intercourse with Nicola Jean Butler, a person under the age of
12 years, by inserting his finger into her vagina.
Third
Count Statement of Offence Unlawful Sexual Intercourse
with a Person under 12. (Ibid.)
Particulars of Offence Wayne Thomas
Dolan between the 1st
January, 1989 and the 22nd March, 1990 at Whyalla, had sexual
intercourse with Nicola Jean Butler,
a person under the age of
12 years, by inserting an object into her vagina.
Fourth Count Statement of Offence Unlawful Sexual
Intercourse.
(Section 49(3) of the Criminal Law Consolidation Act, 1935.)
Particulars of Offence Wayne Thomas Dolan between
the 1st April,
1991 and the 30th April, 1991 at Whyalla, had vaginal sexual
intercourse with Nicola Jean Butler, a person
of the age of 13
years.
Fifth Count Statement of Offence Unlawful Sexual Intercourse.
(Ibid.)
Particulars of Offence
Wayne Thomas Dolan between the 1st
August, 1991 and the 30th September, 1991 at Whyalla, had sexual
intercourse with Nicola
Jean Butler, a person of the age of 13
years, by inserting his finger into her vagina."
35. On the third day of the trial the
learned trial judge permitted the Crown
to amend the third and fifth counts. The third count was amended so as to
constitute an
allegation of the offence of unlawful sexual intercourse,
contrary to section 49(3) of the Criminal Law Consolidation Act and the
particulars of that offence were amended to plead dates extending from 22
August 1989 to 30 June 1991. In the case of the fifth
count, the amendment
was to the particulars of offence so as to define the period as extending from
1 August 1991 to 15 October 1991.
36. These amendments were not unimportant indicators of the fact that, as the
evidence finally came out, the Crown was forced to
shift ground somewhat from
its original detailed assertions.
37. The transcript of proceedings at the trial reveals that, after
the
accused had been arraigned, Miss Vanstone, who prosecuted for the Crown,
opened the case in very brief terms indeed. She, inter
alia, made the point
that it was alleged by the Crown that the accused indulged in a course of
conduct involving regular sexual interference
by the appellant of Nicola over
quite a long period of time; and that the five charges which had been isolated
were not supposed
to represent all of the occasions when criminal conduct
occurred. Rather, were they intended to represent various types of conduct.
38. Having made that point she went on to give some particulars of the
specific incidents giving rise to the five counts.
39. As
to this she said:-
"Count one occurred at Wittwer Street, Whyalla. It was
alleged the family were in the course of moving
from their home
there to Wainwright Street, Whyalla. The accused and Nicola went
back to Wittwer Street to pick up some more possessions and they
were alone in the house.
There it was alleged the accused sat
Nicola down on a bed and caressed her breasts and other areas of her
body. If that
occurred I imagine you would have no difficulty in
finding that amounts in law to indecent assault. From that time on
it
is alleged the accused began touching Nicola regularly. This
would occur most often in her bedroom. Again the conduct took
various forms. Count two, which occurred between 1 January 1989 and
22 March 1990, relates to an occasion when the accused
put his
finger into her vagina. Count three concerns the allegation that
the accused inserted a dildo into her vagina.
Count four alleges
that the accused had vaginal intercourse with Nicola, that is he
placed his penis inside her. The last
count, count five, concerns
the final occasions that anything occurred between the accused and
Nicola and the dates of that
count are between 1 August 1991 and 30
September of that year. It is alleged that the accused came into
Nicola's bedroom
during the night and put his finger into her
vagina."
40. Following the Crown opening Mr Duffy, of counsel for the appellant,
made
a number of submissions in the absence of the jury.
41. First, he objected to the admissibility of the Record of Interview.
That
objection was overruled. I have already dealt with the circumstances related
to it. There is no need to dilate further upon
them.
42. Next, Mr Duffy sought a mistrial or, alternatively, a direction to the
Crown that it better particularise the circumstances
relied upon as
constituting the five counts.
43. He pointed out that the defence was in considerable difficulty, due to
the manner
in which Miss Vanstone had opened by referring to a course of
conduct involving regular sexual interference, coupled with the fact
that the
particulars set out in the Information were so general and spanned such a
lengthy period of time that it was difficult to
determine precisely what it
was that the appellant was being called upon to meet. Moreover, he made the
point that the use of the
words almost continually or regularly, as employed
in the opening, was highly prejudicial and unfair to the appellant. There had
been no attempt, at that stage, to explain to the jury the manner in which it
was entitled to view any evidence of actual interference
alleged beyond the
specific five counts relied upon.
44. In proffering those submissions he particularly referred to the case of
S
v R [1989] HCA 66; (1989) 168 CLR 266 as founding a conclusion that, as presented, the
various counts were duplicitous.
45. Miss Vanstone responded to the objection made
by seeking to rely upon the
general statements as relating to evidence which she was entitled to lead to
establish the general relationship
existing between the appellant and Nicola
over the relevant period of time.
46. She did, however, descend to some further particulars
as to the five
counts. In this regard she said:-
"The first count refers to the occasion when the family was
moving from
Wittwer Street to Wainwright Street and the indecent
assault allegedly occurred at the old address when she and the
accused
were there, and that is referred to on p 1 of the statement.
(Reference by her to the statement was, of course, a reference to
the declaration of Nicola tendered in the committal proceedings.)
The second count is referred to in the third paragraph
on p 2 of her
statement, when it is said, as the particulars relate, that he
inserted a finger into her vagina. Count three
refers to inserting
an object into her vagina, and that's referred to on p 2 of the
statement, the fourth paragraph, and
the Crown is going to focus on
the first occasion when that happened. Count four relates to the
April 1991 occasion when
he allegedly had vaginal intercourse with
her, and that's clear because April is specified in the fourth
count particulars.
So that's that occasion. That's towards the
bottom of p 2 of the statement. Count five arises out of the
material on p
3 of the statement, the middle of the page, referring
to the September holidays. That's clear, I think, because count
five
refers to a period between 1 August and 30 September of that
year when he put his finger into her vagina."
47. Those particulars
having been given the learned trial judge overruled the
objections advanced by Mr Duffy in relation to the opening and the lack of
particulars.
48. Mr Duffy then sought leave, pursuant to the provisions of section 34(i)
of the Evidence Act 1929 (SA), to question
Nicola in relation to two previous
asserted episodes of sexual abuse, but for the limited purpose of
demonstrating that she knew
that she could complain to her mother if she had
been sexually abused and that, if she did so, the mother would respond
appropriately.
49. This was a reference to the fact that, on two previous occasions,
boarders in the mother's household had been said to have sexually
interfered
with Nicola. She, it was submitted, had promptly complained to her mother,
with the consequence that the latter had immediately
ordered the persons
concerned to leave the house.
50. This was an important issue from the point of view of the defence,
because
Mr Duffy, quite understandably, was seeking to make a significant
point of the fact that, despite her assertions that she had been
receiving
unwelcome sexual attentions from the appellant over a long period of time,
Nicola did not make any complaint to her mother
until October 1991, somewhat
after the last act of sexual interference pleaded in the Information. The
learned trial judge ruled
that leave was required under the section, on the
basis that sexual activity is defined in the statute to include sexual
experience
or lack of sexual experience and that any questions of the nature
proposed would necessarily focus upon that aspect.
51. Mr Duffy's
application in this regard was strongly resisted by Miss
Vanstone. In the event the learned trial judge simply indicated to Mr Duffy
that he was against him.
52. I have dwelt upon the foregoing matters at some length, because they are
an important prelude to a
series of major issues which were debated upon the
hearing of the appeal.
53. It is convenient, first, to refer to the refusal of
the learned trial
judge to permit the cross-examination sought by Mr Duffy.
54. There can be no doubt that the proposed cross-examination
bore upon what
was, potentially, an important aspect of the defence case seeking to
demonstrate a lack of credibility and consistency on the part of
Nicola.
55. Section 34(i) of the Evidence Act, so far as is material, is expressed in
the following terms:-
"34i. (1) In proceedings
in which a person is charged with
a sexual offence, no question shall be asked or evidence
admitted-
(a)
as to the sexual reputation of the alleged victim of the
offence;
or
(b) except with the leave of the judge,
as to the alleged
victim's sexual activities before or after the events of
and surrounding the alleged offence
(other than recent
sexual activities with the accused).
(2) In deciding whether leave should be granted under subsection
(1)(b), the judge shall give effect to the principle that
alleged victims of sexual offences should not be subjected
to unnecessary distress, humiliation or embarrassment
through the asking of questions or admission of evidence of
the kind referred to in that subsection and shall not grant
leave unless satisfied that the evidence in respect of
which
leave is sought-
(a) is of substantial probative value; or
(b) would, in the circumstances, be likely materially
to impair
confidence in the reliability of the evidence of the
alleged victim, and that its admission is required
in the
interests of justice.
(3) Leave shall not be granted under subsection (1)(b)
authorizing the asking of
questions or the admission of
evidence the purpose of which is only to raise inferences
from some general disposition
of the alleged victim.
(4) ...
(5) ...
(6) ...
(7) In this section-
'evidence' includes an allegation or statement
made by way of
an unsworn statement; 'sexual activities' includes sexual
experience or lack of sexual experience."
56.
In my view there is something to be said for the argument advanced before
this Court that, in the circumstances, leave was probably
not required to
pursue the general line sought to be pursued by Mr Duffy. The essential
thrust of his proposed line of cross- examination
was not to investigate what
sexual activity had actually occurred on the prior occasions but, rather,
Nicola's behaviour pattern
following the incidents in question (the occurrence
of which was not in dispute), with a view to establishing the making of
immediate
complaints and the mother's prompt actions in actively assisting her
to resolve the problems. The desired cross-examination went
not to sexual
activity, as such, in the sense in which that expression is used in the
section but, rather, to the subsequent conduct
of Nicola and her mother.
57. Even if that view be incorrect (and it must be conceded that dicta in R v
Ugoloni (1989) 51 SASR 303 may well be contrary to it), then it is difficult,
if not impossible, to perceive how leave could fairly have been refused,
having
regard to the wording of the section. It is to be noted that the
essential focus of that section is the avoidance of unnecessary
distress,
humiliation and embarrassment to the witness, and the consideration of
probative value and the bearing of the proposed
topic of questioning on the
credibility of the witness.
58. In the case at bar Mr Duffy made it plain that his proposed cross-
examination
related solely to incidents which had admittedly taken place and
he undertook to limit it to aspects highly pertinent to the credibility
of the
witness and the all important issue of recent invention. The propensity for
distress, humiliation or embarrassment of the
type envisaged by the section
was minimal, because the essential thrust of the proposed cross-examination
would be to conduct subsequent
to the relevant incidents and not focus on the
incidents themselves. In any event, the cross-examination was necessary to
enable
Mr Duffy effectively to develop an important aspect of the defence case
and there was a solid basis of fact justifying that which
he proposed.
59. It follows that, in my opinion, the learned trial judge fell into error
in denying the application made by Mr Duffy
and that such error resulted in
serious prejudice to the appellant.
60. Having regard to the conclusions above expressed and those
to which I
have come concerning other major issues arising on the appeal, I do not
propose to discuss in detail the contentions which
were advanced concerning
alleged duplicity in relation to the particulars of the various counts, the
criticisms made of the Crown
opening and the evidence led concerning an
alleged course of conduct by the appellant over a long period of time. It is
sufficient
merely to comment that it was fairly open to the Crown to adduce
evidence concerning the relationships which existed over time between
the
appellant and Nicola. Moreover, reasonable particulars were ultimately
provided by Miss Vanstone to enable the defence case
adequately to be mounted.
61. However it must be accepted that, in a situation of that nature, it was
very much encumbent upon the
learned trial judge, in the course of his summing
up, to explain to the jury the manner in which they ought to go about the task
of considering each count on merit, in light of the specific evidence bearing
upon it. It was also vital that he explain to the
jury in very clear terms
the limited purpose for which the other background evidence of relationship
could be used and the dangers
of resorting to it for an impermissible purpose.
62. In the course of what was a very brief summing up indeed the learned
trial
judge merely had this to say:-
"You must consider the evidence relating to each count
separately. You must not reason that
because there are a number of
counts that he must be guilty. You must not reason along the lines
of one in, all in. You
must consider each count separately. It is
open to you to acquit of all, to convict of all, or to convict of
one or more
or to acquit of one or more."
63. He did not comment at all on the permissible mode of use of the wider
evidence of sexual activity,
nor did he caution the jury against its
impermissible use.
64. I am compelled to the view that this omission was, in the circumstances
of the present case, a significant omission on the part of the learned trial
judge which also had the potential to result in clear
prejudice to the
appellant.
65. A major issue which was ventilated on the appeal touched upon the extent
of the obligation of the
learned trial judge, in a case of this type, to give
a full and adequate corroboration warning to the jury in relation to the
evidence
of Nicola.
66. In the course of his summing up the learned trial judge contented himself
with merely saying:-
"Ladies and gentlemen,
this information alleges sexual crimes
and I must tell you that experience has shown that persons
complaining of such crimes, especially young girls,
have sometimes
told false stores for various reasons, and sometimes for no reason
at all. Before you convict this accused
you must scrutinise
Nicola's evidence very closely."
67. On any view this was a relatively perfunctory warning, which fell far
short of the full corroboration warning often required in relation to the
evidence of young persons and which certainly was required
in this case, by
virtue of the clear evidence of animosity on the part of Nicola towards the
appellant.
68. In the course of the
appeal a great deal of debate ensued as to the
rationale for the established rule of practice requiring full corroboration
directions
in the case of the evidence of young persons, and whether or not
the principle was truly applicable in the present case.
69. The
requirement to give a corroboration warning in the case of the
evidence of children in sexual cases, notwithstanding the provisions
of
section 34(i) of the Evidence Act, was reaffirmed by this Court in R v Pahuja
(1988) 49 SASR 191. It has been followed by the Judges of this Court ever
since. The attention of the present Court was drawn to a series of cases
in
which the requirement had been confirmed in the case of various young
witnesses of the age of about 14 years, or a little under,
at time of trial.
70. In Hargan v The King [1919] HCA 45; (1919) 27 CLR 13 the female complainant was, in
fact, about 14 1/2 years of age. In the course of his judgment in that case,
Barton J. said:-