Ground 3
18 It is convenient to start with Ground 3 of the application, which states:
The Minister failed to act upon correct principle, correctly applied.
Particulars
The Minister assumed that if the applicant made an application for a protection visa, whether the applicant is owed "non-refoulement obligations" would be considered in that context. That is wrong because the scope of Australia' non-refoulement obligations - as understood in Australian law (being as explained by the High Court and not as the Executive government or as Parliament might understand those obligations) - is not consonant with the "criteria" in s 36(2) of the Act.
19 Under this ground the applicant contends that the Minister made a jurisdictional error analogous to the error found by the Full Court in Ibrahim v Minister for Home Affairs [2019] FCAFC 89 (Ibrahim) (at [87]-[119]) (White, Perry and Charlesworth JJ). In Ibrahim the Assistant Minister for Home Affairs decided to cancel Mr Ibrahim's visa under s 501BA(2) of the Act and provided written reasons which said the following in relation to non-refoulement obligations:
[97] I consider that it is unnecessary to determine whether non-refoulement obligations are owed in respect of Mr IBRAHIM for the purposes of the present decision as he is able to make a valid application for a Protection visa, in which case the existence or otherwise of non-refoulement obligations would be considered in the course of processing the application.
[98] A Protection visa application is the key mechanism provided by the Act for considering claims by a non-citizen that they would suffer harm if returned to their home country. Furthermore, I am aware that my Department's practice in processing Protection visa applications is to consider the application of the protection-specific criteria before proceeding with any consideration of other criteria, including character-related criteria. To reinforce this practice, I have given a direction under s499 of the Act (Direction 75) which, among other things, requires that decision-makers who are considering an application for a Protection visa must first assess whether the refugee and complementary protection criteria are met before considering ineligibility criteria, or referring of the application for consideration under s501. I am therefore confident that Mr IBRAHIM would have the opportunity to have his protection claims fully assessed in the course of an application for a Protection visa.
(See Ibrahim at [67].)
20 Mr Ibrahim appealed to the Full Court from the primary judge's dismissal of his application for judicial review of the visa cancellation decision. He raised various grounds, one of which was that the Assistant Minister, when reasoning that Australia's non-refoulement obligations in respect of him would be addressed in the context of an application for a protection visa, had not understood that the content of Australia's non-refoulement obligations differ in material respects from the criteria contained in s 36 of the Act, and that it was only the criteria in the Act which would be considered on any application for a protection visa: see Ibrahim at [88].
21 The Full Court noted Mr Ibrahim's submissions as follows (at [89]-[92]):
[89] Counsel's submission proceeded as follows:
• the appellant's former solicitor had submitted, as the Assistant Minister had noted, that his case warranted an "International Treaties Obligations Assessment" (ITOA), at [95];
• an ITOA is the form of an assessment, not provided for in the Act, by which the Department assesses whether Australia owes non-refoulement obligations to an individual under, amongst other things, the Convention Relating to the Status of Refugees (1951) as Amended by the Protocol Relating to the Status of Refugees (1967) (the Refugees Convention): Minister for Immigration and Border Protection v SZSSJ [2016] HCA 29; (2016) 259 CLR 180 at [9];
• the Assistant Minister said in [97] of his reasons that it was not necessary for him to consider whether non-refoulement obligations were owed to the appellant, because the existence or otherwise of such obligations would be considered in the course of processing an application for a Protection visa which it was open to the appellant to make;
• the "non-refoulement obligations" which the Assistant Minister said that he need not consider should be understood as a reference to the obligations of Australia under international law;
• in reasoning that the existence or otherwise of those "non-refoulement obligations" would be considered in the context of an application for a Protection visa, the Assistant Minister had assumed that the criteria which attract the international obligations are the same, or substantially the same, as those under s 36(2) of the Act; and
• the Assistant Minister's assumption was wrong.
[90] Counsel noted that, before the amendments to s 36 of the Act effected by the Migration and Maritime Powers Legislation Amendment (Resolving the Asylum Legacy Caseload) Act 2014 (Cth) (the 2014 Amendment) which came into operation on 18 April 2015, the criterion in s 36(2)(a) of the Act had largely "picked up" the definition of "refugee" in Art 1 A(2) of the Refugees Convention, namely:
… [O]wing to well-founded fear of being persecuted for reasons of race, religion, nationality, membership of a particular social group or political opinion, is outside the country of his nationality and is unable or, owing to such fear, is unwilling to avail himself of the protection of that country; or who, not having a nationality and being outside the country of his former habitual residence as a result of such events, is unable or, owing to such fear, is unwilling to return to it.
[91] In their form before the 2014 Amendment, ss 36(2)(a) and (2)(aa) had provided:
(2) A criterion for a protection visa is that the applicant for the visa is:
(a) a non-citizen in Australia in respect of whom the Minister is satisfied Australia has protection obligations under the Refugees Convention as amended by the Refugees Protocol; or
(aa) a non-citizen in Australia (other than a non-citizen mentioned in paragraph (a)) in respect of whom the Minister is satisfied Australia has protection obligations because the Minister has substantial grounds for believing that, as a necessary and foreseeable consequence of the non-citizen being removed from Australia to a receiving country, there is a real risk that the non-citizen will suffer significant harm; or
(Emphasis added.)
[92] Since the 2014 Amendment, ss 36(2)(a) has provided as follows:
(2) A criterion for a protection visa is that the applicant for the visa is:
(a) a non-citizen in Australia in respect of whom the Minister is satisfied Australia has protection obligations because the person is a refugee; or
(Emphasis added.)
22 As the Full Court noted (at [93]-[94]), before the 2014 Amendment the protection obligations to which s 36(2)(a) referred were those arising under the Refugees Convention. The 2014 Amendment removed the reference to the Refugees Convention and substituted the words "because the person is a refugee". The terms "refugee" and "well-founded fear of persecution" which it incorporates are defined in the act in ss 5H and 5J respectively.
23 The Full Court noted (at [95]) that the Minister did not dispute that the criteria under ss 5H and 5J are narrower than those under the Refugees Convention, including in relation to the "internal relocation principle". Under this principle persons may be found to be refugees within the meaning of the Refugees Convention if they have a well-founded fear of persecution in one part of their home country and it would not be reasonable to expect them to relocate to another part: SZATV v Minister for Immigration and Citizenship [2007] HCA 40, (2007) 233 CLR 18 at [19]-[22]. Following the 2014 Amendment, s 5J(1)(c) effectively removed the internal relocation principle from consideration in an application for protection under s 36(2)(a): BCH17 v Minister for Immigration and Border Protection [2018] FCA 300 at [46].
24 The Full Court said (at [100]-[103]):
[100] The term "non-refoulement obligations" derives from Art 33 of the Refugees Convention. That Article provides (relevantly):
Article 33
PROHIBITION OF EXPULSION OR RETURN ("REFOULEMENT")
1. No Contracting State shall expel or return ("refouler") a refugee in any manner whatsoever to the frontiers of territories where his life or freedom would be threatened on account of his race, religion, nationality, membership of a particular social group or political opinion.
...
[101] The scope of the obligation imposed by Art 33 has been discussed by the High Court in several decisions including NAGV and NAGW of 2002 and Plaintiff M47/2012 v Director General of Security [2012] HCA 46; (2012) 251 CLR 1. In Plaintiff M70/2011 v Minister for Immigration and Citizenship (the Malaysian Declaration Case) [2011] HCA 32; (2011) 244 CLR 144, Gummow, Hayne, Crennan and Bell JJ said of the non-refoulement obligation imposed by Art 33(1):
[94] Australia (and any other party to the Refugees Convention and the Refugees Protocol) would act in breach of its international obligations under those instruments if it were to expel or return "in any manner whatsoever" a person with a well-founded fear of persecution "to the frontiers of territories where his life or freedom would be threatened on account of his race, religion, nationality, membership of a particular social group or political opinion". Accordingly, for Australia to remove a person from its territory, whether to the person's country of nationality or to some third country willing to receive the person, without Australia first having decided whether the person concerned has a well-founded fear of persecution for a Convention reason may put Australia in breach of the obligations it undertook as party to the Refugees Convention and the Refugees Protocol, in particular the non-refoulement obligations undertaken in Art 33(1) of the Refugees Convention.
(Citation omitted.)
[102] The term "non-refoulement obligations" appears only twice in the Act: in s 197C(1) and (2). It is defined for that purpose in s 5(1). Both s 197C and the definition were inserted into the Act by the 2014 Amendment. The s 5 definition is as follows:
non-refoulement obligations includes, but is not limited to:
(a) non-refoulement obligations that may arise because Australia is a party to:
(i) the Refugees Convention; or
(ii the Covenant; or
(iii) the Convention Against Torture; and
(b) any obligations accorded by customary international law that are of a similar kind to those mentioned in paragraph (a).
[103] The definition confirms that the term "non-refoulement obligations" encompasses obligations undertaken by Australia pursuant to certain international treaties (and not just the Refugees Convention). It is not confined to the protection obligations to which s 36(2) refers.
25 The Full Court concluded (at [106]-[111]) that on a fair reading of the Assistant Minister's reasons he conflated Australia's non-refoulement obligations under the Refugees Convention with the protection obligations to which the Act refers and which are considered on an application for a protection visa. Their Honours based that conclusion on the fact that the Assistant Minister:
(a) used the term "non-refoulement obligations" which derives from the Refugees Convention and not the term "protection obligations" which is the language of s 36(2)(a) of the Act (at [106]);
(b) gave as the reason for holding that it was unnecessary to consider whether non-refoulement obligations were owed, that Mr Ibrahim was able to apply for a protection visa. That strongly suggested that the Assistant Minister believed that non-refoulement obligations under the Refugees Convention are the same as protection obligations under the Act (at [107]);
(c) said that Mr Ibrahim would have the opportunity to have his protection claims fully assessed in the course of an application for a protection visa, which confirmed that the Assistant Minister conflated the two obligations (at [108]);
(d) referred to consideration of Mr Ibrahim's position "outside of the concept of non-refoulement and the international obligations framework" which indicated that the Assistant Minister believed that he had addressed the issues of non-refoulement and the international obligations framework (at [109]); and
(e) did not refer to the differences between non-refoulement obligations under the Refugees Convention on the one hand and protection obligations under s 36(2)(a) on the other (at [110]).
26 The Full Court concluded (at [112]-[114]) that the Assistant Minister proceeded on a misapprehension that both any non-refoulement obligations under the Refugees Convention as well as any protection obligations under s 36(2)(a) would necessarily be considered if Mr Ibrahim applied for a protection visa. The Court held that in deciding whether to cancel Mr Ibrahim's visa it was necessary for the Assistant Minister to act under a correct understanding of the Act. Their Honours said at [115] that the Assistant Minister's error was material given the potential for the internal relocation principle to be applicable in circumstances where Mr Ibrahim claimed to have a well-founded fear of persecution in the north of Nigeria. The error was accordingly jurisdictional.
27 Mr Kio submits that the Minister's reasons in the present case reveal a similar error to that in Ibrahim, and that for similar reasons the Minister fell into jurisdictional error in the present case. He contends that because he has been assessed by an ITOA, which decided that Australia owed non-refoulement obligations in respect of him under the CAT and the ICCPR, the Minister's error was material because the internal relocation principle might apply in his circumstances. He also argues that the criteria for a protection visa under s 36(2) of the Act includes a requirement of intentionality by the definitions set out in s 5(1), which require that "cruel or inhuman treatment or punishment" or "degrading treatment or punishment" be intentionally inflicted, whereas the corresponding definitions under the relevant international treaties do not impose intentionality as a necessary feature of the treatment: see SZTAL v Minister for Immigration and Border Protection; SZTGM v Minister for Immigration and Border Protection [2017] HCA 34; (2017) 262 CLR 362 (SZTAL) at [1]-[5] (Kiefel CJ, Nettle and Gordon JJ). He submits that the requirement for intentionality might apply in his circumstances and therefore there is a realistic possibility that the Minister would have reached a different conclusion had the Minister understood that Australia's international non-refoulement obligations differ from the protection obligations under the Act.
28 The Minister accepts that Ground 3 of the application is substantially the same as the relevant ground in Ibrahim, but submits that the outcome in Ibrahim reflected the particular and different circumstances of that case, and it is not on all fours with the present case. The Minister argues that he expressly recognised that an ITOA had been made which found that Australia owed non-refoulement obligations in respect of Mr Kio at the time of that assessment. On the Minister's submissions, that recognition amounted to an adoption of the various findings in the ITOA which, in conjunction with the statement in the reasons that the Minister "had considered Mr Kio's claims of harm upon return to Myanmar outside of the concept of non-refoulement and international obligations framework", demonstrated that he had a correct understanding of the difference between Australia's international non-refoulement obligations and any protection obligations under s 36(2) of the Act.
29 The Minister submits in the alternative that if the Court finds that the Minister conflated Australia's non-refoulement obligations under the relevant international treaties with the protection obligations under s 36(2) of the Act, there was no material consequence. He contends that neither the relocation principle nor the requirement of intentionality are clearly engaged by the facts of Mr Kio's case.