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[2018] WASCA 130
Court of Appeal (WA)
2018-08-02
Mr P, Buss P, Mazza JA, Beech JA
Original judgment source is linked above.
JURISDICTION : SUPREME COURT OF WESTERN AUSTRALIA
CITATION : BANKS -v- THE STATE OF WESTERN AUSTRALIA [2018] WASCA 130
Jurisdiction : DISTRICT COURT OF WESTERN AUSTRALIA
Criminal law - Summing up to jury - Evidence that the appellant worked as a prostitute and consumed illicit drugs - Whether judge obliged to direct jury that it must not reason that the fact the appellant was a prostitute and took illicit drugs made it more likely that she committed the offence - Whether failure to give such a direction occasioned a miscarriage of justice
Criminal law and procedure - Juror absent during trial without having been discharged - Whether trial thereby miscarried
The Director of Public Prosecutions for the State of Western Australia
Azzopardi v The Queen [2001] HCA 25; (2001) 205 CLR 50
Carr v The Queen [1988] HCA 47; (1988) 165 CLR 314
Castle v The Queen [2016] HCA 46; (2016) 259 CLR 449
Dhanhoa v The Queen [2003] HCA 40; (2003) 217 CLR 1
Edwards v The Queen [1993] HCA 63; (1993) 178 CLR 193
Glascott v The Queen [2011] VSCA 109
Johnston v The State of Western Australia [2012] WASCA 98
Kalbasi v The State of Western Australia [2018] HCA 7
King v The Queen [2012] HCA 24; (2012) 245 CLR 588
KRM v The Queen [2001] HCA 11; (2001) 206 CLR 221
Longman v The Queen [1989] HCA 60 (1989) 168 CLR 79
Mahmood v The State of Western Australia [2009] WASCA 220
Noto v The State of Western Australia [2006] WASCA 278; (2006) 168 A Crim R 457
Nuhana v The State of Western Australia [2018] WASCA 79
OKS v The State of Western Australia [2018] WASCA 48
Sayed v The Queen [2012] WASCA 17
The Queen v GW [2016] HCA 6; (2016) 258 CLR 108
The State of Western Australia v Atherton [2009] WASCA 148
Weiss v The Queen [2005] HCA 81; (2005) 224 CLR 300
(a) that on or about 3 January 2016 at Ascot, she was present at Great Eastern Highway in the company of Shane Ian Anderson;
(b) at the same time and place, [the complainant] was assaulted; and
(c) at the same time and place, bodily harm was caused to [the complainant].
(1) as to count 1, whether the appellant aided the male principal offender in the assault on the complainant, and whether she had done so with the required knowledge and intent;
(2) as to count 2, whether the appellant had formed a common intention with the male principal offender to prosecute an unlawful purpose, and if so, whether an assault that occasioned bodily harm was a probable consequence of the prosecution of that purpose.
References at the trial to the appellant's drug use and prostitution
(1) In late November 2015, the appellant was working as an escort and the complainant made a booking with her for sexual services. As a result of the booking, the two met, had sexual relations, and consumed some type of illicit drug.[9] Over the following 10 days, the two were regularly together in apartments or hotels. A feature of their association in this period was 'the use of illicit drugs whether it be methylamphetamine, MDMA, also known as ecstasy, and possibly cocaine'.[10]
(2) Around the middle of December 2015, the complainant noticed a change in the behaviour of the appellant, who stopped communicating with him in a regular way and appeared to withdraw from the relationship. When the complainant spoke to the appellant, she indicated to him that she was intending to move away from the city and intending to stop drug use.[11]
(3) On 2 January 2016, the complainant attempted to make a booking in a false name for sexual services with the appellant. Later that day, the complainant disclosed to the appellant that he was the person making the booking. The two agreed they needed to meet and resolve issues between them.[12]
(4) The prosecutor then outlined what the State said had occurred on the night of 2 January 2016, continuing into the early hours of 3 January 2016.[13]
(5) The prosecutor then referred to the complainant being a drug user and dealer, and that he had come to meet the appellant through the use of escort services and via a mutual friend.[14] The relationship began as one of paying customer and escort, but then changed so that no payment was made for sexual services, while the two were regularly engaging in drug use.[15] The appellant began to withdraw from the relationship and ceased contact, something which the complainant did not like, leading to the events on the night of the offence.[16]
(6) In concluding, the prosecutor referred to the need to approach the case without regard to sympathy or prejudice. In that context, he informed the jury that they would hear evidence of drug use, probably drug dealing, and prostitution, likely a completely different world from the ordinary lives of the members of the jury.[17]
(7) In his closing address to the jury, the prosecutor referred to the appellant's alleged motive. He submitted to the jury that the appellant was angry at the complainant, as the appellant in effect admitted in her police interview.[18] The complainant was interfering with her work as an escort and her social life. She was the one who had the issue with the complainant; Mr Anderson joined with her, even though he did not know the complainant.[19]
(8) The prosecutor referred to the appellant's admissions that, when she met Mr Anderson at a party, drugs were consumed, the two hit it off and they soon became sexually intimate. The relationship was not one of paying customer and escort.[20]
(9) The prosecutor submitted that photographs of the appellant and Mr Anderson demonstrate that, following this event, they continued to be in an intimate relationship.[21]
(10) The prosecutor submitted that the appellant's drug use may have compounded her anger and reduced her inhibitions.[22] The prosecutor referred to the appellant's admissions in her police interview that she had been on a drug-induced bender for a few days leading up to this incident and submitted that this was relevant to her state of mind on the night.[23]
(1) Counsel said the appellant made some poor choices in this period of her life. She was working as an escort or 'working girl', had fallen in with a bad crowd and was using drugs in this period.[24] She knew that the complainant was also a drug user and a drug dealer. The defence case was that the complainant wanted the appellant to work for him as a working girl, with him managing her. He said he already had three girls working for him.[25] Things became acrimonious between the two and the appellant did not want anything to do with him. The complainant was essentially stalking her, creating bookings in false names and using different telephone numbers.[26] The appellant continually told the complainant that she did not want to see him anymore.
(2) The defence case was that Mr Anderson became aware of the complainant's obsessive behaviour towards the appellant and was also aware that the complainant liked to carry large quantities of drugs and cash. It was Mr Anderson who arranged the meeting and who assaulted the complainant.[27]
(3) Counsel for the appellant also referred to the fact that the jury would hear a lot about the consumption of drugs and prostitution, but that the appellant was not to be judged on her moral character as she was not on trial for those things.[28]
(1) When the complainant first met the appellant, whom he then knew as Sienna Jade, they were introduced by a mutual friend named Mario. The appellant and the complainant used cocaine supplied by the complainant.[29] Soon after, he texted the appellant. They met at a hotel where they had sexual relations for which he paid $400.[30]
(2) During their first sexual encounter, the complainant and the appellant used drugs, namely ecstasy and cocaine.[31]
(3) In the following two weeks or so, the complainant spent every night with the appellant, having sexual relations with her for which he did not pay.[32] During this period, the complainant was frequently using drugs, including methylamphetamine and cocaine, and, while he was not supplying to others, at times had reasonably large quantities of those drugs.[33] During that period, both she and the complainant used methylamphetamine and ecstasy. Some of those drugs were supplied by the complainant and some by the appellant.[34]
(4) During December 2015, the complainant stayed for three days at the Adina Apartments.[35] During that period he engaged in further sexual relations with the appellant, for which he did not pay. During that period both he and the appellant used methylamphetamine.[36] Sometimes the drugs they used were his, sometimes hers.[37]
(5) The complainant said that, on 2 January 2016, he made a booking with the appellant under a false name and subsequently told her that it was he who had made the booking.[38] They arranged to meet to discuss what was going on.[39] The arrangement was that she would bring a half-ball of methylamphetamine for the complainant to purchase.[40] They met that night. He had been using cocaine and methylamphetamine.[41]
(6) After the judge informed the complainant that if the complainant gave evidence in a satisfactory manner, the judge would grant him a certificate under s 11 of the Evidence Act, the complainant said that within the rucksack he had in the car that night there were 500 ecstasy tablets, which were his.[42] The complainant had $3,200 in cash in his pocket that night. At the end of the evening he still had the cash.[43]
(7) The complainant was taken to a number of text messages which he sent to the appellant, pretending to be someone else.[44]
(8) In cross-examination, defence counsel suggested to the complainant that he knew that Mario was a drug dealer and that Mario had introduced him to the appellant as a drug dealer.[45] The complainant denied that he expressed interest in being the appellant's manager.[46] He agreed that he had told the appellant that he was in, or was associated with, the Bandidos motorcycle gang and denied that he said that he could obtain cheap ounces of cocaine and methylamphetamine.[47] The complainant agreed that he suggested to the appellant that she should use the second room of the complainant's apartment for her bookings and that he made it available to her for that purpose.[48] He denied that he said he would arrange bookings or could obtain clients for her.[49] The complainant said that the appellant told her she needed a room in order to do 'in-calls', where the client comes to the escort.[50]
(11) In her interview with police, the appellant made a number of references to her drug-taking and to her work as a prostitute.
What I'm saying is so, stop and think. What roles everyone was playing. Now, one thing we know is that all three actors ended up in gaol. They're not nice people or they weren't then. We have a drug dealer. He wasn't entirely comfortable about saying it but 500 eccies, members of the jury, and a pile of cash. Yes, he's a drug dealer.
Mr Anderson, a brute of the worst order, yes. Now, Ms Banks may not have had - known that at the time but I think we probably know enough about Mr Anderson to know now what he's capable of remembering some of the other things he's done.
So we've got the drug dealer, the underworld thug and the prostitute - the drug-using prostitute. These were not nice people. They were not living in a nice place. This real life drama was sordid. And that - and you're not bound by anything I'm saying here, members of the jury. I'm just explaining to you how when you take a holistic approach you get in the zone and think, you know, this isn't a pantomime here - children's pantomime we're talking about.
We're talking about a bloke who was interfering with a prostitute's business. We're talking a thug who would smash a man with an iron bar and strangle him. We're talking about a prostitute who would readily tell lies and live all sorts of roles and take lots and lots of drugs.
(b) 'the glamorous bride fit for the cover of Bride monthly';
(c) 'the proprietor of a beauty salon that employs seven people';
(d) a 'prostitute who did not seem to know why she's doing it';
(e) a 'prostitute of questionable motives ... [who] wasn't even doing it for the money';
(f) a 'regular, heavy user of methylamphetamine' who facilitated the complainant's use of it by fetching his methylamphetamine for him and expecting to be paid in cash;
(g) a 'casual girlfriend of two men [namely the complainant and Mr Anderson] in the space of a few weeks', blasé and flippant, a liar and a waffler;
(i) a 'uni student, brain box, doing a degree in physics or something similar';
(j) the 'elegant woman that you've seen here in court all week'.
Now, by saying 'roles' I'm not saying she's role-playing. I'm just saying when you're assessing her role in the real life drama that everyone knows happened, you have to remember that she is a woman of many parts and put all this in context.
So what I'm saying is don't jump to conclusions. Don't just seize on one little thing like how beautiful her fashions are now or the wretched place she was in with her prostitution and drug use and idiot boyfriends. Look at everything and in particular make findings of fact for yourselves about what was going on from the period around about New Year's Eve through to 3 January 2016, not forgetting other things outside that time period potentially relevant.
They don't jump to conclusions.
For example, it would be wrong of you to say, 'Of course she was in on it. How could she not be?' without being able to explain it to yourself and to other people. It would be wrong to say, 'Well, she's a lovely-looking lady. She couldn't possibly have done this', without thinking, 'Well, hang on a tick, she was a prostitute and junkie at the time', you know, keeping very undesirable company and on the State's case quite apathetic and callous towards [the complainant] but again, equally on the State case, had every reason to be. He was a pain.
The State say that this callousness he saw after the event began before the event. He was a drug dealer interfering with a prostitute's line of work, and she had a new boyfriend - an intense new boyfriend on the scene. So it's better than The Bachelor, members of the jury, and that's because it's real.
Grounds 2 and 3 The parties' submissions
This is entirely unacceptable and there's to be a full inquiry into how this could happen. How someone could come into this courtroom yesterday on a panel, having presumably being well advised that they would be required for a four-day trial is beyond me. I can only assume there has been a massive breakdown in communication in the sheriff's office.
How that person could sit in the back of the court and be told this was a four-day trial and they needed to be available for all four days and then not tell me is beyond belief. And then to simply discharge himself. And lastly, I'm not happy that he was allowed to go home last night.
The sheriff's officer - the jury officer should have made that man stop and come and address me and not let him just leave. And we've got the jury appointing - giving themselves directions about who and when we'll have a spokesperson and calling themselves - calling the person a foreman.
Who's running this trial? This person is not discharged. We're going to press on without them. This person must report here today at some stage and answer for his content [sic: conduct]. We just can't have jurors discharging themselves from juries nor can we have the sheriff's officer bringing people into this room who have no intention of complying with their oath or affirmation. I mean this is not a lending library for goodness sake.
...
And you thought you had it tough in Hakea [complainant]. Try being a judge.
(1) For the purposes of this section, a trial by jury begins when the first juror is sworn and ends when the jury gives or is discharged from giving its verdict and includes any period when the jury is considering its verdict and any period when the trial is adjourned.
(2) During a trial by jury -
(a) the jury must not separate unless permitted to do so under subsection (4)(a); and
(b) the jury must not leave the charge of a court officer during any adjournment of the trial, unless it has been permitted to separate under subsection (4)(a); and
(c) there must not be any communication between a juror and a person who is not a juror, except as permitted under subsection (4)(b).
(3) Subsection (2)(c) does not apply to any communication between a juror and the judge or the court officer in charge of the jury, or by a party to the trial to the jury as part of the ordinary course of the trial.
(4) Despite subsection (2), the judge -
(a) may permit the jury to separate during any adjournment of a trial by jury subject to any condition that the judge thinks necessary to impose in the interests of justice; and
(b) may permit a juror and a person who is not a juror to communicate subject to any condition that the judge thinks necessary to impose in the interests of justice.
(5) If subsection (2) or a condition imposed under subsection (4) is contravened, the judge may discharge the jury from giving its verdict, if it is in the interests of justice to do so.
(6) A juror who contravenes subsection (2) or a condition imposed under subsection (4) is guilty of an offence and is liable to a fine of $12 000 or imprisonment for 12 months.
(7) A person who contravenes subsection (2)(c) or a condition imposed under subsection (4)(b) is guilty of an offence and is liable to a fine of $12 000 or imprisonment for 12 months.
...
(1) The powers in this section may be exercised at any time before a jury gives its verdict.
(2) The judge may discharge a juror from a jury if satisfied that the juror should not be required or allowed to continue in the jury and if the discharge will leave at least 10 jurors remaining.
(3) If a juror is discharged under subsection (2) the verdict of the remaining 10 or more jurors has the same effect as if the whole jury had continued to be present.
(4) The discharge of a juror from a jury does not affect any duty of the juror to attend under the Juries Act 1957.
(1) The judge did not have the power to continue the trial while not all jurors were present. The trial judge allowed the jury to separate in contravention of s 111. The judge's decision to do so was a wrong decision on a question of law.[124]
(2) Consequently, the conviction appeal must be allowed unless the proviso can be applied.[125]
(3) The nature of the error in this case precludes the application of the proviso.[126]
(4) In that regard, the trial proceeded with an incomplete jury, during which the complainant's evidence-in-chief and some of his cross-examination occurred. The periods during which the incomplete jury was in the jury room may have resulted in discussions of the evidence by the incomplete jury.[127] That renders the trial not a trial by jury according to law.[128]
(2) The judge appears to have acted on the mistaken belief that Juror 129 was permitted by law to be separated from the rest of the jury while the trial continued without having being discharged pursuant to s 115 of the Criminal Procedure Act.[131]
(3) However, that error of law will not constitute a miscarriage of justice unless it can be reasonably concluded that it resulted in a trial which took place otherwise than in accordance with the law, because the integrity of the deliberations of the jury was compromised in some manner.[132] That would be so if, for example, there were improper communications between any member, or members, of the jury and any others who were not members of the jury during the period of separation, or extraneous influences were brought to bear upon the deliberations or verdict of the jury.[133]
(4) The 12 jurors who delivered the verdict had been in the company of each other at all material times throughout the trial.[134] There was no evidence that any member of the jury who delivered the verdict had communicated with any person not a member of their 12, including Juror 129, in relation to matters associated with the trial or had otherwise been subject to improper outside influence.[135]
(5) Consequently, any error of law by the judge should be characterised as technical, not a wrong decision on a material point of law and not constituting a miscarriage of justice.[136]
(1) From the time that the first juror is sworn until the jury gives, or is discharged from giving, its verdict, the jury must not separate unless permitted to do so under subs (4)(a).[140]
(2) Under s 111(4)(a), the judge may permit the jury to separate during any adjournment of [a trial].
(3) Thus, the judge's power to permit the jury to separate is limited to the period of any adjournment of the trial. Consequently, the power under s 111(4)(a) does not empower the judge to permit the jury to separate while the trial is proceeding.
(4) Consequently, the effect of s 111(2)(a) is that, while the trial is proceeding, the jury must not separate.
I certify that the preceding paragraph(s) comprise the reasons for decision of the Supreme Court of Western Australia.
[3] Edwards v The Queen [1993] HCA 63; (1993) 178 CLR 193.
[44] See, for example, ts 138 - 140, 142 - 143.
[74] Appellant's submissions [36] - [38]; appeal ts 2 - 3.
[76] Appellant's submissions [54]; appeal ts 10 - 11, 47 - 48.
[78] Appellant's submissions [55]; appeal ts 5, 25.
[80] Appellant's submissions [56]; appeal ts 7, 20 - 23.
[84] Respondent's submissions [38], referring to Dhanhoa v The Queen [2003] HCA 40; (2003) 217 CLR 1 [49].
[86] Respondent's submissions [41] - [44].
[87] Respondent's submissions [56] - [59]; appeal ts 35.
[88] Respondent's submissions [45], referring to The State of Western Australia v Atherton [2009] WASCA 148 [77] - [78].
[89] Respondent's submissions [63]; appeal ts 34 - 35, 36.
[91] Respondent's submissions [63] - [64], referring, by analogy, to Glascott v The Queen [2011] VSCA 109 [22] - [24].
[94] Azzopardi v The Queen [2001] HCA 25; (2001) 205 CLR 50 [49].
[95] Noto v The State of Western Australia [2006] WASCA 278; (2006) 168 A Crim R 457 [22].
[96] KRM v The Queen [2001] HCA 11; (2001) 206 CLR 221 [39]; The State of Western Australia v Atherton [2009] WASCA 148 [79] - [80].
[97] Carr v The Queen [1988] HCA 47; (1988) 165 CLR 314, 330; Longman v The Queen [1989] HCA 60 (1989) 168 CLR 79, 86; The Queen v GW [2016] HCA 6; (2016) 258 CLR 108 [50].
[98] Castle v The Queen [2016] HCA 46; (2016) 259 CLR 449 [63].
[99] Mahmood v The State of Western Australia [2009] WASCA 220 [65]; Sayed v The Queen [2012] WASCA 17 [76].
[100] ts 414 - 415, 420, 422, 423, 436, 443.
[101] ts 414, 419, 422; see [26], [30] and [31] above.
[126] Appellant's submissions [31] - [32].
[129] Respondent's submissions [32], [35].
[130] Johnston v The State of Western Australia [2012] WASCA 98 [65].
[131] Respondent's submissions [37], [49].
[132] Respondent's submissions [37], [51].
[133] Respondent's submissions [37], [51], referring to Johnston [66] and [70].
[134] Respondent's submissions [49].
[135] Respondent's submissions [50], [51].
[136] Respondent's submissions [52].
[137] Respondent's submissions [53].
[140] Section 111(2)(a), read with s 111(1).
[141] (Emphasis in original) Weiss v The Queen [2005] HCA 81; (2005) 224 CLR 300 [18]; King v The Queen [2012] HCA 24; (2012) 245 CLR 588 [53]; Kalbasi v The State of Western Australia [2018] HCA 7; (2018) 92 ALJR 305 [12], [13]; OKS v The State of Western Australia [2018] WASCA 48 [79], [84], [212]; Nuhana v The State of Western Australia [2018] WASCA 79 [80(1)].
[142] Johnston v The State of Western Australia [66], see also [68], [70].
Azzopardi
The Queen
(2001) 205 CLR 50
(1988) 165 CLR 314
(2016) 259 CLR 449
(2003) 217 CLR 1
(1993) 178 CLR 193
(2012) 245 CLR 588
(2001) 206 CLR 221
(1989) 168 CLR 79
(2016) 258 CLR 108
(2005) 224 CLR 300
(2018) 92 ALJR 305