Ground 1 - particular (d)
39 Ground 1 read with particular (d), claimed that the Tribunal fell into jurisdictional error in failing to consider "well known and thorough studies of violence against Tamils". The written and oral submissions in respect to this particular were directed to violence in detention or in prison.
40 The Tribunal found, at [118], that the appellant would not face a real chance of serious harm if he were to be imprisoned (that being a potential consequence of the appellant's illegal departure from Sri Lanka) for a few days on his return to Sri Lanka. The appellant's appeal ground was that the Tribunal failed to consider "well known and thorough studies of violence against Tamils including returnees, such as material before the Tribunal and cited in submissions". The appellant submitted:
The Tribunal also noted that "there are reports of mistreatment of both Tamil and Sinhalese prisoners in Sri Lanka's prison system"…, but did not engage with those reports, nor with the reports regarding torture of prisoners including (but not limited to) Tamils with an actual or perceived association with the LTTE.
41 The appellant says that it should be inferred from the finding at [118] that the Tribunal did not have regard to the material before it, the complaint being specifically directed at particular lines in country information which the appellant had put before the Tribunal. Paragraph [118] of the Tribunal's reasons provided:
While the above reports refer to harm of Tamils with actual or imputed LTTE association, the tribunal has found that the applicant does not hold such a profile. The evidence before it suggests that poor prison conditions are not applied in a discriminatory manner against Tamils and the tribunal does not accept that the applicant would face a real chance of serious harm as a result of being a Tamil, including a Sri Lankan Tamil, a Tamil male from the North or East of a predominately Tamil region, from any actual/imputed political opinion arising from his profile or any other Convention ground while he is imprisoned on remand for a few days after his return to Sri Lanka.
42 The complaint made by the appellant was that particular sentences contained in the country information he had put before the Tribunal provided a basis for a conclusion that torture of prisoners was not necessarily confined to any particular ethnic, religious of political group and these particular sentences were not considered. The submission was that these isolated sentences provided a basis for a conclusion that there was a "general culture of violence and risk for people in detention". The sentences particularly relied upon before this Court were contained in the pre-hearing submission dated 11 September 2015. Counsel for the appellant, in oral submissions, said that the Tribunal should have asked itself the question: "Is the applicant at risk of serious harm or persecution for reason of membership of a particular social group, namely prisoners or people in detention?"
43 I interpolate that this was not how the argument was framed before the Federal Circuit Court (or the Tribunal); it was not put to the Federal Circuit Court that the Tribunal should have asked itself a question based on the applicant being a member of a particular social group, being prisoners or people in detention (whether or not they were Tamil or failed asylum seekers or anything else). Nor was this argument put in written submissions to this Court. No application was made to rely upon grounds not relied upon before the Federal Circuit Court or to amend Ground 1 particular (d). To the contrary, the case was run before this Court expressly on the basis that all of the grounds before this Court had been argued at first instance and that the "essence of the appeal is that the learned judge … erred in not finding that the Tribunal had fallen into jurisdictional error for the reasons urged in the Grounds before her Honour". Relying upon CSO15 v Minister for Immigration and Border Protection [2018] FCAFC 14 at [9], the appellant said it was therefore not necessary to canvass the reasons of the Federal Circuit Court in detail. The appellant did not canvass the reasons of the Federal Circuit Court at all and did not seek to identify any error on its part other than a failure to accept what was put to the Federal Circuit Court. The problem with this approach, at least in respect of this case, is that it avoids attention to whether there was any error on the part of the Federal Circuit Court (and this Court is hearing the matter as an appellate Court) and whether the submissions being advanced are in truth raising new grounds.
44 The submission dated 11 September 2015 containing the particular sentences relied upon before this Court opened with the following two paragraphs:
We refer to the hearing scheduled for 17 September 2015 for the above-named applicant and wish to provide updated country information in support of [his] application.
In summary the Applicant fears persecution at the hands of the security services of the Government of Sri Lanka ('GoSL') and/or affiliated paramilitary organisations owing to his background and past experiences in Sri Lanka. In particular he was questioned and assaulted by Army officers regarding his witnessing of a murder in 2008, which caused him to fear for his life should he remain in Sri Lanka. The Applicant fears returning to Sri Lanka on account that he will be detained indefinitely due to his profile with the Sri Lankan Army [sic]. Upon being detained he will be at risk of physical assault and torture during his interrogation by the security services.
45 The 11 September 2015 submission is then divided into four section: "Tamils in Sri Lanka", "The current situation in Sri Lanka: Returned Failed Asylum Seekers", "Complementary Protection" and a "Conclusion". The section "Tamils in Sri Lanka" is approximately two pages long. The focus of it is reports of mistreatment of Tamils. In that section, the following is found:
The DFAT Country Report on Sri Lanka, current as at 16 February 2015, provides that there have been credible reports of disappearances and torture carried out by the Sri Lankan security forces against the Tamil population:
…
Torture
In practice, DFAT assesses that there have been credible reports of torture carried out by Sri Lankan security forces, I some cases resulting in death. Reports of torture come from a wide range of actors, including political activists, suspects held on criminal charges and civilians detained in all parts of Sri Lanka, including in relation to suspected LTTE connections. Incidents of torture are not confined to any particular ethnic, religious or political group …
46 The last sentence was one of the principal sentences relied upon by the appellant. A few matters should be noted at this point. First, the submission that this was not taken into account must be rejected. The Tribunal said it took into account the information submitted by the appellant at [99] of its reasons and it referred several times to the DFAT Report and relied upon it in reaching its conclusions (for example at [97]). Secondly, the heading to the two page section of the submission in which this sentence is found and the chapeau to the quote set out above reveal that the appellant's claim was that he feared mistreatment in detention because he was Tamil and, implicitly, that he was more likely than other detainees to be mistreated because he was Tamil. Thirdly, no claim was articulated to the Tribunal by the appellant or his legal representatives that the claim was that he faced a risk of harm or persecution because he was a member of a particular social group, namely prisoners or people in detention (divorced from being Tamil or having some actual or imputed anti-government or pro-LTTE sentiment) or that this claim (if made) was different to the claim he was advancing and not subsumed in it. Fourthly, the argument that the Tribunal had to consider the particular social group of prisoners was not put to the Federal Circuit Court. Fifthly, this argument is not covered by Ground 1 particular (d) which is directed to an asserted failure to take into account "well known and thorough studies of violence against Tamils including returnees". Finally, leave was not sought to amend the notice of appeal.
47 The Tribunal referred extensively to independent country information and other material from paragraphs [87] to [117] and in [120] and engaged in a careful analysis in paragraphs [103] to [121] of the question whether the appellant had a future risk of harm upon his return on the basis of his illegal departure from Sri Lanka.
48 I do not accept that it should be inferred from [118] that the Tribunal did not have regard to the country material put before it by the appellant. Such an inference is directly contrary to the Tribunal's express statement at [99] of its reasons that it did consider that country information. No cogent reason was advanced as to why that statement should not be accepted. For such an inference to be drawn it is necessary to do more than point to material capable of supporting such an inference: SZDXZ v Minister for Immigration and Citizenship [2008] FCAFC 109 at [25]. Here, however, the appellant has not pointed to material capable of supporting the inference, let alone demonstrated that it is appropriate, having regard to all of the evidence and other material before this Court, for such an inference to be drawn.
49 In any event, the Tribunal was not obliged to refer to every single piece of material before it; the fact that the Tribunal does not refer to material before it does not of itself establish a failure to take into account a relevant consideration, less still jurisdictional error: Minister for Immigration and Citizenship v Pemberton [2010] FCA 430 at [35], per Besanko J, citing Re Minister for Immigration and Multicultural Affairs; Ex parte Durairajasingham (2000) 168 ALR 407 at 422-423 [65] and Li Shi Ping v Minister for Immigration, Local Government and Ethnic Affairs (1994) 35 ALD 225 at 236 per Carr J (with whom Sheppard and Gummow JJ agreed).
50 The submission that the Tribunal "did not engage" with the material (should the submission that it failed to have regard to it be rejected, as it is) is presumably a reference to the principle that, where a decision-maker is required by statute to consider a claim or other mandatory criterion, the decision-maker must engage in an active intellectual process directed at that claim or criterion: Carrascalao v Minister for Immigration and Border Protection [2017] FCAFC 107; (2017) 347 ALR 173 at [45], per Griffiths, White and Bromwich JJ. As the Full Court noted, where that principle operates:
(1) it does not require the decision-maker to refer in the reasons to every piece of evidence and every contention made: Carrascalao at [45];
(2) the reasons should not be scrutinised "minutely and finely with an eye keenly attuned to the perception of error": Carrascalao at [45] quoting Minister for Immigration and Ethnic Affairs v Wu Shan Liang (1996) 185 CLR 159 at [30];
(3) a conclusion that the decision-maker has not engaged in an active intellectual process "will not lightly be made and must be supported by clear evidence, bearing in mind that the judicial review applicants carry the onus of proof": Carrascalao at [48].
51 Assuming the principle applies in this circumstance, the appellant has not made out that the Tribunal failed to engage with the country information he put before the Tribunal. As is made evident from its reasons at paragraphs [87] to [94], the Tribunal engaged in an active intellectual process in respect of the question whether there was a future risk of harm on the basis of being Tamil or as a result of having an actual or imputed pro-LTTE political opinion. Its reasons referred to and made plain that it actively considered the country information.
52 As is made evident from its reasons at paragraphs [95] to [102], the Tribunal engaged in an active intellectual process in respect of the question whether there was a future risk of harm on the basis of the appellant's being a failed asylum seeker or having sought asylum in a Western country. At [97], the Tribunal set out a section from the DFAT Country Report Sri Lanka dated 16 February 2015 (DFAT Report) (footnotes omitted):
DFAT has advised that it is aware of a small number of torture/mistreatment allegations by returnees by that verification of such allegations is complicated by the fact that many such allegations have been made anonymously, often to third parties. DFAT further noted that:
… there have been thousands of asylum seekers returned to Sri Lanka since 2009, including from Australia, the US, Canada, UK and other European countries, but relatively few allegations of torture or mistreatment … Although DFAT does not routinely monitor the situation of returnees, DFAT assesses that the risk of torture or mistreatment for the great majority of returnees is low, including those suspected of offences under the Immigrants and Emigrants Act.
53 At [99], the Tribunal made clear that it considered all the country information before it and set out the conclusions it reached in respect of it (emphasis added):
The tribunal's assessment of the country information before it, including that contained in submissions from the applicant's representative, is that it does not indicate that all returnees/failed asylum seekers, or all Tamil returnees are at risk or that it is the act of fleeing and seeking asylum abroad that may put an individual at risk. Nor does the country information indicate that all persons or all Tamils who leave Sri Lanka illegally are imputed with LTTE associations or sympathies. Rather, it appears that individuals who have a profile of interest to the Sri Lankan authorities and who also happen to be returnees/failed asylum seekers (from a western country) may be of adverse interest to the authorities. In light of its findings regarding the applicant's past circumstances in Sri Lanka the tribunal does not accept that he has a profile of interest and therefore does not accept that the applicant will be of interest to the Sri Lankan authorities upon return.
54 At [101], the Tribunal said (emphasis added):
Given its above findings, including in relation to the applicant's specific claims regarding his adverse profile and general claims as a Tamil, the tribunal does not accept that there is a real chance that the applicant will face indefinite detention, physical assault or torture due to authorities attempting to extract information from him.
55 The Tribunal engaged with the material which the appellant had put before it and dealt with the claims the appellant had made.
56 As is made evident from its reasons at paragraphs [103] to [121], the Tribunal engaged in an active intellectual process in respect of the question whether there was a future risk of harm on the basis of the appellant's illegal departure from Sri Lanka. These reasons are appropriately read with its earlier reasons and findings. The Tribunal referred to and actively considered various pieces of country information. As noted above, it had expressly referred at [99] to the material said not be engaged with and referred extensively to independent country information and other material from paragraphs [87] to [120].
57 The Tribunal actively engaged with the material submitted by the appellant. The appellant points to no "clear evidence" (Carrascalao at [48]) from which the opposite conclusion could appropriately be drawn. The real complaint advanced by the appellant is that it would have preferred the Tribunal to have reached a different ultimate conclusion and for it to have preferred the country information submitted by him rather than the country information in fact preferred. That is an invitation for merits review which was not the role of the Federal Circuit Court and is not the role of this Court.
58 For the reasons given above, I do not accept that the Tribunal failed to consider the material referred to or that it failed to "engage" with the material.
59 As to the submission that the Tribunal ought to have asked itself the question of whether there was a risk of serious harm or persecution by reason of membership of a particular social group of prisoners or people in detention and to supplement what I have said at [46] above:
(1) No attempt was made by the appellant to identify whether there was a particular social group as identified in the oral submission put for the first time to this Court.
(2) This was not a claim which was articulated to the Tribunal as a claim separate to that of being a Tamil prisoner or a detained returned asylum seeker or which arose "squarely" on the material before the Tribunal. If the claim arose squarely on the material before the Tribunal, it might be expected to have been put squarely to the Tribunal and the Federal Circuit Court or identified somewhere in the notice of appeal to this Court, Ground 1(d) of which centred on "well-known and thorough studies of violence against Tamils including returnees" (emphasis added) and not on prisoners generally. The appellant was represented before the delegate, the Tribunal, the Federal Circuit Court and this Court.
(3) There were claims made by the appellant that he might be mistreated because of his Tamil ethnicity, as a returned asylum seeker and because of his connection with the four key events identified by the delegate and the Tribunal. The written submissions of 11 September 2015 contain the occasional reference to mistreatment in the prison system generally. The Tribunal dealt with that point at a similar level of generality in its reasons. It cannot be criticised now for dealing with it at that level given the complete lack of prominence with which the claim might be found in the material submitted to the Tribunal.
(4) The written submission of 11 September 2015 was predominantly directed to there being a risk of being tortured or mistreated in detention or in a Sri Lankan prison due to the appellant being a Tamil (under the heading "Tamils in Sri Lanka") and as a failed asylum seeker (under the heading "The current situation in Sri Lanka: Returned Failed Asylum Seekers"). The Tribunal's rejection at [101] of risks of harm arising from the appellant's "general claims as a Tamil" and the rejection of his claim as a failed asylum seeker subsumed the claim now sought to be advanced. The appellant's claim, if anything, was that the additional characteristics of being Tamil and a returned failed asylum seeker made him more likely to be mistreated in detention or as a prisoner than would otherwise be the case. The claim of there being a risk of harm as a consequence of being a prisoner (with no particular attributes other than being a prisoner) was subsumed in the claim of being a prisoner with the claimed attributes.
(5) In any event, the Tribunal considered that, if the appellant were convicted of an offence under the Sri Lankan Immigrants and Emigrants Act on his return, the penalty most likely to be imposed would be a fine of between 5,000 and 50,000 rupees, which the Tribunal did not accept constituted "significant harm as defined in the Act": at [113]. The Tribunal considered the risk that the appellant would be imprisoned (after any initial detention), rather than fined, was remote: at [113].
60 Ground 1 read with particular (d) is not made out.