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[2001] HCA 11
High Court of Australia
2001-03-08
Callinan JJ, Hugh J
Original judgment source is linked above.
P F Tehan QC with C B Boyce for the appellant (instructed by Allan McMonnies)
G R Flatman QC with C M Quin for the respondent (instructed by Solicitor for Public Prosecutions, Victoria)
Notice: This copy of the Court's Reasons for Judgment is subject to formal revision prior to publication in the Commonwealth Law Reports.
Criminal law - Practice and procedure - Sexual offences - Multiple counts - One count of maintaining relationship with child under 16 pursuant to s 47A Crimes Act 1958 (Vic) - Whether propensity warning required when presentment involves multiple counts of sexual offences and relationship count pursuant to s 47A - Whether propensity warning required in respect of individual acts that form basis of a charge under s 47A - Use of "separate consideration" warning - Operation of proviso.
Criminal law - Sexual offences - s 47A Crimes Act 1958 (Vic) - Whether legislature can modify the need for particulars of criminal charges - Whether evidence of uncharged sexual acts admissible to prove the nature of the relationship between the accused and the complainant.
Evidence - Propensity evidence - "No rational view" test - Application to relationship evidence.
"Sexual relationship with child under the age of 16
(1) A person who maintains a sexual relationship with a child under the age of 16 to whom he or she is not married and who is under his or her care, supervision or authority is guilty of an indictable offence.
(2) To prove an offence under sub-section (1) it is necessary to prove -
(a) that the accused during a particular period (while the child was under the age of 16 and under his or her care, supervision or authority) did an act in relation to the child which would constitute an offence under a particular provision of this Subdivision or Subdivision (8A) or (8B); and
(b) that such an act also took place between the accused and the child on at least two other occasions during that period.
(3) It is not necessary to prove the dates or the exact circumstances of the alleged occasions."
" ... towards the end of your evidence yesterday you were telling the jury that in the last six months before all sexual activity ceased there were occasions where sexual penetration and digital penetration took place and I think your words were 'on numerous occasions' or 'it was repetitious'? --- Yes.
Do we take it from that, that it occurred on more than three occasions ---? --- Yes.
And does that relate to the sexual penetration? --- Yes.
"It is not necessary to prove an act referred to in sub-section 2(a) or (b) with the same degree of specificity as to date, time, place, circumstances or occasion as would be required if the accused were charged with an offence constituted by that act instead of an offence against sub-section (1)."
"There are, as you well know, 18 different charges ...
The [appellant] is entitled, as is the Crown, to a separate consideration by you of each of the crimes charged. It may be that the same logic applies to some of them or all of them, but it would be quite wrong to say that simply because you found the accused man guilty or not guilty on one count, he must be guilty or not guilty as the case may be, of another.
Each count must be considered by you separately, in the light of the evidence that applies to it. You must ask yourselves as to each count separately, 'Am I satisfied beyond reasonable doubt by the evidence, that the accused is guilty of this crime?' If the answer to that question, is 'Yes', then you would find him guilty; if it is 'No', then of course you would find him not guilty."
the accused. Similarly, in Wilson v The Queen[31], this Court held that statements made by the victim in the presence of the accused on two occasions were admissible although they indicated that the victim knew that the accused intended to kill her for her money. The evidence was admissible to show the mutual enmity between the parties and to negate the accused's explanation that the shooting of the victim was accidental. In R v Garner[32], where the accused was charged with assault, evidence of uncharged assaults extending over several months was admitted because "it was a connected series of events"[33].
"If such evidence is to be received it must owe its admissibility to some, quite specific, other purpose, including for example, in an appropriate case, proof of a guilty passion, intention, or propensity, or opportunity, or motive. There may also be cases in which a relationship between people may be directly relevant to an issue in a trial and in those circumstances admissible as such."
The presence of a s 47A count does not always require a propensity warning
"Sexual relationship with child under the age of 16
(1) A person who maintains a sexual relationship with a child under the age of 16 to whom he or she is not married and who is under his or her care, supervision or authority is guilty of an indictable offence.
(2) To prove an offence under sub-section (1) it is necessary to prove -
(a) that the accused during a particular period (while the child was under the age of 16 and under his or her care, supervision or authority) did an act in relation to the child which would constitute an offence under a particular provision of this Subdivision or Subdivision (8A) or (8B); and
(b) that such an act also took place between the accused and the child on at least two other occasions during that period.
(3) It is not necessary to prove the dates or the exact circumstances of the alleged occasions."
"[Complainant], towards the end of your evidence yesterday you were telling the jury that in the last six months before all sexual activity ceased there were occasions where sexual penetration and digital penetration took place and I think your words were 'on numerous occasions' or 'it was repetitious'? --- Yes
Do we take it from that, that it occurred on more than three occasions …? --- Yes.
And does that relate to the sexual penetration? ---Yes.
"The next element that the Crown must prove beyond reasonable doubt is this; that during the time span alleged, [the appellant] took part in an act of sexual penetration with [the complainant], in that he introduced, in the sense of put his penis, in the girl's vagina, on at least three occasions during the timespan alleged."
" … beyond reasonable doubt that on three or more unspecified occasions between the timespan alleged, at three or more unspecified places, an act of sexual penetration constituted by the accused putting his penis in the girl's vagina occurred."
In substance his Honour repeated himself by saying:
"Proof of three such acts of penile penetration - and you must all be satisfied that at least three such acts of sexual penetration occurred in the timespan alleged …"
"Even if you were satisfied beyond reasonable doubt that on three or more unspecified occasions between the timespan alleged, at three or more unspecified places, an act of sexual penetration constituted by the accused putting his penis in the girl's vagina occurred, that in itself is not enough to prove the offence. Proof of three such acts of penile penetration - and you must all be satisfied that at least three such acts of sexual penetration occurred in the timespan alleged - but additional elements have to be proved beyond reasonable doubt, before you could convict a person … of these incidents, of maintaining a sexual relationship. ...
What is alleged here is an offence of a continuing nature, not one that is committed at a specific place, at a specific time on a specific day. Therefore what has to be proved by the Crown is a course of conduct over the relevant period.
The first additional matter which must be proved beyond reasonable doubt is in the circumstances proved, and on the evidence you accept, [the appellant] can be said to have maintained a relationship with her during the timespan alleged in count 18, that is, what you are satisfied he did, amounts to maintaining a relationship. Now, 'relationship' is a position where one person holds with respect to another, on account of some social or other connection between them, and 'maintain' is to cause to continue, to carry on, or keep up. The Crown must therefore prove an offence of an ongoing nature, and it is a course of conduct.
Then the Crown of course has to establish beyond reasonable doubt that the relationship was a sexual relationship, that is a relationship that is characterised by or given a sexual character by the commission of unlawful sexual acts, namely in this case by the accused taking part in an act of sexual penetration by putting his penis in [the complainant's] vagina on at least three separate occasions during the timespan alleged by count 18 ...
The Crown must also go on and prove that throughout the time span alleged [the appellant] had a particular state of mind, namely that he intended that the unlawful sexual behaviour, which gives the relationship its sexual character, would be ongoing, that is would continue as a course of conduct. … "
"There are, as you well know, 18 different charges, or counts as they are technically called, against the accused, both on the - all on the one presentment as the formal document which is headed 'Particulars of Offence', and you have a copy of it - they are all on that one document called the presentment, and that is done for convenience, as it would obviously be highly inconvenient and absurdly expensive to hold a separate trial before a separate judge and jury on each of these counts.
However, you must not allow convenience to usurp justice. The accused man, [the appellant], is entitled, as is the Crown, to a separate consideration by you of each of the crimes charged. It may be that the same logic applies to some of them or all of them, but it would be quite wrong to say that simply because you found the accused man guilty or not guilty on one count, he must be guilty or not guilty as the case may be, of another.
Each count must be considered by you separately, in the light of the evidence that applies to it. You must ask yourselves as to each count separately, 'Am I satisfied beyond reasonable doubt by the evidence, that the accused is guilty of this crime?' If the answer to that question is, 'Yes', then you would find him guilty; if it is 'No', then of course you would find him not guilty."
"1. That the Victorian Court of Appeal erred in law in failing to hold that in every such case involving a presentment including a count pursuant to Section 47A Crimes Act 1958 (Vic) that there should have been a propensity direction.
"(i) The next count on the presentment is that at Traralgon between 5 August 1991 and 18 March 1992 the accused man maintained a sexual relationship with [the complainant], a child under the age of 16 to whom he was not married and who was under his care, supervision or authority in that he took part in an act of sexual penetration with [the complainant] a person whom he knew to be his stepchild in that he introduced his penis into the vagina of [the complainant] and that such an act took place between the accused man and [the complainant] on at least two other occasions during that period.
(ii) In order to be satisfied beyond reasonable doubt of this offence you must be so satisfied of each of the elements which make up this offence. They are firstly that the accused man maintained a sexual relationship with [the complainant] during the relevant period. The Crown in order to satisfy you of this element rely upon the evidence of [the complainant] that during this time the accused man introduced his penis into the vagina of [the complainant]. The Crown do not have to prove the exact date or circumstances of this incident, but they do have to prove that this act occurred. In addition, in order to prove this element of maintaining a sexual relationship, the Crown must satisfy you that such an act (that is, that the accused introduced his penis into the vagina of [the complainant]) occurred on at least two other occasions during that period. So each of you must be satisfied that the act of penile penetration of the vagina occurred on one occasion and at least two further occasions during that period. Each of you must also be satisfied that, in respect of each occasion, it is the same act of penile penetration which has been proved beyond reasonable doubt.
(iii) It is most important in considering this element of this offence - that is, of maintaining a sexual relationship - to guard against reasoning which may be prejudicial to the accused. First, as I have said the Crown do not have to prove the specific dates and circumstances of the incidents which make up this offence. That places the accused at a particular disadvantage in meeting the charge levelled against him. The nature of the evidence given by the complainant was of a very general nature, and this makes it difficult for the accused man to test or contest that evidence. Second, the element of maintaining a sexual relationship is made out by proof of one act of penile penetration of the vagina and then two further acts of the same character. You may be satisfied that the first mentioned act took place. And then in considering whether a second or, as the case may be, a third act took place, there is a natural tendency to think that because you are satisfied as to the first act, that the accused man is the sort of person who has a propensity or disposition to commit the second or third acts. It is that reasoning which I warn you not to engage in. I direct you that merely because you find a single act occurred you should not reason that the accused is the type of person who might commit the other acts required to be proved. Evidence of other acts in this case has been introduced for the limited purpose of proving that there were acts of penile penetration of [the complainant's] vagina on at least two other occasions during the relevant period. The evidence concerning those other acts should be considered by you for this limited purpose only.
(iv) Third, in this case there has been generalised evidence given by the complainant of sexual misconduct by the accused. [The complainant] said that there were no specifics she could remember, that it was very repetitious - just the manner of him always inserting his penis inside me. This generalised evidence was given in the context of the complainant being unable to remember specific incidents. But you should not reason from this evidence that the accused was the type of person to commit any of the three acts which as a minimum must be proved to satisfy this offence. You cannot decide whether the accused is guilty of this offence or indeed any of the offences upon the presentment by regard to this generalised evidence.
(v) Finally, there is a special danger in this case which you must guard against which arises by virtue of the fact that the accused man is charged with 17 other offences of a sexual character against the same complainant and the time periods in respect of some of these offences and that alleged in Count 18 overlap. That danger is to reason that because you find the accused engaged in sexual conduct the subject of Count 18, he was the kind of person to have done so on the other occasions charged. Such a process of reasoning would be quite wrong. And I direct you not to engage in it. You must not use the evidence you have heard in relation to Count 18 in your evaluation of the evidence concerning the other counts on the presentment.
(vi) The other elements of this offence - that [the complainant] was a child under the age of 16 to whom the accused was not married and who was under his care, supervision or authority at the relevant time are not in dispute in this case." (emphasis added)
The facts, legislation and history of the proceedings
"Do we take it from that, that it occurred on more than three occasions ... ? - Yes.
And does that relate to the sexual penetration? - Yes.
"That danger is to reason that because you find the accused engaged in sexual conduct the subject of Count 18, he was the kind of person to have done so on the other occasions charged. Such a process of reasoning would be quite wrong. And I direct you not to engage [in] it."
A propensity warning should have been given in this case
If a witness upon cross-examination as to a former statement made by him relative to the subject-matter of the cause or prosecution and inconsistent with his present testimony does not distinctly admit that he has made such statement, proof may be given that he did in fact make it. But before such proof can be given, the circumstances of the supposed statement sufficient to designate the particular occasion must be mentioned to the witness and he must be asked whether or not he has made such statement." ↑
Reasons of Gummow and Callinan JJ at [48]-[50]. ↑
Reasons of McHugh J at [1]; reasons of Gummow and Callinan JJ at [47]. ↑
Reasons of McHugh J at [11]; reasons of Gummow and Callinan JJ at [51]. ↑
Reasons of McHugh J at [19]; reasons of Gummow and Callinan JJ at [52]-[55]. See also below at [87]-[88]. ↑
Directions of the trial judge as quoted in KRM (1999) 105 A Crim R 437 at 443. ↑
Directions of the trial judge as quoted in KRM (1999) 105 A Crim R 437 at 443. ↑
KBT v The Queen (1997) 191 CLR 417 at 432 ("KBT"). ↑
cf RPS v The Queen (2000) 74 ALJR 449 at 455-456 [27]-[29], 468 [101]; 168 ALR 729 at 737-738, 754. ↑
Johnson v Miller (1937) 59 CLR 467 at 489 per Dixon J. ↑
Briginshaw v Briginshaw (1938) 60 CLR 336 at 362 per Dixon J. ↑
Walsh v Tattersall (1996) 188 CLR 77; cf Thompson (1996) 90 A Crim R 416 at 419; BRS v The Queen (1997) 191 CLR 275 at 320-321; KBT (1997) 191 CLR 417 at 429. ↑
Leeth v The Commonwealth (1992) 174 CLR 455 at 483-487, 501‑503; Kruger v The Commonwealth (1997) 190 CLR 1 at 112‑114 per Gaudron J; reasons of McHugh J at [16]; cf Parker, "Protection of Judicial Process as an Implied Constitutional Principle", (1994) 16 Adelaide Law Review 341 at 350-355. ↑
De Jesus (1986) 61 ALJR 1 at 3 per Gibbs CJ; 68 ALR 1 at 4-5. ↑
cf R v Vonarx [1999] 3 VR 618 at 625 cited in Gipp v The Queen (1998) 194 CLR 106 at 156-157 [141]. ↑
RPS v The Queen (2000) 74 ALJR 449 at 458 [43]; 168 ALR 729 at 741-742. ↑
Gipp v The Queen (1998) 194 CLR 106 at 154 [136]-[137]. ↑
See reasons of Gummow and Callinan JJ at [72]. ↑
KBT (1997) 191 CLR 417 at 422, 432-433. The reference is to the need for the jury to be unanimous concerning the same three offences. ↑
KRM
The Queen
(1937) 59 CLR 467
(1961) 106 CLR 1
(1995) 182 CLR 461
(1988) 165 CLR 292
(1997) 191 CLR 275
(1989) 167 CLR 590
(1968) 117 CLR 313
(1970) 123 CLR 334
(1946) 73 CLR 566
(1982) 32 SASR 230
(1992) 175 CLR 599
(1978) 140 CLR 108
(1998) 194 CLR 106
(1984) 152 CLR 528
(1997) 191 CLR 439
(1986) 61 ALJR 1
(1982) 150 CLR 580
(1997) 191 CLR 417
(1989) 168 CLR 266
(1993) 30 NSWLR 510
(2000) 74 ALJR 449
(1938) 60 CLR 336
(1996) 188 CLR 77
(1992) 174 CLR 455
(1997) 190 CLR 1
(1989) 168 CLR 79
(2000) 74 ALJR 895
(1985) 159 CLR 507
(2000) 75 ALJR 133
(1999) 198 CLR 1
(1952) 85 CLR 437
(1996) 186 CLR 427
(2000) 74 ALJR 676
(1988) 164 CLR 365