Ground 3
49 Ground 3 states:
3. The appellant claimed that he would experience persecution in Sri Lanka because he would be perceived to support the LTTE because his family have strong links to the Tamil National Alliance. The Tribunal overlooked dealing with this aspect of the appellant's claims, giving rise to jurisdictional error. The Federal Circuit Court found at paragraphs 40 and 42 of its decision that this claim by the appellant was subsumed within certain findings made by the Tribunal and therefore this ground of judicial review must be rejected. The Federal Circuit Court erred in making these findings and not finding that the Tribunal's decision was infected by jurisdictional error on this basis.
50 In his notice of contention the Minister contends that the Tribunal had no obligation in the first place to consider the TNA- LTTE claim, with the consequence that the primary judge was wrong to so find.
51 The appellant, in his written submissions prepared by a lawyer, submits as follows:
16. One set of claims by the appellant arose from the fact that he was Tamil and, in January 2012, he had been briefly detained and questioned by the Sri Lankan Army about his links with the LTTE. The appellant's agent, in a written submission dated 22 January 2014, identified the issue for the Tribunal as whether there was a real chance the appellant would suffer persecution in Sri Lanka because of his Tamil race or 'his imputed political opinion of support for the ... LTTE'. (AB 304.5)
17. Another set of claims by the appellant arose from the fact that the appellant supported the TNA, in 2012 his father was elected to Eastern Provincial Council as a representative of the TNA, and in the lead up to the election the appellant was threatened by an opposing political party called the TMVP. The appellant's agent, in a written submission dated 22 January 2014, identified the issue for the Tribunal as whether there was a real chance the appellant would suffer persecution in Sri Lanka because of 'his imputed political opinion of support for ... the TNA'. (AB 304.5)
18. The appellant's agent then identified a link between these two sets of claims which it put as follows: (AB 304.9)
'[The appellant] will be perceived ... to support the LITE because ... (b) his family have strong links to the TNA, a party which supports greater autonomy for Sri Lanka's population ...'
Specifically, the appellant (by his agent) expressly claimed that his and his family's strong links to the TNA would cause him to be perceived to support the LTTE, which in turn would cause him to be persecuted by the Sri Lankan Army and authorities ('the TNA - LTTE Claim')
19. The appellant contended in the Federal Circuit Court that the Tribunal did not deal with the TNA - LTTE Claim. This contention requires a consideration of:
a) whether the TNA-LTTE Claim was sufficiently raised before the Tribunal; and
b) if so, whether the Tribunal failed to deal with the claim.
52 In reference to NABE v Minister for Immigration & Multicultural & Indigenous Affairs (No 2) (2004) 144 FCR 1 at [55], [58] and [63]; [2004] FCAFC 263, the appellant submits the TNA-LTTE claim was sufficiently made in clear and plain English in a written submission dated 22 January 2014 provided by the appellant's agent to the Tribunal under the heading "Claims". The appellant further submits that the appellant's agent repeated or touched on the claim, with references to relevant evidence, in later parts of the 22 January 2014 submission, for example, at [10] and [16].
53 The appellant notes that the primary judge, at [26], found that the appellant had sufficiently raised the TNA-LTTE Claim before the Tribunal.
I do consider that paragraph 3 of the letter dated 22 January 2014 does sufficiently raise a claim by the applicant that he would experience persecution in Sri Lanka because he would be 'perceived to ... support the LTTE because ... his family have strong links to the TNA ...'.
54 Referring to Applicant WAEE v Minister for Immigration and Multicultural and Indigenous Affairs (2003) 236 FCR 593; [2003] FCAFC 184, at [47], the appellant submits the Tribunal failed to deal with this claim and submits the primary judge erred in finding to the contrary.
55 The appellant notes that the primary judge, in paras [23], [24] and [40] of his decision, considered that the Tribunal dealt with the TNA-LTTE claim, but challenges this finding for these reasons:
Paragraphs [23] and [24] of the Tribunal's decision appear in a section of the decision titled "Political opinion - Pro TNA, support for his father" which runs from [21] to [30]. Paragraphs [23] and [24] should be considered in this context. The section is structured as follows:
(1) In [22], the Tribunal, after stating that "there are several aspects to the applicant's claims arising from his pro-TNA political opinion", listed five aspects in sentences commencing "Firstly", "Secondly" etc. The first aspect was:
Firstly is the claim he was extorted by the army, he claimed part of the reason for that was his support for his father and the TNA. He fears future harm by the army.
(2) In [23] and [24], the Tribunal dealt with this first aspect:
(i) In part of [23], the Tribunal considered an event in January 2012 when the appellant was questioned by the SLA, following which the SLA extorted money from him to pay for alcohol at an SLA party. The Tribunal accepted that the event occurred, but noted that the appellant was released by the SLA unharmed, and was not harmed by the SLA after he paid for the alcohol.
(ii) In the remainder of [23], the Tribunal recorded the appellant's claims concerning fear of future harm from the SLA and added that, although he did not expressly state at the hearing that he feared future harm from the SLA because of his pro-TNA political opinion, nevertheless the Tribunal considered that part of his claim.
(iii) In [24], all but the last sentence involved a further consideration by the Tribunal of the event in January 2012 when the appellant was questioned by the SLA, matters relating to the event, for example, "the Tribunal notes that after the applicant agreed to pay money to the army, he encountered no further difficulties from the army for any reason ...", and findings concerning the event, for example, "the Tribunal does not consider the applicant being questioned by the army or his being extorted money to be instances of serious harm".
(iv) The Tribunal then immediately proceeded to make the following finding in the last sentence of [24]:
For those reasons, the Tribunal considers the applicant faces only a remote chance and therefore is not satisfied the applicant has a real chance of facing serious harm from the army because of his political opinion in support of the TNA, now or in the reasonably foreseeable future if he returns to Sri Lanka. (Underlining added.)
56 The appellant notes that the primary judge considered that the [24] finding was:
(a) "a general finding ... that the applicant was not at risk of harm from the Army because of his TNA links" (see [39]);
(b) "on the authority of WAEE the Tribunal was not required to specifically make a finding that the applicant was not at risk of harm from the Army because of his links to the TNA: (see [39]); and
(c) the TNA-LTTE claim "was essentially subsumed within" the [24] finding (see [40]).
57 The appellant submits the primary judge twice stated that the [24] finding was "a general finding". However, he submits, the mere fact that the Tribunal makes a general or broad finding does not mean that the Tribunal necessarily considered and dealt with all issues which might be encompassed by the general finding. Instead, one must consider the Tribunal's surrounding reasons for decision (created by the Tribunal pursuant to its statutory obligation under s 430 of the Act) to determine whether the Tribunal considered and dealt with a particular claim. See Minister for Immigration and Multicultural Affairs v Yusuf (2001) 206 CLR 323 at [69]; [2001] HCA 30. See also WZAQU v Minister for Immigration and Citizenship (2013) 233 FCR 534; [2013] FCA 327 at [13].
58 In the present case, the appellant submits the [24] finding must be considered in the context of the Tribunal's reasoning process and express reasons for decision in [23] and [24], and the reasoning process in [23] and [24] indicates that the Tribunal:
(1) was considering the appellant's fear of harm from the SLA (in contrast to the TNA-LTTE claim which concerned the appellant's fear of harm from the Sri Lankan authorities more broadly);
(2) focused on the event in January 2012 when the appellant was questioned by the SLA and made findings concerning and relating to the event; and
(3) then immediately proceeded to make the [24] finding.
59 The appellant submits there is no sentence in [23] or [24] which touches on the TNA-LTTE claim, or suggests that the Tribunal considered the TNA-LTTE claim when making the [24] finding. In the circumstances, he says, a court should have concluded on the judicial review application that the Tribunal did not deal with the TNA-LTTE claim in the course of making the [24] finding.
60 The appellant says his claims concerning fear of persecution arising from his and his family's links to the TNA had a number of separate foundations or bases, one of which was the TNA-LTTE claim, that is, the appellant and his family's strong links to the TNA would cause him to be perceived to support the LTTE, which in turn would cause him to be persecuted by the SLA and Sri Lankan authorities. He says that although the Tribunal made the [24] finding, which is a general and broad finding, a fair reading of the Tribunal's reasons for decision in [23] and [24] indicates that the Tribunal did not consider or deal with this basis of the appellant's claims.
61 The appellant also observes that the primary judge appears to have accepted that the Tribunal failed to expressly deal with the TNA-LTTE claim in its reasons for decision in approaching the question in the way that it did. Nonetheless, the primary judge found that the TNA-LTTE claim was "essentially subsumed within" the [24] finding. One reason this is an error, the appellant contends, is that the [24] finding was limited to the appellant's fear of harm from the SLA, while the TNA-LTTE claim concerned fear of harm from the Sri Lankan authorities more broadly. A second reason is that, as explained, the Tribunal's express reasons for decision in [23] and [24] indicate that it did not consider the TNA-LTTE claim in the course of making the [24] finding.
62 The appellant also challenges the primary judge's finding at [39] that:
There was a general finding made ... that the applicant was not at risk of harm from the Army because of his TNA links. On the authority of WAEE, the Tribunal was not then required to specifically make a finding that the applicant was not at risk of harm from the Army because his links to the TNA would see him perceived to be an LTTE supporter.
63 He submits the second sentence in [39] does not necessarily follow from the first. Although the Tribunal made the [24] finding, it does not follow that the [24] finding subsumed the TNA-LTTE claim.
64 The appellant additionally notes that the primary judge adds, at [41], that [40] of the Tribunal's decision "lends weight to the conclusion [his Honour has] reached". His Honour (at [41]) highlighted sentences in the second half of [40] of the Tribunal's decision. The highlighted sentences, he submits, divide into two parts:
(1) First, the Tribunal stated:
The Tribunal notes that the applicant was questioned by the army about any connections he had with the LTTE in January 2012 and was released unharmed. The Tribunal therefore concludes the applicant despite the applicant's brother in law being a member of the LTTE and the applicant's father giving money and other support to the LITE during the Sri Lankan civil war, the Sri Lankan authorities do not consider the applicant is a person with such links to the LTTE that he would be targeted for harm.
The use of the word "therefore" indicates that the conclusion that the appellant was not a person with such links to the LTTE that he would be targeted:
(a) followed directly from the finding concerning the appellant's release from the army in January 2012 after questioning; and
(b) did not involve a consideration by the Tribunal of additional matters such as the TNA-LTTE Claim.
(2) Second, in the sentences highlighted by the primary judge at [40] of the Tribunal's decision, the Tribunal continued:
The Tribunal considers given the personal circumstances of the applicant and his limited dealings with the LTTE, the Tribunal considers there is only a speculative and therefore not a real chance he will be questioned, arrested, detained ... or suffer any form of serious harm by the Sri Lankan authorities ... because of his race as Tamil ... or any other Convention reason.
The primary judge considered, at [42], that this was "a general finding" (with which the appellant says he agrees) which must be read in the context of [35] to [40] of the Tribunal's decision. In relation to this context:
(a) The sub-heading at [35] states "Tamil -pro LTTE". This subheading does not refer to the appellant's links to the TNA.
(b) There is no sentence in [35] to [40] in which the Tribunal refers to the TNA-LTTE claim that the appellant's father was a TNA politician, or the appellant's links to the TNA.
In summary, the content and context of [40] of the Tribunals' reasons indicate that the Tribunal's findings in [40] do not deal with or consider the TNA-LTTE claim.
65 The Minister, having regard to his notice of contention, submits no obligation arose in the first place to consider the TNA-LTTE claim, in circumstances where:
(1) the claim did not clearly emerge from the materials before the Tribunal, nor was it the subject of a "substantial clearly articulated argument relying on established facts"; and
(2) to the extent the claim was raised (which is denied), it was abandoned by the appellant by his conduct at the Tribunal hearing.
66 The Minister observes a claim (or its essential/component integers) is generally only required to be considered where it is the subject of a "substantial, clearly articulated argument relying on established facts", as explained in NABE at [55], [63] and [68].
67 He accepts there is one exception to that: that is, where a claim (although unarticulated) "clearly emerges", is "squarely raised" or is "plain" on the materials before the decision-maker: NABE at [58] and [68]; SZUTM v Minister for Immigration and Border Protection (2016) 241 FCR 214 at [37]; [2016] FCA 45 (Markovic J). But a finding to such an effect is not one that will be made lightly (NABE at [68]) and the fact that a claim "might" be seen to arise on the materials is not enough: NABE at [68]. Further, while there is no precise standard for determining whether an unarticulated claim has been "squarely raised", (MZXLB v Minister for Immigration & Citizenship [2007] FCA 1588 at [14] (Finkelstein J)) a court will be more willing to draw the line in favour of an unrepresented party: Kasupene v Minister for Immigration and Citizenship (2008) 49 AAR 77 at [21] (Flick J).
68 The Minister says that despite the appellant's attempts to the contrary, ascertaining whether the alleged claim was clearly articulated (or clearly emerged from the materials) cannot be considered in a vacuum. That issue must be considered in light of the way the appellant's claims were presented over time.
69 He says the starting point in this case is the statement of claim the appellant filed in connection with his protection visa application. By that document, the appellant identified two claims: (1) that he feared harm from the SLA because they perceived him to be an LTTE supporter on account of the fact that the SLA had received misinformation that the appellant delivered a parcel to LTTE members in Kokunari and (2) that, due to his and his father's support of the TNA, he feared harm from the members of a rival political party (the TMVP).
70 Pertinently, the Minister submits, no suggestion of any kind was made that the SLA perceived TNA supporters to be LTTE supporters. And, in fact, [8] of the appellant's statement of claims shows that the SLA had no interest in the appellant's father (a high profile TNA member).
71 The Minister notes that the appellant's claims in his interview before the Minister's delegate remained the same. In fact, the delegate's decision record shows that the appellant made no attempt to make any kind of assertion that TNA supporters were perceived to support the LTTE. And, further, the delegate specifically noted that the appellant "did not explicitly claim that he fears persecution in Sri Lanka because he is suspected of having links to the LTTE" (let alone such links arising on account of his TNA support).
72 Before the Tribunal hearing, the Minister submits, the appellant's migration agent provided lengthy written submissions to the Tribunal. He notes the appellant contends that [3] of those submissions was adequate to sufficiently raise the alleged claim in accordance with the principles discussed by the Full Court in NABE as discussed above. Paragraph [3] reads as follows:
3. [AWT15] will be perceived to be opposed to the government of Sri Lanka and the TMVP, and to support the LTTE because:
a. he is a Tamil;
b. his family have strong links to the TNA, a party which supports greater autonomy for Sri Lanka's Tamil population (and opposes the Sri Lanka Freedom Party);
c. his brother-in-law was an LTTE cadre; and
d. he has applied for protection in Australia.
73 The Minister submits that even if [3] could be read in isolation for the purposes of ascertaining whether the claim was sufficiently raised (which is denied), it is ambiguous or equivocal. The body of this point 3 speaks of three alleged perceptions: that is, the applicant will be perceived to: (1) oppose the SLA; (2) oppose the TMVP; and (3) support the LTTE. Those three perceptions relate to four factual matters identified in subparagraphs (a) to (d). However, logically, each of the four factual matters do not (or do not clearly) link to each of the three perceptions. By way of example only, there is no reason to think that having applied for protection in Australia (fact (d)) gives rise to an anti-TMVP or pro-LTTE perception. Also, there is no reason to understand why merely being a Tamil would render a person being seen to be anti-TMVP. Similarly, while fact (b) can be seen to explain why TNA supporters might be seen to be opposed to the SLA, it does not (in any clear or unequivocal way) link this to some kind of pro-LTTE support (as opposed to the fact that TNA members oppose the political views of the political party in power).
74 The Minister further contends that once the agent's submission is read as a whole, it becomes apparent that no attempt was made (or evidence put forth) to suggest that having TNA links would give rise to an imputed LTTE supporter profile (from the perception of the SLA). In this regard:
(1) paragraph [6(c)] of the agent's submission (and [11]-[14] by reference) addressed why the appellant would have perceived links to the LTTE. It did so entirely on account of the fact that Tamils were perceived to be LTTE supporters;
(2) paragraph [6(d)] of the agent's submission (and [15]-[16] by reference) addressed why TNA supporters were persecuted by the SLA. It did so by reference to the fact that the TNA was the most forceful and coherent opposition of the government;
(3) in paragraphs [17] to [20] of the agent's submission, the agent purported to explain why the appellant would be persecuted as a failed asylum seeker. One aspect of this was that the appellant would have an LTTE profile. However, in explaining why the appellant would have such a profile, no attempt was made to suggest that it would be imputed on account of his family's TNA support; and
(4) the appellant's own case ran at odds with the alleged claim (in that the appellant conceded that the SLA had no interest in him on account of his TNA profile).
75 Further, the Minister submits no submission or evidence (at least of any clear or direct nature) was put forth at any point that suggested that having TNA links resulted in the SLA imputing an LTTE supporter profile. Rather, the appellant's assertion that such a profile might be imputed was on account of: (1) the previous misinformation given to the SLA about the appellant delivering a parcel to the LTTE; (2) the appellant's brother-in-law's LTTE connections; and (3) the appellant being a Tamil.
76 The Minister notes that, during the Tribunal hearing, no attempt whatsoever was made to suggest that the SLA perceived TNA supporters to support the LTTE (or that the appellant was at risk of harm on such a basis). Rather, as the Tribunal's decision (and the Tribunal hearing transcript) shows, at every juncture where the appellant was directly asked to clarify or explain why he would be imputed with an LTTE supporter profile (or the relevance of his TNA links from a risk/adverse profile perspective), the appellant referred to other matters: See, for example, the Tribunal's reasons at [23]. On one view, this could be seen to amount to the abandonment of any claim (as to this possibility, see Htun v Minister for Immigration and Multicultural Affairs [2001] FCA 1802 at [42]) (even if it was raised - which is denied). However, the Minister says that the better view is that this just further evidences the fact that the alleged claim was never (clearly or otherwise) raised.
77 The Minister adds that the appellant never put forth any "established facts" in support of the alleged claim. In this regard, no evidence was ever put before the Tribunal that suggested that the SLA imputed TNA supporters with LTTE supporter profiles. See SZQTW v Minister for Immigration [2012] FMCA 777 at [11] (Raphael FM); MZANX v Minister for Immigration [2016] FCCA 2654 at [55] (Wilson J). In fact, the evidence before the Tribunal was at odds with this. A claim being based on established facts is a threshold requirement to it being sufficiently raised so as to require a decision-maker to consider it: SZUTM at [38] (Markovic J).
78 If the alleged claim was raised (which the Minister denies), he says it could hardly be said to be a substantial one. It would be, at best, a claim that was incidental to - and at the outer periphery of - the appellant's claim to be at risk from the SLA on account of his TNA links.
79 Thus, the Minister submits, viewed as whole, no clear attempt was ever made by the appellant to link his TNA support to an imputed LTTE supporter profile. The clear focus of his attempt to suggest that an LTTE supporter perception arose was on account of the three facts identified.
80 The Minister thus contends that the appellant's attempt to raise "one convoluted and equivocal paragraph" of a written submission (in the context of having made voluminous submissions during the course of the matter) - in an illogical and technical way, and in a way which: (1) found no support in the balance of the agent's written submission; (2) ran against the way the appellant had presented his case over time and at the Tribunal hearing; and (3) lacked evidential support - was far from the presentation of a "substantial, clearly articulated claim relying on established facts". That is particularly so when regard is had to the fact that the appellant was, at all relevant stages, assisted by lawyers and migration agents in the formulation of his claims.
81 The Minister further contends that, in any event, as the primary judge correctly pointed out (at [27]-[43]), it is apparent on the face of the Tribunal's reasons that the alleged claim was considered.
82 In my view, this ground 3 of the appeal fails, principally for the reasons advanced in the Minister's notice of contention.
83 The ground and the arguments pressed in support of it by the appellant are artificial in the extreme. The manner in which the issue to which this ground relates had historically been pursued and dealt with in the Tribunal, and all the evidence led in the Tribunal focussed on an issue quite different from that which the appellant now wishes to contend for. He now seeks to read point 3 in isolation and to construe it as though it were a statutory provision.
84 For all the reasons the Minister has contended for, and I have set out above, viewed as a whole no clear attempt was ever made by the appellant to link his TNA support to an imputed LTTE supporter profile. The clear focus of his attempt to suggest that an LTTE supporter perception arose was on account of the three factors identified earlier.
85 As a consequence, for the reasons contended for by the Minister, the notice of contention is upheld.
86 In those circumstances, there is no need to consider the ground of appeal any further and whether or not the analysis otherwise made by the primary judge was correct.
87 Ground 3 therefore fails.