words in question were used in the context of the Tribunal's consideration of the refugee criterion and that the Tribunal did not refer to the definitions in s 5, it would be a leap of faith to conclude that the Tribunal member had in mind the statutory definitions of "cruel or inhuman treatment or punishment" or "degrading treatment or punishment". As Stone J observed in SZCBT v Minister for Immigration and Multicultural Affairs [2007] FCA 9 at [26], the requirement to take a beneficial approach to the Tribunal's reasons does not mean that the Court should resolve every ambiguity in the Tribunal's favour.
94 In any case, noting that there was an absence of reports that other returnees had been tortured or deliberately mistreated could not conclude the inquiry. The Tribunal had to assess the significance of the matter. After all, just as the absence of past persecution does not gainsay the real possibility of future persecution (Appellant S395/2002 v Minister for Immigration and Multicultural Affairs (2003) 216 CLR 473 at [74] per Gummow and Hayne JJ), an absence of reports of past deliberate mistreatment does not deny the real possibility of it occurring in the future. What is more, the Tribunal had to assess the significance of the matter together with the material raised by the appellant's submissions against the statutory definitions of "torture", "cruel or inhuman treatment or punishment" and "degrading treatment or punishment". It did neither. Without taking the next step of reasoning from the absence of evidence that the risk of significant harm (as defined) was not a real possibility, the Tribunal did not complete its statutory task. In taking that step it would have to decide whether the descriptions of prison conditions in the reports to which the appellant referred in his submissions were apt to describe the conditions in which the appellant could be held. To that end it would need to evaluate the material upon which the appellant relied and decide, amongst other things, whether remand prisoners were held with convicted prisoners and whether conditions in all Sri Lankan prisons were alike.
95 As the primary judge appears to have accepted, it is no answer to the appellant's argument to point to the Tribunal's reasons at [38]-[39]. They were merely conclusory. Whether there was a real risk of "significant harm" had to be determined by reference to the prospects that the appellant would be subjected to "torture", "cruel or inhuman treatment or punishment" or "degrading treatment or punishment" and it had to be determined after an evaluation of the appellant's evidence and arguments against the definitions of each term. It is an error to approach the assessment of "significant harm" in a "rolled-up" fashion as the Tribunal appears to have done.
96 As Mortimer J pointed out in Mulligan v National Disability Insurance Agency [2015] FCA 544; (2015) 146 ALD 418 at [60], an administrative decision-maker who deals with detailed submissions "globally, or in a summary way" may "stray from the task in the statute". In that case, the applicant suffered from a number of medical conditions and applied to the NDIA for inclusion in its scheme. The agency denied his request and the AAT affirmed its decision. Eligibility depended on whether he met the disability requirements set out in s 24(1) of the National Disability Insurance Scheme Act 2013 (Cth). One of those requirements (contained in para (c)) was that he had an impairment or impairments resulting in substantially reduced functional capacity to undertake, or psychosocial functioning in undertaking, one or more of six itemised activities. Mortimer J concluded that the Tribunal did address and resolve Mr Mulligan's submission that he satisfied s 24(1)(c). By taking a global approach, however, her Honour considered that the Tribunal had failed to perform its statutory task, concluding at [60]):
By not examining individually, and by reference to the specific evidence and material before it, whether Mr Mulligan's circumstances satisfied any of the four categories in s 24(1)(c) he relied upon, the tribunal did not perform its task on review. That task required, in my opinion, a more detailed and particular consideration of each activity in s 24(1)(c) than the tribunal embarked upon. That is because the evidence and material before the tribunal did differ in respect of each category, and each category in s 24(1)(c) has a different focus. Parliament had made it clear an applicant need only satisfy one of the six categories set out in s 24(1)(c). Global consideration is likely to obscure particular aspects of the evidence and material before the tribunal, as in my opinion it did in this case.
97 Section 43(2B) of the Administrative Appeals Tribunal Act 1975 (Cth) is very similar to s 430 of the Migration Act. Both require the Tribunal to include in written reasons its findings on material questions of fact and to refer to the evidence or other material on which those findings were based.
98 In the present case, the primary judge dismissed the significance of the appellant's submissions in the light of the Tribunal's finding (at [33]) that there was no real chance that the appellant would be imprisoned upon conviction. Her Honour said that it was unnecessary for the Tribunal to refer to the country information about the use of torture by police in interrogation and about prison conditions more generally, as that evidence related to "general prison conditions (not possible short-term detention on remand in Negombo prison pending a bail hearing)". For the same reason, the primary judge also held that it was unnecessary for the Tribunal to refer to the appellant's submission on prison conditions generally.
99 Accepting the Tribunal's assumption that the appellant would be taken to Negombo prison (and not another gaol), the primary judge fell into error because she overlooked the following matters, to which the Tribunal did not refer and which were relevant to the conditions the appellant was liable to encounter.
100 The Doherty article included an account by a failed Tamil asylum seeker returning from Australia that he had been incarcerated in Negombo prison with "murderers" and "drug addicts". The ACAT report stated that, because of a lack of space, in the largest prison in the country convicted and remand prisoners were not always separated. According to the US State Department, this was a frequent occurrence in Sri Lankan gaols. A similar observation was made by the UN Special Rapporteur on the question of torture noted by UNCAT in its report. The ACAT report also noted that 75% of the prison population was made up of detainees on remand who were too destitute to afford bail.
101 For these reasons I respectfully disagree with the primary judge's conclusion that the evidence about conditions in Sri Lankan gaols was irrelevant.
102 A failure by the Tribunal to deal with a submission does not necessarily amount to jurisdictional error. But the Tribunal's duty to review the Minister's decision imposes an obligation on the Tribunal to consider and deal with "submissions of substance which are clearly articulated": SZSSC at [81]. The appellant's submission that the conditions of both convicted and remand prisoners in Sri Lankan gaols were such as to expose the appellant to a real risk of extreme humiliation was such a submission. The Tribunal's failure to discharge this obligation by evaluating the evidence and engaging with the submission was a jurisdictional error, either because it denied the appellant procedural fairness or because it amounted to a constructive failure to exercise the jurisdiction: see generally SZSSC and the authorities referred to there, and also CPE15 v Minister for Immigration and Border Protection [2017] FCA 591 (Mortimer J).
103 It follows that ground 6 of the notice of appeal is made out.
104 Of course, even if the Tribunal were satisfied that there was a real risk that the conditions would expose the appellant to extreme humiliation, before the Tribunal could conclude that they met the definition of "degrading treatment or punishment" it would have to consider whether it would be intentionally inflicted. The appellant did not refer to any material upon which the Tribunal could make that decision. But the Minister did not file a notice of contention. Nor did he argue that it would be futile to grant relief because there was no evidence or material before the Tribunal upon which a finding of intention could be made. And I am not satisfied that there was no such material. For a start, the statement of the former prison commissioner cited in the ACAT Report (reproduced at [86] above) indicates that there was. In those circumstances it would be inappropriate to dismiss the appeal or to refuse relief on discretionary grounds.