[2018] VCAT 631
General information, not legal advice.
Victorian Civil and Administrative Tribunal
2018-06-21
Original judgment source is linked above.
Freedom of Information Act 1982 - ss 30(1), 33(1), 36(1)(b), 50(4) - whether correspondence between agency and a media consultant are exempt from release - whether public interest requires disclosure of exempt documents
United Firefighters Union of Australia - Victoria Branch
United Firefighters Union of Australia - Victoria Branch v Metropolitan Fire and Emergency Services Board (Review and Regulation) [2018] VCAT 631
If there was a media strategy by the state's fire agencies to undermine the confidence of the [community] in professional career firefighters then it is in the public interest to know who was driving or assisting that strategy. ... The public interest requires disclosure of who was involved in any decision-making in relation to these strategies, what recommendations or decisions were made or not made, or steps that were taken or not taken, in pursuance of such strategies.[3]
Documents which the MFB has redacted only so as not to disclose personal information (Documents 1, 4, 6, 10, 15, 28, 33, 47)
Names of non-executive staff in the other documents in dispute
In relation to the second limb of section 30, there are numerous decisions of this Tribunal, its predecessor and the courts which indicate that draft documents will, on consideration, generally turn out to be inappropriate for release where the final version was published (see for example Western Mining Corporation v Department of Conservation Forests and Lands (1989) 3 VAR 151 and the authorities cited therein). This is not an absolute proposition, however. Every disputed document must be examined on its own merits.
(b) in the case of documents of a department or prescribed authority its disclosure under this Act would be contrary to the public interest by reason that it would disclose instructions issued to, or provided for the use or guidance of, officers of an agency on the procedures to be followed or the criteria to be applied in negotiation, including financial, commercial and labour negotiation, in the execution of contracts, in the defence, prosecution and settlement of cases, and in similar activities relating to the financial property or personnel management and assessment interests of the Crown or of an agency.
I was referred to no authorities with respect to the operation of this exemption. Accordingly, one can only be guided by the text of the paragraph itself.
In my view this exemption only protects instructions which lay down general practices and procedures. An instruction to one officer from another in relation to one particular matter would not be protected unless its disclosure would reveal some generalised system of procedures which have been followed in the particular case. ... (my emphasis)
The Court's ability to construe a statutory provision in a manner that departs from the natural and ordinary meaning of the terms of the provision in the context in which they appear is limited to construing the provision according to the meaning which, despite its terms, it is plain that Parliament intended it to have. It is not the Court's function to attempt to overcome unintended consequences of the intended operation of a provision by construing the provision as if it had a meaning that Parliament did not intend it to have. To do so would go beyond the judicial function of construing legislation according to established precepts of statutory construction and into the legislative realm of amending the Act by reference to what it may be supposed Parliament might have provided if it had considered the specific circumstances before the Court. ... (footnotes removed)
There can be no issue that the Court should strive to interpret the FOI Act "in a manner harmonious with its objectives, doing so to the fullest extent that the text allows". Similarly, "[a]n approach hostile to disclosure of information in documentary form" must be eschewed. However, the approach required to be taken in interpreting s 38 of the FOI Act does not permit the Court to disregard or take liberties with the text of the Act. To the contrary, whilst the Court should strive to interpret the FOI Act in a manner harmonious with its objectives, it should do so only to the fullest extent that the text actually allows. (footnote removed)
On the hearing of an application for review the Tribunal shall have, in addition to any other power, the same powers as an agency or a Minister in respect of a request, including power to decide that access should be granted to an exempt document (not being a document referred to in section 28, section 29A, section 31(3), or in section 33) where the Tribunal is of opinion that the public interest requires that access to the document should be granted under this Act.
Relevantly to this appeal, the exercise of the power conferred by s 50(4) requires satisfaction of two conditions. The first is the condition that, as a matter of law, the material before the Tribunal is capable of supporting the formation by it of an opinion that the public interest requires that access to the documents should be granted. That condition may also be expressed as a limitation, namely, that the opinion referred to by the sub-section is an opinion which is such that it can be formed by a reasonable decision-maker who correctly understands the meaning of the law under which that decision-maker acts. The second condition is that the Tribunal actually forms the opinion that the public interest requires that access to the documents should be granted. This is an evaluative and essentially factual judgment. If the Tribunal forms the requisite opinion, its power to grant access is enlivened. In the ordinary case, the exercise of the power will be subsumed in the formation of the necessary opinion.
The FOI Act neither defines nor expressly limits the range of matters relevant to the 'public interest' which may require that access should be granted. As was said in the joint judgment in this Court on the first appeal, "[t]here are obvious difficulties in giving the phrase 'public interest' as it appears in s 50(4) a fixed and precise content". The nature of "public interest" determinations in the exercise of statutory powers was described in O'Sullivan v Farrer:
"the expression 'in the public interest", when used in a statute, classically imports a discretionary value judgment to be made by reference to undefined factual matters, confined only 'in so far as the subject matter and the scope and purpose of the statutory enactments may enable ... given reasons to be [pronounced] definitely extraneous to any objects the legislature could have had in view."
The power to grant access on public interest grounds is not, in terms, vested in the relevant Minister or agency. By virtue of s 16 they retain their freedom to grant access to exempt documents. Rather, it is a power included in the powers conferred on the Tribunal. In this respect it is unique in freedom of information legislation in Australia. It has been called a "significant and exceptional" power and "a most extraordinary provision". These epithets do not justify its characterisation, propounded by the Secretary, as a power to be exercised only in "exceptional circumstances". Those words are not in the statutory text. Their use may misdirect the inquiry required by s 50(4). They may be taken erroneously to limit the range of matters relevant to the public interest. Nor do they sit easily with the proper approach to the construction of the FOI Act, which is to "further, rather than hinder, free access to information" under it.
Having said that, it must be accepted that the word "requires" which appears in s 50(4) directs the decision-maker to identify a high-threshold public interest before the power can be exercised. It is not enough that access to the documents could be justified in the public interest. The terminology of the sub-section does not define a rule so much as an evaluative standard requiring restraint in the exercise of the power. It is, like many common law standards, "predicated on fact-value complexes, not on mere facts", to be applied by the decision-maker.
The public interest is a term embracing matters, among others, of standards of human conduct and of the functioning of government and government instrumentalities tacitly accepted and acknowledged to be for the good order of society and for the well-being of its members. The interest is therefore the interest of the public as distinct from the interest of an individual or individuals.
It is not necessary here to dwell on the possible circumstances that may cause this discretion to be exercised in favour of an applicant. Clearly the revelation in the documents of iniquities such as illegal or sharp practices detrimental to the welfare of the State and its citizens would be amongst them.
[2] Document numbers refer to the number identifying the relevant document in the Schedule of Exempt Documents provided by the MFB in this case.
[3] Ms Watson's witness statement, paragraph 32.
[4] Paraphrasing Ms Watson's witness statement, paragraph 60.
[5] Mond v Department of Justice (General) [2005] VCAT 2817 (22 December 2005)
[7] More accurately referred to as the "Metropolitan Fire District" established under section 4 of the Act.
[8] UFU written submissions, paragraph 30.
[9] Including Johns v Cancer Council of Victoria [2016] VCAT 1596 [243] - [244], per Garde J - Wyman v Monash University (unreported, AAT of Vic, Judge Smith P, 20 August 1991) - Lambert v VicRoads [2008] 850, [38] - Yarra City Council v Roads Corporation [2009] VCAT 2646, [24] and my decisions in Country Fire Authority v Hicks [2017] VCAT 1880, [54], Country Fire Authority v McGregor [2017] VCAT 582, [74] and Coulson v Freedom of Information Commissioner [2016] VCAT 1521, [31 and 36].
[10] See Interpretation of Legislation Act 1984 (Vic) and discussion of the principle [from 6.39] in Statutory Interpretation in Australia, 8th Ed, D.C. Pearce and R.S. Geddes. Lexis Nexis Butterworths.
United Firefighters Union of Australia - Victoria Branch
Metropolitan Fire and Emergency Services Board