The second decision
141 Assistant Commissioner Connelly said that he decided to refuse Mr Shizas employment because he did not meet the inherent requirements of "the role", in that he was not satisfied that Mr Shizas could safely undertake operational policing. He said that he believed, based on his understanding of Dr McBurnie's report, that Mr Shizas was at an increased risk of injury because of his ankylosing spondylitis when compared to an applicant who did not have ankylosing spondylitis and that, while unquantifiable in the specifics, this increase was not trivial or low but "substantial".
142 Assistant Commissioner Connelly also said that he believed it was important that Mr Shizas be able to perform the role safely because the AFP had a duty of care to:
Mr Shizas, "not to injure him further";
Mr Shizas's colleagues, in particular those with whom he was partnered, who may be left alone in a fracas if Mr Shizas were to be injured; and
the public, to "ensure our officers are equipped and fit to do their job so that we can serve and protect the community particularly from incidents of violence".
143 When he considered what the role required, he said that he had regard to the following factors:
(1) that all operational police officers are required to be armed during their shifts and must wear an accoutrement belt, weighing over 7kg, at all times;
(2) that uniformed AFP officers are currently issued with 4kg ballistic vests that must be worn at all times;
(3) that all sworn police officers commence their careers as general duties police officers and remain as such for 3-4 years or longer;
(4) that "nearly half of the AFP policing function performs general duties, counter terrorism first response, or security roles including roles in ACT Policing, Aviation or Protection";
(5) that the tasks involved in general duties policing, including community policing and Aviation policing roles include:
(a) "mobile" (presumably automobile-based) and foot patrols;
(b) executing search warrants, including in potentially dangerous situations;
(c) apprehending escapees, persons unlawfully at large or wanted on warrants;
(d) responding to violent extremists;
(e) responding to, and diffusing, violent incidents including but not limited to domestic violence incidents, assaults, robberies, public order violence, alcohol and or drug related violence, traffic duties, and dealing with persons suffering from mental illness;
(6) that operational policing might involve Mr Shizas needing to wrestle another person, being placed in a headlock, and twisting and bending over to escape a headlock, which would place a lot of pressure on his back;
(7) that duties involved in an aircraft may include physical altercations in a confined space;
(8) that the recruit training was "very physical" and would involve "role playing" scenarios, including simulating "takedowns, arrests, escaping and executing holds and handcuffing non-compliant offenders"; and
(9) that Mr Shizas would need to be ready to be deployed to remote locations overseas at short notice, where medication of the kind that he requires, or may require in future, is not easy to come by.
144 Assistant Commissioner Connelly said that the training recruits undergo (and I infer therefore the requirements of the position of FPABPO) includes operational safety training which, in turn, includes "use of force training". He explained:
This training covers scenarios that may arise in day to day policing such as implementing control methods, escort holds, appropriate use of handcuffs, batons and firearms, searching persons, vehicles and premises, ground defence and defence against strikes, grabs and body holds.
145 Assistant Commissioner Connelly also said that his understanding of the inherent requirements came from his personal experience as an operational police officer for over 32 years, including the training and day to day policing duties he described. Although annexed to his affidavits were several documents purporting to be medical standards for various AFP roles at various times, the Assistant Commissioner said that "there is no single document which sets out the inherent requirements of an AFP police officer".
146 Mr Shizas made extensive submissions against the proposition that Assistant Commissioner Connelly refused to employ him because of the inherent requirements of the position. Those submissions may be grouped into five broad propositions:
(1) that, irrespective of what Assistant Commissioner Connelly believed, at all material times Mr Shizas did in fact meet the inherent requirements of the particular position;
(2) that the Assistant Commissioner had regard to matters that were not in fact inherent requirements of the particular position;
(3) that Assistant Commissioner Connelly considered a "stereotype" of a person with ankylosing spondylitis, rather than Mr Shizas himself with his particular disability;
(4) that Assistant Commissioner Connelly misunderstood Dr McBurnie's report; and
(5) that it was not an inherent requirement of the particular position that the safety of Mr Shizas and those around him be "guaranteed".
147 I will deal with each of these in turn.
148 The legal premise of the first proposition is that it is the actual capacity of the prospective employee to meet the inherent requirements of the position that is to be taken into account for the purposes of s 351(2)(b), not simply the reasons of the decision-maker.
149 The factual foundation for the proposition was the consensus of opinion held by the parties' experts that, at the times of their respective examinations, Mr Shizas met what the Commissioner pleaded were the inherent requirements of the particular position. Dr McGuigan believed that it was unlikely that Mr Shizas's disease would change substantially over the next few years. Dr Bertouch said that any deterioration of Mr Shizas's condition would be "more likely to be very slow with progression occurring over many years". Both Dr McGuigan and Dr Bertouch emphasised that several treatment options are available if Mr Shizas's condition were to progress. Dr Potter agreed that Mr Shizas would likely continue to meet the inherent requirements for at least two years, while at five years he only said that it was "not guaranteed" that Mr Shizas would be fit to perform the role and it was "unclear" if he would be at a greater risk of injury than any other police officer. Dr McBurnie's reports were admitted into evidence only for the limited purpose of showing the material relied on by Assistant Commissioner Connelly in forming his opinion and making his decision.
150 While the medical evidence (or at least the preponderance of it) might well suggest that the Commissioner's decision to refuse to employ Mr Shizas was harsh or unfair, Mr Shizas's submission did not grapple with the question posed by para 351(2)(b).
151 The Commissioner is not required to prove that Mr Shizas did not at the relevant time meet the inherent requirements of the position. He is required to prove that the adverse action was taken "because of" those requirements. Like ss 340(1)(a), 340(2), 346 and 351(1), which employ the same phrase, s 351(2)(b) is concerned with the reason for the adverse action. In this respect the provision is very different from s 21A of the Disability Discrimination Act, which exempts from the prohibition against disability discrimination, discrimination by a person relating to particular work if, "because of the disability, the aggrieved person would be unable to carry out the inherent requirements of the particular work …" Section 21A of the Disability Discrimination Act is concerned with whether the disability would in fact preclude the aggrieved person from performing the inherent requirements of the position. Paragraph 351(2)(b) of the FW Act is not. It is concerned with the reasons of the person who took the action.
152 There may be cases, such as this one, where the evidence suggests that the prospective employee satisfies the inherent requirements of the particular position, despite what the decision-maker may say. In some of those cases that suggestion may support an inference that the decision was not taken for the stated reason. But I do not draw that inference here. That is because I do not doubt, as I explain below, that the Assistant Commissioner genuinely believed that Mr Shizas did not satisfy those requirements.
153 The second proposition was that the matters the Assistant Commissioner took into account were not actually inherent requirements of the particular position.
154 For the most part the argument in support of this proposition focused on the fact, conceded in Assistant Commissioner's Connelly's letter of 10 July, that he had considered the requirements of operational policing, and not simply the requirements of the training program that Mr Shizas would undertake as an FPABPO. This aspect of the submission has been dealt with above.
155 A related submission was that the Assistant Commissioner, on his own admission, had taken into account what he said were the inherent requirements of "the sum total of all policing together", and indeed were the requirements of "any role he ... would decide to go into or was found suitable to go into". In particular, Mr Shizas took issue with the fact that Dr McBurnie, upon whose report the Assistant Commissioner relied, was told that the physical requirements of the role included being able to "deploy overseas at short notice if required, including to the Asia-Pacific region and Africa" and being able to "[w]ear a ballistics vest weighing up to 20 kilograms for long periods of time". Mr Shizas complained that these capabilities were not essential to the position of an FPABPO.
156 With respect to overseas deployment, Dr Batchelor said that she understood that Assistant Commissioner Connelly "felt that people who were coming into the college needed to have the ability to deploy overseas". The Assistant Commissioner confirmed this was his view.
157 In cross-examination, the Assistant Commissioner was taken to the following statement in the AFP's "Medical Standards for Applicants to Enter Recruit Training" (effective 29 April 2013):
Applicants with certain medical conditions should be advised that while the condition will not prevent them undertaking AFP recruit training, for safety reasons the condition may result in restrictions on the roles they may undertake, including specialist operational duties and/or overseas deployments. Examples of these conditions include mild colour vision deficiency and taking immunosuppressive medication.
158 Mr Goot SC, who appeared for Mr Shizas with Mr Prince, then put to the Assistant Commissioner that "there was no requirement in any document applying at the time that [he] considered these matters in 2014 to the effect that everyone had to be deployed, or everyone should be capable of being deployed overseas". In the confusion that followed, however, the question was never answered.
159 In any case, the statement in the 2013 Medical Standards was not directed at applicants with ankylosing spondylitis, because the same document listed ankylosing spondylitis as one of a number of "medical conditions that will prevent a person from being able to satisfy and effectively undertake AFP recruit training and perform an operational role". That exclusion did not appear in the earlier iteration of the AFP Medical Standards.
160 With respect to the 20 kilogram vest, Dr Batchelor conceded that it was not needed in "standard operational policing" but said that it might be required in "special circumstances". The Assistant Commissioner, on the other hand, said that "all police" wore the heavier vests when siege situations arose, and that the vests were used in recruit training as well. The Assistant Commissioner was in a better position to know the facts than Dr Batchelor.
161 When it was put to Assistant Commissioner Connelly that the documents annexed to his affidavit that purported to set out the requirements for the role did not contain any reference to a 20 kilogram vest, he said "if you restrict your view of the world to the documents and the documents alone of the inherent requirements of a police officer, then you're not understanding those things because those are the things we have to do." He rejected the suggestions, when put to him, that he believed he could "add to the inherent requirements as he wished and when he pleased" and that the briefing letter to Dr McBurnie "applied different standards of medical fitness to Mr Shizas than applied to other potential recruits who had not come to [his] attention because of AS".
162 Assistant Commissioner Connelly's evidence is consistent with the following statement in the Medical Standards which were in place at the time of Mr Shizas's application for employment and at the time of his medical examination by Dr Oey that:
Inherent requirements of the sworn police officer and Protective Services Officer role where an individual's health can impact include, but are not limited to: …
(Emphasis added.)
163 Furthermore, the physical requirements listed below that statement included:
Wear police issue accruements, including vests and helmets.
164 Besides, this second submission does not take Mr Shizas very far. The inherent requirements of the particular position are to be determined not as a matter of construction of the employment contract, but as a matter of fact: Qantas v Christie at [1] (Brennan CJ), [33]-[37] (Gaudron J), [86] (McHughHugh J). Assistant Commissioner Connelly said that the AFP's medical standards were not exhaustive statements of the inherent requirements of the particular position and that his own opinion of what those requirements were was based on 32 years of policing experience. No serious attempt was made to undermine this opinion, and such attempts as were made were convincingly rebuffed.
165 In any event, counsel for Mr Shizas accepted that s 351(2)(b), like s 351(1), is directed at the "substantial and operative" reasons of the decision-maker. Whatever other factors may have played on his mind, it is clear that a substantial and operative concern of the Assistant Commissioner was that Mr Shizas faced a substantially greater risk of injuring his back than did other recruits. That concern does not appear to have been based on the prospect of overseas deployment or on the occasional need to wear a 20 kilogram vest. Rather, it was based on his fear, derived from his experience and his interpretation of Dr McBurnie's report, that Mr Shizas could be injured in a physical altercation or fracas (including one staged for training purposes) which, he believed, would exacerbate his ankylosing spondylitis and potentially expose other recruits and members of the public to the risk of injury.
166 Mr Shizas's third submission was that Assistant Commissioner Connelly did not consider Mr Shizas's actual circumstances, but relied instead on a "stereotype" of ankylosing spondylitis, or "hypothetical or general projections as to what AS may entail in some cases, but not [his] case [in particular]". Mr Goot contended that this was "the very thing that s 351(1) is designed to guard against". He pointed to the Assistant Commissioner's evidence that he believed, in July 2014, that Mr Shizas had a "weak back" that "could get worse over time", and that Mr Shizas would face situations, such as wrestling a person and being placed in a headlock, that would place pressure on his back, and which could hurt him. He submitted that the fact that Assistant Commissioner Connelly did not contact Dr Bertouch for details of Mr Shizas's condition was further evidence that he did not consider Mr Shizas's actual circumstances.
167 I do not accept this submission either. The evidence does not support it. Assistant Commissioner Connelly said that his understanding of Mr Shizas's disability was derived from Dr McBurnie's report. I accept what he said. It is consistent with his evidence that Dr Bertouch's letter left outstanding concerns in his mind and that for this reason he had asked Dr Batchelor to procure an independent medical opinion. Dr Batchelor's advice to the Assistant Commissioner was that an occupational physician was the most appropriate person to provide such an opinion as occupational physicians "specialise in examining the impact of medical conditions on individuals' work capacity and the effect of occupations on specific medical conditions". Dr McBurnie is an occupational physician. In considering what to do about Mr Shizas's application, the Assistant Commissioner was entitled to rely on her opinion, which was based on her own independent medical examination. The mere fact that he arranged for an independent examination and directed questions to the examiner about the risk to Mr Shizas tells against the notion that he acted on the basis of a preconception rather than Mr Shizas's actual circumstances.
168 Mr Shizas's fourth submission was that Assistant Commissioner Connelly misunderstood Dr McBurnie's two reports.
169 Above at [52] I set out the conclusion of Dr McBurnie's first report. It is convenient to do so again:
This is a difficult case as Mr Shizas is currently reported to be asymptomatic, physical examination is essentially normal and his level of exercise and activity generally is compatible with training requirements. At issue is the risk of injury and it is difficult to predict how the diagnosis of ankylosing spondylitis will affect his risk of injury given that the tasks required carry a degree of risk of injury independent of any underlying medical condition. His history would increase his risk but the degree of the increase in risk is unquantifiable.
(Emphasis added.)
170 A layperson reading this conclusion (particularly one who thought that ankylosing spondylitis meant a "weak back") could easily understand that Mr Shizas, then and there, was at a greater risk of injuring his back when carrying out the requirements of operational policing than a person who did not have ankylosing spondylitis. The second report affirmed that the increase in risk was unquantifiable but made it clear that, at least in Dr McBurnie's opinion, it was not trivial or low but substantial. Moreover, in that report Dr McBurnie also expressed the opinion that any injury is likely to be more serious for Mr Shizas than for someone without "an underlying musculoskeletal condition".
171 Yet Dr McBurnie's reports in fact suggest that the increased risk of injury would only arise in the event of a deterioration of his ankylosing spondylitis at some unknown and indeterminate time in the future. This is revealed in the body of her first report:
In response to [your] particular questions:
(a) Whether Mr Shizas is physically able to perform the duties of an operational police officer listed below.
Mr Shizas presented at this assessment as physically fit and reported no symptoms. I note the duties required of operational policing and at this assessment Mr Shizas would be able to perform all of the duties noted. He would also be able to use and wear the equipment and has the physical capabilities noted in point 16.
The difficulty for Mr Shizas is that he has a chronic condition with a variable course. There may be a time in the future where Mr Shizas is restricted from doing some of the activities noted in point 14 and 16. Risk of future problems is unquantifiable.
(b) Whether Mr Shizas would have any physical/imitations should he undertake an operational policing role.
Based on the assessment today there would be no physical limitations on an operational policing role at this point in time. As noted above if the condition were to progress he may require restrictions at some point in the future but the risk is unquantifiable. There may also be a limitation on his capacity to be deployed if medication was changed to a biological agent in the future.
(c) Whether Mr Shizas is at an increased risk of injury in undertaking the duties of·an operational policing role due to his medical condition.
In theory a chronic inflammatory musculoskeletal condition would predispose to an increased risk of injury in any physical activities including duties of operational policing.
(d) If the answer to (c) is in the affirmative, please provide your opinion on the risk of injury to Mr Shizas, including the risk of aggravation of his medical condition.
In Mr Shizas' case the risk is unquantifiable.
(e) Whether Mr Shizas would require ongoing medical supervision if he were to perform an operational policing role.
Mr Shizas should continue to see his rheumatologist. He should also have a periodic clinical review to assess symptoms and monitor disease progression. I would suggest that in the early stages he would require relatively close supervision with a six monthly review and then annual or two-yearly review depending on progress.
...
172 On a fair reading of this report, and with the reasonable assumption that Dr McBurnie's understanding of ankylosing spondylitis (as a consultant occupational physician) is not fundamentally at odds with the understanding of the three consultant rheumatologists whose reports were tendered in the proceeding, it is apparent that the risk of injury to which she refers is one that would arise upon deterioration of Mr Shizas's condition, which is something that would happen over timeframes of at least six months.
173 Assistant Commissioner Connelly, however, understood that this deterioration could occur suddenly, for example "in the middle of a fracas with a very aggressive person". It is for this reason that he believed that, not only could Mr Shizas be injured in carrying out his duties, but also that his condition would put at risk his partner and any members of public he was attempting to protect.
174 It is therefore unnecessary to consider the Commissioner's submission that it was relevant to have regard not only to Mr Shizas's present state of health, but to his future health as well. Although Assistant Commissioner Connelly said that he understood that ankylosing spondylitis "deteriorates over time", he did not say at any point that this is what led him to refuse to employ Mr Shizas. He did not raise it as a matter of concern in his letter to Mr Shizas or in his evidence. When he sent his letter on 10 July 2014 he believed that, as at that time, Mr Shizas was already substantially more likely to be injured in carrying out the physical aspects of his duties than a person without ankylosing spondylitis. He may have been wrong in this belief. Indeed, the evidence before the Court indicates that he probably was. But this is not a review of the merits of the decision and it is not a claim which falls for assessment under the Disability Discrimination Act. Mr Shizas must fail if the Commissioner satisfies the Court that he took the action he did because of the inherent requirements of the position even if the evidence establishes that Mr Shizas could in fact fulfil them.
175 Mr Shizas's fifth submission was that it was not an inherent requirement of the particular position that the safety of Mr Shizas and those around him be "guaranteed". While he accepted that "an ability to do the job safely is an inherent requirement", Mr Goot contended that "[a]n employer is not required to 'guarantee' the safety of a potential employee and others". In this respect he relied on the judgment of Raphael FM in Vickers v The Ambulance Service of NSW [2006] FMCA 1232.
176 Mr Vickers brought a claim under the Disability Discrimination Act. He was a registered nurse who had applied to become a trainee ambulance officer. He did not pass his medical clearance for the role because he had type one diabetes. The Ambulance Service was concerned that if he had a hypoglycaemic episode his safety and the safety of those he served, and served with, could be compromised.
177 Raphael FM referred to several parts of the judgments in X v Commonwealth, including the following passage from Gummow and Hayne JJ at [109] (with whom, Raphael FM noted, Gibbs CJ and Callinan J agreed):
[A]n employee must be able to perform the inherent requirements of a particular employment with reasonable safety to the individual concerned and to others with whom that individual will come in contact in the course of employment. ... Much would turn on the nature and size of the risks that are said to arise.
178 Raphael FM considered that (at [47]):
Properly read, X instructs a court to undertake a balancing act. It does not require that an employer guarantee the safety of the potential employee or others with whom he may come into contact. That approach would be far too exclusionary of persons with disabilities. Of course, the employer must have regard to the health and safety requirements that govern its undertaking.
179 In that case, Raphael FM observed that "[w]hilst there is no doubt that the very nature of insulin-dependent diabetes makes any of these [dangerous hypoglycaemic] events possible, it does not mean that they are necessarily likely to occur". His Honour found that Mr Vickers' diabetes was well-controlled and that he was able to ensure his blood glucose levels would not drop to a level where symptoms would occur (see at [50]).
180 But this case was not brought under the Disability Discrimination Act. As I have already observed, the question here is not whether Mr Shizas did or did not satisfy the inherent requirements of the particular position but whether the decision to refuse to employ him was made for that reason. It was Assistant Commissioner Connelly's opinion, based on Dr McBurnie's report, that Mr Shizas was at a substantially greater risk of injury in carrying out his duties than he would have been had he not had ankylosing spondylitis and that the consequences flowing from this would be grave. This opinion underpinned his decision.
181 The real question that arises is whether s 351(2)(b) can be satisfied by the Assistant Commissioner's honest belief that Mr Shizas did not meet the inherent requirements of the particular position concerned, even if that belief may have been mistaken.
182 Ms Eastman submitted that the question was not "whether the decision was unreasonable in the Wednesbury sense, whether it was correct, whether it could have been made in a different way, whether it was fair, whether ... it's all those", so long as the person was "genuine ... in their decision-making". I interpolate that the reference to "unreasonable[ness] in the Wednesbury sense" was presumably to the standard, sometimes applied in judicial review of administrative decision-making, emanating from the dictum of Lord Greene MR in Associated Provincial Picture Houses, Ltd v Wednesbury Corporation [1948] 1 KB 223 at 320.
183 Mr Goot did not take issue with this submission - at least not overtly. Rather, he argued that the Assistant Commissioner did not "genuinely" refuse to hire Mr Shizas because of the inherent requirements of the particular position but because he relied on a stereotype instead of having regard to Mr Shizas's actual disability. As I have said, however, the evidence shows that Assistant Commissioner Connelly did in fact consider Mr Shizas's suitability for the position. It may well be that he misunderstood Dr McBurnie's opinion because of an erroneous preconception that ankylosing spondylitis meant a "weak back". But that is not the same as saying that he refused to employ Mr Shizas because of that preconception. In truth, this was a submission about the quality or merits of the Assistant Commissioner's decision, which is not an issue in the proceeding.
184 The inquiry posed by s 351(2)(b) is whether the adverse action was taken "because of" the inherent requirements of the particular position. It is well established that the words "because of", in Pt 3-1 of the FW Act, invite attention to the actual reasons of the decision-maker. There is no warrant for departing from that approach in relation to s 351(2)(b). While a decision made predominantly because of prejudice or ignorance may well not be a decision made because of the inherent requirements of the particular position, I do not accept that that is the position in this case.
185 In cross-examination, Assistant Commissioner Connelly stressed:
What I'm saying to you is that this is about whether I can deploy Mr Shizas safely not to hurt himself, not to have his partner hurt and so he can protect the public. That's all it is.
186 Ultimately, nothing that was put to the Assistant Commissioner undermined that evidence.
187 Accordingly, I find that, while the Commissioner took adverse action against Mr Shizas in July 2014 by refusing to employ him, and that he did so because of Mr Shizas's ankylosing spondylitis, the action was also taken because of the inherent requirements of the particular position concerned. Consequently, s 351(1) does not apply to the second decision.