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[2018] TASCCA 6
Court of Criminal Appeal (Tas)
2018-04-20
Blow CJ, Geason J, Porter AJ, Pearce J
Original judgment source is linked above.
COURT: SUPREME COURT OF TASMANIA (COURT OF CRIMINAL APPEAL)
CITATION: Director of Public Prosecutions v Karklins [2018] TASCCA 6
Criminal Law - Appeal and new trial - Appeal against sentence - Grounds for interference - Sentence manifestly excessive or inadequate - Assaults on pregnant woman and five attempts to interfere with a witness - Family violence - Sentence of 22 months' imprisonment with non-parole period of 11 months manifestly inadequate.
Judgment Number: [2018] TASCCA 6
DIRECTOR OF PUBLIC PROSECUTIONS v LUKE PETER KARKLINS
DIRECTOR OF PUBLIC PROSECUTIONS v LUKE PETER KARKLINS
DIRECTOR OF PUBLIC PROSECUTIONS v LUKE PETER KARKLINS
"1 The respondent was 29 years of age. He was from New South Wales where he had an unstable and traumatic upbringing with his alcoholic mother. He suffered violence from some of his mother's partners.
"Luke Karklins pleads guilty to one count of assault, three counts of assault on a pregnant woman and five counts of attempting to interfere with a witness. I also agreed to deal with his plea of guilty to the summary charge of destroying property. All of the offences occurred in the course of one incident on 17 March 2017.
The defendant and the complainant had been in a relationship for about five months. They lived together in Ulverstone with her seven year old son. The complainant was four months [sic] pregnant with his child.
After the complainant became angry about how the defendant spoke to her son she punched him to the face. He did not retaliate but told her he was leaving and started to pack his belongings. She told him she did not want him to leave. He refused and a prolonged argument followed.
After more than an hour the complainant tired of trying to persuade the defendant to stay and she threw some of his clothes out the front door and called him a dog. He responded by head-butting her. That is the first assault. He abused and threatened her but persisted in his attempts to leave. However the complainant locked him outside when his dog and some of his belongings were still inside. He re-entered by breaking the glass in the door with his hand, thereby destroying property.
He threatened to kill the complainant and grabbed her by the throat with his hand, choking her. He squeezed for about 20 seconds until she couldn't breathe. She unsuccessfully tried to prise his hand away but escaped by kicking him in the groin. The defendant continued to make threats to kill her but resumed packing his belongings. However he again approached her and grabbed her by the throat a second time, again restricting her ability to breathe.
Those two instances of grabbing her by the throat are collectively the second assault. Again she escaped by kicking him. She walked to the bedroom, upset and crying. He followed her and pushed her over. While she was on the ground he choked her for a third time. He then pulled her up by the hair and held her in front of a mirror while making disparaging comments. She fell to the ground, losing consciousness for a short time. Those events are the third assault.
After packing more belongings the defendant again returned to the bedroom and grabbed her by the throat while she was on the bed, choking her for the fourth time. He threatened to kill her and the baby. That is the fourth assault. She lost consciousness again and woke to see the defendant leaving the house with a friend. The police and an ambulance were called. The police found the defendant at another house in Ulverstone that evening. He was arrested. He was interviewed but was aggressive and uncooperative and did not admit what he had done. He has been in custody ever since.
The five counts of attempting to interfere with a witness arise from a series of communications made by the defendant to the complainant while he has been in custody on remand. On 10, 25, 27 and 28 April 2017, and again on 3 May 2017, the defendant contacted the complainant attempting to prevent or dissuade her from giving a true account to the police of what had occurred, or from giving evidence in court proceedings. Three of those occasions comprised phone conversations between the defendant and the complainant. The other two occasions were via an intermediary. All were attempts to pervert or obstruct the course of justice by applying pressure to the complainant to hide the truth and advance a lie. The complainant told the police that she was scared of the consequences if she did not do as she was asked. She made a statutory declaration on 17 March 2017 to the effect that she did not want the defendant charged. The declaration was correctly ignored. Whether she would have refused to give evidence against the defendant has not been tested because of his plea.
The defendant is 29. He has a disadvantaged and traumatic background. He originally lived in NSW. He does not know his biological father. His alcoholic mother kicked him out of home when he was very young. For a time he lived with his sister and older brother in Victoria. However when his brother was violent towards him he left and from age 14 has led an itinerant life. He has very limited education. He has held some employment but only in casual manual labouring positions. His only skills were acquired while serving terms of imprisonment. He has a record for violent offending. In 2007, when he was 19, he was sentenced to 18 months' imprisonment in NSW for maliciously inflicting grievous bodily harm. Then in 2011 he was imprisoned in Victoria for 3½ years, with a non-parole period of two years, for recklessly causing serious injury. None of his prior convictions are for family violence.
The defendant is entitled to mitigation from his plea of guilty. It facilitates the course of justice, avoids the need for the complainant to give evidence and indicates an acceptance of responsibility.
The complainant was the first to apply force, but the defendant is a powerful man and was in a position of physical dominance over her. There was no excuse for the violence he inflicted and it is to be condemned. The assaults were not committed in the presence of the complainant's son, who had gone out with his grandmother. There are some aspects of his behaviour which reflect in his favour. More than once he attempted to defuse the situation by leaving the house, only to be prevented by her from doing so. As to the steps he later took to pressure the complainant to change her story, none of his approaches contained express threats of violence or intimidation. Most fortunately, it seems that the complainant suffered no serious or lasting physical injury, although the experience must have been traumatic and frightening for her. Family violence is rightly the subject of condemnation by the courts and the community. Offenders must be punished and the public protected. The defendant's knowledge of the complainant's pregnancy makes the crime more serious because of the risk posed to her unborn child. Attempting to interfere with a witness is also a serious crime. It requires proof or admission of intent to pervert or obstruct the due course of justice. Crimes of this nature are regarded as serious because they tend to subvert the justice system, the integrity of which is essential to the wellbeing of our society. Those who commit the crime are almost invariably sent to prison, not only to punish the offender, but to send a message to those who might be tempted to act as the defendant did that prison is the likely outcome. That is so even if, as in this case, the attempt to avoid prosecution was unsuccessful, although the fact that it was unsuccessful is relevant. These factors have a particular force when a victim of family violence is discouraged from reporting it or asked to give false evidence.
There are some balancing considerations. It seems from the defendant's record that he has never had the benefit of much assistance or supervision while in the community. My assessment is that there is still a prospect of his rehabilitation. Therefore, despite his record, I will permit eligibility for parole. To ensure further protection of the complainant I will make a family violence order.
Luke Karklins, you are convicted on each count. In accordance with the Family Violence Act 2004, s 13A, I direct that each offence be recorded on your criminal record as a family violence offence. You must pay the victim of crime compensation levy of $470 within 28 days of your release. I make a family violence order for a period of three years from today in terms of the interim family violence order made by a magistrate on 25 August 2017. I impose one sentence. You are sentenced to imprisonment for one year and ten months from 17 March 2017. I order that you not be eligible for parole until you have served half of that sentence."
"[10] ... the statement in Green v The Queen that the purpose of Crown appeals under s 5D is to lay down principles for the governance and guidance of courts and that this is a limiting purpose, is to be understood in the sense that the discretion to re-sentence if error of principle is shown, or the residual discretion not to re-sentence notwithstanding that error in principle is shown, is to be exercised having regard to the Court of Criminal Appeal's function of interfering with sentences only where a sentence is manifestly inadequate, or error of principle is shown, or there is a gross departure from a sentencing norm".
"It must be established that the sentencing order is so manifestly wrong that it could only be the result of some undefinable error in the exercise of the judicial discretion: Bresnehan v The Queen [1992] TASSC 55; (1992) 1 Tas R 234 at 242. A court of criminal appeal may not substitute its own opinion for that of the sentencing judge merely because the appellate court would have exercised its discretion in a manner different from the manner in which the sentencing judge exercised his or her discretion: see Lowndes v The Queen [1999] HCA 29; (1999) 195 CLR 665 at [15], and the other cases referred to by this Court in Director of Public Prosecutions v CSS [2013] TASCCA 10. Sentencing judges should be 'accorded a wide measure of latitude': Postiglione v The Queen [1997] HCA 26; (1997) 189 CLR 295 per Kirby J at 336. Excess or inadequacy is either apparent or it is not: Dinsdale v The Queen (above) at [6]. In considering that question regard is to be given to all the matters that are relevant to determining the sentence: Hili v The Queen [2010] HCA 45; (2010) 242 CLR 520 at 539."
"In Elias v The Queen [2013] HCA 31; (2013) 248 CLR 483 at [27], French CJ, Hayne, Kiefel, Bell and Keane JJ said: '[t]he administration of the criminal law involves individualised justice'. The imposition of a just sentence on an offender in a particular case is an exercise of judicial discretion concerned to do justice in that case. It is also the case that, as Gleeson CJ said in Wong v The Queen (2001) HCA 64 at [6]: '[t]he administration of criminal justice works as a system ... It should be systematically fair, and that involves, amongst other things, reasonable consistency'."
"A moment's consideration will show that the interplay of the considerations relevant to sentencing may be complex and on occasion even intricate. It is therefore erroneous in principle to approach the law of sentencing as though automatic consequences follow from the presence or absence of particular factual circumstances. In every case, what is called for is the making of a discretionary decision in the light of the circumstances of the individual case, and in the light of the purposes to be served by the sentencing exercise."
"[T]he task of the sentencer is to take account of all of the relevant factors and to arrive at a single result which takes due account of them all. That is what is meant by saying that the task is to arrive at an 'instinctive synthesis'. This expression is used, not as might be supposed, to cloak the task of the sentencer in some mystery, but to make plain that the sentencer is called on to reach a single sentence which, in the case of an offence like the one now under discussion, balances many different and conflicting features."
"Domestic violence is a profound problem and it is the duty of the Courts to denounce offences such as these and attempt to deter its recurrence by you and other men. The relationship between husband and wife, albeit estranged, is an aggravating factor for violence of this kind constitutes a breach of trust. It is also an abuse of power and control on one who, in the circumstances, was in a position of vulnerability".
"... sentencing for crimes of domestic violence should proceed in accordance with the following principles expressed by the Alberta Court of Criminal Appeal in R v Brown (1992) 73 CCC (3d) 242 at 249:
'When a man assaults his wife or other female partner, his violence toward her can be accurately characterised as a breach of the position of trust which he occupies. It is an aggravating factor. Men who assault their wives are abusing the power and control which they so often have over the women with whom they live. The vulnerability of many such women is increased by the financial and emotional situation in which they find themselves, which makes it difficult for them to escape'."
"[40] Counsel for the respondent also pointed to the fact that although the case against the respondent was overwhelming, he did arrange for the matter to be brought forward so that it could be quickly dealt with and the respondent pleaded guilty at an early stage. The learned sentencing judge accepted those actions of the respondent demonstrated his express remorse and that he was entitled to credit for those things. That approach was not challenged on this appeal and was plainly a matter going to the length of the appropriate sentence to be imposed.
[41] I digress to observe that, even were it otherwise and the early plea of guilty was born of nothing other than acceptance of the inevitable, it would nonetheless have had the effect of saving the State the expense and inconvenience of a trial and of saving the victims of the crime, particularly the employee who required additional counselling as a result of the crime, from any concern about having to give evidence."
"By pleading guilty when he did, the respondent avoided the need for the seven complainants, all of whom had given evidence and been cross-examined on the voir dire, to give evidence again before a jury. He also saved the Crown and its other witnesses the cost and inconvenience of completing a long trial. It is in the interests of the administration of justice that a substantial sentencing discount be provided to any offender who pleads guilty, even at such a late stage. Otherwise offenders will have little incentive to plead guilty. Evans J has suggested that a sentencing discount of about 20 per cent would be appropriate in such circumstances. For my part, I would be a little less generous, but I acknowledge that a substantial discount is appropriate by reason of this factor in this case".
"[279] There remains the question of whether it is necessary or appropriate to specify the discount given for a plea. In R v Place, where the legislation in question was in similar terms to s 16A(2)(g), the plurality stated (at [81]-[83]) that courts should be encouraged to identify the specific reduction given. That is consistent with what was said by Kirby J in Cameron (at [71) that it is desirable and certainly permissible to identify the measure of discount afforded for a plea of guilty. Further, McHugh J pointed out in Markarian (at [74]) that specification of such a discount is not inconsistent with the instinctive synthesis approach to sentencing.
[280] Section 16A(2)(g) neither requires nor prohibits the specification of a discount. However, once it is accepted that s 16A allows a sentencing judge to give a discount to the sentence which would otherwise be imposed, it seems to us desirable that, in the interests of transparency, such discounts be specified. However, there is no obligation on the sentencing judge to do so, and a failure to do so would not of itself amount to error."
"I accept that the respondent's plea of guilty is a significant mitigatory factor. In determining an appropriate discount, the timing of the plea is important, an early plea attracts a greater discount than a late plea. Here, the respondent's pleas of guilty were entered at a very late stage but saved the victims from giving evidence. His pleas of guilty may, in the circumstances of this case, result in a discount of up to 20%."
"[T]he judge identifies all the factors that are relevant to the sentence, discusses their significance and then makes a value judgment as to what is the appropriate sentence given all the factors of the case."
"Except in well-defined circumstances such as youth or the mental incapacity of the offender ... public deterrence is generally regarded as the main purpose of punishment, and the subjective considerations relating to the particular prisoner (however persuasive) are necessarily subsidiary to the duty of the courts to see that the sentence which is imposed will operate as a powerful factor in preventing the commission of similar crimes by those who may otherwise be tempted by the prospect that only light punishment will be imposed".
"[23] Domestic violence is an insidious, prevalent and serious problem in our society. Victims are often too ashamed to publicly complain, partly because of misguided feelings of guilt and responsibility for the perpetrator's actions. Members of the community are often reluctant to become involved in the personal relationships of others where domestic violence is concerned. Perpetrators of domestic violence often fail to have insight into the seriousness of their offending, claiming an entitlement to behave in that way or at least to be forgiven by the victim and to evade punishment by society. Domestic violence has a deleterious on-going impact not only on the immediate victim but on the victim's wider family and ultimately on the whole of society. It is not solely a domestic issue; it is a crime against the State warranting salutary punishment. The cost to the community in terms of lost income and productivity, medical and psychological treatment and on-going social problems is immense. Perpetrators of serious acts of domestic violence must know that society will not tolerate such behaviour. They can expect the courts to impose significant sentences of imprisonment involving actual custody to deter not only individual offenders but also others who might otherwise think they can commit such acts with near impunity."
"[47] Crimes involving domestic violence have two important characteristics which differentiate them from many other crimes of violence: firstly, the offender usually believes that, in a real sense, what they do is justified, even that they are the true victim; and, secondly, the continued estrangement requires continued threat. These elements also usually mean that the victim never feels truly safe. Unlike the casual robbery, where the victim is often simply in the wrong place at the wrong time, the victim of a domestic violence offence is personally targeted. To my mind these considerations emphasise not only the need for general and personal deterrence but also of denunciation ...".
"[43] If the readiness of the young victim's family to offer forgiveness to the respondent and to empathise with the pain and sorrow he obviously feels is relevant - and on that I express no view - extreme caution would be required before giving it any weight. It should not have been determinative in the present case. The victim's family's attitude will doubtless be some comfort to the respondent, but it cannot over-reach the need for strong denunciation and general deterrence in response to the objective circumstances of this case."
"It would also appear that his Honour did not consider the improvement in the relationship between the applicant and Ms Pahl to the point where they were reconciled at the time of sentence as weighing heavily in the applicant's favour. His Honour was clearly cautious before giving any weight to those aspects of Ms Pahl's statutory declaration where she addressed her own responsibility for the deterioration in the relationship, her desire to withdraw her statement to police and her desire for her family to be reunited. This was an approach open to his Honour since it is the collected experience of sentencing courts that victims of domestic violence may be actively pressured to forgive their assailants or compelled for other reasons to show a preparedness to forgive them. In R v Glen (Court of Criminal Appeal, 19 December 1994, unreported), Simpson J said:
'In my opinion, exceptional caution should be exercised in the receipt, and the use, of evidence of that kind [general evidence of forgiveness and desire that the assailant/partner not be imprisoned] in cases that fall within the general description of domestic violence offences, of which this case is one. It is a fact known to the courts and to the community that victims of domestic violence frequently, and clearly contrary to their own interests and welfare, forgive their attackers. It is said, and has been said so often and for so long as to be almost notorious, that it was this pattern of post offence forgiveness, accompanied by apparent remorse or contrition on the part of the offender, that prevented the prosecution of such offenders. In turn, it appeared that the victim of domestic violence was in a class different to the rest of the community insofar as the protection of the law was concerned. Domestic violence was not seen as a crime which attracted the sanction of the law in the same way or to the same extent as other crimes, whether or not of violence. The perpetrator of domestic violence was relatively safe to commit crimes with impunity, at least provided he or she (and, in the cases that have to date come before the courts, it has almost invariably been he) could attain the victim's forgiveness.'
There are two main arguments of principle against the proposition that this Court should give any weight to the expressed wish of the victim in this case that the applicant not be incarcerated. The first concerns the importance, especially great in cases of domestic violence, given the history that I have alluded to, of general deterrence. This Court must send a signal to domestic violence offenders that, regardless of self interest denying forgiveness on the part of victims, those victims will nevertheless receive the full protection of the law, insofar as the courts are able to afford it to them. It must not be forgotten, that, if it is to be accorded weight by the courts, forgiveness by the victim also operates contrary to the interests of other victims. Until it is recognised that domestic violence will be treated with severe penalties regardless of a later softening of attitude by the victim, no progress is likely to be made in its abolition or reduction. Put simply, the importance of general deterrence in such cases overrides any minor relevance that evidence of forgiveness might have.
For too long the community in general and the agencies of law enforcement in particular, have turned their backs upon the helpless victims of domestic violence. Acceptance of the victim's word that he/she forgives the offender, casts too great a burden of responsibility upon one individual already in a vulnerable position. Neither the community, the law enforcement agencies, nor the courts can be permitted to abdicate their responsibility in this fashion. Protection of the particular victim in the particular case is a step towards protection of other victims in other cases ...'."
"[38] The seriousness of the conduct highlights that it is not only the offender's rehabilitation which is in the community's interest. As I have said, the sentencing function must fulfil other objectives as well, such as general deterrence and reinforcing the values of the community by denouncing such conduct. In R v Tran (above) at [14], Callaway JA said: 'The rehabilitation of youthful offenders, where practicable, is one of the great objectives of the criminal law, but it is not its only objective. It is not difficult to cite cases where other objectives have had to prevail. It is true that, in the case of a youthful offender, rehabilitation is usually far more important than general deterrence, but the word I have italicised is there to remind us that there are cases where just punishment, general deterrence or other sentencing objectives are at least equally important.' In terms of just punishment, it is in the community's interest for sentences to adequately recognise the nature and significance of the wrong that has been done: Director of Public Prosecutions v DJK [2003] VSCA 109 per Vincent JA at [18].
[39] The severity of the attack and the potential for serious injury demanded that weight be given to general deterrence. The crimes required denunciation in the sense of 'appropriate vindication and to assuage public outrage', Evans J in DPP v NOP [2011] TASCCA 15 at [4]. This sentencing objective is to vindicate the rights of victims and reinforce the values of the community: DPP v Neethling [2009] VSCA 116; (2009) 22 VR 466 per Maxwell P, Vincent JA and Hargrave AJA at [56] and [57]. A community service order and a probation order failed to achieve these objectives."
"Having reached a conclusion that current sentences were so manifestly disproportionate to the gravity of the offending and the moral culpability of the offender as to bespeak an error of principle, there was no good reason for the Court of Appeal not to correct the effect of the error of principle which it recognised."
"The authorities to which I have referred make it clear that on some occasions a Crown appeal against sentence should succeed even though there is no need for the appellate court to give guidance to sentencing judges or correct the idiosyncratic views of individual judges."
"I pause to reflect on general principles applicable to the court's discretion in fixing a non-parole period. The purpose of such orders is to give a sentencing judge the opportunity, when appropriate, to mitigate a penalty of imprisonment in favour of the rehabilitation of a prisoner through conditional freedom".
"Subject to the need to preserve a sentence's capacity to achieve all its intended objectives, in my view, a court should, in its approach to fixing a parole eligibility date, if any, be optimistic about a prisoner's rehabilitation prospects. If that optimism proves to be misplaced, it is reasonable to expect that the prisoner will not be paroled as the Parole Board is only empowered to grant a prisoner parole after considering the matters detailed in the Corrections Act, s72(4), which include the rehabilitation of the prisoner, the likelihood of the prisoner re-offending, and the protection of the public."
DIRECTOR OF PUBLIC PROSECUTIONS v LUKE PETER KARKLINS
Director of Public Prosecutions
Karklins [2018] TASCCA 6
(1994) 181 CLR 295
(1936) 55 CLR 499
(1992) 1 Tas R 234
(1999) 195 CLR 665
(1997) 189 CLR 295
(2010) 242 CLR 520
(2013) 248 CLR 483
(1995) 5 Tas R 186
(1988) 166 CLR 59
(2009) 22 VR 466
(1974) 131 CLR 623