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[1994] HCA 49
High Court of Australia
1994-10-26
Slicer J, Crawford JJ, Zeeman J
Original judgment source is linked above.
the application for leave notwithstanding that "the merits of a
proposed appeal constitute a relevant consideration to the question of
leave". His Honour expressly adverted to the significance of both the
fact that the application was a Crown application for leave to appeal
against sentence and the fact that "Counsel who then appeared for the
Crown did not, at any stage of the proceedings, seek to advance any
submission to the learned sentencing judge that it would not be
appropriate" to impose "sentences of imprisonment which would be
wholly suspended insofar as their future operation was concerned".
Taking account of those matters, Zeeman J reached his dissenting
conclusion that leave to appeal should be refused. We can see no
error in either his Honour's reasoning or his conclusions.
11. On the other hand, Cox J and Crawford J, who constituted the
majority of the Court of Criminal Appeal, each failed to accord proper
significance to the failure of the Crown, in a context where the
sentencing judge had made clear that he was contemplating wholly
suspending any sentence of imprisonment, to make any suggestion that
such a course was inappropriate. Cox J expressly stated that he saw
"nothing in the conduct of the Crown in its presentation of the case
to the learned judge passing sentence which militates against granting
the Attorney-General leave to appeal". His Honour distinguished the
above comments of King CJ in Reg v. Wilton on the ground that, in
Tasmania, "a judge has an unfettered discretion to suspend the whole
or any part of a sentence" whereas, in South Australia at the time
when Reg. v. Wilton was decided, the discretion of a court to suspend
a sentence was limited to suspending the sentence wholly if the court
was of opinion that it was expedient so to do having regard to one or
more of a number of specified matters. With due respect, however,
that distinction does not affect the applicability of King CJ's
comments to cases such as the present where what is involved is an
order that the unexpired part of a term of imprisonment be wholly
suspended with the result that the offender was entitled to go free.
12. Crawford J would seem to have considered that the failure of the
Crown to make any submission in relation to the proposal to suspend
the sentences should not be taken into account by reason of the
provisions of s.386(11), (12) and (13) of the Tasmanian Criminal Code.
The effect of those sub-sections, which were added in 1987, is to
confer (sub-ss.(11) and (12)) upon "the prosecutor" an express "right"
to address a sentencing court with respect to sentence and to provide
(sub-s.(13)) that a failure by the prosecutor to exercise that right
"shall not be taken into account by the Court of Criminal Appeal in
determining an appeal against (the) sentence by the Attorney-General"
(emphasis added). Crawford J noted that the direction that a failure
of the prosecutor to exercise the "right" to address the court be not
taken into account by the Court of Criminal Appeal was confined to the
determination of an actual appeal as distinct from the preliminary
decision whether leave to appeal against sentence should be granted.
Nonetheless, his Honour concluded that the effect of those statutory
provisions was that the failure by a prosecutor to exercise the right
to address the court on sentence "should not usually be taken into
account against the Crown when considering an application for leave".
We respectfully disagree with that conclusion. In a context where the
legislature has carefully confined the statutory direction to the
determination of the actual appeal, we can see no justification for
giving it such an extended and, from the point of view of an offender,
adverse effect. To the contrary, it seems to us that the fact that
the statutory direction may preclude account being taken on an actual
appeal of the Crown's failure to suggest at the appropriate time that
an order suspending a sentence of imprisonment should not be made adds
emphasis to the need to attach proper significance to the implications
of that failure at the leave stage. It is unnecessary to consider
whether, in any event, the case was not one in which there was a
"failure by the prosecutor ... to exercise his right" to address on
sentence for the purposes of s.386(13). It should, however, be
mentioned that Mr Bugg QC informed the Court that the Crown had not
relied upon the sub-section before the Court of Criminal Appeal and
13. The judgment of Crawford J also discloses that his Honour fell
into error in that he failed to accord proper significance to the
consideration that the applications for leave to appeal against
sentence were by the Attorney-General. His Honour apparently thought
that that consideration weighed against a grant of leave only if it
were possible to identify some particular unfairness or injustice to
the appellants in the circumstances of the particular case. As has
been said above, the deep-rooted notions of fairness which underlie
the common law principle against double jeopardy require that a court
of criminal appeal approach an application by the Crown for leave to
appeal against sentence on the basis that such leave should only be
granted in the rare and exceptional case. Indeed, that approach was
particularly appropriate in the present cases where the effect of the
sentencing judge's orders had been that each of the appellants had
been released from custody and had been permitted and encouraged to
resume his place in the community and to set out on the path of
14. It was for the above reasons that we reached the conclusion that
the majority decision of the Court of Criminal Appeal granting leave
to the Crown to appeal against sentence should not be allowed to
stand. In circumstances where the appellants had spent some time in
custody (approximately twelve weeks in the case of Everett) and had
then been released pursuant to the orders made by the sentencing judge
(for approximately twenty weeks) only to be taken back into custody
(for approximately seven weeks) under the orders made by the Court of
Criminal Appeal, it was plainly inappropriate to delay the final
resolution of the cases by remitting the applications for leave to
appeal to the Court of Criminal Appeal for the reconsideration of that
court. That being so, the interests of justice were best served by
McHUGH J The facts and issues in these matters are set out in the
2. It is well established that, in those jurisdictions where the
Crown has a right to apply for leave to appeal against a sentence,
leave should be given only in exceptional circumstances ((9)
Griffiths v. The Queen [1977] HCA 44; (1977) 137 CLR 293 at 310; Reg. v. Tait (1979)
24 ALR 473 at 476-477; Reg. v. Wilton (1981) 28 SASR 362 at 367-368;
Reg. v. Hillsley [1992] FCA 39; (1992) 105 ALR 560 at 565.). The need for
exceptional circumstances imposes a stringent barrier to the grant of
leave to appeal in such cases. But, in my view, that barrier is not as
stringent as the barrier that the Crown faces in this Court when it
seeks special leave to appeal against an order of acquittal or new
trial. To allow the Crown to appeal against an order setting aside a
conviction is a step that can be taken only in very exceptional
circumstances. The common law refused to set aside a verdict of
acquittal. That tradition has influenced the application of the
Judiciary Act 1903 (Cth) in so far as the general provisions of that
Act permit the Crown to apply to this Court for special leave to appeal
against an order setting aside a conviction. Some issue of fundamental
principle must ordinarily be raised before the Court will grant the
Crown special leave to appeal against such an order.
3. The approach of a court to a jurisdiction that specifically
authorises a Crown appeal against sentence must necessarily be
different from the approach that this Court takes on an application
for special leave to appeal against an order setting aside a
conviction. The jurisdiction to hear a Crown appeal against sentence
is conferred on a Court of Criminal Appeal so that that Court can
ensure that, so far as the subject matter permits, there will be
uniformity of sentencing. Uniformity of sentencing is a matter of
great importance in maintaining confidence in the administration of
justice in any jurisdiction. Sentences that are higher than usual
create justifiable grievances in those who receive them. But
inadequate sentences also give rise to a sense of injustice, not only
in those who are the victims of the crimes in question but also in the
general public. Inadequate sentences are also likely to undermine
public confidence in the ability of the courts to play their part in
deterring the commission of crimes. To permit the Crown, as well as
convicted persons, to appeal against sentences assists in maintaining
4. If a sentencing judge imposes a sentence that is definitely below
the range of sentences appropriate for the particular offence, the
case can be regarded as falling within the rationale for conferring
jurisdiction in respect of Crown appeals. It can be regarded as
sufficiently exceptional to warrant a grant of leave to appeal to the
Crown even if no question of general principle is involved. Such
cases, however, are likely to be rare. Defining the limits of the
range of appropriate sentences with respect to a particular offence
is a difficult task. What is the range in a particular case is a
question on which reasonable minds may differ. It is only when a
Court of Criminal Appeal is convinced that the sentence is definitely
outside the appropriate range that it is ever justified in granting
leave to the Crown to appeal against the inadequacy of a sentence.
Disagreement about the adequacy of the sentence is not enough to
warrant the grant of leave. Sentencing is too inexact a science to
make mere disagreement the criterion for the grant of leave to appeal
against the inadequacy of a sentence. The requirement of leave gives
rise to the inference that Parliament intended that something more
than mere error was to be the criterion of the grant of leave.
5. The sentences in the present matters seem lenient. At all events,
that was the opinion of every member of the Tasmanian Court of
Criminal Appeal. If the Court of Criminal Appeal had merely concluded
that the sentences were definitely below the appropriate range for
this class of offence, I would not have been in favour of the grant
of special leave to appeal in these matters even if I had thought
that that conclusion was incorrect. But the reasons of each of the
majority judges in the Court of Criminal Appeal contain a fundamental
error as to the proper approach of a Court of Criminal Appeal faced
with an application by the Crown for leave to appeal against sentence.
6. It is well established that, in the exercise of its discretion to
grant leave to appeal against a sentence, a Court of Criminal Appeal
must take into account the attitude of the Crown in the sentencing
court ((10) Tait (1979) 24 ALR at 477; Wilton (1981) 28 SASR at
367-368; Reg. v. Jermyn (1985) 2 NSWLR 194 at 203-205; Economedes
(1990) 58 A Crim R 466 at 469-470.). Even when it appears that the
sentencing judge has erred in a fundamental way that may affect the
administration of justice, fairness to the sentenced person requires
that the Crown's concurrence with, or failure to object to, a proposed
course of action by the sentencing judge must be weighed in the
exercise of the discretion. This is particularly so when the convicted
person has been given a non-custodial sentence. Private litigants who
appeal against judgments and orders are not usually allowed to withdraw
concessions made or concurrences expressed in the course of litigation.
As a general rule, neither should the Crown be permitted to depart
from a course of action that may have induced the sentencing judge to
7. In the present case, the Crown was aware that the sentencing judge
was contemplating suspending the sentences of imprisonment. But the
Crown did not suggest that it would be an error for him to do so. As
the judgment of the other members of this Court demonstrates, neither
of the majority judges in the Court of Criminal Appeal gave proper
weight to the attitude of the Crown before the learned sentencing
judge. In those circumstances, the exercise of the discretion to
grant leave to the Crown was vitiated by their Honours' errors and the
appropriate course for this Court was to deal with the matter itself.
8. It was for these reasons that I concluded that this Court should
grant special leave to appeal, allow the appeals, and make the orders
Everett
R [1994] HCA 49;
imposed ((1) See, e.g., Whittaker v. The King [1928] HCA 28; (1928) 41 CLR 230 at
Stach [1985] FCA 55; (1985) 66 ALR 79 at 84; Cooke v. Purcell (1988) 14 NSWLR
51 at 57-58; Reg. v. Dowie [1989] TASSC 44; (1989) Tas R 167 at 177; Arnold
Hillsley [1992] FCA 39; (1992) 105 ALR 560 at 565.). That being so, a "court
against sentence is justified" ((2) Malvaso v. The Queen [1989] HCA 58; (1989) 168
Queen ((3) [1977] HCA 44; (1977) 137 CLR 293 at 310. See, to the same effect, at
v. Aloia (1983) WAR 133 at 134; Reg. v. Molina [1984] FCA 248; (1984) 2 FCR 508 at
(1994) 181 CLR 295
(1994) 124 ALR 529
(1928) 41 CLR 230
(1979) 24 ALR 473
(1981) 28 SASR 362
(1983) 3 NSWLR 245
(1985) 66 ALR 79
(1988) 14 NSWLR
51
(1992) 105 ALR 560
(1989) 168
CLR 227
(1977) 137 CLR 293
(1984) 2 FCR 508
(1985) 2 NSWLR 194
(1979)
24 ALR 473