Consideration
21 In order to understand the difficulties with which this appeal is concerned it is necessary to refer to certain provisions of the Migration Act.
22 In order for a non-citizen to enter and remain in Australia, he or she must have a visa, which, as s 29 of the Migration Act indicates, is a grant by the Minister of permission to so enter and remain. The need for a person who is not an Australian citizen to have this kind of executive permission to enter and remain in Australia underlies the Migration Act.
23 Generally speaking, the Migration Act contemplates that there are classes of visas, as reflected in s 31. Section 31 provides:
(1) There are to be prescribed classes of visas.
(2) As well as the prescribed classes, there are the classes provided for by sections 32, 33, 34, 35, 36, 37, 37A, 38, 38A and 38B.
(3) The regulations may prescribe criteria for a visa or visas of a specified class (which, without limiting the generality of this subsection, may be a class provided for by section 32, 36, 37, 37A or 38B but not by section 33, 34, 35, 38 or 38A).
(4) The regulations may prescribe whether visas of a class are visas to travel to and enter Australia, or to remain in Australia, or both.
(5) A visa is a visa of a particular class if this Act or the regulations specify that it is a visa of that class.
A non-citizen who wants a visa must apply for a visa of a particular class: s 45(1).
24 Section 36 makes provision for the class known as "protection visas". The first respondent twice applied for a visa in that class. As s 36 indicates, however, there are various alternate criteria for visas in this class. At the relevant time, s 36 provided:
(1) There is a class of visas to be known as protection visas.
Note: See also Subdivision AL.
(2) A criterion for a protection visa is that the applicant for the visa is:
(a) a non-citizen in Australia in respect of whom the Minister is satisfied Australia has protection obligations under the Refugees Convention as amended by the Refugees Protocol; or
(aa) a non-citizen in Australia (other than a non-citizen mentioned in paragraph (a)) in respect of whom the Minister is satisfied Australia has protection obligations because the Minister has substantial grounds for believing that, as a necessary and foreseeable consequence of the non-citizen being removed from Australia to a receiving country, there is a real risk that the non-citizen will suffer significant harm; or
(b) a non-citizen in Australia who is a member of the same family unit as a non-citizen who:
(i) is mentioned in paragraph (a); and
(ii) holds a protection visa; or
(c) a non-citizen in Australia who is a member of the same family unit as a non-citizen who:
(i) is mentioned in paragraph (aa); and
(ii) holds a protection visa.
...
25 When the first respondent made his second application for a protection visa on 18 March 2014, s 48A, which is central to this appeal, was in the following terms:
(1) Subject to section 48B, a non-citizen who, while in the migration zone, has made:
(a) an application for a protection visa, where the grant of the visa has been refused (whether or not the application has been finally determined); or
(b) applications for protection visas, where the grants of the visas have been refused (whether or not the applications have been finally determined);
may not make a further application for a protection visa while in the migration zone.
...
(2) In this section:
application for a protection visa includes:
(aa) an application for a visa, a criterion for which is mentioned in paragraph 36(2)(a), (aa), (b) or (c); and
(a) an application for a visa, or entry permit (within the meaning of this Act as in force immediately before 1 September 1994), a criterion for which is that the applicant is a non-citizen who has been determined to be a refugee under the Refugees Convention as amended by the Refugees Protocol; and
(b) an application for a decision that a non-citizen is a refugee under the Refugees Convention as amended by the Refugees Protocol; and
(c) an application covered by paragraph (a) or (b) that is also covered by section 39 of the Migration Reform Act 1992.
Section 48B conferred power on the Minister, in certain circumstances, to determine that the restrictions in s 48A did not apply to a non-citizen. (Amendments designed to undo SZGIZ 212 FCR 235 were made to s 48A by the Migration Amendment Act 2014 (Cth), which came into force on 28 May 2014. Item 5 of Schedule 2 of that Act provided that s 48A as amended applied to making a (second) "application for a protection visa" after that date. The Minister accepted that these amendments did not apply in this case).
26 Broadly speaking, s 48A(1) applies to a non-citizen who has previously made an application for a protection visa that has been refused and prohibits that person from making "a further application for a protection visa", as defined in s 48A(2). In SZGIZ 212 FCR 235 a Full Court of this Court held that, with respect to s 48A as it stood at the relevant time, a visa applicant who makes a second application for a protection visa may nonetheless make a valid application providing the second application is based on a different criterion from that on which the visa applicant's first protection visa application was based. This was because s 48A(1), when read with s 48A(2), did not prevent a person from making an application based on a criterion that was not a part of a previous unsuccessful application for a protection visa.
27 The primary question on this appeal is whether, having regard to SZGIZ 212 FCR 235 and the relevant provisions of the Migration Act, it was permissible (or necessary) for the delegate to consider the first respondent's claims not only by reference to the criterion in s 36(2)(aa), which was the basis for his second valid application, but also by reference to the criterion in s 36(2)(a), which could not have supported a valid application. This is the question raised by the first and second grounds of the Minister's notice of appeal. The answer to this question, assuming SZGIZ to have been correctly decided, lies in the reasoning of the Full Court in that case and in the other relevant provisions of the Migration Act, such as ss 47 and 65(1).
28 We commence with SZGIZ. The circumstances that gave rise to the question of statutory construction in SZGIZ were not materially different from this case. SZGIZ had applied for a protection visa in 2005 invoking a criterion based on the Refugees Convention as amended by the 1967 Refugees Protocol: see SZGIZ 212 FCR 235 at [1]. This application failed. In 2012, SZGIZ made a further application for a protection visa, "based on complementary protection grounds relying on s 36(2)(aa) of the Act which was introduced with effect from 24 March 2012": SZGIZ 212 FCR 235 at [9]. As indicated above, the Court held that the second application was valid, notwithstanding s 48A, on the basis that s 48A(1), when read with s 48A(2), did not prevent a person from making an application based on a criterion that was not a part of a previous unsuccessful application for a protection visa.
29 The heart of the reasoning of the Court was at [29] and [32]-[33], where the Court stated:
[29] When the statutory direction as to the meaning of the term "application for a protection visa" is taken into account in the circumstances of the present case, s 48A(1) must be read (relevantly) as follows:
48A(1) Subject to section 48B, a non-citizen who, while in the migration zone, has made:
(a) an application for a visa, a criterion for which is mentioned in paragraph 36(2)(a), (aa), (b) or (c), where the grant of the visa has been refused (whether or not the application has been finally determined);
…
may not make a further application for a visa, a criterion for which is mentioned in paragraph 36(2)(a), (aa), (b) or (c) while in the migration zone.
(Italics and emphasis both added.)
...
[32] When the statutory direction in s 48(2) is taken into account, the proper effect to be given to the term "further" is that it refers to an application relying upon the same criterion as an earlier application.
[33] Upon this construction, the application lodged on 10 October 2012 was not invalid and the FMCA was in error to hold that it was.
30 The Court relied on various considerations to support its constructional choice, including the structure of the definition provision in s 48A(2), which in its opinion defined "an application for a protection visa", relevantly for the purposes of s 48A(1) by reference to whether the application is for a visa which relies on "a criterion" mentioned in any one of the four specified paragraphs in s 36(2), namely s 36(2)(a), (aa), (b) or (c): see SZGIZ 212 FCR 235 at [35]. The Court concluded that the definition in s 48A(2) operated by reference to "the situation where an application is made for a visa which has as one of its criteria any of the four criteria set out in s 36(2)". Secondly, the Court also relied (at [36]) on the use of the word "further" in s 48A(1) in the phase "further application for a protection visa", which it considered strongly indicated that "the intention was to refer to a further application for a protection visa based on the same criterion relied upon in the earlier unsuccessful application for a protection visa". Thirdly, the Court held (at [37]) that the reference in s 48A(1)(a) to "where the grant of the visa has been refused" (emphasis original) was a reference to the refusal of an application for a protection visa made on the basis of one of the criteria mentioned in one of the four specified paragraphs in s 36(2).
31 Whilst these were the principal considerations addressed by their Honours in SZGIZ 212 FCR 235, they were not the only matters relied on by the Court, which also had regard to some relevant legislative history.
32 We accept that, as the Minister submitted, the Court discerned "different streams of protection visa" represented by the different criteria set out in s 36(2) and held, in effect, that s 48A prevented a repeat protection visa application in the same stream. It is clear that their Honours may well not have reached this conclusion but for the terms of s 48A(2): see SZGIZ 212 FCR 235 at [28].
33 We also accept that, as the first respondent submitted, SZGIZ does not in terms address the primary question raised by the Minister on this appeal - whether it was permissible for the delegate to consider the first respondent's claims not only by reference to the criterion in s 36(2)(aa), which was the basis for his second valid application, but also by reference to the criterion in s 36(2)(a), which could not have supported a valid application. When one considers the reasoning of their Honours in that case and other relevant provisions of the Migration Act, the answer must be 'no'.
34 In the first place, it must be borne in mind that, whilst s 47 requires the Minister to consider a valid application for a visa, this provision also stipulates that the Minister must not consider an invalid application. Specifically, s 47 provides that:
(1) The Minister is to consider a valid application for a visa.
(2) The requirement to consider an application for a visa continues until:
(a) the application is withdrawn; or
(b) the Minister grants or refuses to grant the visa; or
(c) the further consideration is prevented by section 39 (limiting number of visas) or 84 (suspension of consideration).
(3) To avoid doubt, the Minister is not to consider an application that is not a valid application.
(4) To avoid doubt, a decision by the Minister that an application is not valid and cannot be considered is not a decision to refuse to grant the visa.
35 Section 65(1) complements s 47. It applies when the Minister has considered a valid application, stating:
(1) After considering a valid application for a visa, the Minister:
(a) if satisfied that:
(i) the health criteria for it (if any) have been satisfied; and
(ii) the other criteria for it prescribed by this Act or the regulations have been satisfied; and
(iii) the grant of the visa is not prevented by section 40 (circumstances when granted), 500A (refusal or cancellation of temporary safe haven visas), 501 (special power to refuse or cancel) or any other provision of this Act or of any other law of the Commonwealth; and
(iv) any amount of visa application charge payable in relation to the application has been paid;
is to grant a visa; or
(b) if not so satisfied, is to refuse to grant the visa.
Note: See also section 195A, under which the Minister has a non-compellable power to grant a visa to a person in detention under section 189 (whether or not the person has applied for the visa). Subdivision AA, this Subdivision, Subdivision AF and the regulations do not apply to the Minister's power under that section.
...
(Emphasis added.)
36 These two provisions strongly support the proposition that a delegate of the Minister cannot properly consider anything other than that which is the subject of a valid application. This is implicit in ss 47(1) and (3) and in the opening words of s 65 ("[a]fter considering a valid application"). Moreover, the effect of s 48A, in light of SZGIZ 212 FCR 235, is that the reference to "other criteria" in s 65(1)(ii) is a reference to the criteria on which was based the further (valid) application for a protection visa.
37 Having regard to SZGIZ 212 FCR 235, the first respondent's second protection visa application was valid only because it was based on the criterion in s 36(2)(aa), which was a different criterion from the criterion in s 36(2)(a) on which his first protection visa application was based. A second protection visa application based on s 36(2)(a) would clearly have been invalid and the Minister would have been unable to consider it: see s 47(3). It would defeat the evident purpose of s 47(3) to allow that the Minister could consider a criterion in the substantive decision-making processes, which if it was the basis of the visa applicant's application would make that application invalid and could not be considered by the Minister. In this instance, therefore, the delegate ought not to have addressed s 36(2)(a) at all. Nothing turns on this, however, since the Tribunal in this case did "over again" that which the Migration Act required the delegate to do: see Mobil Oil Australia Pty Ltd v Federal Commissioner of Taxation (1963) 113 CLR 475 at 502 (Kitto J); cf. Collector of Customs (NSW) v Brian Lawlor Automotive Pty Ltd (1979) 24 ALR 307 at 313-317 (Bowen CJ) and 331-340 (Smithers J).
38 The role of the Tribunal is relevantly set out in ss 414 and 415 of the Migration Act. Section s 414(1) provides, subject to a presently irrelevant exception, that if a valid application is made under section 412 for review of an RRT-reviewable decision, the Tribunal must review the decision. Section 415 further provides:
(1) The Tribunal may, for the purposes of the review of an RRT-reviewable decision, exercise all the powers and discretions that are conferred by this Act on the person who made the decision.
(2) The Tribunal may:
(a) affirm the decision; or
(b) vary the decision; or
(c) if the decision relates to a prescribed matter - remit the matter for reconsideration in accordance with such directions or recommendations of the Tribunal as are permitted by the regulations; or
(d) set the decision aside and substitute a new decision.
(3) If the Tribunal:
(a) varies the decision; or
(b) sets aside the decision and substitutes a new decision;
the decision as varied or substituted is taken (except for the purpose of appeals from decisions of the Tribunal) to be a decision of the Minister.
(4) To avoid doubt, the Tribunal must not, by varying a decision or setting a decision aside and substituting a new decision, purport to make a decision that is not authorised by the Act or the regulations.
39 For the purpose of review, the Tribunal can exercise "all the powers and discretions that are conferred by [the Migration] Act on the person who made the decision". Equally, unless the Migration Act provided otherwise, the Tribunal cannot have any powers and discretions that were not conferred on the delegate. The powers conferred on the Tribunal by s 415(2) indicate, moreover, that, in undertaking a review of the delegate's decision, the Tribunal must give "a fresh consideration" to the application that led to the delegate's decision: see Minister for Immigration v Li [2013] HCA 18, 249 CLR 332 at [10]. In so doing, it is incumbent on the Tribunal to identify in its own mind the issues that arise on that application, as indeed the Tribunal did in this case. It is not the case that the Tribunal is required to review on the merits that part of a primary decision that the primary decision-maker had no power to decide and did not bear on the decision that the primary decision-maker was required to make by reference to the criterion on which the application was validly based. Rather, the Tribunal is obliged to decide the correct statutory question, which by reason of s 48A, was in this case whether it was satisfied that the visa applicant met the complementary protection criterion in s 36(2)(a) (or (c)).
40 SZBEL 228 CLR 152 at [33]-[35] did not assist the first respondent's case in this regard because SZBEL was directed to another issue altogether, namely, the interrelationship of procedural fairness requirements and s 425 of the Migration Act. If the delegate addressed the wrong question and irrelevant matters, it does not follow from this or any other case that the Tribunal must do the same. Nor does s 50 of the Migration Act provide an answer because that provision is directed to the information that the Minister need not consider on a further application for a protection visa, assuming such an application can be made, and not the criteria by reference to which the further application can be assessed.
41 It follows that, in our view, Markovic J's reasoning and conclusion in AMA15 [2015] FCA 1424 at [42]-[48], which was consistent with that of Perram J in AOM15 [2015] FCA 1285 at [9] and followed by Katzmann J in SZRAG [2016] FCA 189 at [23], was correct. In this case, therefore the Tribunal did not fall into error as the primary judge found.
42 The first respondent argued, by reference to his notice of contention, that the primary judge erred in finding that the Tribunal was obliged to consider the criterion in s 36(2)(a) only because the delegate had elected to do so; and submitted that, on the contrary, the Tribunal was obliged to consider that criterion because the first respondent had relied on it at the hearing before the Tribunal. In the ordinary case, where s 48A is not engaged, it is no doubt correct to say that a visa applicant may choose to rely on different s 36(2) criteria for a protection visa before the Tribunal than before the delegate: cf. SZGME 168 FCR 487 at [90]. It does not, however, follow from this that the visa applicant may propose a criterion for the Tribunal's consideration that would, if it had been a basis of the protection visa application, have entailed its invalidity. This latter proposition is, so it seems to us, consistent with the reasons of the Court in Applicants S134/2002 211 CLR 441 at [31], where it was stated that the delegate and the Tribunal were required to consider "the application and the criteria which that application had to meet, not the criteria for an application, never made": see also NABE 144 FCR 1 at [62]. The issue in this case is not of course the same as in Applicants S134/2002 211 CLR 441 or NABE 144 FCR 1. This case is not about an application that has never been made, but about criteria for an application that cannot be relied on in a valid application. Nonetheless the principle is much the same. In this case, although the application might be made, it could not be made on the basis of the Refugee Convention criteria. The first respondent's argument did not expressly, nor it seems to us impliedly, involve a challenge to SZGIZ 212 FCR 235.
43 The first respondent's argument on his amended notice of contention was that, providing a second protection visa application was valid in conformity with SZGIZ 212 FCR 235, then the Tribunal was obliged to consider the submissions made by the visa applicant including that he met the s 36(2)(a) criterion. This contention should be rejected for the reasons already stated. If the contention were accepted, then it would in many cases deprive s 48A of practical effect.
44 For the reasons stated, the primary judge was in error in holding that it was open to the Minister's delegate to consider the first respondent's second application for a protection visa by reference to s 36(2)(a) as well as s 36(2)(aa). His Honour was also in error in holding that the Tribunal was obliged to consider the applicability of both criteria since the delegate had elected to do so. Contrary to his Honour, there was no jurisdictional error on the Tribunal's part.
45 For these reasons, the appeal should be allowed and orders 2, 3 and 4 made by his Honour on 18 November 2015 should be set aside. In lieu of these orders, the first respondent's application for judicial review should be dismissed. For the reasons indicated by Mortimer J, subject to any submissions the parties might make, we are provisionally of the view that no order for costs should be made either on the appeal or on the application in the Federal Circuit Court.
46 It is in this eventuality unnecessary and inappropriate to consider the correctness of SZGIZ 212 FCR 235. The Minister made it clear in his notice of appeal, in written submissions and at the hearing that he did not contest the decision of the Full Court in that case if he were successful on his first and second grounds. The first respondent made it clear, so it seems to us, that his argument did not involve a challenge to the correctness of SZGIZ, which on the first respondent's case involved a decision only on the issue of the validity of an application and did not resolve the issues arising in this appeal.
47 It may be that SZGIZ 212 FCR 235 gives rise to difficulties of the kind suggested in the course of argument. It should be borne in mind, however, that statutory constructional choices are often less than clear; and even well-informed minds can reasonably differ on the question of statutory meaning. Whether this Court would have made the same constructional choice as the Full Court did in SZGIZ 212 FCR 235 is of course beside the point. As the Minister recognized, in order to depart from what was decided in that case, we would need to be satisfied that the decision was plainly wrong: SZEEU v Minister for Immigration and Multicultural and Indigenous Affairs [2006] FCAFC 2, 150 FCR 214 at [146]-[150] and SZKCQ v Minister for Immigration and Citizenship and Another [2008] FCAFC 119, 170 FCR 236 at [59]. This standard is, for clear good reason, a high one; and, so far as SZGIZ 212 FCR 235 is concerned, it should be borne in mind that save for an aspect of legislative history relating to the Migration Legislation Amendment Act (No 6) 2001 (Cth) (see [16] above), all the considerations that the Minister submitted in this case were relevant to the construction of s 48A (as it stood prior to 28 May 2014) were in fact considered in SZGIZ.
I certify that the preceding forty-two (42) numbered paragraphs are a true copy of the Reasons for Judgment herein of the Honourable Justices Kenny, Siopis and Besanko.