[2021] FWC 5918
General information, not legal advice.
Fair Work Commission
2021-09-14
Original judgment source is linked above.
[2021] FWC 5918 [Note: An appeal pursuant to s.604 (C2021/6656) was lodged against this decision.]
s.365 - Application to deal with contraventions involving dismissal (consent arbitration)
Application to deal with a general protections dismissal by arbitration.
(i) the Commission issues a certificate under s.368(3)(a) in relation to the dispute (s.369(1)(a));
(ii) the parties notify the Commission that they agree to the Commission arbitrating the dispute (s.369(1)(b));
(iii) the notification is given within 14 days of the certificate being issued, or within such period as the Commission allows or an application made during or after those 14 days (s.369(1)(c)(i)); and
(iv) the notification complies with any requirements prescribed by the procedural rules (s.369(1)(c)(ii)).
(a) Ms Arrowsmith is an experienced advocate and will be able to efficiently conduct examination in chief, cross-examination and re-examination;
(b) Legal representation would assist the Commission in identifying the key relevant issues in dispute, noting that the Applicant's materials to-date appear to be incomplete; and
(c) Ms Arrowsmith would make submissions on critical issues for determination by the Commission, including reference to relevant authorities as appropriate.
"Matters before the Commission frequently involve one party being legally represented
while another party is self-represented, meaning that the Commission is experienced in ensuring as far as is reasonable that the self-represented party is not disadvantaged and has every opportunity to put forward their case."
"(1) A person must not take adverse action against another person:
(ii) has or proposes to exercise a workplace right;
(iii) proposes or proposes not to, or has at any time proposed or proposed not to, exercise a workplace right; or
(b) to prevent the exercise of a workplace right by the other person.
(2) A person must not take adverse action against another person (the second person ) because a third person has exercised, or proposes or has at any time proposed to exercise, a workplace right for the second person's benefit, or for the benefit of a class of persons to which the second person belongs.
The task of the FWC in a consent arbitration proceeding such as this is to determine three factual questions:
(i) Was the employee exercising a workplace right, within the meaning of s.341?
(ii) Did the employer take 'adverse action' against the employee, within the meaning of s.342?
(iii) Did the employer take the adverse action against the employee because of a prohibited reason, or reasons which included that reason?
In the context of this case the applicant bears the onus of establishing that he had exercised a workplace right at the relevant time and that adverse action was taken against him. If so established, the respondent then bears the onus of establishing that the adverse action was not taken because Mr Keep had exercised a workplace right."[4]
"Sections 360 and 361, in Div 7 of Pt 3-1 of the FW Act, make it easier than it otherwise would be for an employee to establish a contravention of the protective provisions in Pt 3-1, including s.340. Section 360 provides that, for the purposes of Pt 3-1, 'a person takes action for a particular reason if the reasons for the action include that reason'. Section 361(1), casts an onus of proof on an employer to show that it did not take action for a prohibited reason, it says:
(a) in an application in relation to a contravention of this Part, it is alleged that a person took ... action for a particular reason ...; and
(b) taking that action for that reason ... would constitute a contravention of this Part;
it is presumed, in proceedings arising from the application, that the action was ... taken for that reason or with that intent, unless the person proves otherwise."
It is important to note that s.361 does not obviate the need for an applicant to prove the existence of the objective facts which are said to provide the basis of the respondent's conduct. The onus does not shift from the applicant to the respondent until the applicant establishes the elements of each of the general protections upon which it seeks to rely. It is not enough for the applicant to merely make assertions regarding these elements, they must be determined objectively."[9]
"As has already been noted, s 361 creates a statutory presumption that operates in cases where it is alleged that a person contravened s 340. Relevantly, where it is alleged that a person has taken adverse action against another person because that other person has a workplace right, or has exercised a workplace right, it is presumed that the action was taken for that reason, unless the person proves otherwise. Here, the CFMEU alleged that De Martin & Gasparini took adverse action against its employees for reasons that included that the employees had or had exercised workplace rights. Those workplace rights were the benefit of the Enterprise Agreement (a workplace instrument), and the ability to approve or not approve a variation of the Enterprise Agreement (a process under the Fair Work Act). By reason of s 361, it is to be presumed that De Martin & Gasparini took the adverse action for those reasons unless it proves otherwise.
One might be forgiven for thinking, at least at first blush, that the question whether a person took certain action for a particular prohibited reason is a fairly straightforward question. It is, however, a question which, in the context of s 340 and cognate provisions (for example s 346 of the Fair Work Act), has excited some considerable debate and controversy. Following the decisions of the High Court in Barclay and BHP Coal, however, it could now be said that the relevant principles are relatively well-settled. The key principles, in simple terms, are as follows.
First, the question is one of fact: Barclay at [41], [45], [101]; BHP at [7].
Second, the question is why the adverse action was taken: Barclay at [5], [44]. The focus of the inquiry is the reason or reasons of the relevant decision-maker: Barclay at [101], [127], [140], [146]; BHP Coal at [7], [19], [85]. More particularly, the question is whether the alleged prohibited reason was a "substantial and operative" reason for taking the adverse action: Barclay at [56]-[59], [104], [127]; or an operative or immediate reason: Barclay at [140].
Third, the test does not involve any objective element: Barclay at [107], [121], [129]; BHP Coal at [9]. To speak of objectively obtained reasons risks the substitution by the court of its view, rather than making a finding of fact as to the true reasons of the decision-maker: Barclay at [121]; BHP Coal at [9].
Fourth, the inquiry is not concerned with mere causation, in the sense that it is not sufficient that there is factual or temporal connection between the relevant protected workplace rights and the adverse action: BHP Coal at [18]-[20]. Any such connection, however, may necessitate some consideration as to the true motivation or reasons of the decision-maker: BHP Coal at [22].
Fifth, the question must be answered having regard to all of the relevant facts and circumstances and the inferences available from them: Barclay at [45], [127]; BHP Coal at [7].
Sixth, direct testimony from the decision-maker as to why the adverse action was taken is capable of discharging the burden imposed by s 361: Barclay at [45], [71]; BHP Coal at [38]. However, declarations that the action was taken for an innocent reason may not discharge the onus if contrary inferences are available on the facts: Barclay at [54], [79], [141]. The reliability and weight to be given to such evidence must be assessed having regard to the overall facts and circumstances: Barclay at [127].
Seventh, it is not necessary for the decision-maker to establish that the reason for the adverse action was entirely disassociated from the relevant protected workplace right: Barclay at [62]."[13]
"Unreasonable requirements to spend or pay amount
(1) An employer must not directly or indirectly require an employee to spend, or pay to the employer or another person, an amount of the employee's money or the whole or any part of an amount payable to the employee in relation to the performance of work, if:
(a) the requirement is unreasonable in the circumstances; and
(b) for a payment--the payment is directly or indirectly for the benefit of the employer or a party related to the employer.
(1A) An employer (the prospective employer ) must not directly or indirectly require another person (the prospective employee ) to spend, or pay to the prospective employer or any other person, an amount of the prospective employee's money if:
(a) the requirement is in connection with employment or potential employment of the prospective employee by the prospective employer; and
(b) the requirement is unreasonable in the circumstances; and
(c) the payment is directly or indirectly for the benefit of the prospective employer or a party related to the prospective employer.
(2) The regulations may prescribe circumstances in which a requirement referred to in subsection (1) or (1A) is or is not reasonable."
(a) is entitled to the benefit of, or has a role or responsibility under, a workplace law, workplace instrument or order made by an industrial body; or
(b) is able to initiate, or participate in, a process or proceedings under a workplace law or workplace instrument; or
(i) to a person or body having the capacity under a workplace law to seek compliance with that law or a workplace instrument; or
(ii) if the person is an employee - in relation to his or her employment."
(b) injures the employee in his or her employment; or
(c) alters the position of the employee to the employee's prejudice; or
(d) discriminates between the employee and other employees of the employer."
(1) An employer must not take adverse action against a person who is an employee, or prospective employee, of the employer because of the person's race, colour, sex, sexual orientation, age, physical or mental disability, marital status, family or carer's responsibilities, pregnancy, religion, political opinion, national extraction or social origin.
(2) However, subsection (1) does not apply to action that is:
(a) not unlawful under any anti-discrimination law in force in the place where the action is taken; or
(b) taken because of the inherent requirements of the particular position concerned; or
(c) if the action is taken against a staff member of an institution conducted in accordance with the doctrines, tenets, beliefs or teachings of a particular religion or creed--taken:
(ii) to avoid injury to the religious susceptibilities of adherents of that religion or creed..."
"Reason for action to be presumed unless proved otherwise
(a) in an application in relation to a contravention of this Part, it is alleged that a person took, or is taking, action for a particular reason or with a particular intent; and
(b) taking that action for that reason or with that intent would constitute a contravention of this Part;
it is presumed that the action was, or is being, taken for that reason or with that intent, unless the person proves otherwise.
(2) Subsection (1) does not apply in relation to orders for an interim injunction."
"365 Application for the FWC to deal with a dismissal dispute
(b) the person, or an industrial association that is entitled to represent the industrial interests of the person, alleges that the person was dismissed in contravention of this Part;
the person, or the industrial association, may apply to the FWC for the FWC to deal with the dispute."
SUMMARY OF THE CONTENTIONS, EVIDENCE AND SUBMISSIONS
"74. The Employee exercised his workplace rights on a number of occasions between 16 November 2018 and 4 October 2019.
3rd Issue Raised Incorrect Rate of Pay for Public Holidays.
On 24 May 2019 Ms Dobbie emailed me regarding my concerns.
Ms Dobbie copied in various other persons, including my supervisors and the CEO, Ingrid Stonhill.
Ms Dobbie agreed there were 'anomalies' with payments for public holidays where I would have been underpaid but stated this was cancelled out by overpayments on other days, and a 'gifted' 7.6 hours for 31 December 2018, where BAC instructed Mr Baughen not to work for that day, and I would be paid regardless.
On 4 June 2019 I was denied a pay rise as contemplated by clause 7 in my employment contract and raised a complaint about it.
Ms Dobbie wrote to me and Simon Turner to advise of this, and said:
You are correct. No extension was made to probation period. The pay rate was reviewed against NT skills rates, CEO's impression and whether Glenn had proved to be an exceptional staff member that went above and beyond - and all areas at all times. On consideration it was decided current rate was appropriate for role.
Bawinanga Aboriginal Corporation did not provide the Employee with any further feedback with respect to my performance in the role.
It can be inferred in the absence of any proper performance review, the decision was the result of the 24 May 2019 email from Ms Dobbie to CEO Ingrid Stonhill.
6th Issue Bawinanga Aboriginal Corporation Vehicle
"325 Unreasonable requirements to spend or pay amount
(1) An employer must not directly or indirectly require an employee to spend, or pay to the employer or another person, an amount of the employee's money or the whole or any part of an amount payable to the employee in relation to the performance of work, if:
(a) the requirement is unreasonable in the circumstances; and
(b) for a payment - the payment is directly or indirectly for the benefit of the employer or a party related to the employer."
"142. A significant innovation introduced by the Fair Work Act (Cth) was the imposition of an obligation upon a "national system employer" (such as each of the respondents was) to pay its employees amounts payable to them in relation to the performance of work in full at least monthly: s 323(1) of the Fair Work Act (Cth). Thus the legislation picks up, amongst other things, entitlements arising under contracts of employment and gives statutory consequences to an employer's failure to make good on them. In this respect, s 323(1) is a civil remedy provision. There is- and there would have been at the time of the introduction of this provision - no reason to assume that the employees for whose benefit s 323(1) of the Fair Work Act (Cth) was enacted would be confined to those in unionised sectors and occupations. Perhaps more than ever before, it must realistically be accepted that individual employees, without the benefit of union representation, will often need to seek their own advice and representation in relation to rights arising under federal industrial legislation.
143 Against the wide terms of s 341(1)(c)(ii), I can think of no reason to assume that the legislature did not regard the protection of an unrepresented employee, who had rights under his or her contract of employment or other agreement with his or her employer, as within the range of protections provided by the provision. That such an employee should be able to have recourse to his or her solicitor, without the fear of repercussions in the nature of "adverse action" taken by the employer, would be well within the purposes of the section as they may be perceived in the legislative context to which I have referred. Further, to regard the seeking of legal advice as an "inquiry" within the meaning of para (c) is, in my view, a natural reading of the provision. I take the view, therefore, that the applicant's proposal, conveyed to Mr Kay on 20 September 2011, that she would seek legal advice was a proposal by her to make an inquiry in relation to her employment within the meaning of s 341(1)(c)(ii) of the Fair Work Act (Cth).
163. There was, in the circumstances, a contravention by Betezy of section 323 of the Fair Work Act (Cth) in respect of each such month. I shall hear from the parties on the question of penalty. The amount claimed by the applicant has now (ie very recently) been paid, as a result of which I do not understand the applicant to seek the making of a compensatory order.
The most significant of the contraventions was that the first respondent entered into a cash back arrangement with two of its employees whereby the employees were required to repay part of their salaries to the first respondent. This arrangement appears to have been made because the two employees wanted subclass 457 visas, and there was a minimum salary that had to be paid for any position nominated for such a visa. The contracts specified salaries above that minimum, but the cash back arrangements brought the salaries well below that minimum.
The parties agreed that the cash back arrangement was in breach of section 325
(1) of the Fair Work Act (Cth), which provided that:
"An employer must not directly or indirectly require an employee to spend, or pay to the employer or another person, an amount of the employee's money or the whole or any part of an amount payable to the employee in relation to the performance of work, if:
(a) the requirement is unreasonable in the circumstances; and
(b) for a payment - the payment is directly or indirectly for the benefit of the employer or a party related to the employer."
Subject to your acceptance of the terms and conditions of this Agreement, your employment will commence from 12th Nov 2018, and continue for two years unless:
Any extension to this Agreement will be dependent on continued funding for the position. The parties may agree to extend the Agreement, but they are not obliged to do so. If the Agreement is extended, these conditions will apply, unless replaced."
With the options of extending another year or unless indicated by clause a) orb) of this contract?"
I'm just waiting on contact with Lance [Conway], in regards to a few more questions, and will have signed contract sent back by end of day.
Also do you have a fit for work medical form bac use, as GP would like a form as to what type of fit for work medical form."
"Thanks Glenn. No we don't have a form. All GPs in past have done a basic fit for work same as for driving, physical.
Have spoken to Lance and accept the position offered, will bring signed contract and other forms out with
I have been advised by Housing that you request compensation for the Public Holidays - of 19/4 , 22/4, and 25/4 that are paid as 7.6 hours - when your work days are 8 hours. Simon has confirmed that Monday - Thursday, your work is averaged at 8 hours. And Fridays your work us averaged at 6 hours.
So 22/4 - was a Monday - and based on 8 hours you are claiming we owe you .4 of an hour.
25/4 was a Thursday - and based on 8 hours you are claiming we owe you .4 of an hour.
19/4 was a Friday - based on average of 6 hours, you were overpaid 1.6 hours.
We also gifted you a full 7.6 hours on 31 December, to make up for these slight anomalies - and so our Payroll staff is not caught up making continual petty adjustments.
If your preference is to work it out as above, I will calculate across the full year, but I will also be removing the gifted day. In the full year there are 11 Public Holiday - one falling on a Friday. So that is 4 hours underpaid (10 days at .4), and 9.2 hours overpaid (1 day at 7.6 and one day at 1.6). You were actually going to be 5.2 hours ahead in total for the year.
We have tried to make the situation fair by gifting an extra day to all staff. With that in mind, this type of request seems unnecessary and intended to create a problem that does not exist. This behaviour does not fit with the values of BAC.
Simon - please keep this in consideration for the future.
Following our conversation yesterday attached the information you have requested.
Further down this email "police system copy" of the fine.
Enclosed a summary of events that occurred pre-post fine.
I contacted the office yesterday to speak with Ingrid (CEO). Unfortunately Ingrid was not available.
I have since spoken to you, Hank regarding a BAC vehicle that was issued to Glenn Baughen (my partner) on Friday 29 Sept by his managers Symon and Callum (homeland).
Glenn was pulled over by a police officer in Maningrida on Wednesday 2 October approx 1500 hours
Glenn was informed that the vehicle was not registered and that the registration expired 6 months ago.
The officer informed Glenn "if the vehicle is registered by the end of the day the fine will not be enforced".
Glenn immediately heads to the housing office and spoke to his manager Symon of the
infringement, and that the vehicle is not registered.
Symon's response "really"? Symon instructed Glenn to drive the vehicle to the BAC
After leaving the vehicle with the mechanics Glenn leaves with a truck which was issued to him earlier this year.
The truck had been reallocated to a new plumber who was supposed to start Monday.
Due to the new plumbers absence, Glenn had a vehicle to continue his work.
The following day Thursday 3 October. Glenn asked Symon what was happening with the fine he had been issued.
Symon's response "bring fine to me". Symon at that moment was in a vehicle leaving the office, he drove away.
Glenn visits the local police station approx 1330hours and was informed that the fine will be mailed, fines are no longer issued on the spot.
The officer provided Glenn with a local system copy, Glenn will receive the actual fine by post.
Glenn was informed by BAC mechanic Brendan that the vehicle Toyota Land Cruiser needs a vehicle inspection (over the pits).
I have contacted you directly due to Glenn not wanting to cause conflict with his manager(s) Symon or Callum.
Glenn has stressed to me repeatedly, he does not want to cause an unpleasant working
I have reassured Glenn that, if "problems" arise once I have reported the incident, I will not hesitate to take further action against those managers.
This is absolutely unacceptable! Symon and Callum are responsible for ensuring "alt" workers under their management are SAFE.
This includes BAC vehicles are compliant, equipment safety checks are current, work site(s) are "safe", permits required in place or permission to be on an outstation have been arranged, all operations are their responsibility. SAFETY is paramount more so living remote!
1. Glenn has been protesting that I contact your office. I have managed to convince Glenn this is the "right action". No more taking one for the team!
2. Glenn worries about a fine/bill $840. It is issued under his name. Glenn's license is clean.
3. Repercussion towards Glenn by his managers at housing, once this complaint is submitted. I have reassured Glenn!
4. Glenn has become vague to the events of what has been discussed between himself and Symon. Glenn did not want me to contact upper management.
5. This complaint has taken many heated conversations between Glenn and I to ensure the above information is accurate.
I would appreciate that you email me of the outcome to my complaint.
If a face to face is required by Glenn to discuss my complaint, we will be attending together.
Unfortunately next week will not work. The week of the 14 October will suit, please send several options of a day and times.
Glenn has asked Symon "is the tilt tray registered" since Glenn will be driving this truck.
Symon has searched its registration, confirmed the tilt tray is legal.
Symon has briefly mentioned to Glenn, while exiting for the day that that the "other" is
Symon has driven away before Glenn can hand the police generated FINE to him.
Glenn has the fine on his person, which I have provided to upper management.
I am unsure what the comment of "other" is? Glenn is not sure of his response either.
"Glenn's contract has not come to an end, Monday 28th October Glenn was asked to leave the premises by Callem Free, insturctions handed down by BAC HR manager Rachel Dobbie.
Callem informed Glenn that he would be paid for the next two weeks and he was not to be at work. This was in front of Glenn's work colleagues.
No explanation given to Glenn, why he was being stood down with pay.
An infringement was issued to Glenn on 2 October 2019 whilst operating a BAC vehicle. (refer to my email sent to you, Hank on the 4th October 2019).
Regardless of the fine being in Glenn's name he was issued and driving a BAC unsafe, unregistered and uninsured vehicle.
Since you are not willing to admit full liability of the fine, and refuse to pay the entirety $840, I will refer my email to the Board Of Trustees.
"That the "right" to complain must be found in some entitlement or right contained, for example, in a contract, has more recently been confirmed by the Full Court of this Court in Cigarette & Gift Warehouse Pty Ltd v Whelan [2019] FCAFC 16 where Greenwood, Logan and Derrington JJ said at [28] that the primary judge, in that case, was correct to observe that: ... a complaint that an employee is able to make in relation to his or her employment is not at large, but must be founded on a source of entitlement, whether instrumental or otherwise."
(a) he had been contacted by Ms Cooper regarding the infringement notice but had not yet spoken to the Applicant;
(b) Ms Cooper was claiming the Applicant was not aware that the vehicle was unregistered at the time he drove it, but this contradicted what Mr Arts had been told by other employees of the Respondent;
(c) he had been trying to arrange a meeting with the Applicant, but so far the Applicant had not come to see him; and
(d) he was willing to pay half of the infringement notice, but that he thought the Applicant had to be partially responsible for his own safety as he would have had to have undertaken a vehicle pre-check requirement.
Salary shall be paid weekly by direct credit into a bank or credit union account of your choice. Your total remuneration package will be $92, 768.94 per annum.
Your annualised remuneration package based on 38 hours per week is as follows:
Your remuneration package may be reviewed from time to time in accordance with Bawinanga Aboriginal Corporation policy. Any increases in remuneration will be at the sole discretion of the CEO."
I am still wanting a response to my probationary period being extended from 3 months to 6 months, which has now exceeded its time.
When I had approached you back in February-March asking of my pay review.
You had made enquires with HR who had informed you I was still on probation. I would like this followed up.
During this time I had asked about the tool allowance, you said to me a "Tool allowance Form" will be organised for me to complete. I have not received this form, could you attend to this.
You are correct. No extension was made to probation period. The pay rate was reviewed against NT skills rates, CEO's impression and whether Glenn had proved to be an exceptional staff member that went above and beyond - and all areas at all times. On consideration it was decided current rate was appropriate for role.
I note your fixed term contract with Bawinanga Aboriginal Corporation is due to conclude or be renewed on 12th November 2018. I would like to thank you for your completed service. I would advise that we will not be extending or renewing your contract beyond this date. Please take this as two weeks' notice of no extension.
Your final date for work would be Monday 11 November, but we acknowledge you may be disappointed with the decision and therefore you are not required to work out the two-week notice period.
You will be paid any outstanding statutory entitlements up to and including the 11th of November 2019, in your final pay. Before this, you are required to return any items that are the property of BAC including tools, keys and any other items that were purchased by BAC for company use. BAC reserve the right to withhold monies until all property is returned.
It is also noted that you currently reside in a BAC property and have basic reasonable repatriation costs to Darwin. Please let HR know any assistance you will need with organizing this. You are required to vacate your premises within two weeks of the conclusion of this contract. Prior to departure you should arrange to have the house inspected by BAC Housing. The balance of your Security Deposit, less any costs, will be returned in the first pay run after departure and house inspection.
We wish you well in your future endeavours and thank you for your service to Bawinanga Aboriginal Corporation.
"[a]n employer must not terminate an employee's employment," and held at 173 (Respondent's emphasis):
"As a matter of ordinary language, an employer does not terminate an employee's employment when his or her term of employment expires. Rather, employment comes to an end by agreement, or, where the term is fixed by award or statute, by operation of law. There is nothing in the Act to suggest that the words "[a]n employer must not terminate an employee's employment" are to be construed other than in accordance with their ordinary meaning. So construed, they do not apply to the situation where employment comes to an end because its term has expired."
"When a contract for a specified period or an 'outer limit' contract reaches the nominated end date, the contract terminates through the effluxion of time and there is no termination of employment at the initiative of the employer."
Ambiguity as to the terms of the Employment Agreement
"[20] Section 351 of the Act deals with protection against discrimination and provides that an employer must not take adverse action against a person (including an employee or prospective employee) because of attributes including the person's pregnancy or physical disability. In relation to s.351 of the Act, the plurality (O'Callaghan and Thawley JJ) in Western Union Business Solutions (Australia) Pty Ltd v Robinson 9 (Western Union) summarised the operation of the relevant provisions as follows:
"The general operation of s 351 can be stated in the following way.
First, putting to one side whether any of the exceptions in s 351(2) apply, the Court's task in determining the application of s 351(1) is to determine, on the balance of probabilities, why the employer took adverse action against the employee, and to ask whether it was for a prohibited reason or reasons which included a prohibited reason - see: Board of Bendigo Regional Institute of Technical and Further Education v Barclay [2012] HCA 32; (2012) 248 CLR 500 at [5] (French CJ and Crennan J); at [101] (Gummow and Hayne JJ).
Secondly, where adverse action is taken as a result of a decision made by an individual within a corporation, the identification of the operative reasons for taking the adverse action turns on an inquiry into the mental processes of the relevant individual: Barclay at [140] (Heydon J); Construction, Forestry, Mining and Energy Union v BHP Coal Pty Ltd [2014] HCA 41; (2014) 253 CLR 243 at [7] (French CJ and Kiefel J); [85] (Gageler J).
Thirdly, the object of that inquiry is to determine the actual reasons. These are determined from all of the facts and circumstances and inferences properly drawn from them. In light of s 361, one would ordinarily expect direct evidence from the individual responsible for the employer's action as to their reasons for that action, which may properly include positive evidence that the action was not taken for a prohibited reason. Of course such statements must be assessed against all of the facts and circumstances. In State of Victoria (Office of Public Prosecution) v Grant [2014] FCAFC 184; (2014) 246 IR 441 at [32], Tracey and Buchanan JJ summarised the following propositions from Barclay at 517 (French CJ and Crennan J); 542 (Gummow and Hayne JJ); 545-546 (Heydon J) and BHP at [19]-[22] (French CJ and Kiefel J); [85]-[89] (Gageler J):
• The central question to be determined is one of fact. It is: "Why was the adverse action taken?"
• That question is to be answered having regard to all the facts established in the proceeding.
• The Court is concerned to determine the actual reason or reasons which motivated the decision-maker. The Court is not required to determine whether some proscribed reason had subconsciously influenced the decision-maker. Nor should such an enquiry be made.
• It will be "extremely difficult to displace the statutory presumption in s 361 if no direct testimony is given by the decision-maker acting on behalf of the employer."
• Even if the decision-maker gives evidence that he or she acted solely for non proscribed reasons other evidence (including contradictory evidence given by the decision-maker) may render such assertions unreliable.
• If, however, the decision-maker's testimony is accepted as reliable it will be capable of discharging the burden imposed on the employer by s 361.
Fourthly, s 351(1) does not apply, even though it otherwise would have applied, if the relevant action falls within s 351(2). Where s 351(2)(b) is raised as an issue, the Court's task involves determining whether the adverse action was "taken because of the inherent requirements of the particular position concerned". If adverse action was taken because of the inherent requirements of the particular position, or for reasons which included such a reason (s 360), the adverse action is not prohibited by s 351(1), even though it would have been so prohibited absent the existence of such a reason.
Section 346, which was considered by the High Court in Barclay and BHP, prohibits adverse action being taken for reasons which include any of the industrial action related matters identified in paras (a) to (c) of s 346. Section 346 does not contemplate any exceptions. Section 351(1) prohibits adverse action being taken for identified reasons of discrimination. However, s 351 does contain exceptions, one of which is an exception which also revolves around the state of mind of the employer, namely s 351(2)(b).
Fifthly, and assuming s 351(2)(a) and (c) are not in issue, once all of the reasons for the adverse action are identified, the question or questions which remain to be answered are:
(1) section 351(1): whether one of the operative reasons of substance for the adverse action included a prohibited reason;
(2) if s 351(2)(b) is in issue: whether one of the operative reasons of substance for the adverse action was "the inherent requirements of the particular position concerned".
The primary judge, and Katzmann J in Shizas v Commissioner of Police [2017] FCA 61; (2017) 268 IR 71, asked first whether s 351(1) applied and, secondly, whether s 351(2) applied. An alternative approach is to look first at s 351(2)(b), because s 351(1) cannot apply unless s 351(2)(b) does not. A third approach is to examine the state of mind of the employer and determine whether s 351 is engaged in light of both s 351(1) and s 351(2)(b). Because s 360 applies to the whole of s 351, the different approaches should yield the same result." 10
[21] In his judgement in Western Union Kerr J also observed that:
"It is settled law that for the purposes of s. 351(1) of the Fair Work Act it is the reasons of the effective decision maker which are to be looked to in determining whether or not adverse action has been taken because of an employee's race, colour, sex, sexual orientation, age, physical or mental disability, marital status, family or carer's responsibilities, pregnancy, religion, political opinion, national extraction or social origin."
[22] Sections 360 and 361 of the Act are important provisions in the legislative scheme concerning general protections. In Keep a Full Bench of the Commission made the following observations in relation to those provisions:
"Sections 360 and 361, in Div 7 of Pt 3-1 of the FW Act, make it easier than it otherwise would be for an employee to establish a contravention of the protective provisions in Pt 3-1, including s.340. Section 360 provides that, for the purposes of Pt 3-1, 'a person takes action for a particular reason if the reasons for the action include that reason'. Section 361(1), casts an onus of proof on an employer to show that it did not take action for a prohibited reason, it says:
(a) in an application in relation to a contravention of this Part, it is alleged that a person took ... action for a particular reason ...; and
(b) taking that action for that reason ... would constitute a contravention of this Part;
it is presumed, in proceedings arising from the application, that the action was ... taken for that reason or with that intent, unless the person proves otherwise."
It is important to note that s.361 does not obviate the need for an applicant to prove the existence of the objective facts which are said to provide the basis of the respondent's conduct. The onus does not shift from the applicant to the respondent until the applicant establishes the elements of each of the general protections upon which it seeks to rely. It is not enough for the applicant to merely make assertions regarding these elements, they must be determined objectively. 11
[23] In Construction, Forestry, Mining and Energy Union v De Martin & Gasparini Pty Limited 12 Wigney J distilled the following principles in relation to s. 361 of the Act from the High Court Decisions in Board of Bendigo Regional Institute of TAFE v Barclay13 and Construction, Forestry, Mining and Energy Union v BHP Coal Pty Ltd14
"As has already been noted, s 361 creates a statutory presumption that operates in cases where it is alleged that a person contravened s 340. Relevantly, where it is alleged that a person has taken adverse action against another person because that other person has a workplace right, or has exercised a workplace right, it is presumed that the action was taken for that reason, unless the person proves otherwise. Here, the CFMEU alleged that De Martin & Gasparini took adverse action against its employees for reasons that included that the employees had or had exercised workplace rights. Those workplace rights were the benefit of the Enterprise Agreement (a workplace instrument), and the ability to approve or not approve a variation of the Enterprise Agreement (a process under the Fair Work Act). By reason of s 361, it is to be presumed that De Martin & Gasparini took the adverse action for those reasons unless it proves otherwise.
One might be forgiven for thinking, at least at first blush, that the question whether a person took certain action for a particular prohibited reason is a fairly straightforward question. It is, however, a question which, in the context of s 340 and cognate provisions (for example s 346 of the Fair Work Act), has excited some considerable debate and controversy. Following the decisions of the High Court in Barclay and BHP Coal, however, it could now be said that the relevant principles are relatively well-settled. The key principles, in simple terms, are as follows.
First, the question is one of fact: Barclay at [41], [45], [101]; BHP at [7].
Second, the question is why the adverse action was taken: Barclay at [5], [44]. The focus of the inquiry is the reason or reasons of the relevant decision-maker: Barclay at [101], [127], [140], [146]; BHP Coal at [7], [19], [85]. More particularly, the question is whether the alleged prohibited reason was a "substantial and operative" reason for taking the adverse action: Barclay at [56]-[59], [104], [127]; or an operative or immediate reason: Barclay at [140].
Third, the test does not involve any objective element: Barclay at [107], [121], [129]; BHP Coal at [9]. To speak of objectively obtained reasons risks the substitution by the court of its view, rather than making a finding of fact as to the true reasons of the decision-maker: Barclay at [121]; BHP Coal at [9].
Fourth, the inquiry is not concerned with mere causation, in the sense that it is not sufficient that there is factual or temporal connection between the relevant protected workplace rights and the adverse action: BHP Coal at [18]-[20]. Any such connection, however, may necessitate some consideration as to the true motivation or reasons of the decision-maker: BHP Coal at [22].
Fifth, the question must be answered having regard to all of the relevant facts and circumstances and the inferences available from them: Barclay at [45], [127]; BHP Coal at [7].
Sixth, direct testimony from the decision-maker as to why the adverse action was taken is capable of discharging the burden imposed by s 361: Barclay at [45], [71]; BHP Coal at [38]. However, declarations that the action was taken for an innocent reason may not discharge the onus if contrary inferences are available on the facts: Barclay at [54], [79], [141]. The reliability and weight to be given to such evidence must be assessed having regard to the overall facts and circumstances: Barclay at [127].
Seventh, it is not necessary for the decision-maker to establish that the reason for the adverse action was entirely disassociated from the relevant protected workplace right: Barclay at [62]. 15
[24] I have applied these principles to my consideration in the present case. I turn first to consider the evidence. Given that the Respondent was not legally represented, the significance of the allegations made by the Applicant and the reverse onus in s. 361, I have set out the written statements made by the Respondent's witnesses and their oral evidence fulsomely to ensure that the Respondent had every opportunity to present its case and to discharge the onus in s. 361 to the extent necessary."
Was the Applicant exercising a workplace right or a protection?
Did the Respondent take adverse action against the Applicant?
Was the Applicant's contract of employment for one year or two years?
Did Respondent take the adverse action because of a prohibited reason, or reasons which included that reason?
"MS ARROWSMITH: Yes, at that time. So I'd just like to ask Ms Dobbie because it's been raised in the applicant's submissions and was not otherwise dealt with by Ms Dobbie's witness statement. Would you like to provide some clarifying details around that document?‑‑‑Yes. Yes, I just - I wanted to note that that was my mistake, so on 24 November 2018 Lance Conway‑Jones sent an email to me noting that he would chase up Glenn's paperwork. In the end Lance also said, "Did he tell you he still only wants one year?" I replied saying, "Sure did", and responded, "Could readvertise in August for another plumber." On 28 October 2019 I forwarded a copy of this email chain to myself, noting it was for file. At the time of forwarding it to myself I changed the date of my response to Lance and it - in fact it was sent on 26 November 2019. I did not otherwise alter the contents of the email chain.
Can I just ask - again, I understand Mr Matarazzo might want to ask some questions on it as he's raised it in his submissions - the motivation behind changing the date on that email?‑‑‑Well, it was actually just a complete error. I was trying to realign the email, send it back to myself, or, you know, get a copy of it printed out, and it just looked wrong. The top part looked wrong. I tried to put the words back together to the left of the page and when I did that I must have changed the date. So I recall trying to retype into the line to get it all on one side and, yes, I don't know, I was thinking 2019 and 2019 stuck in my head and - yes, that was my error.
And to confirm one more time, no other contents in that email were altered save for the date?‑‑‑No. No, no, no. No, it was only in the part that seemed to be distorting.
THE COMMISSIONER: But the date, for the record, is 26 November 2018?‑‑‑Correct, yes."[34]
"If I can take you back to your statement at number 8 where you say, "I did not retain a copy of the employment contract signed by Mr Dyson". Can you explain that?‑‑‑So Carl Dyson asked me to draw up a contract for Glenn. He looked over it and signed it and then he actually handed the original copy straight across to Glenn and asked him to go through it and turn to item 7 and peruse it.
Yes, a one‑year contract could be agreed, but we would only pay for fuel for vehicle relocation, no additional charges on such a short term.
So why are you saying there's a 12‑month contract when Mr Glenn Baughen never agreed to those additional conditions you required in number 11, as you've confirmed in your statement?‑‑‑It wasn't an additional requirement. There's still relocation. We were still going to pay reasonable relocation, it just had to be a lower amount as we were going to do it just for a year.
Yes, that's correct. So are you saying that Mr Baughen agreed to what you put on the table?‑‑‑Agreed ‑ ‑ ‑
So he agreed to only pay fuel for the vehicle relocation and he agreed to no additional charges. So are you saying he agreed to all those things?‑‑‑When he signed the contract ‑ ‑ ‑
No, no ‑ ‑ ‑?‑‑‑ he agreed to reasonable relocation.
But what I'm putting to you is that he didn't agree to those specifics he wanted, so why did you make the incorrect assumption that he agreed to a 12‑month period when he didn't agree to those additional considerations you were seeking?‑‑‑Well, he requested the 12‑month period.
Would it not be fair to say he made inquiries?‑‑‑He made inquiries, certainly, and then he spoke to the general manager of housing; that was Lance Conway‑Jones, and advised that that was the option he wanted to take up, and in conversation with me - when he came into my office in December he had a full conversation with me and explained his reasons - or started to explain his reasons for wanting a 12‑month contract rather than a two‑year period.
When I look at the employment contract - and let's go to your version in annexure RD5, it states to continue for two years and then there's a handwritten pen that says "One year". Can you advise the Fair Work Commission who wrote that one‑year term there?‑‑‑I was under the impression it was Glenn that wrote it and I've been since told that it was actually his partner that wrote it. At the time I made sure that it wasn't me and I made sure it wasn't Lance or any of his department that wrote that. So it had come back from Glenn with that notation on it."[35]
"MR MATARAZZO: All right, so thank you for clarifying that, but ‑ ‑ ‑?‑‑‑And that's the date I received the extra note - the extra signature, and I double‑checked with what - the extra initials, and I double‑checked with Glenn on that date what term he wanted. I said to him, you know, "This has been advised by Lance. Is that correct?"
So can you be more specific? What do you mean by "that signature"?
THE COMMISSIONER: Are you referring to the signature at the bottom of page 1?
MR MATARAZZO: I'm referring you to where it's got the XG and that scribble.
THE COMMISSIONER: So what page are you on, Mr Matarazzo?
THE COMMISSIONER: And page 1 of that exhibit? So it's page 1.
THE COMMISSIONER: And you're asking about at the bottom of that page ‑ ‑ ‑
MR MATARAZZO: No, my apologies. Where the initials are?‑‑‑What's the question, sorry?
MR MATARAZZO: How did you know that that is legitimate initials of Mr Baughen?‑‑‑I saw him initial it.
Where did you see him initial it?‑‑‑He was walking towards the main door of the HR office and it was at Dottie Arepu's desk - or Caroline Arepu - and he was standing and signed it in front of - or initialled it in front of her.
But you didn't see him sign it?‑‑‑I saw him initial it, yes.
But you said he was standing at the door, outside of your view?‑‑‑No, it's all windows and it's all very clear to see.
Did you not say that Dottie Arepu witnessed this alleged initial?‑‑‑She did, yes.
On 7 December 2018?‑‑‑7 December. That's correct, yes.
I put to you that you and Ms Arepu have fabricated this document to suit your needs to rewrite history and that you doctored and tampered with this document. What do you say to that?‑‑‑Absolutely not. That's incorrect.
So why if Mr Baughen agreed to a change of a contract, why wasn't he issued with a new, fresh document with the specifics in there, including the new starting date and the 12‑month period?‑‑‑In hindsight, yes, I should have probably reissued a full new contract. With time limitations, the things that were happening at the time, I didn't do that. I believed that when he said he wanted the one-year contract and that he initialled the one year and he put a notation on the contract saying one year and we had a full conversation about the one year, I believed that that was what he wanted. I believed him. He seemed very plausible.
I seek clarification from you. You agree that he started on Monday, 19 November 2018?‑‑‑I don't actually know the exact date that he started. He was dealing with Lance at that stage over delays for the beginning there. There was some vehicle breakdown or something. His general manager took the absences - the contract - the date that we were expecting him to start, to my knowledge, was 12 November.
That's when you were expecting him to start?‑‑‑Yes.
But when did he actually start?‑‑‑I'm sorry, I just don't know. I know that it was a few days later.
So you're now denying you don't know that he started on Monday, 18 November 2018?‑‑‑I don't know that, but he could have. He might have started on the Friday or the Thursday. I recall there were delays in him getting there. Some car broke down or had to overnight somewhere. It's not always so easy to get into Maningrida.
MS ARROWSMITH: Sorry, Commissioner, could I ask if Ms Dobbie is being accused of having said that before and now retracting it, can we just point to where she's said it, just for clarity, as well.
THE COMMISSIONER: Yes. Mr Matarazzo?‑‑‑I believe he started two or three days later.
MR MATARAZZO: So I put to you that this reference of one year, is not one year 52 weeks?
MS ARROWSMITH: Sorry, can we just clarify the original point of the date before we move on to what I think is the next flow‑on from that question?
THE COMMISSIONER: Thank you. What do you say? What do you ‑ ‑ ‑
MR MATARAZZO: Well, in your statement you say Glenn, at number 14, then commenced employment with the respondent on or about 16 November 2018, do you not, at number 14?‑‑‑Yes. That's correct, yes.
So you're conceding that he didn't start on 12 November 2018?‑‑‑As I've said, I know he started a few days later. Two or three days later, was my understanding.
If I can refer you to - I think it's annexure RD2. On the bottom of page 20, in your email to Mr Glenn Baughen do you not say, "Could you look at changing the commencement date to Monday 19th, 2018"?‑‑‑On page 20?
Yes, right up the top. This is your email of - sorry, I withdraw that.
MS ARROWSMITH: Just to be clear, I think that's an email from the applicant to Ms Dobbie.
MR MATARAZZO: I withdraw it. There is an email, and sadly they've left it out. There's an email - my apologies. I've just found it. Apologies. I took you to the wrong area. The bottom of page 16 where you say - your responses are in blue. Apologies that it's not a colour photocopy, but you say - you start with the word "Thanks" and then it goes on, "But could amend to 19 November at the latest."
MR MATARAZZO: There's an email on Monday, 5 November, 5.17. It's sort of the third paragraph down that starts with the word "Thanks". "We would prefer for you to stick to the agreed date of November 12 but could amend to November 19th at the latest"?‑‑‑That's correct.
So you concede that you wrote that, and you say that you wanted to know today because you had another candidate?‑‑‑Mm hmm.
THE COMMISSIONER: So you're just asking the applicant to confirm what's been written there?
MR MATARAZZO: Sorry? So based on that information, is it fair to say that you asked him to start on Monday, 19 November at the latest?‑‑‑No, I asked him to start on 12 November, but I conceded that if he needed a little bit of extra time, the 19th would be the very latest we'd want him to start, because we had to get on with what we needed to get on with, you know.
Okay?‑‑‑So, yeah, my - I did understand that he was going to start earlier than that.
But you've just conceded in an email that he had requested to start at a later date and that you'd confirmed that as long as it was 19 November at the latest?‑‑‑Correct.
So with all this, I'll call it - these are my words. With all this confusion, my question to you is a handwritten notation that says "One year", what is the definite period? I mean, you can see - it's agreed by everyone in society that one year is 52 weeks, so in all this ambiguity in this, even if the applicant concedes - which he doesn't; we emphasise that, but we say to you that this contract is so ambiguous it doesn't even now define the starting date and the end date. The starting date is incorrect, it's got 12 November, and there's this ambiguous one year. So is one year not 19 November 2018 rather than the 12th?
MS ARROWSMITH: Sorry, can I just ask that the questions be broken up slightly so Ms Dobbie has an opportunity to answer before we move along.
THE COMMISSIONER: Thank you. Mr Matarazzo, there's a lot in there.
MR MATARAZZO: Okay. My apologies. So the premise I'm putting to you is that you're saying this is a one‑year contract. Is that correct?‑‑‑Yes.
So my question to you is when is the start date of this contract and when is the end date of this alleged 12 months' contract?‑‑‑My understanding was Glenn was meant to be starting on 12 November. I was not advised of any change of date. I haven't got any emails from him saying that he wasn't going to be there until later. I did hear that he was actually a few days late from starting.
But my question to you is - you're the person responsible in HR in doing up these contracts. When is the start date and when is the end date of this one‑year contract?‑‑‑On the contract it's 12 November.
But you concede he was not at work on that day and he started at a later date, so the start date is incorrect, so ‑ ‑ ‑
THE COMMISSIONER: Is it fair to say the applicant sought to vary the start date?‑‑‑Not to my knowledge. I knew that he was going to work out whether he could start between - on one of the days between the 12th and the 19th, but I can't say exactly which date he ended up starting.
MR MATARAZZO: So on behalf of the employer my question is when is the end date of this 52‑week, one‑year contract?‑‑‑I believed it was 12 November.
So that's a belief, but you concede he had not started work until some later time, so isn't it not feasible to say that your ambiguity and your contract is so ambiguous that it doesn't even define when the end date is supposed to be, we've got this fluid moving end date? I mean, you can't ‑ ‑ ‑
MS ARROWSMITH: Sorry, just confirming what the question was, because ‑ ‑ ‑
MR MATARAZZO: When is the end date of this 12 - the employer's saying it's a one-year contract. It's a legitimate question. When is the end date?‑‑‑My understanding was it was 12 November.
And where does it say in this contract that the end date is 12 November 2018?‑‑‑It doesn't.
Thank you. It's ambiguous, isn't it, which brings me to the next point, the famous ‑ ‑ ‑
THE COMMISSIONER: ‑ ‑ ‑ given that this is a general protections case alleging a breach of workplace rights and adverse action, that's why I'm just trying to understand what's arising from that, and if you are endeavouring to establish either one of those two things, this is the HR manager...
THE COMMISSIONER: I'm just wanting to check whether there's some other question for evidence.
MR MATARAZZO: Yes, and I'm looking for the letter of - my apologies - 25 October. My apologies.
MS ARROWSMITH: That's correct. It's annexure IS4 attached to exhibit 6 of the proceedings.
MR MATARAZZO: Yes. Your lawyer will - my apologies. Your representative will confirm. There's a sentence in there that says, "Your final date for work would be Monday, 11 November."
THE COMMISSIONER: I think, in fairness, we'll just set out what the document is. This is a letter on Bawinanga Aboriginal Corporation letterhead. It's dated 25 October, stated Private and Confidential, to Mr Baughen, and it's signed by Ms Stonhill, and it's in relation to, is it fair to say, the notification of the end of the contract. Would you agree with that?
MR MATARAZZO: Yes. It says, "Your final date for work would be Monday, 11 November", as in 2019, I think. So my question to you is if the contract was for 12 months and Mr Baughen commenced on 19 November 2018 and he was finished up on 11 November, is that not finishing him up one week before the end of the one‑year period?‑‑‑If the commencement date was 19 November, yes, you are correct.
MR MATARAZZO: Yes. My other question is do you recall when - the last day Mr Baughen actually worked?‑‑‑The last day he was specifically at work?
Yes?‑‑‑I think it was around 25 October. I'm not 100 per cent certain, but I think it was about 25 October he came in to work.
Did any of your line managers or supervisors advise you that the following Monday he attended work but was asked to go - you know, to not work that Monday, whatever that Monday was? Is that your recollection?
MR MATARAZZO: So Friday, 25 October 2019 - 26, was it - so it would have been Monday, 28 October?‑‑‑Yes.
Is your recollection that he was paid up until Monday, 11 November 2019?‑‑‑Yes.
All right, thank you. The other questions I have ‑ ‑ ‑
THE COMMISSIONER: Sorry, what did you put to the witness that he turned up at work?
MR MATARAZZO: On Monday, 28 October 2019, my apologies, and the evidence was that he was asked to go home and that he was paid out two weeks' notice from 25 October to 11 November."[36]
"MR MATARAZZO: Thank you?‑‑‑I don't know why the police stopped Glenn that day. I know that we regularly had vehicles stopped all over the community, and I frequently had to deal with other staff whose own private vehicles were issued with similar infringement notices for not being registered. That's a very frequent occurrence in Maningrida. I don't know why they stopped him that day.
Did it occur to you that maybe somebody would have tipped off the police and there may have been some collusion?‑‑‑No, it did not occur to me at all. No, not at all.
So you've conceded that it's the responsibility of the line managers to ensure the vehicles are registered, so why should Mr Baughen even have to pay half of it?‑‑‑I don't know the circumstances of that particular infringement notice, but I would say if I get into a vehicle I'm responsible for my own - ensuring that the vehicle's registered. Everyone can get the app on their phone. It's a very simple process to double‑check before you hop into any vehicle. That's just - that makes sense to anyone, that they would check that before they got into a vehicle.
THE COMMISSIONER: But is that the protocol, the expectation that an employee prior to getting into one of the company vehicles should check the registration plate on the vehicle to ensure that it's registered?‑‑‑We have had times where we've tried to encourage staff to make sure that they do pre‑checks on all vehicles, and one of the things that has been suggested numerous times is just double‑check that you are in a registered vehicle.
MR MATARAZZO: Has that formally been put to Mr Baughen in advance?‑‑‑Well, I don't know what the situation - I really had very little to do with that particular instance.
THE COMMISSIONER: But this is covered in a number of paragraphs at page 7 - I think I'm still in your witness statement.
So as I understand, you do have an awareness of it. There was a discussion?‑‑‑I gained an awareness well after the whole event and over ‑ ‑ ‑
All right, but at that stage it's October 2019 when you've had the conversation with Mr Arts and you're drawing some conclusions that the applicant, you think, would not have wanted to tell his partner about this, he would have been concerned about it, and that's probably why he was worried about coming into the corporate office?‑‑‑Mm hmm.
Why would you say that? I mean, my view is that perhaps you and Mr Arts might have been more concerned about it, that "We've put an employee into an unregistered vehicle, which is the responsibility of the employer", and it's - I'm not hearing that any employee - any person who's saying it is the responsibility of the employees to pay for the registration of work vehicles?‑‑‑I don't think anyone wanted the employees to pay for the registration of the work vehicle.
Well, have I got it wrong? I thought the employer said, "We're not paying for it, but if you pay half" - is that wrong? Is that what was put to the applicant?‑‑‑My understanding was Hank wanted to have a conversation to find out what the actual events were that led up to that. I don't know whether he was going to end up paying the other half or not.
Well, in your statement at 47(d) - and correct me - this is the whole point of cross‑examination - if I have this wrong - and you are repeating, as I understand it, a conversation where Mr Arts said to you, at 47(d), that he was willing - I'm not entirely sure if he's - as I understand it at (d) he was willing to pay half of the infringement notice. So that's Mr Arts, as I understand, but that he thought Glenn had to be partially responsible for his own safety as he would have had to have undertaken a vehicle pre‑check requirement, and he should pay the other half?‑‑‑That was Hank's take on the whole situation.
MR MATARAZZO: And did you support that position of Hank?‑‑‑No. Not entirely, no.
So who has paid for this infringement notice, do you know?‑‑‑No, I don't know.
And why did the employer not pay it?‑‑‑That wasn't my decision. I don't know.
Would it be fair to say that this was another entrapment process to try and make Mr Baughen look like a terrible employee so you can conveniently say, "Well, we're not renewing your contract. You even get stopped by the police driving unregistered vehicles on top of everything else that happened in the year, including you ‑ ‑ ‑"
THE COMMISSIONER: I can't rely on answers when there is five, you know, matters in the question.
MR MATARAZZO: Okay, I'll break it down. Apologies. So was this an orchestrated attempt by the employer to make Mr Baughen look bad, that he got an infringement notice from the police?‑‑‑No, I don't believe so. I don't think we've got any control over what the police do.
But you do concede that there was a new plumber employed in late September 2019, and was Mr Baughen directed to give his vehicle to the new plumber?‑‑‑I don't know. I'm not familiar with that part of the - no, I don't know.
So when you employed the new plumber you're saying you weren't involved in discussions about what vehicle the new plumber got?‑‑‑No, not at all.
So who deals with those matters?‑‑‑The manager of that department.
So did Hank tell you that Mr Baughen only had this vehicle for some days because it was allocated to him but - well, did Hank - my apologies. I'm not sure of his surname. He did he provide ‑ ‑ ‑?‑‑‑Arts. Arts.
Arts. Yes, my apologies?‑‑‑No, I don't - no, I don't actually recall that coming up.
THE COMMISSIONER: Ms Dobbie, isn't the registration cost of vehicles just part of the expense for the employer of doing business?‑‑‑The registration of the vehicle, yes.
So why was half of that - why was the applicant asked for half of that with this infringement?‑‑‑My understanding was it was the infringement notice he was asked for half of, not the registration of the vehicle.
Right, but had the vehicle been registered then the - I mean, do you see it differently, perhaps, if there was a speeding infringement as opposed to ‑ ‑ ‑?‑‑‑Yes.
So that's of some direct fault, perhaps, of this employee - well, not perhaps direct fault - and to make the record clear, there is no speeding fine, the employer's not at - but if an employee was to speed and the police give an infringement for going over the speed limit, then would you see that differently to an infringement for registration?‑‑‑Yes. I can see the difference there, yes.
So is it a reasonable assumption that an employee getting into a work vehicle that as I understand it had been allocated to him, would assume it's registered?‑‑‑I would hope that it would be registered, but I don't know what the circumstances of this particular day were, or the allocation of that vehicle, yes.
Is it reasonable that this is an HR issue? This is a human resources issue, this particular - when Mr Arts spoke to you and said, "He's got an infringement. He hasn't come in to speak to me about it. I'm going to ask him to pay half", isn't that within the domain of the human resources department?‑‑‑That decision had already been made. That wasn't a query that was asked of me. My opinion wasn't sought.
Well, did you provide it? Did you say?‑‑‑I recall saying to Hank that, "You've got to find out a bit more detail about what was happening, why he ended up in an unregistered vehicle", and, yes, I do think that if he was assigned it and told to use it and people did that in the knowledge it was unregistered, yes, of course, the company should pay."[37]
MS ARROWSMITH: Apologies. That issue you said was resolved after it was raised. Is that correct?‑‑‑Yes. So we worked out that because of Fridays they were all being overpaid for the public holidays, it basically evened out, or they actually ended up with a little bit more than they should have over the year, but we changed the whole system just after that to reflect eight‑hour days and six‑hour days for the housing department because the preference for them was to work four eight‑hour days and one six‑hour day. So our public holidays now reflect that as well.
Understood. So after that was dealt with, I think it's around 24 May, did you think of this again, this issue? You've said that it was resolved as a broader issue, but did you think of it in the context of the applicant again beyond that time?‑‑‑Not really, no.
So you considered the issue to be resolved?‑‑‑Yes. I never heard anything more from him. He was going to seek advice. I never heard that that came back that we were doing anything incorrectly or that that was going to cause any problems for the future, so ‑ ‑ ‑"[38]

[1] Ryan Zivkovic v Auscold Logistics Pty Ltd [2016] FWC 5542 at [9]
[3] General Motors-Holden's Pty Ltd v Bowling (1976) 51 ALJR 235 at 241 per Mason J; approved in Board of Bendigo Regional Institute of Technical and Further Education v Barclay [2012] HCA 32; (2012) 290 ALR 647 at [59] and [62] per French CJ and Crennan J and at [104] per Gummow J and Hayne J
[5] Hodkinson v Commonwealth [2011] FMCA 171; (2011) 207 IR 129 [131]; Devonshire v Magellan Powertronics [2013] FMCA 207; (2013) 231 IR 198 [63]
[6] Harrison v In Control Pty Ltd [2013] FMCA 149; (2013) 273 FLR 190 [63]; citing Jones v Queensland Tertiary Admissions Centre Ltd (No 2) [2010] FCA 399; (2010) 186 FCR 22 [57]
[9] [2014] FWCFB 8941 at [12] citing Construction, Forestry, Mining and Energy Union v Coal and Allied Operations Pty Ltd [1999] FCA 1531; (1999) 140 IR 131 at [161]- [162] per Branson J; Rojas v Esselte Australia (No. 2) [2008] FCA 1585; (2008) 177 IR 306 at [49] per Moore J; Construction, Forestry, Mining and Energy Union v BHP Coal and Steven Rae [2010] FCA 590; Jones v Queensland Tertiary Admissions Centre (No. 2) [2010] FCA 399; (2010) 186 FCR 22 at [10]
[13] [2017] FCA 1046 at paras 295 - 303
[14] Paragraph [74] of the Applicant's outline of submissions.
[15] HCA 8[1959] HCA 8; , 101 CLR 298.
[16] Witness Statement of Rachel Dobbie at [11]
[18] Construction, Forestry, Mining and Energy Union v Pilbara Iron Co (Services) Pty Ltd (No 3) (2012) 64 AILR 101-659; [2012] FCA 697 at [64]
[19] Trevena v Thiess Pty Ltd [2016] FCA 468 and Crawford v A Halid & J Memedovski t/a Goodys Charcoal Chicken [2017] FWC 1937
[20] Environmental Group Ltd v Bowd [2019] FCA 951 at [128] referring to Shea v TRUenergy Services Pty Ltd (No 6) (2014) 242 IR 1; 314 ALR 346; [2014] FCA 271 at [625]
[22] Borg v Victoria University [2015] FCA 252 [53] to [55]; Crawford v Steadmark Pty Ltd (No. 2) [2015] FCCA 2697
[29] [2020] FWC 2569, at [20] to [24].
[33] [92] to [138] of the Applicant's Submissions, dated 10 February 2021.
[34] Paragraph 1636 to 1639 of the transcript.
[35] Paragraph 1360 to 1371 of the transcript.
[36] Paragraphs 1379 to 1492 of the transcript.
[37] Paragraph 1513 to 1544 of the transcript.
[38] Paragraph 1613 to 1615 of the transcript.
[41] Papalia v Co.As.It. - Italian Assistance Association [2013] FWC 7996.
[42] See Fair Work Ombudsman v Jetstar Airways Ltd [2014] FCA 33; Murrihy v Betezy.com.au Pty Ltd [2013] FCA 908 and Fair Work Ombudsman v Abella Travel Pty Ltd & Anor [2019] FCCA 3262.
Printed by authority of the Commonwealth Government Printer
Mr Glenn Baughen
Bawinanga Aboriginal Corporation [2021] FWC 5918
(2012) 248 CLR 500
(2014) 253 CLR 243
(2014) 246 IR 441
(2017) 268 IR 71
(1976) 51 ALJR 235
(2012) 290 ALR 647
(2011) 207 IR 129
(2013) 231 IR 198
(2013) 273 FLR 190
(2010) 186 FCR 22
(2014) 242 IR 1
(1999) 140 IR 131
(2008) 177 IR 306
(1996) 138 ALR 129