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[2001] HCA 24
High Court of Australia
2001-05-03
McHugh J, Callinan JJ, Mason P, Meagher JA, Gleeson CJ
Original judgment source is linked above.
On appeal from the Supreme Court of New South Wales
B M J Toomey QC with P J Mooney for the appellant (instructed by Vandervords)
B J Gross QC with H N Kelly and S Thode for the respondent (instructed by Gibsons)
Notice: This copy of the Court's Reasons for Judgment is subject to formal revision prior to publication in the Commonwealth Law Reports.
Negligence - Contributory negligence - Apportionment of responsibility - Whether Court of Appeal erred in setting aside jury's apportionment of responsibility - Whether jury's apportionment reasonable.
Employer and employee - Negligence - Contributory negligence - Employer's duty to provide safe system and place of work - Conduct amounting to contributory negligence by employee - Respective roles of jury giving verdict at trial and appellate court deciding appeal against jury's apportionment.
Practice and procedure - When parties bound by conduct of case.
Law Reform (Miscellaneous Provisions) Act 1965 (NSW), s 10(1).
"A finding on a question of apportionment is a finding upon a 'question, not of principle or of positive findings of fact or law, but of proportion, of balance and relative emphasis, and of weighing different considerations. It involves an individual choice or discretion, as to which there may well be differences of opinion by different minds' … Such a finding, if made by a judge, is not lightly reviewed. The task of an appellant is even more difficult when the apportionment has been made by a jury."
"In this case, the plaintiff's case in negligence is a fairly simple one. He says that to require or permit him to try to lift this rail … in the way in which he did, exposed him to an unnecessary risk of injury and it was a foreseeable risk … So he says the defendant was in breach of its duty to provide a safe system of work. The system that should have been employed the plaintiff says, was to use either a mechanical lifting device, a small crane of some sort, or alternatively, to use eight men, two on each of four tongs as a team, possibly with an extra man supervising."
"It was said to you by [counsel for the plaintiff] and you might think with perhaps some justification, that [counsel for the defendant] did not spend a lot of time submitting to you that the defendant was not negligent."
"The other part of the first question is whether the plaintiff suffered injury and as I understand the submissions and the approach of the defendant in this case, [counsel for the defendant] does not submit to you that the plaintiff was not injured. So again, it is entirely a matter for you to decide, but I suggest to you that you would have little difficulty in coming to the view on the evidence that the plaintiff in fact suffered injury as a result of his lifting this rail on the morning of 20 February 1995."
"[U]sing the hooks it's very easy work. It's not very hard at all because you're keeping your body straight but actually bending over and picking up rails is a very hard job."
"The way in which the plaintiff puts his case here is that he was required by whatever means, to lift a weight that was excessive. That is his case. He says it does not matter really whether you find that the hooks were available or not, because in any event the weight that was to be lifted when distributed between the two men who were to do the lift, was still excessive, and for that the plaintiff relies upon the evidence of Mr Simpson."
"But you might think, having heard the evidence and particularly that of Mr Simpson, which is not contradicted, and you will recall that [counsel for the defendant] did not attempt in any way to cross-examine him so as to get him to retract what he said about safe lifting weights, so you can take it that the defendant accepts that what Mr Simpson said for that purpose can be accepted by you. You might think that you will have not a great deal of difficulty in answering question one 'yes'."
"The perception of the reasonable man's response calls for a consideration of the magnitude of the risk and the degree of the probability of its occurrence, along with the expense, difficulty and inconvenience of taking alleviating action and any other conflicting responsibilities which the defendant may have. It is only when these matters are balanced out that the tribunal of fact can confidently assert what is the standard of response to be ascribed to the reasonable man placed in the defendant's position."
" ... it is not known what view the jury took. The appeal must therefore proceed upon the basis that the jury took the most favourable view to the respondent which a reasonable jury could take upon the evidence. This court is not at liberty to form its own view upon the facts and substitute it for the view which might reasonably have been taken by the jury in respondent's favour. So far as the findings of negligence against each party are concerned, this depends upon the view taken by the jury as to the failure of each party to observe the required standard of care. This is essentially a jury question, and it is only where the court is able to say that on no possible view of the facts could negligence be found against a party by a reasonable jury that a finding on this issue will be interfered with upon appeal."
"Q. And it's really, I mean the real thrust of your criticism of the work system, is it not, is the requiring of him to have to bend down with his hands and pick up a rail off the ground, that's a real critical aspect of the physical work he was required to perform?
. "If the system of work provided involved employees working in conditions of discomfort, it was plainly foreseeable that they might take steps to ameliorate those conditions, whilst otherwise working in accordance with the system." (emphasis added)
. "The jury's verdict means that in doing that, the [plaintiff] failed to take sufficient care for his own safety, in relation to the lifting of the rails on to (and off) the scaffold frame, and doing that manually rather than with the lifting hooks. In my view this was something the [defendant] ought to have foreseen and guarded against …" (emphasis added)
"Except in the most exceptional circumstances, it would be contrary to all principle to allow a party, after a case had been decided against him, to raise a new argument which, whether deliberately or by inadvertence, he failed to put during the hearing when he had an opportunity to do so."
Case history
"Q. And you were there and you were doing this, did you experience it - your own experience, the use of the hooks and moving them over onto the timber, as you experienced it, how difficult was that for you?
A. Using the hooks it's very easy work. It's not very hard at all because you're keeping your body straight but actually bending over and picking up rails is a very hard job."
In the District Court of New South Wales
In the Court of Appeal of New South Wales
"In this matter I disagree with Brownie AJA. The matter seems to me to be entirely covered by the High Court decision in Podrebersek v Australian Iron & Steel Pty Limited[15].
As Brownie AJA concedes, there was ample material for the jury to find contributory negligence. Indeed, he himself would put it at 20%. The appellant invented a new and dangerous system of doing his job, that new system made the use of lifting hooks (invented for his safety) impossible, and he bent his back although forbidden to do so. These are obvious acts of contributory negligence, and of some magnitude. I cannot see how the jury's apportionment of 60% is in any way more perverse than the judge's apportionment of 90% in Podrebersek v Australian Iron & Steel Pty Limited … nor indeed of Brownie AJA's apportionment of 20% in this case.
The jury is the "constitutional tribunal" of fact‑finding[22]. Partly for reasons of legal history, and partly for pragmatic reasons upholding the finality of jury verdicts, there is a general bias of appellate courts against disturbing such verdicts.
Where a trial is conducted before a jury in a civil action, there is an important distinction between the respective functions of the judge and the jury[23]. Following the creation of appellate courts, this distinction has been observed in appeals against judgments based on jury verdicts. Appellate judges are not authorised to disturb such judgments simply because they disagree with the verdict or regard the evidence called at the trial as preponderating against the verdict[24]. Absent any misdirection or misreception of evidence, or disobedience to a judicial direction on the law that might invalidate the verdict, the appellate court must assume that the jury acted lawfully and properly in reaching their verdict[25]. It must do so unless the verdict betokens "a conclusion which is against the evidence in the sense that the evidence in its totality preponderates so strongly against the conclusion favoured by the jury that it can be said that the verdict is such as reasonable jurors could not reach"[26]. This stringent test has been expressed in various ways[27]. It may be called the rule of restraint.
Where a jury verdict necessarily involves elements of discretion, assessment or evaluation, an appellant, challenging the judgment based on it, faces a specially difficult task[28]. This is true of challenges to jury verdicts of general damages[29] as it is to those which apportion responsibility for contributory negligence. Where a judge is the trier of fact, reasons must ordinarily be provided to explain a judgment[30]. Such reasons may reveal error, inviting appellate correction. However, because a jury gives no reasons, an attempt to meet the stringent standard, and to overcome the rule of restraint, necessarily faces formidable obstacles[31].
A particular reason why jury verdicts in cases involving apportionment of responsibility are not usually disturbed by appellate courts is that the applicable legal criterion is expressed in extremely broad terms. In the language of s 10(1) of the Law Reform (Miscellaneous Provisions) Act 1965 (NSW), applicable to this case[32], the decision‑maker, judge or jury, must perform the apportionment according to "such extent as the court thinks just and equitable having regard to the claimant's share in the responsibility for the damage"[33]. Obviously, this formulation affords the decision‑maker a very wide discretion. The repository of the power provided by Parliament is the primary decision‑maker, not the appellate court. The latter only secures powers of disturbance if the initial exercise of power has not conformed to law but has miscarried. It is of the nature of the power conferred on the primary decision‑maker that it presents "a question, not of principle or of positive findings of fact or law, but of proportion, of balance and relative emphasis, and of weighing different considerations. It involves an individual choice or discretion, as to which there may well be differences of opinion by different minds."[34]
Where a party appeals against a judgment giving effect to a jury's verdict, including one upon a question of apportionment for contributory negligence, there are certain settled principles controlling the approach which the appellate court must take[35]. Thus, the appellate court must assume that the jury took the reasonable view of the evidence most favourable to the party defending the verdict[36]. In determining the inferences to be derived from that verdict, an appellate court will pay regard to the way in which the parties presented their respective cases at trial. Where there is some evidence reasonably consistent with the verdict, although much that is not, it will be assumed that the jury preferred the evidence consistent with the verdict to that which was not. Similarly, where the verdict upholds a claim or defence that was propounded at trial, it will be assumed that the jury accepted the case presented and rejected the contrary case.
Parties are bound on appeal by the way in which their cases are litigated at trial[37]. However, the way a case is litigated is not discerned by simply looking at the pleadings or even the way counsel for a party opened or presented it or the judge expressed it in the judge's charge to the jury or in judicial reasons. Once a trial commences, it assumes its own dynamic. Within broadly stated pleadings, parties will often be permitted to lead evidence that shifts somewhat the postulated case from that expressed by the lawyers who plead and present it towards that which emerges from the actual evidence of the witnesses to the occurrences out of which the case arises.
"Q. And you said … that you were tired of bending over and painting the rails whilst they were on the ground and that you went away and got the scaffold frame … ?
A. … [It] is virtually impossible to paint or clean those beams in those positions.
Q. Mr Unver … it was your idea to use that scaffold?
"A. He said he was fed up with bending over and painting the rails and he wanted to lift it [sic] up to a better height [so] that he didn't have to bend over".
Contributory negligence and contemporary employment obligations
"The way in which the plaintiff puts his case here is that he was required by whatever means, to lift a weight that was excessive. That is his case. He says it does not matter really whether you find that the hooks were available or not, because in any event the weight that was to be lifted when distributed between the two men who were to do the lift, was still excessive, and for that the plaintiff relies upon the evidence of Mr Simpson ... [Y]ou will recall that [counsel for the appellant] did not attempt in any way to cross‑examine [Mr Simpson] so as to get him to retract what he said about safe lifting weights, so you can take it that the defendant accepts that what Mr Simpson said for that purpose can be accepted by you. You might think that you will not have a great deal of difficulty in answering question one [negligence of the appellant] 'yes'. And that the real issue so far as liability is concerned in this case, in the way in which the case has been conducted ... is whether the plaintiff has not taken sufficient care for his own safety."
"[The worker] change[d] the system so as to reduce the discomfort and inconvenience of working for hours (with interruptions when moving the rails) in a crouched, kneeling or similar position. The jury's verdict means that in doing that, the [worker] failed to take sufficient care for his own safety, in relation to the lifting of the rails on to (and off) the scaffold frame, and doing that manually rather than with the lifting hooks. In my view this was something the [employer] ought to have foreseen and guarded against, but in any event what the [worker] did was inadvertent on his part."
"Contemporary decisions about what constitutes reasonable care on the part of an employer towards an employee in the running of a modern factory are in sharp conflict with what would have been considered reasonable care in a nineteenth century workshop and, for that matter, reflect more demanding standards than those of twenty or thirty years ago. While it is true that that has, in part, been the consequence of the elucidation and development of legal principle, it has, to a greater extent, reflected the impact, upon decisions of fact, of increased appreciation of the likely causes of injury to the human body, of the more general availability of the means and methods of avoiding such injury and of the contemporary tendency to reject the discounting of any real risk of injury to an employee in the assessment of what is reasonable in the pursuit by an employer of pecuniary profit."
Law Reform (Miscellaneous Provisions) Act 1965 (NSW) s 10(1). ↑
Bankstown Foundry Proprietary Limited v Braistina (1986) 160 CLR 301 at 309. See also at 307-308 (emphasis added). ↑
From a judgment of the Supreme Court of New South Wales (Court of Appeal): Unver v Liftronic Pty Ltd [1999] NSWCA 275. ↑
Applying the Law Reform (Miscellaneous Provisions) Act 1965 (NSW), s 10(1). ↑
Brownie AJA, Mason P concurring; Meagher JA dissenting. ↑
cf Haigh, "'It is trite and ancient law': The High Court and the use of the obvious", (2000) 28 Federal Law Review 87. ↑
David Syme & Co v Canavan (1918) 25 CLR 234 at 240; Hocking v Bell (1945) 71 CLR 430 at 440; cf Naxakis v Western General Hospital (1999) 197 CLR 269 at 287 [53]. ↑
As explained in Naxakis v Western General Hospital (1999) 197 CLR 269 at 288‑291 [55]‑[60]. ↑
Naxakis v Western General Hospital (1999) 197 CLR 269 at 289‑290 [58]. ↑
Progress and Properties Ltd v Craft (1976) 135 CLR 651 at 672. ↑
Calin v Greater Union Organisation Pty Ltd (1991) 173 CLR 33 at 41 (emphasis omitted). ↑
For example in Hocking v Bell (1945) 71 CLR 430 at 487, Starke J said "the verdict is not disturbed unless the jury, viewing the whole evidence reasonably, could not properly find it". In Precision Plastics Pty Ltd v Demir (1975) 132 CLR 362 at 369, Gibbs J described the circumstances of intervention in an award of damages as occurring only when they were "so excessive or so inadequate that no jury could reasonably have awarded them, or ... [were] out of all proportion to the circumstances of the case". ↑
Podrebersek v Australian Iron and Steel Pty Ltd (1985) 59 ALJR 492 at 493‑494 ("Podrebersek"); 59 ALR 529 at 532. ↑
Precision Plastics Pty Ltd v Demir (1975) 132 CLR 362. ↑
Public Service Board of NSW v Osmond (1986) 159 CLR 656 at 666. ↑
Podrebersek (1985) 59 ALJR 492 at 494; 59 ALR 529 at 532; Zoukra v Lowenstern [1958] VR 594; Valkanis v Cox (1988) 7 MVR 513. ↑
By virtue of Workers Compensation Act 1987 (NSW), s 151N. Section 10 of the Law Reform (Miscellaneous Provisions) Act 1965 (NSW) has been replaced by the Law Reform (Miscellaneous Provisions) Amendment Act 2000 (NSW), s 9. ↑
Law Reform (Miscellaneous Provisions) Act 1965 (NSW), s 10(1). Similar provisions appear in the law of other States: Wrongs Act 1958 (Vic), s 26(1); Wrongs Act 1936 (SA), s 27A(3); Law Reform (Tortfeasors Contribution, Contributory Negligence, and Division of Chattels) Act 1952 (Qld), s 10(1); Tortfeasors and Contributory Negligence Act 1954 (Tas), s 4(1); Law Reform (Miscellaneous Provisions) Act 1956 (NT), s 16(1); Law Reform (Miscellaneous Provisions) Act 1955 (ACT), s 15(1). The Law Reform (Contributory Negligence and Tortfeasors' Contribution) Act 1947 (WA), s 4(1) is in slightly different form. ↑
British Fame (Owners) v Macgregor (Owners) [1943] AC 197 at 201 applied in Podrebersek (1985) 59 ALJR 492 at 494; 59 ALR 529 at 532. ↑
Progress and Properties Ltd v Craft (1976) 135 CLR 651. ↑
Hydro Electric Commission v Kemp [1966] Tas SR (NC) 29. ↑
University of Wollongong v Metwally (No 2) (1985) 59 ALJR 481 at 483; 60 ALR 68 at 71. ↑
District Court Act 1973 (NSW), s 127; Supreme Court Act 1970 (NSW), ss 48(1)(a)(iv), 75A(2). ↑
Precision Plastics Pty Ltd v Demir (1975) 132 CLR 362 at 370. ↑
cf, by analogy, Coal & Allied Operations Pty Ltd v Australian Industrial Relations Commission (2000) 74 ALJR 1348 at 1368 [86]; 174 ALR 585 at 611 where the need for this Court to avoid "double standards" was referred to. ↑
Podrebersek (1985) 59 ALJR 492 at 494; 59 ALR 529 at 532. ↑
eg Smith v The Broken Hill Pty Co Ltd (1957) 97 CLR 337 at 342‑343; Da Costa v Cockburn Salvage & Trading Pty Ltd (1970) 124 CLR 192 at 218. ↑
Law Reform (Miscellaneous Provisions) Act 1965 (NSW), s 10(1). ↑
Creighton, Ford and Mitchell, Labour Law, 2nd ed (1993) at 1437, par 41.22 citing McLean v Tedman (1984) 155 CLR 306; Braistina (1986) 160 CLR 301; Nicol v Allyacht Spars Pty Ltd (1987) 163 CLR 611; Bus v Sydney County Council (1989) 167 CLR 78. ↑
Caswell v Powell Duffryn Associated Collieries Ltd [1940] AC 152 at 178‑179 per Lord Wright; cf Creighton, Ford and Mitchell, Labour Law, 2nd ed (1993) at 1437, par 41.22; Fleming, The Law of Torts, 9th ed (1998) at 573; Balkin and Davis, Law of Torts, 2nd ed (1996) at 338‑340, 347‑348. ↑
Carlyle v Commissioner for Railways (1954) 54 SR (NSW) 238 at 249; Commissioner of Railways v Ruprecht (1979) 142 CLR 563. ↑
Commissioner for Railways v Halley (1978) 20 ALR 409. ↑
Sungravure Pty Ltd v Meani (1964) 110 CLR 24 at 36; McLean v Tedman (1984) 155 CLR 306 at 312. See also Ferraloro v Preston Timber Pty Ltd (1982) 56 ALJR 872 at 873; 42 ALR 627 at 629. ↑
Glass, McHugh and Douglas, The Liability of Employers, 2nd ed (1979) at 224, n 54. ↑
Liftronic Pty Limited
Unver
(1985) 59 ALJR 492
(1980) 146 CLR 40
(1997) 72 ALJR 65
(1956) 96 CLR 10
(1986) 160 CLR 301
(1985) 59 ALJR 481
(1986) 162 CLR 1
(1918) 25 CLR 234
(1945) 71 CLR 430
(1999) 197 CLR 269
(1976) 135 CLR 651
(1991) 173 CLR 33
(1975) 132 CLR 362
(1986) 159 CLR 656
(1988) 7 MVR 513
(2000) 74 ALJR 1348
(1956) 96 CLR 18
(1984) 154 CLR 672
(1984) 155 CLR 306
(1957) 97 CLR 337
(1970) 124 CLR 192
(1987) 163 CLR 611
(1989) 167 CLR 78
(1979) 142 CLR 563
(1978) 20 ALR 409
(1964) 110 CLR 24
(1982) 56 ALJR 872
(1981) 26 SASR 508
(2000) 200 CLR 121