Grounds 2, 3 and 4
25 These grounds were not raised before the primary judge. By ground 2 the appellant alleges that the Tribunal failed to afford him procedural fairness in that it did not provide adequate reasons for its findings of fact and by grounds 3 and 4 the appellant alleges a failure on the part of the Tribunal to assess his claims by reference to the Refugees Convention and s 36(2)(a) of the Act.
26 The Minister submits that, as these grounds were not raised before the primary judge, the appellant needs leave to rely on them in this Court. As was stated by a Full Court of this Court in VAAC v Minister for Immigration and Multicultural and Indigenous Affairs (2003) 129 FCR 168 (VAAC) at [26] in order to obtain the grant of leave the appellant must satisfy the Court that it is "expedient in the interests of justice to allow the new ground[s] to be argued and determined". The Minister submits that the new grounds have no merit and that therefore leave to appeal should not be granted.
27 As grounds 2, 3 and 4 were not raised before the primary judge I must first determine whether leave should be granted to raise those grounds on appeal. It is useful to set out the passage at [26] in VAAC which is relied on by the Minister in full:
It is therefore necessary to consider whether it is expedient in the interests of justice to allow the new ground to be argued and determined. In the present case, the interests of justice require reference to a number of considerations, namely, the appellant's prospects of success on the appeal on the new argument, the explanation given by the appellant for failing to raise the argument before the primary judge, the prejudice to the respondent in allowing the appellant to raise the new argument, the potentially serious consequences to the appellant if leave to amend is refused, and the integrity of the appellate process.
28 Further consideration was given to the question of raising new grounds on appeal by a Full Court of this Court in VUAX v Minister for Immigration and Multicultural and Indigenous Affairs [2004] FCAFC 158 at [48] where that Court said:
The practice of raising arguments for the first time before the Full Court has been particularly prevalent in appeals relating to migration matters. The Court may grant leave if some point that was not taken below, but which clearly has merit, is advanced, and there is no real prejudice to the respondent in permitting it to be agitated. Where, however, there is no adequate explanation for the failure to take the point, and it seems to be of doubtful merit, leave should generally be refused. In our view, the proposed ground of appeal has no merit. There is no justification, therefore, for permitting it to be raised for the first time before this Court.
29 There is no explanation proffered by the appellant as to why grounds 2, 3 and 4 were not raised before the primary judge. When asked at the hearing if he could provide any explanation the appellant said that he could not recall what he had done and that he had no explanation.
30 I turn now to consider the merits of the grounds. The Minister submits that ground 2 seeks impermissible merits review of the Tribunal's findings. A consideration of what is sought by that ground leads me to the same conclusion. The ground is without merit and leave to raise it on this appeal is denied.
31 Grounds 3 and 4 concern the Tribunal's alleged failure to consider the appellant's claims pursuant to s 36(2)(a) of the Act.
32 The appellant's First PV Application was made prior to the introduction of the complementary protection provisions. It was the subject of a decision by a delegate of the Minister dated 17 March 2005, the First Tribunal Decision and the Second Tribunal Decision. Each of those decisions considered the appellant's claims pursuant to s 36(2)(a) of the Act. That is, they considered whether the appellant was a non-citizen to whom the Minister was satisfied Australia had protection obligations pursuant to the Refugees Convention as amended by the Refugees Protocol.
33 Following the decision in SZGIZ, the appellant was entitled to lodge the Second PV Application which relied on a different criterion for protection to that relied on in the First PV Application. That different criterion was, in the case of the appellant, the complementary protection provisions.
34 The Minster submits that the Tribunal was correct to proceed only to consider the appellant's claims pursuant to the complementary protection provisions given this was the appellant's second visa application.
35 In oral submissions, the solicitor for the Minister brought the recent decision of Driver J in the Federal Circuit Court of Australia in SZVCH v Minster for Immigration and Border Protection [2015] FCCA 2950 (SZVCH) to the attention of the Court. In that case the applicant raised a ground that the tribunal erred by failing to consider whether Australia had protection obligations to the applicant under the Refugees Convention and Protocol. As in the matter before me, in that case, while the Protection visa application had been made pursuant to the complementary protection criteria, the Minister's delegate had considered both the refugee and complementary protection grounds while the Tribunal had limited itself to a consideration of the complementary protection criterion. After considering the reasoning in SZGIZ, Driver J found at [26]:
The decisions of this Court relied upon by the Minister correctly establish that if a visa application can only be validly made on the basis of the complementary protection criterion, there is in general no obligation in either the Minister or the Tribunal to consider the refugee criterion. It is, however, a significant further step to assert that there is a jurisdictional limitation on both the Minister and the Tribunal which prevents them from considering the refugee criterion where a valid visa application has been made on the basis of the complementary protection criterion. In my opinion, no support for that proposition can be found in either the Migration Act or the decision of the Full Federal Court in SZGIZ. There is no doubt in this case that the applicant made a valid visa application based upon the complementary protection criterion, which was accepted as valid by both the Minister's delegate and the Tribunal. The delegate was under no duty to consider the refugee criterion but elected to do so. In my opinion, the delegate committed no jurisdictional error in so doing. The delegate having made a valid decision, the Tribunal came under a duty to review that decision in its entirety. It did not do so. The Tribunal considered wrongly that it was under a jurisdictional limitation which prevented it from doing so. That conclusion by the Tribunal was wrong and the Tribunal thus fell into jurisdictional error.
36 The solicitor for the Minister also referred the Court to an earlier decision of Lucev J in the Federal Circuit Court of Australia in WZAVA v Minster for Immigration and Border Protection [2015] FCCA 1454 (WZAVA) in which that court considered the effect of a tribunal confining itself to a consideration of complementary protection claims in circumstances where a delegate of the Minister considered the applicant's claims under s 36(2)(a) and s 36(2)(aa) of the Act. At [12] of his decision Lucev J noted:
In restricting itself to a consideration of the applicant's complimentary protection claims the Tribunal did not err when regard is had to the provisions of s.48A of the Migration Act and the judgment of the Full Court of The Federal Court in SZGIZ. The applicant's grounds of review do not complain, in any event, about the Tribunal confining its review of the Second Delegate's Decision to the complimentary [sic] protection requirements in s.36(2)(aa), (b) and (c) of the Migration Act.
37 Finally, the solicitor for the Minster took the Court to the decision of Barker J in this Court in SZVGG v Minster for Immigration and Border Protection [2015] FCA 859 (SZVGG). In that case, the appellant had already had his claims for protection assessed under s 36(2)(a) of the Act prior to the commencement of the complementary protection provisions and had not left Australia since. Accordingly, the relevant Tribunal confined itself to consideration of the appellant's claims pursuant to the complementary protection provisions. Barker J makes no findings in relation to the Tribunal's approach.
38 The judgment that was the subject of appeal before Barker J in SZVGG was that of Emmett J in SZVGG v Minister for Immigration and Border Protection [2015] FCCA 405. While that decision was not relied on by the Minister I note that Emmett J includes the following at [9], [17] and [18] of her reasons:
[9] On 17 June 2014, the applicant's application for protection based on the complementary criterion was refused by a delegate of the first respondent ("the Delegate").
…
[17] It is clear that the RRT confined its reasoning and conclusion to a consideration of whether or not the applicant met the complementary criterion. However, in circumstances where the RRT has comprehensively rejected the applicant's claims, even if the RRT was required to consider the applicant's claims again in the context of s.36(2)(a) of the Act, there could be no possibility that the applicant would satisfy the relevant criterion.
[18] In SZGIZ, the Full Court of the Federal Court held that s.48A(2) of the Act (as it was at the date of the decision in SZGIZ) did not prevent a person from making an application based on a criterion which did not form the basis of a previous unsuccessful application for a protection visa by that person. In the circumstances, there was no obligation for the RRT to consider again whether the applicant met the refugee criterion in circumstances where it had already decided that he did not and that that decision remains unchallenged.
39 The solicitor for the Minister submitted that in SZVGG the delegate did not consider either s 36(2)(a) or s 36(2)(aa) because the delegate was unable to make a definitive finding about the applicant's identity or nationality. She also submitted that it appeared from the structure of the delegate's decision that he would have gone on to consider the applicant's claims both pursuant to s 36(2)(a) and s 36(2)(aa) had he been able to make a definitive finding in relation to the applicant's identity.
40 The solicitor for the Minister submitted that Driver J erred in his finding in SZVCH that the Tribunal wrongly placed a jurisdictional limit on itself which prevented it from considering the applicant's claims in that case pursuant to s 36(2)(a) of the Act. The Minister relies on the decision in WZAVA as the correct approach. The solicitor for the Minister submitted that, in the matter before me, the delegate had no jurisdiction to make any Refugee Convention findings. Accordingly, the Tribunal was not required to consider those findings on review.
41 The starting point to consider the Minister's submissions in relation to grounds 3 and 4 is the decision of SZGIZ in which a Full Court of this Court, in considering s 48A of the Act (as it then was), found at [32] that when the statutory direction in s 48A(2) is taken into account, the proper effect to be given to the term "further" in s 48A(1) is that it refers to an application relying on the same criterion as an earlier application. Thus what was permitted after the decision in SZGIZ was that an applicant was able to make a valid application in relation to a criterion in s 36 of the Act which was not the subject of a previous claim.
42 The Second PV Application was made as a result of the decision in SZGIZ and relied on s 36(2)(aa), the complementary protection criterion. The appellant's First PV Application, which had been rejected, relied on s 36(2)(a) of the Act. He could not make a further application relying on s 36(2)(a) while he remained in the migration zone. The delegate ought to have only considered the claims made by the applicant in that matter pursuant to s 36(2)(aa) of the Act. She did not.
43 Section 47 of the Act requires the Minister to consider a valid application for a visa. There is no issue about the validity of the Second PV Application, just as there was no issue about the validity of the protection visa application in SZVCH. Section 65(1) of the Act sets out the matters of which the Minister has to be satisfied in order to grant a visa the subject of a valid application. It was at the time of the Tribunal's decision in the following terms:
(1) Subject to sections 84 and 86, after considering a valid application for a visa, the Minister:
(a) if satisfied that:
(i) the health criteria for it (if any) have been satisfied; and
(ii) the other criteria for it prescribed by this Act or the regulations have been satisfied; and
(iii) the grant of the visa is not prevented by section 40 (circumstances when granted), 500A (refusal or cancellation of temporary safe haven visas), 501 (special power to refuse or cancel) or any other provision of this Act or of any other law of the Commonwealth; and
(iv) any amount of visa application charge payable in relation to the application has been paid;
is to grant the visa; or
(b) if not so satisfied, is to refuse to grant the visa.
At the time of the delegate's decision s 65(1) was in slightly different terms in that it was not expressed to be subject to ss 84 and 86 of the Act.
44 The Second PV Application was valid because it was based on the complementary protection criteria. Accordingly it could only be granted if the Minister was satisfied that the "other criteria prescribed" by the Act or the regulations were satisfied. Those other criteria would, it follows, be those relevant to s 36(2)(aa). In other words consideration of s 36(2)(a) had no part to play.
45 The question that then arises is, whether in circumstances where the delegate having turned her mind to s 36(2)(a) and made findings in relation to that criteria, the Tribunal was then obliged to do so as found by Driver J in SZVCH. With respect, I do not think it was so obliged.
46 Sections 414 and 415 of the Act provided as follows at the time of the Tribunal's decision:
414 Refugee Review Tribunal must review decisions
(1) Subject to subsection (2), if a valid application is made under section 412 for review of an RRT-reviewable decision, the Tribunal must review the decision.
…
415 Powers of Refugee Review Tribunal
(1) The Tribunal may, for the purposes of the review of an RRT-reviewable decision, exercise all the powers and discretions that are conferred by this Act on the person who made the decision.
(2) The Tribunal may:
(a) affirm the decision; or
(b) vary the decision; or
(c) if the decision relates to a prescribed matter - remit the matter for reconsideration in accordance with such directions or recommendations of the Tribunal as are permitted by the regulations; or
(d) set the decision aside and substitute a new decision.
…
(4) To avoid doubt, the Tribunal must not, by varying a decision or setting a decision aside and substituting a new decision, purport to make a decision that is not authorised by the Act or the regulations.
47 The Tribunal's obligation is to review a valid application of an "RRT-reviewable" decision. In doing so it may exercise all of the "powers and discretions that are conferred" by the Act on the person who made the decision. In Minister for Immigration v Li (2013) 249 CLR 332 French CJ said the following at [10] in relation to the functions and powers of the Migration Review Tribunal and the Refugee Review Tribunal (as those tribunals were at the time):
Section 348 provides that if an application for review of an MRT-reviewable decision is properly made "the Tribunal must review the decision". It may, for the purposes of the review, "exercise all the powers and discretions that are conferred by this Act on the person who made the decision". It is well established that the reviews that both the MRT and the Refugee Review Tribunal (the RRT) undertake (both tribunals operating under similar legislative schemes) are non-adversarial and that they involve no contradictor nor the joinder of any issue. The review function of the tribunals created by the Act is sometimes called "inquisitorial". That designation is a characterisation of their function which distinguishes it from adversarial proceedings. The word "review" "has no settled pre-determined meaning; it takes its meaning from the context in which it appears". As appears from the nature of the powers conferred on these tribunals, the review each must undertake involves a fresh consideration of the application which led to the decision under review. The review must be based on the evidence and arguments placed before the tribunal and any other relevant information which the tribunal itself obtains. Each tribunal must identify for itself the issues that arise in the application before it. It is not confined to the issues considered by the delegate.
48 Contrary to the findings in SZVCH, in my view, the delegate considered criteria that she was not required to consider and which were not relevant to the Second PV Application. Insofar as the delegate did that she acted beyond her jurisdiction. The Tribunal's role on a review is to undertake a fresh review of the application which has led to the decision under review. The Tribunal correctly identified that it could only proceed to consider the Second PV Application based on the complementary protection criterion. That approach was consistent with its obligations having regard to ss 414, 415 and 65(1) of the Act. It cannot be said, in those circumstances, that the Tribunal was required to undertake a review of the delegate's decision to the extent it included findings on matters that were not relevant to the criteria upon which the visa the subject of the valid application could be granted. The Tribunal exercised the powers and discretions conferred on it by the Act, as it was entitled to do. It considered the delegate's decision in that context.
49 For completeness I note that the Tribunal recorded in its decision at [8] and [9] that it told the appellant that it was proceeding on the basis that it would only consider his claims pursuant to s 36(2)(aa). To the extent it differed from the approach of the delegate, the appellant was on notice of that. In those circumstances it cannot be said that there was in that regard any breach of s 425 of the Act.
50 In the circumstances I accept the submission of the Minister that Driver J erred in his finding in SZVCH in relation to this issue.
51 In my view, the appellant should be granted leave to raise grounds 3 and 4. The issues that arise for consideration in relation to these grounds in light of the recent decision of Driver J including whether, as the Minister submits, Driver J erred in his findings in SZVCH makes those grounds arguable. They do not lack merit. There is no prejudice to the Minister in permitting the grounds to be agitated. However, having granted that leave, in light of my consideration above, grounds 3 and 4 should be dismissed.