consideration
66 As will be seen, the submissions, especially the applicant's submissions, in this case were varied and broad-ranging. It is neither necessary nor useful to consider them all. It suffices to find, for the reasons set out below, that jurisdictional error vitiated the decision on the basis that the Assistant Minister was required to take into account that the legal consequences of the decision included the prospective indefinite detention of the applicant, and that she did not do so.
67 Section 501 of the Migration Act empowers the Minister or his delegate to refuse a visa on character grounds. The provision relevantly provides:
Decision of Minister or delegate - natural justice applies
(1) The Minister may refuse to grant a visa to a person if the person does not satisfy the Minister that the person passes the character test.
…
Character test
(6) For the purposes of this section, a person does not pass the character test if:
(a) the person has a substantial criminal record (as defined by subsection (7)); …
…
Substantial criminal record
(7) For the purposes of the character test, a person has a substantial criminal record if:
…
(c) the person has been sentenced to a term of imprisonment of 12 months or more; …
68 The Assistant Minister found, and the finding was not challenged, that the applicant did not pass the character test because he had a substantial criminal record within the meaning of s 501(6)(a) of the Migration Act, because he had been sentenced to two years' imprisonment, wholly suspended: see s 501(7)(c).
69 Once that determination was made, the Assistant Minister had a discretion under s 501(1) to decide whether or not to refuse the visa the applicant sought. This is a broad discretion. Nonetheless, as Allsop CJ and Katzmann J said in NBMZ 220 FCR 1 at [6] and [8], the discretion is confined by the subject matter, scope and purpose of the Migration Act. This means that certain matters must be taken into account and that the Minister may not, in supposed exercise of the discretion, "act arbitrarily, capriciously or legally unreasonably".
70 In order for a non-citizen to enter and remain in Australia, he or she must have a visa, which, as s 29 of the Migration Act indicates, is a grant by the Minister of permission to enter and remain in the country.
71 The Migration Act contemplates that there are classes of visas, for which criteria may be prescribed by the Migration Regulations 1994 (Cth) (Regulations): s 31. A non-citizen who wants a visa must apply for a visa of a particular class: s 45(1). The decision under challenge was directly concerned with a bridging visa, for which the applicant applied on 20 August 2014. Section 37 makes provision for classes of visas, known as "bridging visas". At the time the decision was made, s 73 provided that, if the Minister is satisfied that an eligible non-citizen satisfied the criteria for a bridging visa, the Minister "may grant a bridging visa permitting the non-citizen to remain in, or travel to, enter and remain in Australia ... during a specified period ... or ... until a specified event happens".
72 The visa for which the applicant applied fell within Class WE. In a note entitled "Bridging Visa E - legal framework", which the Minister provided shortly before the hearing at the Court's request, the Minister described the operation of the Regulations with respect to visas of this class as follows:
The BVE [Bridging Visa E] falls within Class WE. Pursuant to item 1305 of Schedule 1 to the Regulations, this class of visa contains two subclasses: Subclass 050 (Bridging (General)) and Subclass 051 (Bridging (Protection Visa Applicant)). As Subclass 051 is specifically for persons who have been refused, or have bypassed immigration clearance and have sought a protection visa, only Subclass 050 is relevant to the applicant's circumstances in the present case.
The criteria for a Subclass 050 visa are set out in Part 050 of Schedule 2 to the Regulations. All applicants must satisfy the primary criteria.
The primary criteria to be satisfied at the time of application for a Subclass 050 visa include that the applicant is an unlawful non-citizen, or already the holder of a BVE, or the holder of a Subclass 041 visa. The applicant must not be an eligible non-citizen of the kind set out in r.2.20(7), (8), (9), (10) or (11): cl.050.211.
The applicant must meet one of the alternate sub criteria in cl.050.212, known as the 'grounds' for seeking a BVE. In summary, these require that:
• the applicant is making, or is the subject of, acceptable arrangements to depart Australia: cl.050.212(2); or
• the applicant has made an application, or will apply, within a period allowed by the Minister, for a substantive visa of a kind that can be granted if the applicant is in Australia: cl.050.212(3); or
• there is an outstanding application under s.137K of the Act; or an application for merits or judicial review of a specified decision, or an application for a specified court declaration. Alternatively, the Minister is satisfied that (court applications excepted) such application will be made: cl.050.212(3A), (4), (4AAA), (4AA), (4AB), (9); or
• the applicant held a visa that was cancelled under s.140 of the Act as the result of the cancellation of another person's visa, and that other person has applied for revocation of the cancellation of their visa, or merits review in relation to the cancellation or decision not to revoke, or the Minister is satisfied they will do so: cl.050.212(5), (5A); or
• the applicant has made a request to the Minister under ss.48B, 345, 351, 391, 417 or 454 of the Act in relation to certain decisions and has not previously sought or been the subject of such a request, or the Minister has exercised such powers favourably but the grant of the visa is prevented by s.85 of the Act: cl.050.212(5B), (6), (6AA) (6B); or
• the applicant holds Bridging Visa E in certain circumstances and the Minister is satisfied that the applicant has a compelling need to work; cl.050.212(6A), (8); or
• the applicant is in criminal detention, and if sentenced to imprisonment or detention, has actually served a period of imprisonment and no criminal stay certificate or warrant is in issue: cl.050.212(7).
At the time of decision, the applicant must also meet the following criteria:
• the applicant continues to satisfy the criteria set out in cl.050.211 and 050.212: cl.050.221
• except in certain circumstances, the applicant has been interviewed by an authorised officer: cl.050.222
• the Minister is satisfied that if a bridging visa is granted, the applicant will abide by the conditions imposed on the visa: cl.050.223; and
• a security (if requested by an authorised officer) has been lodged: cl.050.224.
73 The note stated that, in the applicant's case, the relevant "ground" for seeking a Bridging Visa E was cl 050.212(2), "making acceptable arrangements to leave Australia". Referring to the Department's Procedures Advice Manual 3 (PAM), the note indicated that PAM provided that "BVE applicants who are no longer eligible on the grounds of Ministerial Intervention may be considered for the grant of a BVE on departure grounds" and that "grounds" relating to requests for Ministerial intervention were no longer available to the applicant because such "grounds" were only applicable to the first request for intervention.
74 Although the applicant did not contest the above account of the operation of the Regulations, its correctness should not be assumed. I refer to the account particularly to emphasise the complexity of the visa regime apparently applicable in the applicant's case and its unwieldy nature. It may be that this complexity led to the confusion in paragraph [16] of the Reasons, where the Assistant Minister stated:
I find however, that even if [the applicant] is owed protection obligations, this has no bearing on his application for a Bridging E (Class WE) visa, on the basis that any harm he may face in his country of nationality could only take place after he has been removed from Australia, by which time the Bridging E (Class WE) visa, if granted, would have expired. A decision to refuse [the applicant]'s application for a Bridging E (Class WE) visa would not result in the automatic denial of protection to [the applicant], which can be considered separately.
75 As this passage indicates, in this case, the legislative context also included provisions relevant to protection visas. It is necessary to refer to some of them at this point to highlight the nature of the jurisdictional error that the decision involved.
76 Section 36 makes provision for the class known as "protection visas". The applicant was refused a protection visa on 21 October 2005 on the basis of a claim that he has said to be false since some time in 2008. His explanation for not making a true claim in the first place is intimately connected with nature of that claim, the gist of which is that, if returned to Albania, he will face a real risk of significant harm because of a blood feud involving him and his family, which came into being when he and his spouse eloped after her father had promised her in marriage to another man against her will.
77 The decision to refuse him a protection visa in 2005 was made well before the introduction of the complementary protection criterion in s 36(2)(aa) of the Migration Act (which was effective from 24 March 2012). This is relevant because, on 7 September 2012, the independent merits review tribunal (see [17] above) accepted that there was a blood feud involving the applicant, his spouse and their family, as the applicant claimed, and that on this basis the applicant's eldest son was a person in respect of whom Australia had protection obligations under the complementary protection criterion in s 36(2)(aa) of the Migration Act.
78 When the Department, by its submission date-stamped 2 October 2012 (see [18] above), sought the Minister's intervention almost immediately after this tribunal decision, it recognised that the blood feud claim extended to all members of the applicant's family. It specifically noted "[t]o a significant degree, [the eldest son's] protection claims derive from the protection claims of his parents". The submission also impliedly recognised that it was possibly desirable for the legal position of the parents and son be addressed at the same time. The submission stated:
Under regulation 866.221(3), a person who is in the same family unit as a person who has been found to be owed protection in Australia, may be joined to that person's PV application. Under regulation 866.112, this includes the parents of a child. [The applicant and his spouse] are members of [their son's] family unit. Both have had unsuccessful protection applications and are therefore barred from making a further application. ...
It is open to you to lift the section 48A bar in respect [of the applicant and his spouse] so that they can be joined to [their son's] PV application. This would permit all family members to be considered holistically through the PV process and may result in prompt resolution of their status.
...
The Department considers that intervention under section 48B may be appropriate in this case. [The applicant and his spouse] are parents of a minor child who has been found to be owed protection in Australia
Should you lift the bar under section 48B, they will be added as members of the family unit in their son's application and the family will be considered as a unit.
79 Notwithstanding this and other requests for Ministerial intervention, the applicant's claim that, if returned to Albania, he will face a real risk of significant harm because of the blood feud that led to the acceptance of his eldest son's status a person in respect of whom Australia has protection obligations, has never been assessed.
80 As the Department's submission recognised, at all relevant times, once his initial application for a protection visa had been refused, s 48A of the Migration Act applied. As the submission indicated, at the relevant time, the Department apparently understood that, unless the "bar" was lifted by the Minister under s 48B, s 48A operated to prevent the applicant from making a further application for a protection visa. Consequently, at this time, the Department would not have accepted a further application for a protection visa from the applicant unless the Minister exercised the discretion conferred by s 48B to determine that the bar in s 48A did not apply to him.
81 For present purposes, it is immaterial that the understanding of s 48A was held to be incorrect in significant respects in SZGIZ v Minister for Immigration and Citizenship [2013] FCAFC 71; 212 FCR 235: see also SZVCH v Minister for Immigration and Border Protection [2016] FCAFC 127. This is because, at the time the Assistant Minister made the decision on 12 November 2014, amendments to s 48A had come into force that were designed to undo SZGIZ 212 FCR 235: see the Migration Amendment Act 2014 (Cth), effective from 28 May 2014. Item 5 of Schedule 2 of that amending Act provided that s 48A as amended applied to making a (second) "application for a protection visa" after that date.
82 At the time of the decision, s 48A relevantly provided:
(1) Subject to section 48B, a non-citizen who, while in the migration zone, has made:
(a) an application for a protection visa, where the grant of the visa has been refused (whether or not the application has been finally determined); or
(b) applications for protection visas, where the grants of visas have been refused (whether or not the applications have been finally determined);
may not make a further application for a protection visa, or have a further application for a protection visa made on his or her behalf, while the non-citizen is in the migration zone.
…
(1C) Subsections (1) and (1B) apply in relation to a non-citizen regardless of any of the following:
(a) the grounds on which an application would be made or the criteria which the non-citizen would claim to satisfy;
(b) whether the grounds on which an application would be made or the criteria which the non-citizen would claim to satisfy existed earlier;
(c) the grounds on which an earlier application was made or the criteria which the non-citizen earlier claimed to satisfy;
(d) the grounds on which a cancelled protection visa was granted or the criteria the non-citizen satisfied for the grant of that visa.
83 Thus, a legal consequence of the refusal of the applicant's protection visa application in 2005 was that, by virtue of s 48A of the Migration Act, the applicant was barred from making any further application for a protection visa, unless the Minister exercised the discretion conferred by s 48B to determine that the bar in s 48A did not apply to him. The applicant was (and remains) unable to make a second application for a protection visa on the basis that he satisfies the criterion in s 36(2)(aa) of the Migration Act, on the very same basis as his son.
84 As already noted, the applicant and the Department have requested Ministerial intervention under s 48B or s 417 of the Migration Act on numerous occasions in 2008 and thereafter. Under s 417 it is open to the Minister, if he or she thinks it is in the public interest to do so, to substitute a decision that is more favourable to an applicant in place of a Tribunal decision, within the terms of s 417. All these requests have been declined.
85 The immediate legal consequence of a decision to refuse an application for a visa is that an applicant in Australia, such as this applicant, is not given permission to remain. The present applicant does not have any other visa: cf s 501F. By operation of the Migration Act, he is an unlawful non-citizen because he is present in the migration zone without a visa. Section 189 of the Migration Act requires that in this circumstance he be detained in immigration detention. Section 198 further requires that he be removed from Australia as soon as reasonably practicable. The operation of s 198 is, however, subject to the operation of the general law.
86 At the time of the decision, an unlawful non-citizen could only be removed from Australia under s 198 of the Migration Act if that person's claim to protection under Australia's obligations under the 1951 Convention Relating to the Status of Refugees as amended by the 1967 Protocol Relating to the Status of Refugees (Refugees Convention), the 1984 Convention Against Torture and Other Cruel, Inhuman or Degrading Treatment or Punishment (CAT) or the 1966 International Covenant on Civil and Political Rights (ICCPR) had been "assessed and, if necessary, reviewed in a process which accords that person procedural fairness and addresses the correct question by reference to Australian law": SZQRB 210 FCR 505 at [200] per Lander and Gordon JJ, citing Plaintiff M70/2011 v Minister for Immigration and Citizenship [2011] HCA 32; 244 CLR 144 at [95]-[98], [239]. Furthermore, for reasons of the kind set forth in NBMZ 220 FCR 1, notwithstanding the terms of s 198 of the Migration Act, it would not be a lawful exercise of power to return a person to a place where his life or freedom was endangered contrary to Art 33 of the Refugees Convention or relevant provisions of the CAT and the ICCPR: NBMZ 220 FCR 1 at [13]-[14], [80]-[96].
87 At a general level, as the Court said in SZTAL v Minister for Immigration and Border Protection [2016] FCAFC 69 at [61], the complementary protection provisions of the Migration Act were enacted to give effect to international obligations, including those arising under the CAT and the ICCPR. The applicant has an apparently well-based claim to meet the complementary protection criterion in s 36(2)(aa) of the Migration Act, bearing in mind that the independent merits review tribunal has previously accepted that the applicant's eldest son is a person in respect of whom Australia has protection obligations under the complementary protection criterion in s 36(2)(aa) on the basis of a blood feud involving the applicant and his family. It would not have been a lawful exercise of power to return him to Albania without first assessing this claim and, if need be, allowing for a review of a decision on the claim, according to law.
88 Hence the decision had the legal consequence that the applicant was required to be detained indefinitely, bearing in mind that s 48A precluded a further protection visa application and it was unlawful to remove him to Albania without first assessing his complementary protection claim. There is no reference in the covering submission, the Reasons, or the Issues Paper, to this legal consequence. As Allsop CJ and Katzmann J said in NBMZ 220 FCR 1 at [16]:
A material omission from a briefing paper may affect the decision-making process based on it: [Minister for Aboriginal Affairs v] Peko-Wallsend Ltd [(1986) 162 CLR 24] at 30-31, 45 and 65-66. Also, the written reasons of the Minister may, and generally will (subject to a contrary finding of fact), be taken to be a statement of those matters adverted to, considered and taken into account; and if something is not mentioned, it may be inferred that it has not been adverted to, considered or taken into account: Acts Interpretation Act 1901 (Cth), s 25D, s 501G of the [Migration] Act and Minister for Immigration and Multicultural Affairs v Yusuf (2001) 206 CLR 323 at [5], [37], [69], [89] and [133].
In the present case it is to be inferred from the Reasons of the Assistant Minister that she did not consider or take into account that, if a bridging visa were refused, the applicant would face the prospect of indefinite detention.
89 It is possible that the Assistant Minister misunderstood the operation of the Migration Act and the nature of the decision she was required to make, and therefore the considerations that the Migration Act required her to take into account were not addressed. Paragraph [16] of the Reasons may indicate that the Assistant Minister proceeded on the mistaken assumption that the applicant could lawfully be returned to Albania without an assessment of his claim to meet the complementary protection criterion in s 36(2)(aa). Curiously, in light of the repeated refusals of requests for Ministerial intervention under s 48B and s 417, in referring to the possibility that the applicant's protection claim could be "considered separately" the paragraph did not mention the bar created by s 48A. This strengthens the inference that, at this critical point and in this context, the statutory bar was overlooked.
90 The Assistant Minister was required to take into account the legal consequences of her decision, which, as explained, included indefinite detention. To adopt the language of Allsop CJ and Katzmann J in NBMZ 220 FCR 1 at [9], in making a decision under s 501(1) of the Migration Act:
The Minister must take into account the [Migration] Act and its operation in making a decision; to make a decision without taking into account what Parliament has prescribed by way of legal consequence is to fail to take into account the legal framework of the decision. At a functional level this is reinforced if the legal consequences of the decision are important in human terms: indefinite detention pending removal.
91 The Court in NBMZ 220 FCR 1 held that the Minister's failure to have regard to the legal consequence of a decision under s 501(1) to refuse a visa - namely, the prospect of the applicant's indefinite detention - resulted in jurisdictional error: see NBMZ 220 FCR 1 at [17] (Allsop CJ and Katzmann J) and [177]-[179] (Buchanan J). The circumstances of this case are relevantly indistinguishable from those under consideration in NBMZ.
92 I reject the Minister's submission that the circumstances in this case were relevantly different from NBMZ. In this connection, the Minister relied on references in the covering submission and in the Issues Paper to the status of the applicant's eldest son as the holder of a protection visa and the claim made by him, and to statements that a prospective submission on Ministerial intervention would be prepared "after the current s501 matter has been resolved" (covering submission, paragraph [11]) or "following resolution of the current s501 consideration" (Issues Paper, paragraphs [10], [57]). The covering submission mentioned the applicant's unsuccessful requests for Ministerial intervention under s 417. The Issues Paper stated that "former Minister Bowen decided not to intervene to grant [a s 48B] request" on 2 January 2013 (paragraph [9]) and that the applicant's "several subsequent requests to be permitted to lodge further applications for a protection visa have not been successful" (paragraphs [13], [56]). Indeed, the genesis of paragraph [16] of the Reasons can be seen in paragraph [58] of the Issues Paper, which stated in terms that re-appeared in paragraph [16] of the Reasons:
However it is open to you to find that even if he is owed protection obligations, this would have no bearing on [his] application for a Bridging E (Class WE) visa, on the basis that any harm he may face in his country of nationality could only take place after he has been removed from Australia, by which time the Bridging E (Class WE) visa, if granted, would have expired. A decision to refuse [his] application for a Bridging E (Class WE) visa would not result in the automatic denial of protection to [the applicant] and his spouse, which can be considered separately.
93 As observed above in respect of the Reasons, these statements indicated a misunderstanding about the operation of the Migration Act, the nature of the decision to be made and the considerations to be taken into account. This paragraph, like the equivalent paragraph [16] in the Reasons, indicates that its author may have proceeded on the mistaken assumption that at that time the applicant could lawfully be returned to Albania without an assessment of his claim to meet the complementary protection criterion in s 36(2)(aa). The failure to refer at this point to the bar on any further application for a protection visa created by s 48A indicates that its author may have overlooked the applicant's inability to have his complementary protection claims assessed. None of the matters to which the Minister referred persuade me that this case can be distinguished from NBMZ on the basis that in this case the Assistant Minister considered the possibility of a visa being granted to the applicant in the future.
94 As already observed, numerous requests for Ministerial intervention had been previously made under s 48B and s 417. All had failed. The Reasons do not lend any support to an assumption that the Minister would determine to exercise the discretion under s 48B (or s 417) differently in the future. The possibility that there might be a further successful request for Ministerial intervention was, at best, speculation: cf NBMZ 220 FCR 1 at [4] (Allsop CJ and Katzmann J) and [129] (Buchanan J). The speculative nature of the possibility that the Minister might accede to a request under s 48B or s 417 was emphasised by the answer given by counsel for the Minister in response to my question about entries for 8 and 15 May 2015 in the table in "MFI-1": see paragraph [34] above. In this response, counsel indicated that there had been other unsuccessful requests to allow the applicant to submit a further application for a protection visa. Counsel for the Minister stated, in effect, that numerous requests had been made for Ministerial intervention under s 48B or s 417, including in August and November 2015, and that they had failed. He further observed that "there's no compulsion on the part of the Minister to deal with that request" and "[t]he Minister doesn't even have an obligation to consider it", adding "that doesn't necessarily preclude some further request being made down the track; it doesn't preclude the possibility of the Minister giving consideration to it. I don't say whether that would occur or not. That's ultimately a matter for the Minister." Bearing this in mind, whether a request for Ministerial intervention might at some future date prove successful was a matter of mere speculation.
95 Further, this case cannot be distinguished from NBMZ on the basis that the applicant had not been assessed as a person to whom Australia owed protection obligations: cf Jaffarie 226 FCR 505. In Jaffarie 226 FCR 505 at [128] White J explained that, in his view, there was a difference between the applicant in that case and NBMZ because "[a]lthough the present applicant has asserted that his life will be endangered if he is returned to Afghanistan, he has not sought a protection visa. Australia's obligation of non-refoulement has not been enlivened. In that circumstance, the legal consequence of the Minister's decision is more likely to be deportation rather than indefinite detention ...". Furthermore, his Honour found (at [129]) that the applicant had not established that the Minister failed to have regard to the consequence of his decision. There is no mention of NBMZ in the joint judgment of Flick and Perram JJ in Jaffarie. In the present case, however, the applicant was facing indefinite detention since the applicant claimed to satisfy the complementary protection criterion in s 36(2)(aa) of the Migration Act, a proposition enhanced by the fact that the applicant's son was assessed as being a person to whom Australia owes protection obligations on the basis of his father's claim; but the Minister repeatedly declined to act under s 48B to allow the applicant to make an application for a protection visa on that basis.
96 Furthermore, the decision of the Full Court in Ayoub 231 FCR 513 does not support the proposition that NBMZ should be distinguished from the present case. The Court in Ayoub held that the Minister had in fact considered the prospect of indefinite detention as a consequence of cancelling the applicant's visa and Australia's non-refoulement obligation: Ayoub at [17]. In addition, although the applicant claimed to fear for his and his family's safety if returned to Lebanon, he did not claim to be a refugee and had not applied for a protection visa: Ayoub at [16]. The Full Court held that indefinite detention was not a consequence of the decision under challenge in that case, since, by reason of s 501E, it remained open to the applicant "to make a future application for a protection visa": Ayoub at [19]-[20]. In the present case, as noted above, the applicant was barred from making a future application for a protection visa.
97 The Assistant Minister was required to take into account the legal consequences of her decision. In the circumstances of the applicant this included indefinite detention, as a result of ss 189, 196 and 198 of the Migration Act and Australia's obligations under the Refugees Convention, CAT and ICCPR. The Assistant Minister could not lawfully ignore this consideration: NBMZ at [17], [137].
98 Jurisdictional error is therefore clearly shown. It vitiates the decision; and the applicant has made out ground 5 of his FAOA. In view of this conclusion, it is unnecessary to consider the numerous other grounds on which the applicant challenged the decision.
99 In a footnote to the Minister's supplementary submissions filed after the hearing, the Minister noted that, on 16 December 2014, s 197C of the Migration Act came into effect. That section was said to provide that, for the purposes of removal under s 198, "it is irrelevant whether Australia has non-refoulement obligations in respect of an unlawful non-citizen". As the Minister noted, the provision was not in force at the time of the decision. Its effect on any future decision is also speculative.
100 One further matter requires attention. This is the admissibility of "MFI-1". It was common ground that this was a document prepared by the Department dated 7 September 2015. At the hearing, counsel for the applicant sought to tender the document, which became "MFI-1". The Minister objected to its tender on the basis of relevance. The Minister submitted, and I accept, that the Assistant Minister did not have the document at the time she made the decision and that it included information that post-dated the decision. The applicant relied on a table in "MFI-1" to show that, there had been numerous unsuccessful requests for Ministerial intervention in 2008 and thereafter, including in May 2015 after the decision of the Assistant Minister. Neither party suggested that the table was unreliable. As may be inferred from the reasons stated above, I accept that the table in "MFI-1" was relevant and, bearing in mind no other objection was taken, this part of the document was admissible: see s 56(1) of the Evidence Act 1995 (Cth). I accept that, as the applicant contended, the table was relevant because it showed the dates on which requests for Ministerial intervention under s 48B or s 417 had been made and rejected and, as appears from the foregoing reasons, this matter was relevant to ground 5 of the FAOA. This evidence confirmed that the possibility that the Minister might exercise the discretion under s 48B of the Migration Act to intervene to lift the bar created by s 48A or otherwise in the applicant's favour was no more than speculation.