[2020] WASCA 121
General information, not legal advice.
Court of Appeal (WA)
2020-07-31
Buss P
Original judgment source is linked above.
The State's pre‑trial application under s 31A of the Evidence Act
(a) at the trial of the counts involving the alleged offending against E and B, the evidence of each complainant be admitted under s 31A of the Evidence Act in the trial of the counts in respect of the other complainant as propensity evidence, further or alternatively relationship evidence, to demonstrate that the appellant had a sexual interest in young female children and was prepared to act on that sexual interest when circumstances permitted; and
(b) the evidence relating to the child exploitation material be admitted under s 31A of the Evidence Act in the trial of the counts in respect of E and B as propensity evidence to demonstrate that the appellant had a sexual interest in young female children.
Well, I've considered the application of the State. The High Court has recently in the decision of R v Bauer [2018] HCA 40 considered similar provisions of section 31A in ‑ that exist in Victoria for the admissibility of tendency evidence. At paragraph 58 of a joint judgment, the High Court stated that in multiple complainant cases, for there to be cross‑admissibility there must be, ordinarily, some feature of or about the offending which links the alleged offences against each complainant.
If however, there is some common feature of or about the offending, the High Court made it clear that it may demonstrate a tendency for the accused to act in a particular way, and that alone would make it significantly probative. At paragraph 59, the judgment stated that where you have a man of mature years having a sexual interest in children and tending to act upon it, that may constitute the common feature sufficient to make it significantly probative.
Counts 1 and 2 involve one complainant and counts [3 and 4] involve another complainant. Both sets of charges involve evidence of a man of mature years having a sexual interest in a child and willing to act upon it. Accordingly, I am satisfied that the evidence on each set of charges is significantly probative against the other set of charges.
Likewise, I'm satisfied that the evidence on counts [5, 6 and 7] again demonstrate, if accepted, a sexual interested [sic] in young children and is, in my opinion, significantly probative of commission of the offences [alleged in counts 1, 2, 3 and 4] on the indictment. Accordingly, I'm satisfied that the criterion of section 31A(2)(a) is satisfied. In relation to each of the cross‑admissibility questions, I'm satisfied that the second criteria [sic] set out in section 31A(2)(b) is also met.
So for those reasons, I'm satisfied that cross‑admissibility exists in terms of the application filed by the State dated 5 October 2018, and I'll make orders in accordance with that application. (emphasis added)
The State's case at the trial in relation to counts 1, 2, 3 and 4
The appellant's case at the trial in relation to counts 1, 2, 3 and 4
The facts agreed between the appellant and the State at the trial in relation to counts 5, 6 and 7
During a search of the appellant's home on 5 April 2017, police located and seized three electronic devices that were identified as belonging to the appellant. CEM [or child exploitation material] was stored on each device.
The first device was a desktop computer (count 5) on which the appellant had conducted a significant number of internet searches. The searches fell into three main groups: (1) searches related to children showering and bathing; (2) searches of a pornographic version of the children's series, 'Ben 10'; and (3) searches related to 'naturist/nudism'.
The first group of searches was in the following terms:
Between 29 July 2016 and 1 April 2017 relating to showering and bathing:
5YO+Dad+Shower
Bath+time+kids
Little+girls+in+shower
Bathing+little+non+nude+panties+model
Little+girls+shower+together
Nudist+family+shower
Parents+shower+together
Cute+girls+nude+10Y+bath+time
The third group of searches included, among seven searches, a search of 'Nudist+family+shower'.
For convenience, I will refer to the searches identified in [the two preceding paragrahs] as the 'shower searches'.
CEM was also stored on the desktop computer. There were 13 images that fell into category 1. They were largely images of prepubescent girls, naked and semi‑naked, some with genitalia displayed and some in provocative poses. Two images were taken in water and one image was taken at the beach. The desktop computer also contained category 6 CEM, namely, 78 images from the Ben 10 series and 16 other images, some of which depicted various forms of penetration and masturbation.
The second electronic device, an external hard drive (count 6), contained 93 images that fell into category 1. These images were a series of images of one prepubescent female child, some with her genital area visible, some with the child in provocative poses, and some in which the child uses balloons and a soft toy in sexual poses. Also on the external hard drive, police located approximately 381 images relating to families at naturist camps at the beach and near water. Many images were single frontal photographs of prepubescent girls.
The third electronic device, an iPad (count 7), contained 115 images and one video that fell into category 1. The images were predominately of prepubescent girls, either partially or completely naked, and the focus of the images was predominately on the genital area. Some photos were of naked prepubescent girls in water or at the beach, showing their genitals or posing provocatively. The iPad also contained 23 images, within category 6, depicting cartoons and animated characters, predominantly young children, in sexual activities. Also on the iPad were approximately 104 images of families at naturist camps, many of which contained frontal photographs of nude prepubescent girls. (footnotes omitted)
The State's case at the trial in relation to the child exploitation material the subject of counts 5, 6 and 7
The appellant's case at the trial in relation to the child exploitation material
The trial judge's directions to the jury in relation to the child exploitation material
(a) The State's case was that the evidence of the child exploitation material demonstrated that the appellant had a sexual interest in children and that the evidence increased the objective probability that the appellant had committed the offences charged (ts 302).
(b) It was open to the jury to consider whether the appellant's possession of the child exploitation material revealed a sexual interest in children (ts 302).
(c) The jury could use the evidence of the appellant's possession of the child exploitation material in the manner suggested by the State if the jury was satisfied beyond reasonable doubt that the appellant had demonstrated a sexual interest in children and was willing to give effect to that interest, tendency or propensity (ts 302).
(d) If the jury was satisfied beyond reasonable doubt that the evidence as to the appellant's possession of the child exploitation material showed that the appellant had the tendency suggested by the State and that the tendency assisted the State's case on the alleged offences, the jury could consider the evidence when the jury was determining whether or not the appellant did commit the alleged offences (ts 302).
(e) It was a matter for the jury to decide whether the appellant had the suggested sexual interest in children and whether that assisted the jury in determining guilt (ts 303).
Grounds 1 and 2: the appellant's and the State's submissions
31A. Propensity and relationship evidence
(1) In this section -
(a) similar fact evidence or other evidence of the conduct of the accused person; or
(b) evidence of the character or reputation of the accused person or of a tendency that the accused person has or had;
relationship evidence means evidence of the attitude or conduct of the accused person towards another person, or a class of persons, over a period of time.
(2) Propensity evidence or relationship evidence is admissible in proceedings for an offence if the court considers -
(a) that the evidence would, either by itself or having regard to other evidence adduced or to be adduced, have significant probative value; and
(b) that the probative value of the evidence compared to the degree of risk of an unfair trial, is such that fair‑minded people would think that the public interest in adducing all relevant evidence of guilt must have priority over the risk of an unfair trial.
(3) In considering the probative value of evidence for the purposes of subsection (2) it is not open to the court to have regard to the possibility that the evidence may be the result of collusion, concoction or suggestion.
(1) In assessing whether evidence has significant probative value, the evidence is to be taken at its highest from the perspective of the prosecution.
(2) In determining whether propensity evidence would have significant probative value, the propensity evidence is not to be viewed in isolation. Section 31A(2)(a) expressly requires that attention be directed to whether, having regard to other evidence adduced or to be adduced, the propensity evidence would have significant probative value.
(3) Evidence has 'probative value' if the evidence could rationally affect, directly or indirectly, the assessment of [the] probability of the existence of a fact in issue.
(4) The test in s 31A(2)(a) will be satisfied if the court considers (that is, thinks) that the propensity evidence 'would' (as distinct from could), either by itself or having regard to other evidence adduced or to be adduced, rationally affect, to a significant extent, the assessment of the probability of the existence of a fact in issue.
(5) The adjective 'significant' in the phrase 'significant probative value' in s 31A(2)(a) connotes important or of consequence.
(6) If propensity evidence has probative value, then whether the probative value is 'significant' will depend upon the nature of the fact in issue to which it is relevant, and the significance or importance which the propensity evidence, either by itself or having regard to other evidence adduced or to be adduced, has in proving that fact.
(7) The high level of generality of an alleged propensity can affect the extent of the probative force of the propensity evidence. The more specific the alleged similarity the more likely it is that the propensity evidence will have significant probative value.
(8) The nature and extent of any similarity between the conduct the subject of the propensity evidence and the conduct the subject of the charged act(s) is relevant to whether the evidence has significant probative value. (footnotes omitted)
First, the term 'propensity evidence', as defined in s 31A(1), has a broad connotation. The term is defined to include, amongst other things, 'evidence of the conduct of the accused person' and 'evidence ... of a tendency that the accused person has or had'. The word 'conduct', in this context, refers to (relevantly to this appeal) the manner in which the accused person behaves or has behaved. The words 'a tendency', in this context, refer to (relevantly to this appeal) a proclivity, an inclination, a disposition, a predisposition or a predilection that the accused person has or had.
Secondly, an assessment of the probative value of propensity evidence requires the court to determine the extent to which:
(a) the evidence is capable of proving the propensity; and
(b) proof of the propensity increases the likelihood of the commission of the offences (Hughes v The Queen [2017] HCA 20; (2017) 263 CLR 338 [41]; McPhillamy v The Queen [2018] HCA 52; (2018) 92 ALJR 1045 [26], [34]; Flessas v The State of Western Australia [2018] WASCA 210 [46]; La Bianca [145]).
Thirdly, evaluation of the extent of the probative value of propensity evidence requires identification of the purpose for which the propensity evidence is admitted; in other words, the 'work the propensity evidence is tendered to do' (Noto v The State of Western Australia [2006] WASCA 278; (2006) 168 A Crim R 457 [23]). For example, propensity evidence may be adduced in order to (1) prove the commission of a crime, (2) prove the identity of the person who committed a crime, the commission of which is not in dispute, or (3) prove a mental element of an act, which act itself may or may not be proven.
Fourthly, even where a propensity is identified at a high level of generality, it is necessary to examine the proposed propensity evidence in detail in the course of determining whether, of itself or having regard to other evidence adduced or to be adduced, the evidence in question is properly characterised as having significant probative value (DKA v The State of Western Australia [2017] WASCA 44 [43]; La Bianca [26](f)).
Proof of the appellant's sexual interest in young teenage boys may meet the basal test of relevance, but it is not capable of meeting the requirement of significant probative value for admission as tendency evidence. Generally, it is the tendency to act on the sexual interest that gives tendency evidence in sexual cases its probative value. The tendency on which the prosecution relied was to act on the appellant's sexual interest in male children in their early teenage years who were under his supervision. The evidence demonstrating that tendency was confined to 'B's and 'C's evidence of events that occurred in 1985. ... [T]here was no evidence that the asserted tendency had manifested itself in the decade prior to the commission of the alleged offending against 'A'.
...
... [W]here, as here, the tendency evidence relates to sexual misconduct with a person or persons other than the complainant, it will usually be necessary to identify some feature of the other sexual misconduct and the alleged offending which serves to link the two together (Hughes v The Queen [2017] HCA 20; (2017) 92 ALJR 52 at [64] per Kiefel CJ, Bell, Keane and Edelman JJ; R v Bauer (a pseudonym) [2018] HCA 40; (2018) 92 ALJR 846 at [58]). The suggested link in this case is the appellant's tendency to act on his sexual interest in young teenage boys who were under his supervision. The supervision exercised by the appellant as assistant housemaster in 1985 over vulnerable, homesick boys in his care has little in common with the supervision exercised in his role as acolyte over 'A', an altar boy, when the two were at the Cathedral for services in 1995-1996. The evidence does not suggest that 'A' was vulnerable in the way that 'B' and 'C' were vulnerable. The tendency to take advantage of young teenage boys who sought out the appellant in the privacy of his bedroom is to be contrasted with 'A's account that the appellant followed him into a public toilet and molested him.
'B's and 'C's evidence established no more than that a decade before the subject events the appellant had sexually offended against each of them. Proof of that offending was not capable of affecting the assessment of the likelihood that the appellant committed the offences against 'A' to a significant extent (R v Bauer (a pseudonym) [2018] HCA 40; (2018) 92 ALJR 846 at [58]). It rose no higher in effect than to insinuate that, because the appellant had sexually offended against 'B' and 'C' 10 years before, in different circumstances, and without any evidence other than 'A's allegations that he had offended again, he was the kind of person who was more likely to have committed the offences that 'A' alleged. The tendency evidence did not meet the threshold requirement of s 97(1)(b) of the Evidence Act [27], [31], [32]. (original emphasis)
(a) whether the evidence, either by itself or having regard to other evidence adduced at the trial, had 'significant probative value', within s 31A(2)(a); and
(b) whether the probative value of the evidence compared to the degree of risk of an unfair trial, was such that fair-minded people would think that the public interest in adducing all relevant evidence of guilt must have priority over the risk of an unfair trial, within s 31A(2)(b).
Both victims of the 1978 convictions were pre‑adolescent girls. Both were daughters of friends of the appellant; his opportunity for contact with, and to sexually touch, each of them arose from that connection.
These features linked each of the offences of which the appellant was convicted to the conduct and circumstances of the 1978 convictions. Each of the offences of which the appellant was convicted involved the appellant sexually touching, or (in the case of count 19) being sexually touched by, the young pre‑adolescent daughter of a family friend of the appellant. In each case, that family connection provided the occasion for the appellant to be with the complainant and to have the opportunity to commit the offence.
As already noted, s 31A of the Evidence Act expressly requires that regard be had to other evidence adduced or to be adduced in determining whether the propensity evidence would have significant probative value. In considering, for a particular count, whether the 1978 convictions had significant probative value, regard is to be had to the evidence as to all other counts.
The 1978 convictions related to conduct in 1977 and 1978. The offences of which the appellant was convicted occurred over a range of years from 1971 until 1987. The evidence led by the State as a whole supported an overall picture of offending that was occasional, but occurred consistently, over a period of about 15 years. In this respect, the present case differs markedly from the position in McPhillamy, on which the appellant relied heavily.
On 3 July 2014 in the Perth District Court, the [appellant] was convicted following his pleas of guilty to two charges, namely that, being an adult, he used electronic communication with intent to procure a person he believed to be under the age of 16 years to engage in sexual activity.
The facts of those convictions were that on two occasions the [appellant] chatted online through social media sites with a person purporting to be a 13-year-old girl. This person was, in fact, a police officer who was posing as a 13-year-old girl.
The [appellant] chatted from his home computer at his house ... The first communication was on Wednesday, 13 November 2013 through the social networking site ICQ.
When the [appellant] first communicated with the police officer posing as a child, that person told the [appellant] that she was 13 years old and she would be 14 years old in December of that year, and that she was in year 8.
A phone call was later made by the police officer posing as a child to the [appellant] who gave his mobile phone number over the chat. This phone call was in order to confirm that she was a girl.
Later that night, the [appellant] asked the officer posing as a child via the chat room if she had hair on her vagina. She replied, 'I don't have much, no'. He then asked her if she had ever fingered it.
A little later that night, the [appellant] told the child persona that he shouldn't chat with her in that manner because she was only aged 13, and it was wrong to ask her about her private parts. He told her that he had never asked a girl her age about such things before, and that he should not be doing it.
The [appellant] continued to chat with the child persona. He told her that he had gotten hard, and that he wanted to think about her vagina. He asked the child persona if she had ever fingered her vagina, and told her that he would love to finger her vagina.
The [appellant] then asked if they could talk about it on the phone. The [appellant] then told her that she was too young, and asked her not to text back. The [appellant] did not initiate any further contact with the child persona.
Approximately three weeks later, on 4 December 2013, the police officer posing as a child contacted the [appellant] through the internet social network site Skype and asked whether she could add him as a contact.
During this chat conversation, the [appellant] asked the child persona to tell him about her boobs, and asked if she was flat or a handful.
The [appellant] talked in a sexually explicit manner and asked her if she had masturbated. He later asked her to remove her underwear, saying, 'I want to talk to you with no underwear on because I want to think about your pussy'. After speaking on this occasion the [appellant] did not contact the officer posing as a child again.
On 6 January 2014, the [appellant] was arrested at his home address. The [appellant] voluntarily spoke to police in a recorded interview and made full admissions to having the Internet conversations with the police officer who was posing as a child. (original emphasis)
In the present case the propensity was left to the jury at a very high level of generality. The propensity contended for by the State, and the subject of the trial judge's direction, was a tendency 'to have a sexual interest in young teenage girls and give effect to that when the opportunity arose'. If the propensity is characterised in that very general way, without specifying the manner in which the appellant acted on his sexual interest, it does not provide significant support for a finding that the appellant acted on that sexual interest by touching the complainants.
A more particular description of the propensity demonstrated by the evidence was the appellant's tendency to express his sexual attraction to girls of about the complainants' age in electronic communications. That description identifies the manner in which the appellant had previously acted on his sexual interest. It reflects the fact that the appellant's conduct with the child persona did not involve touching at all and did not establish a tendency to indecently touch girls of about the complainants' age. But describing the tendency in these more specific terms - which does not involve touching - highlights the difficulty in concluding that the evidence had significant probative value in relation to the issue of whether the appellant touched the complainants.
In our view, in the circumstances of the present case, differences between the appellant's conduct with the child persona and that alleged against the complainants precludes a conclusion that evidence of the prior conduct had significant probative value in relation to the issue of whether touching of the complainants occurred. The conduct with the child persona did not involve touching at all. The propensity demonstrated by the evidence was the appellant's tendency to express his sexual attraction to girls of about the complainants' age in electronic communications. The propensity evidence did not establish a tendency of the appellant to touch girls of about the complainants' age. The tendency to express sexual attraction in electronic communications did not have sufficient importance to the rational assessment of whether the appellant touched the complainants to give it significant probative value in relation to that issue.
Therefore, the present case falls into the same category as Jackson. The evidence of the appellant's prior convictions did not have significant probative value on the issue of whether the appellant in fact physically touched or dealt with the complainants as alleged. However, if the jury were satisfied that the appellant did in fact physically touch or deal with the complainants as alleged, then the propensity evidence had significant probative value in relation to whether the touching or dealing may have been innocent and accidental, rather than deliberate and sexually motivated.
Because the propensity evidence was admissible for a limited purpose, it was incumbent on the trial judge to direct the jury on the permissible limits of the use of the evidence. The jury in the present case should have been given a direction to the effect that they could not have regard to the propensity evidence in determining whether, and in what manner, the appellant touched A in the groin area or touched B on the breast. That is, the jury should have been given a direction to the effect that they could only have regard to the evidence of the appellant's past convictions if other evidence satisfied them, beyond reasonable doubt, that the alleged touching occurred. In that event, the jury could be directed that:
(1) If the jury were satisfied beyond reasonable doubt that the alleged touching occurred, they must then determine whether they are satisfied beyond reasonable doubt that the touching was deliberate and indecent.
(2) It was open to the jury, should they so decide, to find that the evidence of the appellant's prior convictions is evidence that he had a sexual interest in girls of about the complainants' age.
(3) Should the jury so find, it was open to the jury to take into account the existence of the sexual interest together with all other relevant evidence (including the evidence as to the facts and circumstances of the appellant's prior convictions) which the jury accepts, in deciding whether they are satisfied beyond reasonable doubt that the touching of the complainants occurred deliberately and had a sexual character, so as to be indecent.
The absence of a direction identifying the limits of the permissible use of the propensity evidence gave rise to a miscarriage of justice in all the circumstances of this case [87] ‑ [92]. (footnote omitted)
(a) whether the touching or the penetration may have been unintentional or accidental; and
(b) whether the touching or the penetration was deliberate and motivated by the appellant's sexual attraction to prepubescent girls in the context of showering or bathing.
In all but the most exceptional cases in which evidence of criminal conduct other than that which is the subject of the charges before the court, is allowed to go before a jury, it is encumbent upon the trial judge to direct the jury as to the use which they are entitled to make of such evidence and, even more importantly in most cases, the uses to which such evidence must not be put.
There is seldom as much risk of a jury reasoning improperly from uncharged act context evidence than reasoning improperly from charged act evidence; especially where ... the jury is carefully directed as to the limited purpose for which the uncharged act evidence is adduced and that the jury must not find the accused guilty of a charged act unless satisfied beyond reasonable doubt, on the evidence relating to that charge, that the accused is guilty of that charge. (emphasis added)
(a) The part of the evidence relating to the appellant's convictions of counts 5, 6 and 7 which comprised the shower searches or which related to or was connected with prepubescent girls showering or bathing must not be taken into account by the jury in determining whether the appellant had actually touched or had actually sexually penetrated E as alleged by the State.
(b) If, however, the jury was satisfied, on the basis of other evidence (that is, on the basis of evidence that was not propensity evidence) that the appellant had actually touched or had actually sexually penetrated E as alleged, then the part of the evidence referred to at [82(a)] above could be taken into account by the jury for the purposes I have identified at [75] above.
is not explicable on the basis that defence counsel was pursuing a rational forensic strategy. His Honour's misdirection occasioned a miscarriage of justice.
(1) only a very limited part of the facts relating to the CEM convictions, namely some of the internet searches that produced the CEM the subject of count 5, had significant probative value in proving that the appellant did the acts the subject of counts 1 and 2; and
(2) the general terms in which the judge's direction was expressed meant that there was a perceptible risk that the jury might use the convictions on the CEM offences more broadly in an impermissible manner.
The s 31A application
In any trial on Indictment 786 of 2018, the evidence of each complainant constituting an offence the subject of counts 1 and 2 and counts 3 to 5[[19]] respectively be admissible under s 31A of the Evidence Act 1906 in the trial of the counts in respect of the other complainant as propensity and/or relationship evidence to demonstrate that the accused had a sexual interest in young female children and his preparedness to act on that sexual interest when circumstances permitted.
And that the evidence of each complainant constituting an offence the subject of counts 1 to 5 on the indictment be admissible under s 31A of the Evidence Act 1906 in the trial of counts 6 to 8, as propensity evidence to demonstrate that the accused had a sexual interest in young female children.
And that the evidence pertaining to counts 6, 7 and 8 on the indictment (comprising viva voce evidence or agreed facts, as the case may be) be admissible under s 31A of the Evidence Act 1906 in the trial of counts 1 to 5, as propensity evidence to demonstrate that the accused had a sexual interest in young female children.
Well, I've considered the application of the State. The High Court has recently in the decision of R v Bauer [2018] HCA 40 considered similar provisions of section 31A in ‑ that exist in Victoria for the admissibility of tendency evidence. At paragraph 58 of a joint judgment, the High Court stated that in multiple complainant cases, for there to be cross‑admissibility there must be, ordinarily, some feature of or about the offending which links the alleged offences against each complainant.
If however, there is some common feature of or about the offending, the High Court made it clear that it may demonstrate a tendency for the accused to act in a particular way, and that alone would make it significantly probative. At paragraph 59, the judgment stated that where you have a man of mature years having a sexual interest in children and tending to act upon it, that may constitute the common feature sufficient to make it significantly probative.
Counts 1 and 2 involve one complainant and counts 3 to 5 involve another complainant. Both sets of charges involve evidence of a man of mature years having a sexual interest in a child and willing to act upon it. Accordingly, I am satisfied that the evidence on each set of charges is significantly probative against the other set of charges.
Likewise, I'm satisfied that the evidence on counts 6, 7 or 8 again demonstrate, if accepted, a sexual interested [sic] in young children and is, in my opinion, significantly probative of commission of the offences 1 to 5 on the indictment. Accordingly, I'm satisfied that the criterion of section 31A(2)(a) is satisfied. In relation to each of the cross‑admissibility questions, I'm satisfied that the second criteria set out in section 31A(2)(b) is also met.
So for those reasons, I'm satisfied that cross‑admissibility exists in terms of the application filed by the State dated 5 October 2018, and I'll make orders in accordance with that application. (emphasis added)
The agreed facts relating to the CEM convictions
Between 29 July 2016 and 1 April 2017 relating to showering and bathing:
5YO+Dad+Shower
Bath+time+kids
Little+girls+in+shower
Bathing+little+non+nude+panties+model
Little+girls+shower+together
Nudist+family+shower
Parents+shower+together
Cute+girls+nude+10Y+bath+time
The parties' submissions at trial concerning the propensity evidence The State
And that [sexual] interest [in prepubescent girls], as I say, particularly includes this fantasy element of water and showering and bathing, that that's something that turns him on. And we say that it's important that when one looks at it that these offences occurred within that actual context, within the context of a shower.
But what the State says is that the possession of this child exploitation material by [the appellant] demonstrates that he has a sexual interest in prepubescent girls, and that you can use this evidence of his sexual interest in prepubescent girls to conclude that [the appellant] is someone who would be more likely to have committed the four offences that you come to decide. (emphasis added)
Recognise your prejudice [in relation to the CEM] for what it is. And I don't say that to criticise any of you. We all have prejudice in relation to this sort of material. Recognise it, put it to one side. The State says then its use is an objective usage that we say that this is not only ‑ his interest in his ‑ in prepubescent girls but then acting on it in what we say are the counts before you. (emphasis added)
[S]imply because he has it [the CEM] doesn't mean that he offended against these girls as is alleged in these four charges. It may show as my ‑ it may demonstrate that he's got some unusual interests, and that's a matter for you, but it doesn't prove that he committed these offences.
The judge's directions as to the propensity evidence
And what [the State] submitted to you is you can look at that material that has been in the sense of the summary of the material that the accused had in his possession, and you can be satisfied beyond reasonable doubt that he had a sexual interest at the relevant time in prepubescent girls, he acted on the interest to download material, which is the material subject ‑ which was found, he acted on the interest to touch the complainants in the way that each has alleged by the conduct, the subject of the charges on the indictment, and you should reject his explanation as to why he had child exploitation material in his possession.
...
The child exploitation material, as I've said the State says it establishes, and you can be satisfied that it established a sexual interest in prepubescent girls, and was prepared to act on it.
The interest was, it was submitted to you, clearly related to children. It related in part to children having baths or showers, and you can look at that ‑ the descriptors there. (emphasis added)
Insofar as the child exploitation material is concerned, the defence submits that the fact the accused had possession doesn't mean that he had the tendency that the State alleges. He denies, in any event, that he had the tendency in question.
Now, I want to move now to a different topic and this concerns the child exploitation material. You heard evidence of the conduct of the accused which led to his conviction at the start of the trial for three offences of possession of child exploitation material and you heard him plead guilty in relation to those charges.
He's not on trial obviously now for that offending. You won't be required obviously to deliver verdicts in relation to those charges. He'll be dealt with, members of the jury, for that offending and he'll be punished accordingly.
The State says that this evidence as to the child exploitation material is evidence that demonstrates that the accused has a sexual interest in children. The State says the evidence increases the objective probability that the accused committed the offences alleged.
The defence says to you that it's not relevant in the circumstances. The accused didn't have an interest or tendency, as suggested by the State. You've heard his explanation for why he was in possession of the material. It's open for you to consider, members of the jury, whether the accused's conduct in possessing that material revealed a sexual interest in children.
Before you can use the evidence in the way suggested by the State you need to be satisfied beyond reasonable doubt that the accused has demonstrated a sexual interest in children and was willing to give effect to that interest, tendency or propensity. If you're not satisfied of the suggested tendency, then that evidence about the child exploitation material is irrelevant and you should pay no regard to it. You should put it to one side.
These are matters for you to consider. It's for you to assess the evidence and to decide whether it shows that the accused had the tendency, as suggested by the State, and, if so, whether it does assist the State's case on the charges. The evidence about the possession of the material by the accused can be considered by you when you're determining whether or not he did commit the offences alleged.
It's a matter for you to decide, as I've said, whether you accept that he had the suggested interest in children, whether it's been proved beyond reasonable doubt and whether it does assist you in determining the guilt. It's all there for you to decide.
As I've said at the start, the fact the accused pleaded guilty to charges on the indictment doesn't mean ‑ when he pleaded guilty to counts 5 to 7 inclusive in relation to the child exploitation material, it doesn't mean that you move automatically to a finding that he committed the acts the subject of the counts on the indictment.
You look at the evidence relevant to each charge. You consider each charge separately and you determine on the basis of the evidence relevant to the charge whether the accused is guilty beyond reasonable doubt, but you must be cautious in your approach to this evidence, members of the jury, this child exploitation material.
The evidence does not establish that the accused committed the offences alleged in the indictment. You've got to be satisfied, as I've already said, beyond reasonable doubt as to the truthfulness, accuracy and reliability of the evidence of the complainants in relation to the incidents before you could convict.
You may ‑ and it's a matter for you to consider when the other conduct took place in relation to the charge you're considering and the nature of the acts in question, consider the difference between the nature of the act in question, namely possession, and the act in this case of touching in each case and penetration in relation to count 2.
It's a matter for you whether you consider that of importance. The more remote the other acts or the more different the other act is, the less weight you may consider attaching to them. It's a matter entirely for you.
You have to be satisfied that the evidence referred to does establish the tendency or interest. Even if you are satisfied that the accused had that tendency or interest, you cannot convict him on that basis alone. The accused, of course, denies the offences alleged.
You cannot move automatically to a finding that because the accused has such a tendency that he's therefore guilty of the charge on the indictment you're considering.
Bear in mind it doesn't follow that because a person did something on one occasion that he would do it again, even if a tendency or propensity is revealed. You must also, of course, bear in mind that people do not necessarily act in accordance with their inclinations or tendencies at every available opportunity.
Now, if the evidence does have the effect contended for by the State, members of the jury, there are still restrictions on the use of the evidence. First, you cannot use the evidence of the prior conduct to make up for any deficiencies you found in the evidence required to prove each element of the offence you're considering.
Second, even if you were satisfied the accused had the tendency or interest, you can't reason that it followed the State's other evidence ought be accepted as reliable thereby.
Third, if you are satisfied the accused had the tendency or interest, you cannot simply say that it follows that he committed the offences in question. That would be very wrong, of course. In isolation, the tendency proves nothing. You cannot convict the accused on the basis of the tendency alone.
And, fourthly, at the end of the day, to convict the accused of the charge you have to be satisfied beyond reasonable doubt as to each element of the charge and that the complainant relevant to the charge is truthful, accurate and reliable and that the accused's denial is untruthful and you are satisfied that it must be rejected.
Again, members of the jury, just by way of a final caution in relation to this evidence, to proceed from being satisfied that the accused person's prior conduct established a tendency or interest directly to guilt of an offence you're considering would not only be wrong in law and contrary to your oath or affirmation but it would be dangerous. You cannot reason that because the accused had been in possession of the material he's guilty of the charges on the indictment. (emphasis added)
(2) The judge erred in law in directing the jury that the limited (generalised and historical) CEM convictions/evidence were significantly probative tendency evidence for the purposes of s 31A of the Evidence Act relevant to counts 1 and 2. His Honour ought instead to have ruled the CEM convictions/evidence inadmissible for that purpose. His Honour's direction occasioned a miscarriage of justice.
(3) In the alternative to ground 2, if (which is denied) the CEM convictions/evidence were significantly probative of a relevant tendency, the judge nevertheless erred in law in failing to give proper directions to the jury as to the permissible use they could make of the prior convictions for possession of the limited CEM. His Honour should have instructed the jury that a permissible use they could make of the prior convictions went at most to the question of (historical) sexual interest in children (mental element), but not to a tendency to establish the physical elements of committing the offences charged in counts 1 and 2. His Honour's direction occasioned a miscarriage of justice.
(a) similar fact evidence or other evidence of the conduct of the accused person; or
(b) evidence of the character or reputation of the accused person or of a tendency that the accused person has or had;
relationship evidence means evidence of the attitude or conduct of the accused person towards another person, or a class of persons, over a period of time.
(2) Propensity evidence or relationship evidence is admissible in proceedings for an offence if the court considers -
(a) that the evidence would, either by itself or having regard to other evidence adduced or to be adduced, have significant probative value; and
(b) that the probative value of the evidence compared to the degree of risk of an unfair trial, is such that fair‑minded people would think that the public interest in adducing all relevant evidence of guilt must have priority over the risk of an unfair trial.
(3) In considering the probative value of evidence for the purposes of subsection (2) it is not open to the court to have regard to the possibility that the evidence may be the result of collusion, concoction or suggestion.
The following general principles concerning s 31A of the Evidence Act are well established. The principles relevant to whether propensity evidence or relationship evidence has significant probative value within the meaning of s 31A were summarised in RMD v The State of Western Australia [[2017] WASCA 70; [2017] WASCA 70; (2017) 266 A Crim R 67] as follows:
(1) In assessing whether evidence has significant probative value, the evidence is to be taken at its highest from the perspective of the prosecution.
(2) In determining whether propensity evidence would have significant probative value, the propensity evidence is not to be viewed in isolation. Section 31A(2)(a) expressly requires that attention be directed to whether, having regard to other evidence adduced or to be adduced, the propensity evidence would have significant probative value.
(3) Evidence has 'probative value' if the evidence could rationally affect, directly or indirectly, the assessment of [the] probability of the existence of a fact in issue.
(4) The test in s 31A(2)(a) will be satisfied if the court considers (that is, thinks) that the propensity evidence 'would' (as distinct from could), either by itself or having regard to other evidence adduced or to be adduced, rationally affect, to a significant extent, the assessment of the probability of the existence of a fact in issue.
(5) The adjective 'significant' in the phrase 'significant probative value' in s 31A(2)(a) connotes important or of consequence.
(6) If propensity evidence has probative value, then whether the probative value is 'significant' will depend upon the nature of the fact in issue to which it is relevant, and the significance or importance which the propensity evidence, either by itself or having regard to other evidence adduced or to be adduced, has in proving that fact.
(7) The high level of generality of an alleged propensity can affect the extent of the probative force of the propensity evidence. The more specific the alleged similarity the more likely it is that the propensity evidence will have significant probative value.
(8) The nature and extent of any similarity between the conduct the subject of the propensity evidence and the conduct the subject of the charged act(s) is relevant to whether the evidence has significant probative value. (footnotes omitted)
Four further points were made in The State of Western Australia v Jackson [[2019] WASCA 118]:
First, the term 'propensity evidence', as defined in s 31A(1), has a broad connotation. The term is defined to include, amongst other things, 'evidence of the conduct of the accused person' and 'evidence ... of a tendency that the accused person has or had'. The word 'conduct', in this context, refers to (relevantly to this appeal) the manner in which the accused person behaves or has behaved. The words 'a tendency', in this context, refer to (relevantly to this appeal) a proclivity, an inclination, a disposition, a predisposition or a predilection that the accused person has or had.
Secondly, an assessment of the probative value of propensity evidence requires the court to determine the extent to which:
(a) the evidence is capable of proving the propensity; and
(b) proof of the propensity increases the likelihood of the commission of the offences.
Thirdly, evaluation of the extent of the probative value of propensity evidence requires identification of the purpose for which the propensity evidence is admitted; in other words, the 'work the propensity evidence is tendered to do'. For example, propensity evidence may be adduced in order to (1) prove the commission of a crime, (2) prove the identity of the person who committed a crime, the commission of which is not in dispute, or (3) prove a mental element of an act, which act itself may or may not be proven.
Fourthly, even where a propensity is identified at a high level of generality, it is necessary to examine the proposed propensity evidence in detail in the course of determining whether, of itself or having regard to other evidence adduced or to be adduced, the evidence in question is properly characterised as having significant probative value. (footnotes omitted)
However, we do not consider that the evidence on counts 3 and 4 has significant probative value in determining whether the respondent made the contact alleged by counts 1 and 2. The mere fact that an accused has a sexual interest in persons in the same class as the complainant is not usually of significant probative value in determining whether the complainant's account of the accused's conduct is true. That is so even where the sexual interest is manifested in offending against multiple complainants, where something more, a linking or common feature between the offending, is required. As noted in the unanimous judgment of the High Court in Bauer:
In a multiple complainant sexual offences case, where a question arises as to whether evidence that the accused has committed a sexual offence against one complainant is significantly probative of the accused having committed a sexual offence against another complainant, the logic of probability reasoning dictates that, for evidence of the offending against one complainant to be significantly probative of the offending against the other, there must ordinarily be some feature of or about the offending which links the two together. More specifically, absent such a feature of or about the offending, evidence that an accused has committed a sexual offence against the first complainant proves no more about the alleged offence against the second complainant than that the accused has committed a sexual offence against the first complainant. And the mere fact that an accused has committed an offence against one complainant is ordinarily not significantly probative of the accused having committed an offence against another complainant. If, however, there is some common feature of or about the offending, it may demonstrate a tendency to act in a particular way proof of which increases the likelihood that the account of the offence under consideration is true. (footnotes omitted)
A common feature linking offending involving the possessing and accessing of child exploitation material and offending involving physical contact with children is difficult to discern in the present case.
The State submits that:
(1) The evidence on counts 3 and 4 reveals that the respondent had a sexual interest in girls aged in the region of 8 ‑ 13 years at a time proximate to the offences the subject of counts 1 and 2.
(2) The honesty and reliability of the evidence of the complainants are of critical significance to the jury's evaluation of the respondent's guilt on counts 1 and 2.
(3) In evaluating the honesty and reliability of the complainants' evidence, the jury is entitled to have regard to the improbability of the apparent coincidence that the respondent had a sexual interest as described above at a time when, on the complainants' evidence, the respondent acted in the manner alleged in counts 1 and 2.
These submissions do not persuade us that the evidence relating to counts 3 and 4 has significant probative value in determining whether the respondent engaged in the conduct alleged in counts 1 and 2. That is so for two reasons. First, to our minds, the contention in [75](3) does not carry sufficient weight to sustain a conclusion that the probative value of the propensity evidence to establish that the respondent engaged in contact is properly described as significant. Secondly, in our view, such reasoning, if permissible, could equally be invited in any case where the alleged propensity evidence consisted of one or more earlier acts of inappropriate sexual contact with a different victim in a class (such as young girls) to which the complainant also belongs. However, in such a context, to so reason would seem to us to be contrary to what was said by the High Court in Bauer and in McPhillamy, which requires more than the existence of a sexual interest in persons of a class of which the complainant is a member to be significantly probative of sexual misconduct against a complainant. See [63] and [73] above.
We accept that the evidence of the appellant's conduct with the child persona is relevant to the issue of whether the appellant touched the complainants in the manner indicated by the State. It may be thought unlikely that the complainants, who were not aware of the appellant's previous offending, would fabricate evidence about him engaging in conduct which reflected the sexual interest he had expressed to a person he thought was a girl about the same age as the complainants. The statements by the appellant to the 13-year-old child persona that he wanted to touch her was likewise relevant in assessing the appellant's evidence that he would never act in the way alleged by the complainants. However, the question is not whether the evidence is relevant but whether it has sufficient importance to give it significant probative value in relation to whether he actually touched A and B.
It may be thought to be an unlikely coincidence that the subject of a child complainant's fabricated allegation of sexual conduct would just happen to be a person who, unknown to the complainant, has demonstrated a sexual interest in children. However, if that were sufficient to give evidence of sexual conduct directed to a child other than the complainant significant probative value, then the threshold in s 31A(2)(a) would be met in almost every case in which a person charged with child sexual offending had also previously demonstrated a sexual interest towards a child other than the complainant. The decision in McPhillamy, and the decision of the majority in Hughes v The Queen [[2017] HCA 20; [2017] HCA 20; (2017) 263 CLR 338], indicate that the combination of an allegation of fabrication by a child complainant and evidence that an accused has demonstrated a sexual interest towards another child is not generally sufficient to give evidence significant probative value. As those cases emphasise, it is the accused's sexual interest in children together with the accused's tendency to act on that interest which is likely to be influential to the determination of whether the reasonable possibility that the complainant has fabricated his or her account has been excluded.
In our respectful view, the coincidence reasoning outlined in [158] above is materially different because it is founded upon a distinctly more specific matter than having a sexual interest in young girls, namely the focus of the shower searches on little girls showering, including with other little girls, their family, father or parents.
(1) the State says the CEM demonstrates that the appellant has a sexual interest in children and that this evidence increases the objective probability that he committed counts 1 and 2;
(2) the jury could only use the evidence in this way if they were satisfied beyond reasonable doubt that the appellant had demonstrated a sexual interest in children and was willing to give effect to that interest;
(3) it was for the jury to assess whether the CEM evidence shows that the appellant had the tendency suggested by the State and if so whether it assists the State's case on counts 1 ‑ 4;
(4) the fact the appellant pleaded guilty to counts 5 ‑ 7 did not automatically mean or establish that he was guilty of counts 1 ‑ 4;
(5) the jury should take into account the difference between the nature of the act of possession (of the CEM) and the act of touching in relation to count 1 and penetration in relation to count 2;
(6) the judge concluded his direction by identifying four restrictions on the use to which the jury could put the CEM:
(a) They could not use it to make up for deficiencies in the evidence proving each element of the offence.
(b) They could not reason from satisfaction that the appellant had the interest alleged by the State that it followed that the State's other evidence ought to be accepted as reliable
(c) The jury could not convict the appellant on the basis of the tendency alone. To reason in that manner would be very wrong.
(d) In the end, to convict the appellant of a charge the jury had to be satisfied beyond reasonable doubt as to each element of the offence, that the complainant was truthful, accurate and reliable and that the appellant's denial was untruthful and could be rejected.
(1) The application for an extension of time within which to appeal is granted.
(2) Leave to appeal on grounds 2 and 3 is granted.
(3) The appeal is upheld.
(4) The appellant's convictions on counts 1 and 2 are set aside.
(5) The appellant be retried on counts 1 and 2.
I certify that the preceding paragraph(s) comprise the reasons for decision of the Supreme Court of Western Australia.
[2] RMD v The State of Western Australia [2017] WASCA 70; (2017) 266 A Crim R 67 [185] (Beech J, Mazza JA relevantly agreeing). See also RMD [50] - [52] (Buss P); La Bianca v The State of Western Australia [2019] WASCA 105 [24] ‑ [26] (Buss P & Mazza JA), [144] (Mitchell JA); NTH v The State of Western Australia [2020] WASCA 22 [108] ‑ [109] (Buss P, Mazza & Beech JJA).
[3] The State of Western Australia v Jackson [2019] WASCA 118 [20] - [23] (Buss P, Mitchell & Beech JJA).
[4] McPhillamy v The Queen [2018] HCA 52; (2018) 92 ALJR 1045.
[5] Stubley v The State of Western Australia [2011] HCA 7; (2011) 242 CLR 374.
[6] IMM v The Queen [2016] HCA 14; (2016) 257 CLR 300.
[7] Warren v Coombes [1979] HCA 9; (1979) 142 CLR 531.
[8] House v The King [1936] HCA 40; (1936) 55 CLR 499.
[9] R v Bauer [2018] HCA 40; (2018) 92 ALJR 846 [61] (Kiefel CJ, Bell, Gageler, Keane, Nettle, Gordon & Edelman JJ).
[10] DKA v The State of Western Australia [2017] WASCA 44 [33] - [34] (Buss P, Mazza JA & Beech J).
[11] McPhillamy [11]; Flessas v The State of Western Australia [2018] WASCA 210 [45] (Buss P, Mazza & Beech JJA); Lilley v The State of Western Australia [2019] WASCA 164 [62] (Buss P, Mazza & Beech JJA).
[13] MNA v The State of Western Australia [2020] WASCA 84.
[14] Hughes v The Queen [2017] HCA 20; (2017) 263 CLR 338.
[15] R v Dolan [1992] SASC 3638; (1992) 58 SASR 501, 503.
[16] Auons v The Queen [2010] VSCA 223 [63] (Bongiorno JA; Buchanan JA & Habersberger AJA agreeing).
[17] Johnson v The Queen [2018] HCA 48; (2018) 92 ALJR 1018 [20].
[18] There were four grounds of appeal in the appellant's case as filed, but he abandoned grounds 1 and 4 at the hearing of the appeal.
[19] At the time of this application, the indictment contained a third charge of indecent dealing against B (former count 5). Thus, counts 1 ‑ 2 (which pertained to E) were as explained above, counts 3 ‑ 5 were three indecent dealing counts against B, and counts 6 ‑ 8 were the three CEM charges. Former count 5 was removed from the indictment by an application dated 20 March 2019.
[40] ts 85; see also ts 282, where the judge made a similar observation.
[47] ts of closings 25; see also ts of closings 24.
[75] ts 207 ‑ 208; see also ts 209, 211, 214.
[86] NTH v The State of Western Australia [2020] WASCA 22 [108] ‑ [109]. See also Lilley v The State of Western Australia [2019] WASCA 164 [59] ‑ [60].
[87] R v Bauer [2018] HCA 40; (2018) 92 ALJR 846 [61]; Flessas v The State of Western Australia [2018] WASCA 210 [44]; Wark v The State of Western Australia [2020] WASCA 19 [312] ‑ [313].
[88] See, for example, NTH v The State of Western Australia [107].
[89] McPhillamy v The Queen [2018] HCA 52; (2018) 92 ALJR 1045 [11]; R v Bauer [61]; Lilley v The State of Western Australia [62].
[90] The State of Western Australia v Jackson [2019] WASCA 118.
[91] The State of Western Australia v Jackson [62], [65].
[92] The State of Western Australia v Jackson [73] ‑ [76].
[95] Appellant's submissions [21], [25] ‑ [26].
[96] Respondent's submissions [25] ‑ [26].
[100] Respondent's submissions [27] ‑ [28].
[101] Respondent's submissions [30].
[108] NTH v The State of Western Australia [110].
[110] The State of Western Australia v Jackson [63].
[112] The State of Western Australia v Jackson [73]; see also MNA v The State of Western Australia [2020] WASCA 84 [80], [85].
[113] Hughes v The Queen [2017] HCA 20; (2017) 263 CLR 338 [42].
[117] Azzopardi v The Queen [2001] HCA 25; (2001) 205 CLR 50 [49].
[118] Carr v The Queen [1988] HCA 47; (1988) 165 CLR 314, 330; Longman v The Queen [1989] HCA 60; (1989) 168 CLR 79, 86; R v GW [2016] HCA 6; (2016) 258 CLR 108 [50]; La Bianca v The State of Western Australia [2019] WASCA 105 [50].
[119] Noto v The State of Western Australia [2006] WASCA 278; (2006) 168 A Crim R 457 [22]; Banks v The State of Western Australia [2018] WASCA 130 [42].
[120] See, for example, La Bianca v The State of Western Australia [51]; MNA v The State of Western Australia [91].
[121] Castle v The Queen [2016] HCA 46; (2016) 259 CLR 449 [63].
[122] Mahmood v The State of Western Australia [2009] WASCA 220 [65]; Sayed v The Queen [2012] WASCA 17; (2012) 220 A Crim R 236 [76]; Banks v The State of Western Australia [43].
(2017) 92 ALJR 52
(2011) 242 CLR 374
(1979) 142 CLR 531
(1936) 55 CLR 499
(1988) 165 CLR 314
(1989) 168 CLR 79
(2018) 92 ALJR 1045
(2018) 92 ALJR 846
(2017) 263 CLR 338
(2016) 257 CLR 300
(1992) 58 SASR 501
(2018) 92 ALJR 1018
(2001) 205 CLR 50
(2016) 258 CLR 108
(2016) 259 CLR 449