Leave to argue new grounds of appeal and adduce fresh evidence
21 Pursuant to r 36.10 of the Rules, an appellant requires leave of the Court to amend their notices of appeal if doing so more than 28 days after the filing of an original notice of appeal.
22 The draft amended grounds of appeal advanced by Ms BRU17 are as follows:
1. The Circuit Court erred in failing to find that the IAA decision was affected by jurisdictional error [at 38] because in finding that the applicant Ms BRU17 did not claim that she was harassed in the past. The Authority failed to consider a primary claim of the applicant as a member of a particular social group that the applicant Ms BRU17 was raped.
Particulars:
i. The finding at [463] where the claims of the applicant Ms BRU17 are referenced, the Authority has failed to consider a very important claim.
ii. In paragraph 83 the applicant claims "My wife was screaming as I was being kicked and punched many times to
a. the floor with my nose and head bleeding. A pistol was pointed at my wife and she was ordered to switch off the lights.
iii. In Paragraph 84 The men told me I was being punished for helping the TNA to oppose the President of Sri Lanka. I was told that worse would happen if I continued to support the TNA.
iv. The Authority failed to consider these claims. The Authority did not engage with what was being said here.
v. In the protection visa interview [1393] the case officer states: In most cases, it's enough for us to ask you questions around these incidences,
a. [1394] without actually having you to go into detail about them. Because we
2. [1395] don't wish to put you through having to talk about it again. The case officer at the protection visa did not permit the applicant to go into further detail, the Authority therefore failed to consider the claims that were to be made.
ii. [1516- 1530] the applicant Ms BRU17 claims that she was assaulted and that she was bleeding. The case officer then in line 1531 states: " you don't need to provide these details okay".
2. The Authority failed to intellectually engage with or deal with the claim of the Applicant that she remained subject to threats not to divulge or report that she was subjected to torture inflicted by the State
Particulars
i. The Authority failed to deal with a claim of the Applicant, that she would suffer serious or significant harm on account of the outstanding threat that she must not tell anyone about this torture.
ii. The Authority failed to consider that the Applicant Ms BRU17 was assaulted and did not consider whether the threat remained extant and would be carried out.
iii. The authority failed to consider the claim that had been made by the applicant that she was raped, as she had provided that in her written statement and even in the Protection Visa interview, however, the authority failed to consider or understand the claim.
iv. The Authority failed to identify his s.5J immutable characteristic - as a victim of torture by the Sri Lankan authorities who because of the ongoing threat not to reveal it would for this reason be deprived of access to necessary treatment in Sri Lanka due to a real risk of being targeted if he revealed this information even to a medical practitioner.
v. The Authority did not consider whether the applicant remaining subjugated to this threat would constitute a violation of the requirements of s.5J of the Migration Act 1958 to conceal an immutable characteristic, of being a victim who was subjected to torture by the Sri Lankan Authorities
vi. The Authority made an error of the type identified by the European Court of Human Rights in Case C-353/16 MP v Secretary of State for the Home Department Court of Justice of the European Union, such that he would be unable to rehabilitate from it in Sri Lanka because of the intentional failure of the Authorities to provide effective mechanisms of redress and medical treatment for torture inflicted by the Sri Lankan authorities.
(Errors in original, footnotes omitted)
23 The draft amended grounds of appeal advanced by Mr BNY17 are as follows:
1. The Circuit Court erred in failing to find that the IAA decision was affected by jurisdictional error [at 14-15] because in finding that the Authorities did not and would not would not have any further interest in him upon return or removal to Sri Lanka, because he had not been subsequently detained after his detention and torture on suspicion of LTTE smuggling in 2007, the Authority failed to consider a primary claim of the applicant as a member of a particular social group of undisclosed former LTTE smugglers/imputed cadres, at risk of coming to the attention of the Sri Lankan authorities and being subject to detention and rehabilitation as a result.
Particulars:
i. The finding [at 24] that the Authority was not satisfied that the Applicant faces a real chance of harm on return to Sri Lanka because of his actual … assistance to the LTTE - a fact which was undisclosed at the date of his departure from Sri Lanka, - lacked any reasoning, probative or logical basis and was material to the outcome: CQG15 v Minister for Immigration and Border Protection [2016] FCAFC 146 at [36]-[40]; DBX16 v Minister for Immigration and Border Protection [2021] FCA 238.
ii. The Authority at [19-20] found that the Applicant was an undisclosed LTTE smuggler between 2006-2008.
iii. The Authority found that the appellant was not of adverse interest because of his actual assistance to the LTTE because he had successfully deceived the Sri Lankan authorities.
iv. The Authority accepted that the Applicant had convinced the Sri Lankan authorities that he had not smuggled for the LTTE prior to him being tortured in 2007.
v. The Authority specifically accepted that the Applicant had successfully concealed from the Sri Lankan authorities his subsequent LTTE smuggling in 2008.
vi. The Authority assessed at [56] that the Applicant was not of adverse interest to the Sri Lankan authorities at the time of his departure for his LTTE smuggling up to 2007.
vii. The Authority did not consider the risks of his 2008 smuggling coming to the attention of the Sri Lankan authorities.
viii. The Authority findings placed the Applicant in the Particular Social Group referred to in the January 2017 DFAT report at 3.32 of imputed former cadres who if coming to the attention of the Sri Lankan authorities now would likely be detained and subject to rehabilitation.
ix. The Authority failed to consider the claim to fear harm for coming to the attention of the Sri Lankan authorities since his departure [IAA at 24] or now [IAA at 58-59] as a former LTTE smuggler, upon or through the process of removal as a failed asylum seeker, including through questioning upon return, or otherwise disclose by third parties.
x. The characteristic of being a former LTTE smuggler is an immutable characteristic for the purpose of s.5J(3) Migration Act 1958.
xi. The Authority [at 58-59] unreasonably dealt with the Applicant's claim that he would be unable to conceal his LTTE smuggling during questioning by the authorities upon removal or return to Sri Lanka [S.5J(3) Migration Act 1958]
xii. The Authority's expectation that he should, could, and would be able to, conceal an immutable characteristic of being a former smuggler for the LTTE, was not permitted by s.5J(3) Migration Act 1958.
(3) A person does not have a well-founded fear of persecution if the person could take reasonable steps to modify his or her behaviour so as to avoid a real chance of persecution in a receiving country, other than a modification that would: (b) conceal an … immutable characteristic of the person;
xiii. The Applicant without a lawful basis assumed the applicant would, should, and could, lie to the Sri Lankan authorities to conceal his LTTE smuggling when questioned by the Authorities on return. KK and RS (Sur place activities: risk) Sri Lanka [2021] UKUT 0130 (IAC) at paragraph 413.
xiv. The 2017 DFAT report states:
Imputed membership of the Liberation Tigers of Tamil Eelam (LTTE)
3.32 The most recent UNHCR Eligibility Guidelines for Sri Lanka (December 2012) note that a person's real or perceived links with the LTTE may give rise to a need for international refugee protection. Although the nature of these links can vary, this may include:
… former LTTE supporters who may never have undergone military training, but were involved in sheltering or transporting LTTE personnel, or the supply and transport of goods for the LTTE;
Low-profile former LTTE members
… 3.42 DFAT assesses that, although the great majority of these low-profile ('low-risk') former members have already been released following their rehabilitation, any other low-profile LTTE members who came to the attention of Sri Lankan authorities would be detained and may be sent to the remaining rehabilitation centre.
2. The Authority failed to intellectually engage with or deal with the claim of the Applicant that he remained subject to threats not to divulge or report that he was subjected to torture inflicted by the State
Particulars
i. The Authority failed to deal with a claim of the Applicant, that he would suffer serious or significant harm on account of the outstanding threat that he must not tell anyone about his torture
ii. The Authority accepted that the Applicant was warned by the Sri Lankan authorities not to tell anyone or report about the torture that was inflicted on him, and did not consider whether the threat remained extant and would be carried out
iii. The Authority failed to identify his s.5J immutable characteristic - as a victim of torture by the Sri Lankan authorities who because of the ongoing threat not to reveal it would for this reason be deprived of access to necessary treatment in Sri Lanka due to a real risk of being targeted if he revealed this information even to a medical practitioner.
iv. The Authority did not consider whether the applicant remaining subjugated to this threat would constitute a violation of the requirements of s.5J of the Migration Act 1958 to conceal an immutable characteristic, of being a victim who was subjected to torture by the Sri Lankan Authorities
v. The Authority made an error of the type identified by the European Court of Human Rights in Case C-353/16 MP v Secretary of State for the Home Department Court of Justice of the European Union, such that he would be unable to rehabilitate from it in Sri Lanka because of the intentional failure of the Authorities to provide effective mechanisms of redress and medical treatment for torture inflicted by the Sri Lankan authorities.
(Errors in original, footnotes omitted)
24 The principles governing the grant of leave to argue new grounds of appeal are summarised in VUAX v Minister for Immigration and Multicultural and Indigenous Affairs [2004] FCAFC 158; 238 FCR 588 (Kiefel, Weinberg and Stone JJ, as her Honour then was) at [46] - [48]:
Leave to argue a ground of appeal not raised before the primary judge should only be granted if it is expedient in the interests of justice to do so: O'Brien v Komesaroff (1982) 150 CLR 310; H v Minister for Immigration & Multicultural Affairs; and Branir Pty Ltd v Owston Nominees (No 2) Pty Ltd (2001) 117 FCR 424 at [20]-[24] and [38].
In Coulton v Holcombe (1986) 162 CLR 1, Gibbs CJ, Wilson, Brennan and Dawson JJ observed, in their joint judgment, at 7:
It is fundamental to the due administration of justice that the substantial issues between the parties are ordinarily settled at the trial. If it were not so the main arena for the settlement of disputes would move from the court of first instance to the appellate court, tending to reduce the proceedings in the former court to little more than a preliminary skirmish.
The practice of raising arguments for the first time before the Full Court has been particularly prevalent in appeals relating to migration matters. The Court may grant leave if some point that was not taken below, but which clearly has merit, is advanced, and there is no real prejudice to the respondent in permitting it to be agitated. Where, however, there is no adequate explanation for the failure to take the point, and it seems to be of doubtful merit, leave should generally be refused. In our view, the proposed ground of appeal has no merit. There is no justification, therefore, for permitting it to be raised for the first time before this Court.
25 As stated by Bromwich J in Han v Minister for Home Affairs [2019] FCA 331 at [18]:
It follows that it may be important to consider whether, irrespective of merit, leave should be refused because the other factors are, individually or collectively, sufficient to exercise the discretion adversely. This will help to ensure that the ends do not justify the means driven by merit alone.
26 The other considerations, identified by Madgwick J in NAJT v Minister for Immigration and Multicultural and Indigenous Affairs [2005] FCAFC 134; 147 FCR 51 at [166], include:
1) Do the new legal arguments have a reasonable prospect of success?
2) Is there an acceptable explanation of why they were not raised below?
3) How much dislocation to the Court and efficient use of judicial sitting time is really involved?
4) What is at stake in the case for the appellant?
5) Will the resolution of the issues raised have any importance beyond the case at hand?
6) Is there any actual prejudice, not viewing the notion of prejudice narrowly, to the respondent?
7) If so, can it be justly and practicably cured?
8) If not, where, in all the circumstances, do the interests of justice lie?
27 The appellants made limited submissions as to the justification for granting leave to argue new grounds of appeal. After hearing the Minister's submissions, Ms Harendran (in reply) asserted from the bar table that Ms BRU17 had been unable to raise her claim regarding having been raped earlier due to having male representation, that it would cause her problems with her family, and that she is from an extremely conservative background. There was no evidence advanced in support of those submissions. The appellants primarily focused on the merits of the grounds of appeal.
28 The Minister opposed leave being granted to rely on all of the proposed new grounds, for the following reasons:
(1) No explanation has been provided as to why these grounds were not raised before the primary judge where the appellants were represented by a solicitor and counsel.
(2) The grant of leave effectively turns this Court into a trial rather than an appellate court, and would therefore deny the Minister the right of appeal had the grounds been raised below.
(3) There is no merit in the new grounds of appeal.
29 Both Ms Harendran and Mr Taylor relied on APC17 v Minister for Immigration and Border Protection [2018] FCA 1332 (Thawley J) and made general submissions that the matter should be remitted for reconsideration by the Authority as had occurred in that case. While APC17 is an example of new grounds and fresh evidence being allowed on appeal, it is distinguishable on its facts.
30 In that matter one of the appellant's protection claims was that he feared harm because in 2009 his younger brother was killed and his body desecrated by the Sri Lankan Army (SLA). At the time the claim was made, the appellant had no knowledge that his brother was associated with the LTTE. Before the hearing conducted by the Authority, the appellant became aware of his brother's links to the Liberation Tigers of Tamil Eelam (LTTE) and provided "new" written submissions to the Authority, including that in 2016 there was a Facebook post dedicated to LTTE martyrs which identified his brother. The Authority affirmed the delegate's decision on a number of bases including by drawing an inference that at the time that the appellant had come to the attention of the authorities his connection with his brother was already known to them. The Circuit Court dismissed the appellant's application for judicial review which relied on two grounds. On appeal to this Court, the appellant initially ran the same two grounds as those advanced below. He then sought leave to amend his notice of appeal arguing that the Authority's decision was affected by jurisdictional error through inferring that that the SLA not only desecrated, but also identified, the appellant's brother at the time of his death. The Minister did not oppose the amended grounds of appeal as they were plainly arguable.
31 Thawley J found that, although the "new" material was "ambiguous", it made it sufficiently clear that the Facebook post only came to the attention of the Sri Lankan authorities in 2016. His Honour found that the Authority had assumed that the SLA knew in 2009 that the body which had been desecrated was that of the appellant's brother, rather than simply knowing it to be the body of an LTTE cadre. Therefore, the Authority did not consider whether the SLA learned of the identity of the body in 2009 or at some time later. Thawley J found that "[i]t was sufficiently clear from the submission read with the 'review material' that the appellant's claim was that, prior to 2016, the Sri Lankan authorities had not drawn a connection between the desecrated body and the appellant, but now had". This led the Authority to jurisdictional error. Accordingly the matter was remitted to the Authority for rehearing.
32 In these appeals, the draft amended grounds of appeal are not plainly arguable.