The statutory framework in the EPBC Act of the decision of the Minister
43 The statutory framework of the Minister's decision needs to be explained. I will begin with the text of the statute. It is, however, necessary to say something of the context of the EPBC Act, in particular its passing as an expression of the agreement amongst governments of the federation to co-operate in their shared responsibilities in respect of the environment.
44 At the outset of this explanation it is appropriate to emphasise a point (correctly) submitted by the Minister to be central to the resolution of the controversy. The EPBC Act is not concerned generally with the protection of the environment. Nor is there any part of the EPBC Act that is expressly concerned with greenhouse gases, global warming or climate change. Using such Constitutional foundations as are available, most importantly the external affairs power in the implementation of conventions and international agreements (s 51(xxix) of the Constitution), the Parliament has directed the EPBC Act to nine "matters of national environmental significance". In respect of some, but not all, of these matters the environment (as widely defined) is a relevant consideration. The two matters of national environmental significance which were the subject of the Minister's concern and decision were listed endangered species and communities and the water resource. As will be seen, the environment generally (as widely defined) was not an express consideration in respect of those matters. Yet, it was only by the exercise of the power to approve the extension, derived from the duty to approve or refuse the application, by reference to the particular matters of concern (species, communities and water resource) that the question, called forth by the posited duty, of the affectation of the environment generally by emission of greenhouse gases arose. The decision for the Commonwealth Minister was not concerned with greenhouse gas emissions, although the State decision was so concerned. The duty of care was said to arise because the power to approve amounted to the effective grant of a licence to carry on activity which involved the foreseeable risk of personal injury or death to the respondents.
45 The objects of the EPBC Act are set out in s 3(1) as follows:
(1) The objects of this Act are:
(a) to provide for the protection of the environment, especially those aspects of the environment that are matters of national environmental significance; and
(b) to promote ecologically sustainable development through the conservation and ecologically sustainable use of natural resources; and
(c) to promote the conservation of biodiversity; and
(ca) to provide for the protection and conservation of heritage; and
(d) to promote a co‑operative approach to the protection and management of the environment involving governments, the community, land‑holders and indigenous peoples; and
(e) to assist in the co‑operative implementation of Australia's international environmental responsibilities; and
(f) to recognise the role of indigenous people in the conservation and ecologically sustainable use of Australia's biodiversity; and
(g) to promote the use of indigenous peoples' knowledge of biodiversity with the involvement of, and in co‑operation with, the owners of the knowledge.
46 The word "environment" (see ss 3(1)(a) and Ch 2) is defined in broad terms in s 528 of the EPBC Act as including:
(a) ecosystems and their constituent parts, including people and communities; and
(b) natural and physical resources; and
(c) the qualities and characteristics of locations, places and areas; and
(d) heritage values of places; and
(e) the social, economic and cultural aspects of a thing mentioned in paragraph (a), (b), (c) or (d).
47 The phrase "ecologically sustainable use" (in para 3(1)(b)) is defined in s 528 as follows:
ecologically sustainable use of natural resources means use of the natural resources within their capacity to sustain natural processes while maintaining the life‑support systems of nature and ensuring that the benefit of the use to the present generation does not diminish the potential to meet the needs and aspirations of future generations.
48 Subsection 3(2) sets out how the EPBC Act seeks to achieve these objects:
(2) In order to achieve its objects, the Act:
(a) recognises an appropriate role for the Commonwealth in relation to the environment by focussing Commonwealth involvement on matters of national environmental significance and on Commonwealth actions and Commonwealth areas; and
(b) strengthens intergovernmental co‑operation, and minimises duplication, through bilateral agreements; and
(c) provides for the intergovernmental accreditation of environmental assessment and approval processes; and
(d) adopts an efficient and timely Commonwealth environmental assessment and approval process that will ensure activities that are likely to have significant impacts on the environment are properly assessed; and
(e) enhances Australia's capacity to ensure the conservation of its biodiversity by including provisions to:
(i) protect native species (and in particular prevent the extinction, and promote the recovery, of threatened species) and ensure the conservation of migratory species; and
(ii) establish an Australian Whale Sanctuary to ensure the conservation of whales and other cetaceans; and
(iii) protect ecosystems by means that include the establishment and management of reserves, the recognition and protection of ecological communities and the promotion of off‑reserve conservation measures; and
(iv) identify processes that threaten all levels of biodiversity and implement plans to address these processes; and
(f) includes provisions to enhance the protection, conservation and presentation of world heritage properties and the conservation and wise use of Ramsar wetlands of international importance; and
(fa) includes provisions to identify places for inclusion in the National Heritage List and Commonwealth Heritage List and to enhance the protection, conservation and presentation of those places; and
(g) promotes a partnership approach to environmental protection and biodiversity conservation through:
(i) bilateral agreements with States and Territories; and
(ii) conservation agreements with land‑holders; and
(iii) recognising and promoting indigenous peoples' role in, and knowledge of, the conservation and ecologically sustainable use of biodiversity; and
(iv) the involvement of the community in management planning.
(emphasis added)
49 Section 3A describes the principles of "ecologically sustainable development" as follows:
(a) decision‑making processes should effectively integrate both long‑term and short‑term economic, environmental, social and equitable considerations;
(b) if there are threats of serious or irreversible environmental damage, lack of full scientific certainty should not be used as a reason for postponing measures to prevent environmental degradation;
(c) the principle of inter‑generational equity - that the present generation should ensure that the health, diversity and productivity of the environment is maintained or enhanced for the benefit of future generations;
(d) the conservation of biological diversity and ecological integrity should be a fundamental consideration in decision‑making;
(e) improved valuation, pricing and incentive mechanisms should be promoted.
50 Chapter 2 of the EPBC Act concerns "protecting the environment". Section 11 contains a simplified outline of the chapter as follows:
This Chapter provides a basis for the Minister to decide whether an action that has, will have or is likely to have a significant impact on certain aspects of the environment should proceed.
It does so by prohibiting a person from taking an action without the Minister having given approval or decided that approval is not needed. (Part 9 deals with the giving of approval.)
Approval is not needed to take an action if any of the following declare that the action does not need approval:
(a) a bilateral agreement between the Commonwealth and the State or Territory in which the action is taken;
(b) a declaration by the Minister.
Also, an action does not need approval if it is taken in accordance with Regional Forest Agreements or it is for a purpose for which, under a zoning plan for a zone made under the Great Barrier Reef Marine Park Act 1975, the zone may be used or entered without permission.
51 Part 3 within Ch 2 concerns "requirements for environmental approvals". Division 1 of Pt 3 concerns "requirements relating to matters of national and environmental significance". Subdivisions A to G set out ten categories of such matters: "World Heritage" (Subdiv A), "National Heritage" (Subdiv AA), "wetlands of international importance" (Subdiv B), relevantly here "listed threatened species and communities" (Subdiv C), "listed migratory species" (Subdiv D), "protection of the environment from nuclear actions (Subdiv E), "marine environment" (Subdiv F), "Great Barrier Reef Marine Park" (Subdiv FA), relevantly here "protection of water resources from coal seam gas development and large coal mining development" (Subdiv FB), and "additional matters of national environmental significance" (Subdiv G).
52 The phrases "coal seam gas development" and "large coal mining development" are defined in s 528 as follows:
coal seam gas development means any activity involving coal seam gas extraction that has, or is likely to have, a significant impact on water resources (including any impacts of associated salt production and/or salinity):
(a) in its own right; or
(b) when considered with other developments, whether past, present or reasonably foreseeable developments.
…
large coal mining development means any coal mining activity that has, or is likely to have, a significant impact on water resources (including any impacts of associated salt production and/or salinity):
(a) in its own right; or
(b) when considered with other developments, whether past, present or reasonably foreseeable developments.
53 Sections 18 and 18A (in Subdiv C) and 24D and 24E (in Subdiv FB) were relevant to the delegate's decision under s 75. Their structure mirrors the pattern of other sections in Pt 3: a prohibition on taking an action and an identification of the circumstances when that prohibition does not apply. Sections 18 and 18A set out the prohibitions and offences in relation to species and communities and are as follows:
18 Actions with significant impact on listed threatened species or endangered community prohibited without approval
Species that are extinct in the wild
(1) A person must not take an action that:
(a) has or will have a significant impact on a listed threatened species included in the extinct in the wild category; or
(b) is likely to have a significant impact on a listed threatened species included in the extinct in the wild category.
Civil penalty:
(a) for an individual - 5,000 penalty units;
(b) for a body corporate - 50,000 penalty units.
Critically endangered species
(2) A person must not take an action that:
(a) has or will have a significant impact on a listed threatened species included in the critically endangered category; or
(b) is likely to have a significant impact on a listed threatened species included in the critically endangered category.
Civil penalty:
(a) for an individual - 5,000 penalty units;
(b) for a body corporate - 50,000 penalty units.
Endangered species
(3) A person must not take an action that:
(a) has or will have a significant impact on a listed threatened species included in the endangered category; or
(b) is likely to have a significant impact on a listed threatened species included in the endangered category.
Civil penalty:
(a) for an individual - 5,000 penalty units;
(b) for a body corporate - 50,000 penalty units.
Vulnerable species
(4) A person must not take an action that:
(a) has or will have a significant impact on a listed threatened species included in the vulnerable category; or
(b) is likely to have a significant impact on a listed threatened species included in the vulnerable category.
Civil penalty:
(a) for an individual - 5,000 penalty units;
(b) for a body corporate - 50,000 penalty units.
Critically endangered communities
(5) A person must not take an action that:
(a) has or will have a significant impact on a listed threatened ecological community included in the critically endangered category; or
(b) is likely to have a significant impact on a listed threatened ecological community included in the critically endangered category.
Civil penalty:
(a) for an individual - 5,000 penalty units;
(b) for a body corporate - 50,000 penalty units.
Endangered communities
(6) A person must not take an action that:
(a) has or will have a significant impact on a listed threatened ecological community included in the endangered category; or
(b) is likely to have a significant impact on a listed threatened ecological community included in the endangered category.
Civil penalty:
(a) for an individual - 5,000 penalty units;
(b) for a body corporate - 50,000 penalty units.
18A Offences relating to threatened species etc.
(1) A person commits an offence if:
(a) the person takes an action; and
(b) the action results or will result in a significant impact on:
(i) a species; or
(ii) an ecological community; and
(c) the species is a listed threatened species, or the community is a listed threatened ecological community.
Note: Chapter 2 of the Criminal Code sets out the general principles of criminal responsibility.
(1A) Strict liability applies to paragraph (1)(c).
Note: For strict liability, see section 6.1 of the Criminal Code.
(2) A person commits an offence if:
(a) the person takes an action; and
(b) the action is likely to have a significant impact on:
(i) a species; or
(ii) an ecological community; and
(c) the species is a listed threatened species, or the community is a listed threatened ecological community.
Note: Chapter 2 of the Criminal Code sets out the general principles of criminal responsibility.
(2A) Strict liability applies to paragraph (2)(c).
(3) An offence against subsection (1) or (2) is punishable on conviction by imprisonment for a term not more than 7 years, a fine not more than 420 penalty units, or both.
(4) Subsections (1) and (2) do not apply to an action if:
(a) the listed threatened species subject to the significant impact (or likely to be subject to the significant impact) is:
(i) a species included in the extinct category of the list under section 178; or
(ii) a conservation dependent species; or
(b) the listed threatened ecological community subject to the significant impact (or likely to be subject to the significant impact) is an ecological community included in the vulnerable category of the list under section 181.
…
54 Section 19 provides for certain actions not being prohibited. These include where an approval under Pt 9 for the taking of the action is in operation: subss 19(1) and (2), or for other reasons set out in subs 19(3) including if the Minister decides under Div 2 of Pt 7 that the provision is not a controlling provision: para 19(3)(b).
55 Sections 24D and 24E set out the prohibitions and offences in relation to water resources, and are as follows:
24D Requirement for approval of developments with a significant impact on water resources
(1) A constitutional corporation, the Commonwealth or a Commonwealth agency must not take an action if:
(a) the action involves:
(i) coal seam gas development; or
(ii) large coal mining development; and
(b) the action:
(i) has or will have a significant impact on a water resource; or
(ii) is likely to have a significant impact on a water resource.
Civil penalty:
(a) for an individual - 5,000 penalty units;
(b) for a body corporate - 50,000 penalty units.
(2) A person must not take an action if:
(a) the action involves:
(i) coal seam gas development; or
(ii) large coal mining development; and
(b) the action is taken for the purposes of trade or commerce:
(i) between Australia and another country; or
(ii) between 2 States; or
(iii) between a State and Territory; or
(iv) between 2 Territories; and
(c) the action:
(i) has or will have a significant impact on a water resource; or
(ii) is likely to have a significant impact on a water resource.
Civil penalty:
(a) for an individual - 5,000 penalty units;
(b) for a body corporate - 50,000 penalty units.
(3) A person must not take an action if:
(a) the action involves:
(i) coal seam gas development; or
(ii) large coal mining development; and
(b) the action is taken in:
(i) a Commonwealth area; or
(ii) a Territory; and
(c) the action:
(i) has or will have a significant impact on a water resource; or
(ii) is likely to have a significant impact on a water resource.
Civil penalty:
(a) for an individual - 5,000 penalty units;
(b) for a body corporate - 50,000 penalty units.
(4) Subsections (1) to (3) do not apply to an action if:
(a) an approval of the taking of the action by the constitutional corporation, Commonwealth, Commonwealth agency or person is in operation under Part 9 for the purposes of this section; or
(b) Part 4 lets the constitutional corporation, Commonwealth, Commonwealth agency or person take the action without an approval under Part 9 for the purposes of this section; or
(c) there is in force a decision of the Minister under Division 2 of Part 7 that this section is not a controlling provision for the action and, if the decision was made because the Minister believed the action would be taken in a manner specified in the notice of the decision under section 77, the action is taken in that manner; or
(d) the action is an action described in subsection 160(2) (which describes actions whose authorisation is subject to a special environmental assessment process).
(5) A person who wishes to rely on subsection (4) in proceedings for a contravention of a civil penalty provision bears an evidential burden in relation to the matters in that subsection.
24E Offences relating to water resources
(1) A constitutional corporation, or a Commonwealth agency that does not enjoy the immunities of the Commonwealth, commits an offence if:
(a) the corporation or agency takes an action involving:
(i) coal seam gas development; or
(ii) large coal mining development; and
(b) the action:
(i) results or will result in a significant impact on a water resource; or
(ii) is likely to have a significant impact on a water resource.
Penalty: Imprisonment for 7 years or 420 penalty units, or both.
…
(2) A person commits an offence if:
(a) the person takes an action involving:
(i) coal seam gas development; or
(ii) large coal mining development; and
(b) the action is taken for the purposes of trade or commerce:
(i) between Australia and another country; or
(ii) between 2 States; or
(iii) between a State and Territory; or
(iv) between 2 Territories; and
(c) the action:
(i) has or will have a significant impact on a water resource; or
(ii) is likely to have a significant impact on a water resource.
Penalty: Imprisonment for 7 years or 420 penalty units, or both.
…
(3) A person commits an offence if:
(a) the person takes an action involving:
(i) coal seam gas development; or
(ii) large coal mining development; and
(b) the action is taken in:
(i) a Commonwealth area; or
(ii) a Territory; and
(c) the action:
(i) has or will have a significant impact on a water resource; or
(ii) is likely to have a significant impact on a water resource.
Penalty: Imprisonment for 7 years or 420 penalty units, or both.
(4) Subsections (1) to (3) do not apply to an action if:
(a) an approval of the taking of the action by the constitutional corporation, Commonwealth agency or person is in operation under Part 9 for the purposes of this section; or
(b) Part 4 lets the constitutional corporation, Commonwealth agency or person take the action without an approval under Part 9 for the purposes of this section; or
(c) there is in force a decision of the Minister under Division 2 of Part 7 that this section is not a controlling provision for the action and, if the decision was made because the Minister believed the action would be taken in a manner specified in the notice of the decision under section 77, the action is taken in that manner; or
(d) the action is an action described in subsection 160(2) (which describes actions whose authorisation is subject to a special environmental assessment process).
56 The matters of national environmental significance in Div 1 of Pt 3 are varied, see Subdivs A-G of Div 1 of Pt 3 referred to at [51] above. Division 2 of Pt 3 is also relevant: The protection of the environment from proposals involving the Commonwealth, including: "protection of the environment from actions involving Commonwealth land" (Subdiv A); concerning Commonwealth Heritage places outside Australia (Subdiv AA); and "protection of the environment from Commonwealth actions" (Subdiv B). The matters relevant to this decision are in Subdivs C and FB of Div 1 of Pt 3 (see above). But an appreciation of the variety of the others is relevant to the question of the imposition of the duty in decision making under the ss 130 and 133 because it assists in comprehending the structure and purpose of the EPBC Act and the particular provisions in respect of which decisions of the Minister may be required and the responsibility of the Minister to Parliament in respect thereof.
57 A feature of some importance in the understanding of the nature of the duties, powers and functions of the Minister in connection with the various features of the requirements relating to matters of national environmental significance is the place of the "environment" as defined in such considerations. The definition of the word is set out at [46] above. The word appears as part of the expression of the matters of national environmental significance in some, but not all, of the matters to which the EPBC Act makes reference: in Div 1 of Pt 3: in Subdiv E: the protection of the environment from nuclear actions where the nuclear action has, will have, or is likely to have a significant impact on the environment: (ss 21-22A); in Subdiv F: action which has, will have, or is likely to have a significant impact on the environment being a Commonwealth marine area: (ss 23-24A); Subdiv FA: action that has, will have, or is likely to have a significant impact on the environment in the Great Barrier Reef Marine Park: (ss 24B and 24C); and in Div 2 of Pt 3: in Subdiv A: concerning protection from action that has, will have, or is likely to have a significant impact on the environment on Commonwealth land (ss 26-27A); Subdiv AA: concerning protection from action that has, will have, or is likely to have a significant impact on the environment in a Commonwealth Heritage Place outside Australia: (ss 27B and 27C); and Subdiv B: concerning protection of the environment from action by the Commonwealth or a Commonwealth agency that has, will have, or is likely to have a significant impact on the environment: (s 28).
58 The other provisions of Pt 3 are not directed to protection of the "environment" as that word is defined, but rather the more specific features within the concept of the environment set out that are "matters of national environmental significance". In the decision before the Minister under consideration here, those matters are contained in ss 18, 18A, 24D and 24E of the EPBC Act.
59 Part 4 within Ch 2 concerns "cases in which environmental approval are not needed". In s 34, the matters protected by Pt 3 are identified. Items 3 to 8A concern ss 18 and 18A and items 13H and 13J concern ss 24D and 24E.
60 Chapter 3 concerns bilateral agreements between Commonwealth and States and Territories.
61 The object of bilateral agreements was set out in s 44 as follows:
The object of this Part is to provide for agreements between the Commonwealth and a State or self‑governing Territory that:
(a) protect the environment; and
(b) promote the conservation and ecologically sustainable use of natural resources; and
(c) ensure an efficient, timely and effective process for environmental assessment and approval of actions; and
(d) minimise duplication in the environmental assessment and approval process through Commonwealth accreditation of the processes of the State or Territory (and vice versa).
(emphasis added)
62 Section 46 provides, inter alia, for accreditation by the Minister of bilateral authorisation processes in accordance with criteria in the regulations.
63 Under subs 47(4):
If a bilateral agreement has (or could have) the effect that an action need not be assessed under Part 8 but the action must still be approved under Part 9, the agreement must provide for the Minister to receive a report including, or accompanied by, enough information about the relevant impacts of the action to let the Minister make an informed decision whether or not to approve under Part 9 (for the purposes of each controlling provision) the taking of the action.
The process in this case reflected the operation of subs 47(4).
64 Chapter 4 concerns "environmental assessments and approvals". Section 66 sets out a simplified outline of Ch 4 as follows:
This Chapter deals with assessment and approval of actions that Part 3 prohibits without approval (controlled actions). (It does not deal with actions that a bilateral agreement declares not to need approval.)
A person proposing to take an action, or a government body aware of the proposal, may refer the proposal to the Minister so he or she can decide:
(a) whether his or her approval is needed to take the action; and
(b) how to assess the impacts of the action to be able to make an informed decision whether or not to approve the action.
An assessment may be done using:
(a) a process laid down under a bilateral agreement; or
(b) a process specified in a declaration by the Minister; or
(c) a process accredited by the Minister; or
(ca) information included in the referral; or
(d) preliminary documentation provided by the proponent; or
(e) a public environment report; or
(f) an environmental impact statement; or
(g) a public inquiry.
Once the report of the assessment is given to the Minister, he or she must decide whether or not to approve the action, and what conditions to attach to any approval.
(emphasis added)
65 In Pt 7 within Ch 4, s 67 defines a "controlled action" as follows:
An action that a person proposes to take is a controlled action if the taking of the action by the person without approval under Part 9 for the purposes of a provision of Part 3 would be (or would, but for section 25AA or 28AB, be) prohibited by the provision. The provision is a controlling provision for the action.
Sections 25AA and 28AB referred to in s 67 concern limitations of liability for actions of third parties.
66 Section 67A prohibits taking a controlled action without approval, as follows:
A person must not take a controlled action unless an approval of the taking of the action by the person is in operation under Part 9 for the purposes of the relevant provision of Part 3.
67 Section 68 allows persons who propose to take action who think it may be a controlled action to refer the matter to the Minister. By s 69, a State or Territory may refer a proposal to the Minister. By s 70 the Minister may request a person or a State or Territory to refer a proposal to him or her. By s 71 a Commonwealth agency may refer a proposal to the Minister.
68 Section 74 provides for the invitation of information on a referred proposal from other Commonwealth Ministers, from a State or Territory or the invitation of public comment.
69 Division 2 of Pt 7 deals with the Ministerial decision whether action needs approval and thus whether action becomes a controlled action. Section 75 deals with the question whether the proposed action needs approval. The Minister must decide whether the subject of the proposal is a controlled action. The delegate of the Minister here decided that approval was necessary. In making the decision under s 75 the Minister must consider all adverse impacts (if any) the action has or will have or is likely to have on the matter protected by each provision of Pt 3 and must not consider any beneficial impacts the action has or will have or is likely to have on the matter protected.
70 Part 8 within Ch 4 concerns "assessing impacts of controlled actions". The Part does not apply to actions that a bilateral agreement says are to be assessed another way: subs 83(1).
71 Under subs 82(1) of the EPBC Act, if the Minister has decided under Div 2 of Pt 7 (which includes s 75) that an action is a controlled action, the relevant impacts of the action are the impacts that the action has, or will have, or is likely to have on the matter protected by the provisions of Pt 3 that the Minister has decided (here by her delegate under s 75) is a controlling provision for the action: Here, such controlling provisions are ss 18, 18A, 24D and 24E.
72 The word "impact" is defined in s 527E as follows:
(1) For the purposes of this Act, an event or circumstance is an impact of an action taken by a person if:
(a) the event or circumstance is a direct consequence of the action; or
(b) for an event or circumstance that is an indirect consequence of the action - subject to subsection (2), the action is a substantial cause of that event or circumstance.
(2) For the purposes of paragraph (1)(b), if:
(a) a person (the primary person) takes an action (the primary action); and
(b) as a consequence of the primary action, another person (the secondary person) takes another action (the secondary action); and
(c) the secondary action is not taken at the direction or request of the primary person; and
(d) an event or circumstance is a consequence of the secondary action;
then that event or circumstance is an impact of the primary action only if:
(e) the primary action facilitates, to a major extent, the secondary action; and
(f) the secondary action is:
(i) within the contemplation of the primary person; or
(ii) a reasonably foreseeable consequence of the primary action; and
(g) the event or circumstance is:
(i) within the contemplation of the primary person; or
(ii) a reasonably foreseeable consequence of the secondary action.
73 A consequence of the action (thus the effect on future global warming of the mining of the coal produced by the extension of the mine) must be either a direct consequence of the action, or if an indirect consequence, the mining of the coal must be the substantial cause of future global warming.
74 Part 9 within Ch 4 concerns "approval of actions". Subsection 130(1) provides for the Minister's approval for a controlled action, as follows:
(1) The Minister must decide whether or not to approve, for the purposes of each controlling provision for a controlled action, the taking of the action.
75 The balance of s 130 delimits the timeframes for decisions to be made.
76 Sections 131, 131AA and 131A provide for inviting comments from other Ministers, from the person proposing the action and the "designated proponent", and from the public. Section 131AB requires the Minister to obtain advice from the Independent Expert Scientific Committee on Coal Seam Gas and Large Coal Mining Development. Subsection 131AB(1) sets out when this is necessary:
(1) This section applies if:
(a) the taking of an action, for the purposes of a controlling provision, involves:
(i) coal seam gas development; or
(ii) large coal mining development; and
(b) the Minister believes that the taking of the action:
(i) is likely to have a significant impact on water resources, including any impacts of associated salt production and/or salinity; and
(ii) may have an adverse impact on a matter protected by a provision of Part 3.
77 Section 133 deals with "grant of approval" and provides as follows:
Approval
(1) After receiving the assessment documentation relating to a controlled action, or the report of a commission that has conducted an inquiry relating to a controlled action, the Minister may approve for the purposes of a controlling provision the taking of the action by a person.
(1A) If the referral of the proposal to take the action included alternative proposals relating to any of the matters referred to in subsection 72(3), the Minister may approve, for the purposes of subsection (1), one or more of the alternative proposals in relation to the taking of the action.
Content of approval
(2) An approval must:
(a) be in writing; and
(b) specify the action (including any alternative proposals approved under subsection (1A)) that may be taken; and
(c) name the person to whom the approval is granted; and
(d) specify each provision of Part 3 for which the approval has effect; and
(e) specify the period for which the approval has effect; and
(f) set out the conditions attached to the approval.
Note: The period for which the approval has effect may be extended. See Division 5.
Persons who may take action covered by approval
(2A) An approval granted under this section is an approval of the taking of the action specified in the approval by any of the following persons:
(a) the holder of the approval;
(b) a person who is authorised, permitted or requested by the holder of the approval, or by another person with the consent or agreement of the holder of the approval, to take the action.
Notice of approval
(3) The Minister must:
(a) give a copy of the approval to the person named in the approval under paragraph 133(2)(c); and
(b) provide a copy of the approval to a person who asks for it (either free or for a reasonable charge determined by the Minister).
Limit on publication of approval
(4) However, the Minister must not provide under subsection (3) a copy of so much of the approval as:
(a) is:
(i) an exempt document under section 47 of the Freedom of Information Act 1982 (trade secrets etc.); or
(ii) a conditionally exempt document under section 47G of that Act (business documents) to which access would, on balance, be contrary to the public interest for the purposes of subsection 11A(5) of that Act; or
(b) the Minister believes it is in the national interest not to provide.
The Minister may consider the defence or security of the Commonwealth when determining what is in the national interest. This does not limit the matters the Minister may consider.
Notice of refusal of approval
(7) If the Minister refuses to approve for the purposes of a controlling provision the taking of an action by the person who proposed to take the action, the Minister must give the person notice of the refusal.
Note: Under section 13 of the Administrative Decisions (Judicial Review) Act 1977, the person may request reasons for the refusal, and the Minister must give them.
Definition
(8) In this section:
assessment documentation, in relation to a controlled action, means:
(a) if the action is the subject of an assessment report - that report; or
(b) if Division 3A of Part 8 (assessment on referral information) applies to the action:
(i) the referral of the proposal to take the action; and
(ii) the finalised recommendation report relating to the action given to the Minister under subsection 93(5); or
(c) if Division 4 of Part 8 (assessment on preliminary documentation) applies to the action:
(i) the documents given to the Minister under subsection 95B(1), or the statement given to the Minister under subsection 95B(3), as the case requires, relating to the action; and
(ii) the recommendation report relating to the action given to the Minister under section 95C; or
(d) if Division 5 of Part 8 (public environment reports) applies to the action:
(i) the finalised public environment report relating to the action given to the Minister under section 99; and
(ii) the recommendation report relating to the action given to the Minister under section 100; or
(e) if Division 6 of Part 8 (environmental impact statements) applies to the action:
(i) the finalised environmental impact statement relating to the action given to the Minister under section 104; and
(ii) the recommendation report relating to the action given to the Minister under section 105.
78 Section 134 deals with conditions of approvals. The conditions which may be attached are those which are necessary or convenient for protecting a matter protected by a relevant provision of Pt 3 or repairing or mitigating damage to a matter protected by Pt 3.
79 Subdivision B of Div 1 of Pt 9 (ss 136-140A) concerns "consideration for approvals and conditions". Section 136 deals with general considerations and is as follows:
Mandatory considerations
(1) In deciding whether or not to approve the taking of an action, and what conditions to attach to an approval, the Minister must consider the following, so far as they are not inconsistent with any other requirement of this Subdivision:
(a) matters relevant to any matter protected by a provision of Part 3 that the Minister has decided is a controlling provision for the action;
(b) economic and social matters.
Factors to be taken into account
(2) In considering those matters, the Minister must take into account:
(a) the principles of ecologically sustainable development; and
(b) the assessment report (if any) relating to the action; and
(ba) if Division 3A of Part 8 (assessment on referral information) applies to the action - the finalised recommendation report relating to the action given to the Minister under subsection 93(5); and
(bc) if Division 4 of Part 8 (assessment on preliminary documentation) applies to the action:
(i) the documents given to the Minister under subsection 95B(1), or the statement given to the Minister under subsection 95B(3), as the case requires, relating to the action; and
(ii) the recommendation report relating to the action given to the Minister under section 95C; and
(c) if Division 5 (public environment reports) of Part 8 applies to the action:
(i) the finalised public environment report relating to the action given to the Minister under section 99; and
(ii) the recommendation report relating to the action given to the Minister under section 100; and
(ca) if Division 6 (environmental impact statements) of Part 8 applies to the action:
(i) the finalised environmental impact statement relating to the action given to the Minister under section 104; and
(ii) the recommendation report relating to the action given to the Minister under section 105; and
(d) if an inquiry was conducted under Division 7 of Part 8 in relation to the action - the report of the commissioners; and
(e) any other information the Minister has on the relevant impacts of the action (including information in a report on the impacts of actions taken under a policy, plan or program under which the action is to be taken that was given to the Minister under an agreement under Part 10 (about strategic assessments)); and
(f) any relevant comments given to the Minister in accordance with an invitation under section 131 or 131A; and
(fa) any relevant advice obtained by the Minister from the Independent Expert Scientific Committee on Coal Seam Gas and Large Coal Mining Development in accordance with section 131AB; and
(g) if a notice relating to the action was given to the Minister under subsection 132A(3) - the information in the notice.
Note: The Minister must also take into account any relevant comments given to the Minister in response to an invitation under paragraph 131AA(1)(b). See subsection 131AA(6).
Person's environmental history
(4) In deciding whether or not to approve the taking of an action by a person, and what conditions to attach to an approval, the Minister may consider whether the person is a suitable person to be granted an approval, having regard to:
(a) the person's history in relation to environmental matters; and
(b) if the person is a body corporate - the history of its executive officers in relation to environmental matters; and
(c) if the person is a body corporate that is a subsidiary of another body or company (the parent body) - the history in relation to environmental matters of the parent body and its executive officers.
Minister not to consider other matters
(5) In deciding whether or not to approve the taking of an action, and what conditions to attach to an approval, the Minister must not consider any matters that the Minister is not required or permitted by this Division to consider.
80 Section 139 concerns "requirements for decisions about threatened species and endangered communities" and provides as follows:
(1) In deciding whether or not to approve for the purposes of a subsection of section 18 or section 18A the taking of an action, and what conditions to attach to such an approval, the Minister must not act inconsistently with:
(a) Australia's obligations under:
(i) the Biodiversity Convention; or
(ii) the Apia Convention; or
(iii) CITES; or
(b) a recovery plan or threat abatement plan.
(2) If:
(a) the Minister is considering whether to approve, for the purposes of a subsection of section 18 or section 18A, the taking of an action; and
(b) the action has or will have, or is likely to have, a significant impact on a particular listed threatened species or a particular listed threatened ecological community;
the Minister must, in deciding whether to so approve the taking of the action, have regard to any approved conservation advice for the species or community.
(emphasis added)
81 The posited duty of care was one concerned with the execution of the statutory duties, powers and functions by the Minister conferred by the statute. It is thus necessary to identify the duties, powers and functions of the Minister under the statute in order to assess whether the common law duty of care can be seen as harmonious, compatible and coherent with them.
82 The decision under ss 130 and 133 is required because, without approval, the taking of action by the extension project would be unlawful because the action has been determined by a delegate of the Minister to have, or that it will have, or that it is likely to have a "significant impact" on a listed threatened species in a number of categories or a listed threatened ecological community in a number of categories: see ss 18 and 18A; and to have, or that it will have, or that it is likely to have a "significant impact" on a water resource: see ss 24D and 24E.
83 The decision of the Minister is circumscribed by s 136. Subsection (1) provides for mandatory considerations. These are: (a) matters relevant to any matters protected by provision of Pt 3 that the Minister has decided (here, by her delegate under s 75) is a controlling provision (here, Subdivs C and FB of Div 1 of Pt 3 within Ch 2: ss 18, 18A, 24D and 24E, being matters relevant to the threat to species and communities and the impact on water resources); and (b) "economic and social matters".
84 The Full Court (Kenny, Jessup and Middleton JJ) in Tarkine National Coalition Inc v Minister for the Environment [2015] FCAFC 89; 233 FCR 254 dealt with the scheme of the EPBC Act, and relevantly here, s 136. At 233 FCR 265-266 [25]-[28] and 269 [44]-[45], Jessup J said (with the agreement of Kenny J (at 256 [1]) and Middleton J (at 278 [70])) the following:
[25] Returning to s 136, I would make four observations about the structure and content of this section. First, subss (1) and (2) made a distinction between the matters that the Minister "must consider" (subs (1)) and the things that the Minister "must take into account" in considering those matters (subs (2)). The purpose of subs (1), as it seems to me, was to mark out the broad categories of consideration to which the Minister was required to turn his mind, and specifically to require consideration not only of the matters protected by Pt 3 of the EPBC Act but also of matters that, otherwise, appear to be of no concern under that Act, namely, "economic and social matters". Neither para (a) nor para (b) of s 136(1) dealt, at the level of detail, with particular matters that required consideration. For example, what, if any, particular "social matter" might have required consideration in a proposal that came before the Minister was, it seems, a matter for the Minister.
[26] Secondly, the expression "matters relevant" in s 136(1) was not defined in the EPBC Act. By contrast, the expression "relevant impacts", used in s 136(2)(e), was defined and gave content, at the level of detail, to the Minister's obligation to take things into account. I shall return to this definition below.
[27] Thirdly, while the range of things that the Minister was to take into account under subs (2) was extensive, with the exception of those referred to in paras (a) and (e), each was a concrete document or some similar existing artefact. In effect, what the Minister had to take into account were the contents of those documents or artefacts. This approach to regulation is to be contrasted with a situation in which the things to be taken into account were identified by description, or generically, such as, for example, where a decision-maker was required to take account of the condition of the habitat of a particular species. Subject to the exceptions mentioned, the scheme of s 136 was one in which it was assumed that specific subjects of this and similar kinds were already dealt with in the documents or artefacts referred to. The role of the Minister was to take into account the things that were before him in this way, rather than being either obliged or entitled to undertake additional research or investigations.
[28] Fourthly, the terms of s 136(5) should be noted. While they require no further explanation, they confirm the impression that Subdiv B established a closed system of the matters that the Minister was to consider in making his decision, and the things that should be taken into account.
…
[44] In what I have written above, I have taken a course through the terms of the legislation that appears, to me at least, to have the greatest potential to yield a positive outcome for the appellant. In that regard, I have focused on s 136(2)(e) of the EPBC Act. In their submissions, counsel for the appellant placed some emphasis on para (a) of subs (1) of this section. As already suggested, I do not regard this as a provision from which the Minister's obligation to take particular matters into account, at the level of detail, may be discerned. Rather, its purpose was, in a sense, categorical. The very same statutory formula was to be found in other, analogous, provisions of the EPBC Act: ss 37B(1), 145D(3) and 146F(1).
[45] With respect to s 136(1)(a), the primary judge referred to, and adopted, what had been said by North J in Blue Wedges Inc v Minister for Environment, Heritage and the Arts (2008) 167 FCR 463 at [115]:
Section 136(1)(a) left it to the Minister to decide what were the matters relevant to the protected matters which he should take into account. The section does not suggest that there was a defined set of specific matters to be taken into account such as might be intended if the section had referred to "all matters relevant" or "the matters relevant".
Neither side on the appeal submitted that these paragraphs contained any error.
85 Thus, specific types of environmental impact (ss 18, 18A, 24D and 24E) must be considered in a broader context of economic and social matters. Inhering in these required considerations is the balance of specific environmental considerations and broader economic and social considerations. A statutory balancing of such considerations is mandated, directed to the subjects enlivening the duty to make the decision: the matters in ss 18, 18A, 24D and 24E of the EPBC Act.
86 Subsection 136(2) deals with factors to be taken into account. In considering the matters in subs (1), that is in the balance of the specific environmental matters relevant to ss 18, 18A, 24D and 24E with the economic and social matters, the Minister must take into account the matters in paras (2)(a)-(g), to the extent relevant.
87 The "economic and social matters" are, in their placement in para 136(1)(b), distinct from matters relevant to the affectation of the matters protected by Pt 3. They are apt to be the wider considerations of economic and social benefit that may weigh in the balance to approve the action notwithstanding adverse impacts on the matters protected: here, the species, communities and water resource. Nevertheless, it was not put by the Minister that consideration of the environmental effect of greenhouse gas emissions and the danger to humans therefrom could not be taken into account as a "social matter" for the purposes of para 136(1)(b). Thus, it was accepted by both parties that the Minister could take such into account.
88 The Minister's responsibility at the point in time of the making the approval decision under the EPBC Act was confined in scope. The Minister only assumed responsibility for approving the extension of the mine because of its likely significant impact, not on climate change, the environment more generally, or the foreseeability of risk to health and safety of people in the future, but rather specified matters of national environmental significance, being in this instance listed threatened species and communities (ss 18 and 18A) and water resources (ss 24D and 24E) respectively. It is those matters to which the Minister's binary statutory task under ss 130 and 133 of the EPBC Act was directed by the Act. Whilst the Minister must take into account broader considerations, including "economic and social matters" and the principle of "ecologically sustainable development", the Minister's fundamental responsibility, and therefore concern under the Act, was whether the extension of the mine should have been allowed to proceed notwithstanding its likely significant impact upon a matter of national environmental significance protected by Pt 3, in this case listed threatened species and communities and water resources. To state the Minister's responsibility any higher than that is to misunderstand the position of the EPBC Act in its application and operation here, within the intergovernmental arrangements for the management of the environment between Commonwealth and State governments. It is to expand the Minister's responsibility to address issues dealt with by New South Wales. The Minister's position and responsibility is to be contrasted with the position of the relevant consent authority in New South Wales under the EPA Act (namely the IPC), which, in deciding whether or not consent should be granted, was given responsibility to consider whether the extension of the mine would be undertaken in an environmentally responsible manner, including that greenhouse gas emissions are minimised to the greatest extent practicable. In doing so, the IPC was required to have regard to both State and national "policies, programs or guidelines concerning greenhouse gas emissions": see s 4.15(a)(i) of the EPA Act and cl 14(2) of the Mining SEPP. Unlike the Minister under the EPBC Act, greenhouse gas emissions was a fundamental concern for the IPC in exercising its statutory function.
89 Pursuant to a bilateral agreement between the Commonwealth and New South Wales, the environmental assessment process conducted by New South Wales under the EPA Act is accredited by the Commonwealth, and therefore a separate assessment of the impact of controlled actions is not required under Pt 8 of the EPBC Act: see s 83(1). Rather, the Minister in this case was provided with the assessment report of the NSW Department and the IPC's reasons before making her decision, the former of which was required to contain sufficient information about the relevant impacts of the Extension Project for the purposes of each controlling provision: s 47(4). Whilst those reports before the Minister also contained detailed assessment of the likely impact on greenhouse gas emissions of the extension of the mine, this was due to the New South Wales legislative scheme for environmental approvals (as accredited by the Commonwealth) and thus its responsibilities for the environment, not by any requirement of the EPBC Act or bilateral agreement between the Commonwealth and New South Wales. The Minister's statutory function directed her primarily in those reports to the State's assessment of the impact of the extension of the mine to listed threatened species and communities and water resources. Nevertheless the wider considerations of the IPC and the NSW Department were to be before the Minister.
90 As will be developed below, recourse to the terms of the EPA Act and the function of the relevant consent authority in New South Wales is not to suggest that the posited duty of care cannot be sustained because of the New South Wales legislative regime for environmental approvals, by reason of incoherency or otherwise. Rather, that scheme and its operation here serves to highlight the incoherency of the posited duty with the EPBC Act, with proper appreciation of the Minister's statutory task under ss 130 and 133 within the inter-governmental arrangements for the management of the environment in Australia.
91 Section 520 of the EPBC Act provides for regulations to be made under the Act. Section 520(3) provides for regulations for and in relation to various international agreements. The only agreement referable to climate change in subs (3) is the United Nations Framework Convention on Climate Change, opened for signature 4 June 1992, 1771 UNTS 107 (entered into force 21 March 1994) (UNFCCC). No other agreements referable to climate change are mentioned. No regulations under subs (3) have been promulgated.
92 The EPBC Act did not require the Minister in this case, for the reasons below, to take into account the risks of personal injury or death resulting from an increase in greenhouse gas emissions consequent upon the Minister's decision and its resultant impact upon climate change. Though the parties approached the appeal on the basis that such could be taken into account. As described above, the climate change and global warming consequences of combusting the coal mined were considered in detail by the NSW Department and IPC under the relevant State legislation, which views and analysis were before the Minister in making her decision under s 133 of the EPBC Act, in a process that reflected the division of co-ordinate responsibility for the protection of the environment between the Commonwealth and the State and Territories, and the EPBC Act's particular role and function within the Commonwealth's sphere of responsibility.