Ground 1
16 Ground 1 is expressed in the following terms in the Notice of Appeal:
1. The Federal Circuit Court erred by failing to conclude that the Second Respondent's decision was in error in that it failed to consider:
a. the Appellant's claims in respect of the area to which he would return, namely [U village], Khyber Paktunkhwa; and/ or
b. an integer of the Appellant's claim, namely that he was at real risk of relevant harm on return to [U village], Khyber Paktunkhwa.
17 As we have noted above, the Tribunal found that the appellant's evidence was inconsistent about where he had lived in Pakistan, and during which periods of time. At [31]-[32] of its reasons it made the following findings, which are not challenged on appeal:
When asked about the discrepancy between his evidence in the entry interview and his protection visa claims, the applicant reiterated he lived with his uncle and occasionally visited his family, in stark contrast to his evidence in the hearing which was the exact opposite.
When the inconsistencies in his evidence about where he resided, as discussed above, was put to the applicant in the hearing, the applicant agreed that there was a mistake in the dates because he forgot and was getting a lot of dates wrong because he was under a lot of tension and stress. However, as the Tribunal explained to the applicant, the issue was not about the dates but rather that his account of where he resided at various periods of time was significantly different.
18 The Tribunal gave examples in [32] of the inconsistencies it referred to, but it is unnecessary to set them out.
19 Although the ground of appeal is expressed as a failure to consider a claim, or an integer of a claim, the appellant's counsel fairly accepted in oral submissions that underlying this articulation of the ground of appeal was a premise that the Tribunal was obliged, in order lawfully to discharge or complete its statutory task, to make a finding about the place, or places, to which the appellant would return. If there was more than one likely or possible place of return, the appellant contends the Tribunal was obliged to make findings in relation to each of them. The identification of each place of return raised on the material before the Tribunal was, the appellant contends, critical to the Tribunal's task. He submits that the place of return defines the country information that is relevant and, if a claim is made out in respect of that place, also determines the places which need to be considered on the question of whether relocation is reasonable, in the sense of being practicable. In written submissions, the appellant contended:
Without identifying a place of return or considering each possible place of return on the question of whether there is a real chance of relevant harm there, the decision-maker cannot perform its statutory task and cannot ask itself the right questions, namely:
a. Is there one place within the person's country of return where that person is at real risk of relevant harm in the reasonably foreseeable future?
b. If so, is there another part of the country to which that person could reasonably relocate?
(Footnote omitted.)
20 In the present case, the appellant submits the material before the Tribunal made it clear the appellant had connections to the KPK region, because of having lived with his uncle, and this should have been identified as a possible place of return for the appellant. Rather than doing this, the appellant submits the Tribunal looked exclusively at FATA as the appellant's place of return. He submits that the use of the phrase "home region", by the Tribunal in its reasons was inapposite, because it mattered not where a person's "home" or original location might have been: what mattered was to where the person was likely to return, if removed from Australia.
21 On this basis, the appellant submits the Tribunal had made no finding that the appellant was likely to return to FATA: rather, the Tribunal had only made a finding that K village in the Orakzai Agency province was the appellant's "home region" which was, the appellant contends, an irrelevant finding. Alternatively, even if it did, it made no finding at all about what would happen to the appellant if he were to return to the KPK province, where his uncle lived and where he had gone to school and this was, the appellant submits, on the evidence before the Tribunal and on the appellant's claims, also a likely place of return.
22 We do not consider that, in the circumstances of its review, given the material presented to it and the findings it had made, the Tribunal was required to assess whether the appellant had a well-founded fear of persecution in the KPK region, as part of the performance of its statutory task. That is because there was clearly sufficient material before the Tribunal for it to be open to it to find that the FATA region, and K village, was a possible or likely place of return for the appellant, because it was his "home region". Having found the appellant had no well-founded fear of persecution if he returned to the FATA region, and was not at risk of significant harm under the complementary protection criteria, a lawful performance of the Tribunal's statutory task on review did not require it to go on and examine what might happen to the appellant were he to return to the KPK region. We turn to explain why we have reached that conclusion.
23 Some of the appellant's more general propositions about the Tribunal's task in considering both refugee and complementary protection may be accepted. Both the refugee and complementary protection criteria, insofar as they require a focus on risk of harm (whether for specific reasons or not), require the decision-maker to engage in a predictive and therefore somewhat speculative task about what is likely to happen to a person in the reasonably foreseeable future on return to her or his country of nationality: see Minister for Immigration and Ethnic Affairs v Wu Shan Liang [1996] HCA 6; 185 CLR 259 at 277-279 (Brennan CJ, Toohey, McHugh and Gummow JJ); NAHI v Minister for Immigration and Multicultural and Indigenous Affairs [2004] FCAFC 10 at [13] (Gray, Tamberlin and Lander JJ); Iyer v Minister for Immigration and Multicultural Affairs [2000] FCA 1788 at [27] (Heerey, Moore, Goldberg JJ); SZQXE v Minister for Immigration and Citizenship [2012] FCA 1292; (2012) 134 ALD 495 at [7] (Flick J). These authorities were considered in CPE15 v Minister for Immigration and Border Protection [2017] FCA 591 at [59]-[60].
24 It is also well-established that notions of "relocation", or "internal relocation" and the approach to that question through the concepts of reasonableness and practicability are not to be found in the Convention text, but rather are derived as a matter of inference from the more generally stated provisions of the Art 1A definition: SZATV v Minister for Immigration and Citizenship [2007] HCA 40; 233 CLR 18 at [11]. The plurality in SZATV endorsed the description given by Lord Bingham in Januzi v Secretary of State for the Home Department [2006] 2 AC 426 at 440 about how the inference arises. Lord Bingham said that the Refugee Convention:
… does not expressly address the situation at issue in these appeals where, within the country of his nationality, a person has a well-founded fear of persecution at place A, where he lived, but not at place B, where (it is said) he could reasonably be expected to relocate. But the situation may fairly be said to be covered by the causative condition to which reference has been made: for if a person is outside the country of his nationality because he has chosen to leave that country and seek asylum in a foreign country, rather than move to a place of relocation within his own country where he could have no well-founded fear of persecution, where the protection of his country would be available to him and where he could reasonably be expected to relocate, it can properly be said that he is not outside the country of his nationality owing to a well-founded fear of being persecuted for a Convention reason.
25 In SZATV at [32], the plurality expressly concluded that a failure by a decision-maker to consider what might reasonably be expected of an applicant with respect to her or his "relocation" is an error of law going to the "essential task" of the Tribunal and therefore jurisdictional in nature.
26 The same point was made again by the majority in Minister for Immigration and Border Protection v SZSCA [2014] HCA 45; 254 CLR 317 at [23]. The circumstances in SZSCA were not in fact concerned with a person who had been assessed as having a well-founded fear of persecution if he were to return to one part of his country of nationality (in that case, Afghanistan) and whether there was another place to which he could reasonably be expected to relocate. Rather, SZSCA concerned a person who, on the material before the Tribunal, would return to a place he had lived previously (Kabul), but whose work as a truck driver would take him outside Kabul and onto a number of roads and into a number of regions where the risks were quite different for a person of his ethnicity (Hazara) and religion (Shia). In those circumstances, the majority (at [29]) approached the Tribunal's expressed "expectation" that he would remain, or need to remain, within Kabul as raising "considerations analogous to those with which the internal relocation principle is concerned - specifically, whether such an expectation is reasonable" (our emphasis). The description of this approach being an "analogy" with the internal relocation principle was also used in the majority's reasons at [25]. The majority found (at [31]) that the Tribunal was required to, but did not, consider "the impact on the respondent of remaining in Kabul and not driving trucks on the roads he usually frequented in the course of his business".
27 This difference should be noted because the Court's decision in SZSCA, even the majority reasoning, does appear to suggest that in some factual situations a decision-maker may have to address, as part of the Art 1A task, whether it is reasonable to expect, or assume, as a matter of fact, that a claimant can or should act in particular way, or live, or work, in a particular place or in particular circumstances. This approach to Art 1A does not arise for express consideration in this appeal, but since the appellant's counsel made much of what he submits was a different approach by Gageler J in SZSCA, in our opinion, it should be noted that the majority also referred to the reasonableness of expectations about what a person could or would do on return as material, in particular circumstances at least, to the Art 1A task.
28 We accept the appellant's submissions that Gageler J (dissenting on the outcome) took substantively the same approach to the majority in SZSCA on internal relocation, and on how questions of reasonableness and practicability may enter into the Art 1A assessment. It is true that his Honour more expressly situated the internal relocation approach in what his Honour described as the fourth of four cumulative elements of Art 1A: namely, that a person "must be outside the country of his or her nationality 'owing to' that well-founded fear". However that had also been the approach of the majority at [23], as we noted above. It is also true that his Honour perceived a connection between the principles in Appellant S395/2002 v Minister for Immigration and Multicultural Affairs [2003] HCA 71; 216 CLR 473 and these matters, with which we respectfully agree.
29 At [39]-[41], speaking of this approach, his Honour said:
39. This case, like SZATV v Minister for Immigration and [Citizenship] and SZFDV v Minister for Immigration and Citizenship, is concerned primarily with the fourth element of the definition. The principle for which those cases stand is that the fourth element will be absent, even though the other three elements are present, if it would be reasonable for the person concerned to return to a region within the country of nationality where, objectively, there is no appreciable risk of the persecution of which the person has the fear that is well-founded. That is the principle on which so-called 'relocation' or 'internal flight' cases turn, though there is no reason to confine the principle to circumstances which involve a region which is different from the region in which the person last lived before leaving the country of nationality. The principle applies to a person who could safely return to his or her home region but not go to another region in the same way as it applies to a person who could safely return to another region but not go to his or her home region.
40. Underlying the principle is a purposive understanding of the causative connection connoted by the words 'owing to' within the context of the Convention. The purposive understanding is that a person is not in need of the protection of the international community, for which the Convention provides, outside the country of his or her nationality if it would be reasonable for the person to return to a region within that country where the person would be safe from persecution.
41. Questions raised by the fourth element of the definition are therefore: whether there is a region within the country of nationality in which there is no appreciable risk of the persecution of which the person has a well-founded fear; and, if so, whether or not it would be reasonable for the person to locate within that region on return to his or her country of nationality.
(Footnotes omitted.)
30 We do not understand this to be any different in substance to the majority's approach. That is, depending on factual circumstances, his Honour's approach is that a decision-maker may have to look at whether it is reasonable and practicable to expect a person to avoid travelling to another region of his or her country of nationality, which is outside the region the decision-maker has found is safe for the person, and is the place to which a person is likely to return.
31 Further, at [46], his Honour applied the approach he had outlined by stating that:
The Tribunal was correct to recognise that, on those findings, 'the issue of relocation does not arise as such' given that the respondent had established his home in Kabul before he left Afghanistan. Yet the Tribunal was also correct to recognise that those findings did give rise to an issue about the application to the respondent of the same principle as that which underlies an issue of relocation: whether the respondent was outside Afghanistan 'owing to' that well-founded fear of persecution by the Taliban in Afghanistan. The question which the Tribunal needed to address was whether it would be reasonable for the respondent, on return to Afghanistan, to live and work in Kabul. I cannot see that the Tribunal failed to address and to answer that question.
(Emphasis added.)
32 Like the majority's approach, this does appear to introduce, in some factual circumstances, concepts of reasonableness and practicability into the primary Art 1A assessment, although Gageler J reached a different conclusion to the majority on how the Tribunal's analysis had proceeded.
33 There remains to consider, at the level of general proposition, the appellant's submissions about the error which would be committed by decision-makers if they used (as the Tribunal here did) the term "home region" or "home area". This argument is based on what the appellant submits were differences of approach emerging from Kenny J in SZQPY v Minister for Immigration and Border Protection [2013] FCA 1133; Yates J in in SZQEN v Minister for Immigration and Citizenship [2012] FCA 387; 202 FCR 514 and the majority, but especially Gageler J, in SZSCA.
34 In SZQEN, the appellant was a Hazara of the Shia Muslim faith, from Afghanistan. He was born and raised in the Jaghori district within the Ghazni province, having lived there for around 40 years before moving to Helmand province, where he had inherited land from his father. He lived on that land for about 18 months before his land was seized by a Pashtun and he fled to Pakistan. He returned to try and reclaim the land but could not, and fled Afghanistan to Pakistan, and then to Australia. The reviewer found there was a risk of significant harm to the appellant if he returned to Helmand, which was Pashtun dominated, because of the dispute over his land. However the reviewer was not satisfied the risks to the appellant in that area gave rise to risks back in Jaghori district in Ghazni where he had been born and raised. The reviewer described the latter area as the appellant's "own district". The appellant told the reviewer there was nothing for him in the Jaghori district of Ghazni. The reviewer also raised the possibility of relocation to Kabul, and made findings that it was both a relevant and reasonable option for the appellant. On appeal from the Federal Magistrates Court before Yates J, the appellant contended his return to Jaghori was really one of relocation, not merely of return, and that the reviewer failed to consider the reasonableness of that relocation.
35 At [28]-[33], Yates J examined the authorities on relocation, including Randhawa v Minister for Immigration, Local Government and Ethnic Affairs [1994] FCA 535; 52 FCR 437; SZTAV and Januzi. His Honour noted at [35] that in each of these cases, the question was "whether it was reasonable for the claimant to be relocated to a place within the country of nationality that was not the claimant's home region" (emphasis added). His Honour then referred (at [36]) to passages from a UK Immigration Appeal Tribunal decision that the appellant in the present case sought to contest, namely Dyli v Secretary of State for the Home Department [2000] Imm AR 652. In particular, the passage at [35] of Dyli reveals what the appellant in the present appeal contends is problematic in the whole question of how to assess risks on return:
The concepts of reasonableness and undue harshness have to deal with a person who will have to move to an area that has not been his home. No questions of unreasonableness or undue harshness arise if the claimant has no well-founded fear of persecution in his own area. That is so even if there are other areas of his country where he might have such a fear. Such a person will be a refugee only if he cannot reach his own area without being at risk of persecution on the way.
(Emphasis added.)
36 Yates J acknowledged at [38] that no narrow or restrictive meaning should be given to the concept of "home area" or "home region", and that whether "such ties exist and whether a particular location can be appropriately characterised as a 'home region' or 'home area' are matters of fact". Implicitly, given the facts of the case before him, his Honour appeared to accept that a decision-maker could identify more than one place as a person's "home area" or "home region". His Honour concluded (at [40]):
However, the appellant's return to Jaghori would only be an issue of relocation if, contrary to the IMR's finding, Jaghori was not the appellant's home district. Thus the appellant's attempt to demonstrate that the IMR erred by failing to treat the issue of his return to Jaghori as one of relocation depended critically on the appellant also demonstrating that the IMR erred in finding that Jaghori was the appellant's home district. Indeed, the particulars to the fourth ground are explicit in attributing error to the IMR on the basis that "any move by the [appellant] to Jaghori would not be a return to his home district, but a relocation from Helmand". At its core, therefore, the fourth ground challenged the IMR's finding that Jaghori was properly to be regarded as the appellant's home district. This conclusion is fatal to the appellant's appeal. In essence his fourth ground impermissibly sought a merits review of the IMR's factual finding.
37 We do not consider there is any difficulty with the decision of Yates J in SZQEN. As a matter of fact in a given case, it may be appropriate for a decision-maker to identify more than one "place" as a person's "home area" or "home region". That will assist the decision-maker in identifying the region or place to which the decision-maker considers, as a fact finding exercise, a person is likely to return. The identification of a "home region" or "home area" is simply one method that may be useful to the finder of fact to determine the place to where an individual is likely to return. As Yates J said, these matters will always be fact dependent. In particular, there is no need for this Court to comment on his Honour's approach, as it was an orthodox application of established principle.
38 That said, the appellant is correct to identify an area of uncertainty in the authorities. It is true that most of the authorities which have examined relocation have either dealt with, or assumed, that a person will have one "place" from which she or he comes, and identifies as "home", when an asylum seeker's experience, and indeed the experience of many people from countries that have been affected by war, civil unrest and other dislocating experiences, may well be that they have lived in more than one place, and had to make a "home" in more than one place. There is something of an overlay attaching to the current approach, which may stem from unconscious assumptions made by judges about a level of stability and length of residence, and "roots" in a place, which is simply not the case for many asylum seekers, who may have been displaced more than once in their own country of nationality for a variety of reasons. As SZQEN demonstrates, and as the facts in the present appeal demonstrate, individuals' lives may be more complicated than that.
39 Similarly there may not always be a clear line between concepts of what is reasonable and practicable for an individual to undertake in terms of locating, or relocating to another part of a country, and the assessment of whether a person has a well-founded fear of persecution, or is at risk of significant harm, should she or he return. The approach of the majority and of Gageler J in SZSCA, as we set out at [26]-[32] above, is an example. Contrary to the appellant's submissions, we do not consider that the High Court's decision in SZSCA (whether the majority or Gageler J) marks some entirely new approach to the Art 1A assessment, which requires considerations of reasonableness and practicability to be injected into every decision-making exercise about whether a person has a well-founded fear of persecution in her or his country of nationality.
40 The need for clear fact finding by a decision-maker, if there is reliance on a finding that a particular area is an applicant's "home area" and is a location in which the applicant has no well-founded fear of persecution, or fear of significant harm, was emphasised by Kenny J in SZQPY at [80]-[86]. Her Honour also noted that in recent years the concept of a "home area" or "home region" has become an increasingly important but complicated terrain for a decision-maker to travel, and that the analysis may be further complicated because an applicant may have more than one "home area", or may have none. However, as her Honour noted these are not legal issues, but rather ones concerning the nature of the fact finding in which a decision-maker must engage.
41 In summary, we do not accept there are any differences in principle expressed in these three decisions, and the use of the term "home area" or "home region" in a decision-maker's reasons is not immediately suggestive of any error. However, as Kenny J observed in SZQPY, some caution is needed by decision-makers in their fact finding, to ensure that they do address the correct question.
42 The correct question is: to where will an applicant return, or be returned? Identifying a place which may have, in the past, been a person's "home area" or "home region", may assist in answering that question. But it is not, in and of itself, the answer to the question which must be asked for the statutory task to be lawfully performed. That is because under both Art 1A and the complementary protection regime, what is to be examined is the place to which a person will be returned, and what risks a person faces on return to that place. At least one location within a country of nationality must be identified for this task to be undertaken. Ascertaining a person's former "home area" or "home region" may be an important step along the way in a decision-maker's fact finding, but it is not the end of the task. As SZSCA illustrates, once a decision-maker has identified a region or place to which it is likely a person will return, an assessment of the risks a person might face on return to that place or region may, in some factual circumstances, require consideration of what is reasonable and practicable in terms of how that person will live and work in that place. Separately, and distinctly, because it is sourced in a different limb of Art 1A (as Gageler J pointed out in the passages we have extracted at [29] above), this assessment will invariably be required if the region or place is "new" for the person, and internal relocation (or "internal protection") principles apply. If it is not a "new" area, then decision-makers will need to remain alive to the factual issues raised in cases such as SZSCA.
43 It is necessary to add one further clarification. In his written submissions, the Minister relied on the passage from the majority reasons in SZSCA at [23] where their Honours said:
If a person could have relocated to a place within his own country where he could have no well-founded fear of persecution, and where he could reasonably be expected to relocate, then the person is outside the country of his nationality because he has chosen to leave it and seek asylum in another country.
44 The Minister emphasised the words "to a place" in this passage, and made the following submission:
In other words, a person will not be a refugee by reason of the relocation principle if there is "a place" in the country of nationality where the person will have no well-founded fear of persecution. It follows that, where a person has more than one "home region" (from where any relocation would occur), the person will not be a refugee if the person does not have a well-founded fear of persecution in either of those regions.
(Footnote omitted.)
45 Read literally, that submission cannot be accepted. A decision-maker will not perform the task required of her or him if she or he simply searches for "a place" within a country of nationality where a particular applicant will not have a well-founded fear of persecution. The decision-maker must assess, on the material before her or him, the place or places to which an individual is likely to return. The first step of the decision-maker's assessment is to make findings about, at least, one of those places.
46 If a decision-maker finds the place to which an individual is likely to return is one where the individual's fear of persecution is well-founded, or where the individual faces a real risk of significant harm, then the decision-maker should determine whether there are any other places to which the individual is likely to return, and then engage in the same fact finding.
47 It is only if the place or places to which an individual is likely to return are places in which the person has a well-founded fear of persecution or faces a real risk of significant harm, that a decision-maker must look at any other places in the individual's country of nationality where neither of those kinds of risks exist. That is: places that are new or unfamiliar locations for the individual. These must be places to where it is reasonable and practicable to expect that individual to re-locate, if that terminology is to be used. It is not simply a matter of a decision-maker finding "a place" where an individual might not be exposed to persecution for a Convention reason, or to the risk of significant harm. At this final step, there must be an assessment of the reasonableness and practicability of the particular individual living in that (new) place, as the authorities have explained that assessment.
48 These will be fact intensive analyses, very much dependent on what an individual's evidence and narrative is about the place or places in her or his country of nationality to which she or he has historic connections. The slimmer or more tenuous the connection in the past, or the more complex the question of how an individual might live in a region to which she or he has some connections (as in SZSCA), then the more the analysis may need to turn to questions of reasonableness and practicality.