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[2018] TASCCA 5
Court of Criminal Appeal (Tas)
2018-04-18
Geason JJ, Estcourt J, Slicer AJ, Wood J
Original judgment source is linked above.
COURT: SUPREME COURT OF TASMANIA (COURT OF CRIMINAL APPEAL)
CITATION: Director of Public Prosecutions v Broad [2018] TASCCA 5
Criminal Law - Appeal and new trial - Appeal against sentence - Grounds for interference - Sentence manifestly excessive or inadequate - Three months' imprisonment for assault - multiple blows to head involving headbutting, punches and a kick - Cumulative effect of sentence and totality principle - Discount on sentence for plea of guilty - Sentence manifestly inadequate.
Judgment Number: [2018] TASCCA 5
DIRECTOR OF PUBLIC PROSECUTIONS v PAUL LANCE BROAD
DIRECTOR OF PUBLIC PROSECUTIONS v PAUL LANCE BROAD
DIRECTOR OF PUBLIC PROSECUTIONS v PAUL LANCE BROAD
"8 As in all such appeals as this, it is necessary to refer to the principles which limit the circumstances in which intervention of an appellate court is justified. The court sits to correct material error: Dinsdale v The Queen [2000] HCA 54; (2000) 202 CLR 321 per Kirby J at [57]-[60]. Where no specific error is alleged, this Court must be persuaded of error of the second type referred to in House v The King (1936) 55 CLR 499 at 505, that is, that the sentence imposed by the sentencing judge is 'unreasonable or plainly unjust'. It is not to the point that the sentence may be regarded by some as too lenient or too harsh. It must be established that the sentencing order is so manifestly wrong that it could only be the result of some undefinable error in the exercise of the judicial discretion: Bresnehan v The Queen [1992] TASSC 55; (1992) 1 Tas R 234 at 242. A court of criminal appeal may not substitute its own opinion for that of the sentencing judge merely because the appellate court would have exercised its discretion in a manner different from the manner in which the sentencing judge exercised his or her discretion: see Lowndes v The Queen [1999] HCA 29; (1999) 195 CLR 665 at [15], and the other cases referred to by this Court in Director of Public Prosecutions v CSS [2013] TASCCA 10. Sentencing judges should be 'accorded a wide measure of latitude': Postiglione v The Queen [1997] HCA 26; (1997) 189 CLR 295 per Kirby J at 336. Excess or inadequacy is either apparent or it is not: Dinsdale v The Queen (above) at [6]. In considering that question regard is to be given to all the matters that are relevant to determining the sentence: Hili v The Queen [2010] HCA 45; (2010) 242 CLR 520 at 539.
9 It is opportune to refer again to the oft quoted passage from the joint decision of Mason CJ, Brennan, Dawson and Toohey JJ in Veen v The Queen (No 2) [1988] HCA 14; (1988) 164 CLR 465 at 476:
'However, sentencing is not a purely logical exercise, and the troublesome nature of the sentencing discretion arises in large measure from unavoidable difficulty in giving weight to each of the purposes of punishment. The purposes of criminal punishment are various: protection of society, deterrence of the offender and of others who might be tempted to offend, retribution and reform. The purposes overlap and none of them can be considered in isolation from the others when determining what is an appropriate sentence in a particular case. They are guideposts to the appropriate sentence but sometimes they point in different directions.'"
"95 This is a Crown appeal. The principles to be applied were reviewed in Director of Public Prosecutions v Swan [2016] TASCCA 9 at [24] and following. Those principles derive from the underlying principle that a primary purpose of Crown appeals is to lay down principles for the governance and guidance of courts having the duty of sentencing convicted persons: Green v The Queen; Quinn v The Queen [2011] HCA 49, 244 CLR 462 at 465-466 [1]- [2]. They also serve to maintain public confidence in the administration of justice by the intervention of this Court in the case of a manifestly inadequate sentence: Everett v The Queen [1994] HCA 49; (1994) 181 CLR 295 at 306; R v Stoupe [2015] NSWCCA 175 at [115]- [116]. In Everett v The Queen, McHugh J said at 306:
'Uniformity of sentencing is a matter of great importance in maintaining confidence in the administration of justice in any jurisdiction. Sentences that are higher than usual create justifiable grievances in those who receive them. But inadequate sentences also give rise to a sense of injustice, not only in those who are the victims of the crimes in question but also in the general public. Inadequate sentences are also likely to undermine public confidence in the ability of the courts to play their part in deterring the commission of crimes. To permit the Crown, as well as convicted persons, to appeal against sentences assists in maintaining confidence in the administration of justice.'
96 The appellant's right of appeal derives from the Code, s 401(2)(c). The appellant must persuade this Court that a more severe sentence is warranted in law and should have been passed in substitution for the original sentence. In any other case, the Court must dismiss the appeal. Thus, the appellant must not only establish appealable error in the exercise of the sentencing judge's sentencing discretion, but also negate any reason why this Court's residual discretion not to interfere should be exercised: R v Hernando [2002] NSWCCA 489, 136 A Crim R 451 at [12]; CMB v Attorney-General (NSW) [2015] HCA 9, 317 ALR 308, 89 ALJR 407; 243 A Crim R 282, per French CJ and Gageler J at [34], and Kiefel J (as she then was), Bell and Keane JJ at [66]."
"1 On Wednesday the 31st of May 2017, the accused, Paul Lance Broad (DOB 13/1/1995), the complainant, Stewart Yost (DOB 29/12/1988) and another male, Steven Dunne, were all drinking at Club 54 Night Club at Cameron Street in Launceston.
2 The complainant met the accused for the first time that night.
3 At approximately 2am on the 1st of June 2017 the three men agreed to catch a taxi together to Mr Dunne's residence in Youngtown.
4 The three men arrived at Mr Dunne's residence at 6 Sisson Street in Youngtown around 2:30am. The three men were intoxicated. At the time the accused's partner, Mr Dunne's partner and two younger children, who were in bed asleep, were all present inside the address. On arrival, the three men were loud and disruptive.
5 The accused and Mr Dunne left the address to go to a nearby address. Whilst this occurred the complainant, in his intoxicated state, entered the children's bedroom. One of the females inside the address became extremely upset and moved the complainant from the children's bedroom into the hall.
6 The accused returned to the address and was confronted by the female who was very upset and told the accused what had occurred.
7 The accused grabbed the complainant and forced him to the ground in the hallway/entry way of the address. The accused then dragged the complainant into a nearby main bedroom where he punched, head-butted and kicked the complainant to the head several times. This caused the complainant to become unconscious on the bedroom floor. When the accused realised that the complainant was unconscious he stopped.
8 After a few minutes, the complainant was removed from the address and let out the front of the property in a dazed state.
9 At approximately 4am police responded to a disturbance on Hobart Road near Sisson Street. Police located the complainant who was conscious but incoherent and bleeding heavily from the head with facial injuries. Police also located the accused on Hobart Road. He had fresh blood on his clothing, boots and right hand.
10 The accused was arrested for assault and conveyed to the Launceston Police Station.
11 The complainant was taken by Ambulance to the Launceston General Hospital in a semi-conscious state for treatment, where he was admitted.
12 On 1 June 2017, police executed a search warrant at 6 Sisson Street in Youngtown. Inside the address police located smeared dry blood on the entrance door frame, and blood at a number of locations on the floor in the entry hall and main bedroom.
13 The accused participated in an electronically recorded interview with police at the Launceston Police Station. Under caution he said the following:
(a) He met the complainant that evening at Club 54. Mr Dunne knew the complainant and invited the complainant and the accused back to his house for a few more drinks.
(b) The three men caught a taxi back to Mr Dunne's house at 6 Sisson Street. Everything was good when they arrived.
(c) He and Mr Dunne left the address to pick something up and he came back to the house a little bit later. When he came back to the address the two females were at the children's door crying their heads off stating that the complainant had been trying to get his way into the children's bedroom.
(d) He flipped out. He forced the complainant against a wall and to the ground, and then he dragged him into the main bedroom where he punched him with his right fist about 4 to 5 times, head butted him twice and then kicked the complainant to the head with his right boot once.
(e) When he hit the complainant with his fist he hit him hard; 'full on 100%' to the top of the head; indicating to the complainant's forehead.
(f) He had to pick the complainant up to head-butt him then he laid him back down.
(g) When he kicked the complainant to the head the complainant was lying on the ground.
(h) There was a lot of blood. There was blood on his clothes, his boot and his fist. His fist is a bit sore and bruised.
(i) The complainant wasn't giving any resistance to what was happening.
(j) The complainant wasn't a strong person. He came across as 'being gay' due to the way he looked with his high heeled shoes.
(k) The complainant was out cold; as soon as he saw this he stopped and walked away.
(l) He did it due to being good mates with Mr Dunne and he treats his kids as his own.
(m) It was the worse night of his life because he assaulted someone. He was sorry for what he did ...".
"My client is 22 years old. Before being remanded in custody on his lower court matters he was residing with his father in Young Town . He instructs that he has a positive relationship with his father and upon release instructs he will likely be residing with him once again.
He instructs that he's been in a relationship with his partner for nearly a year. They have remained together while he's been serving his time in custody and I'm instructed that she is completely supportive of him and they have every intention of continuing that relationship. Certainly until he is released. They have no children together and at the time of being brought into custody he was unemployed and was in receipt of a New Start allowance.
At the time of being sentenced by the lower court he was, on my instructions, looking for employment as either a mechanic or a labourer - both areas, on my instructions, he has experience in in his younger years.
He instructs that he grew up in Tasmania and attended Kings Meadows High School until Year 7. I'm instructed he didn't complete that year in school. He was ejected from his mother's house at that time. It was at that point that he moved in with his father in Rocherlea and he instructs that he didn't return to school and that it was an extremely difficult and turbulent period in his life.
He instructs that it was at that time that he began using cannabis and his offending commenced around that general time. He instructs that he has been a regular user of cannabis until June last year at which point he gave up his habit of - which was approximately two to three grams a day and instructs that he hasn't used cannabis since then.
I am instructed he's not medicated for any mental health or general health issues and he instructs he suffers from neither.
With respect to the offence itself, my client indicates that, as in indeed your Honour has heard from my learned friend, the parties were intoxicated. When he returned to the address of Mr Dunn which your Honour has heard in the Facts he was met by what he describes as a scene that was difficult to comprehend. His own partner was in tears as was Mr Dunn's partner and they relayed to my client that the children were scared as the complainant in this matter had been trying to get into their rooms.
He acknowledges that his reaction was extreme. Even in the circumstances as be believed them to be he believed the children to be in danger. He accepts that his reaction was excessive to say the least. He instructs that that reaction has come about as a result of not only his intoxication but he instructs he is very close with Mr Dunn. His children - Mr Dunn's children - my client treats as his own and he was concerned for their welfare. He concedes that at the time he was so intoxicated that he didn't properly stop to assess the situation.
My submission to your Honour is that he expressed significant remorse to police in his interview and in fact he told them that that night was one of worst in his life because he assaulted someone. He was honest with police about his actions. He described them frankly and my submission is that much of the Crown Facts are based off what my client has said to police in his interview. He instructs that he is remorseful for his actions. He accepts what is contained in the victim impact statement. I'm not instructed to make any submissions with respect to that and he instructs that - he describes himself in his owns as down in the dumps since the assault occurred.
With respect to his prior matters I note that there is a matter for which your Honour has been presented with an application breach of suspended sentence for the code assault. Just to make things perfectly clear my client doesn't instruct me to make or rather he doesn't instruct that he opposes that application. I'm not instructed to make any submissions with respect to unjust and unreasonable. He accepts that he is squarely in breach of that sentence and he doesn't instruct me to resile from that. With respect to that particular assault he instructs that it occurred as a result of animosity between neighbours and that it is also a matter which he sincerely regrets.
With respect to his age, my submission is that at 22 he is still a youthful offender. I accept that he has a serious prior matter for assault and two prior matters for common assault but my submission is that he remains a youthful offender. Regard should be had for the need to emphasis rehabilitation. My submission is that there is no - there is nothing to prevent your Honour from imposing the maximum non-parole period with respect to Mr Broad.
I can't submit to your Honour that he hasn't any employment to attend to when he leaves but he has an employment history which makes him an employable character in my submission. He instructs that he's had various jobs as a mechanic and a labourer in his past and he fully intends to investigate employment upon his release and further my submission is that he has the support of his father and his partner. Support that, in my submission, many defendants are not lucky enough to benefit from when they become your Honour. He does have family support in that respect.
I also note that the plea of guilty was entered in the Magistrates Court which, in my submission, is at an early stage. The matter was committed for sentence on the 30th August and I ask your Honour to take that into account as a sign of his remorse.
My final submission is that the total effect of the activation of the suspended sentence and the period of imprisonment that your Honour will impose in addition to that must not, in my respectful submission, be crushing. His current sentence - and just to pick up on something that my learned friend was discussing with your Honour, my instructions are that my client is entitled to remission on his current sentence even though it is a suspended sentence. He has sought from the prisons information as to his earliest release date. Obviously not taking into account this matter. His instructions are that in fact he would be eligible for release if he were granted the benefit of remissions on the 4th December. Those are my instructions with respect to that matter. I don't - ...".
"The offender has a long history of anti-social conduct, many being a breach of bail conditions, but he does have prior convictions for assault. The Court is told that he is due for release with remissions on 4 December 2017.
The offender is young and may be able to make a fresh start, although his anti-social conduct makes this more unlikely than likely. The prosecution asked me to activate a sentence and I will have regard to the totality principle. The totality principle being that the penalty ought not be crushing and ought to take into account the fact that he is already in custody."
"[38] The seriousness of the conduct highlights that it is not only the offender's rehabilitation which is in the community's interest. As I have said, the sentencing function must fulfil other objectives as well, such as general deterrence and reinforcing the values of the community by denouncing such conduct. In R v Tran (above) at [14], Callaway JA said: 'The rehabilitation of youthful offenders, where practicable, is one of the great objectives of the criminal law, but it is not its only objective. It is not difficult to cite cases where other objectives have had to prevail. It is true that, in the case of a youthful offender, rehabilitation is usually far more important than general deterrence, but the word I have italicised is there to remind us that there are cases where just punishment, general deterrence or other sentencing objectives are at least equally important.' In terms of just punishment, it is in the community's interest for sentences to adequately recognise the nature and significance of the wrong that has been done: Director of Public Prosecutions v DJK [2003] VSCA 109 per Vincent JA at [18].
[39] The severity of the attack and the potential for serious injury demanded that weight be given to general deterrence. The crimes required denunciation in the sense of 'appropriate vindication and to assuage public outrage' Evans J in DPP v NOP [2011] TASCCA 15 at [4]. This sentencing objective is to vindicate the rights of victims and reinforce the values of the community: DPP v Neethling [2009] VSCA 116; (2009) 22 VR 466 per Maxwell P, Vincent JA and Hargrave AJA at [56] and [57]. A community service order and a probation order failed to achieve these objectives."
DIRECTOR OF PUBLIC PROSECUTIONS v PAUL LANCE BROAD
"I digress to observe that, even were it otherwise and the early plea of guilty was born of nothing other than acceptance of the inevitable, it would nonetheless have had the effect of saving the State the expense and inconvenience of a trial ...".
"[74] Nor is the instinctive synthesis approach inconsistent with awarding a discount for some factor, provided that discount relates to a purpose distinct from a sentencing purpose. The distinction between permissible and impermissible quantification of 'discounts' on a sentence will usually be found in whether the quantification relates to a sentencing purpose rather than some other purpose. So, the quantification of the discount commonly applied for an early plea of guilty or assistance to authorities is offered as an incentive for specific outcomes in the administration of criminal justice and is not related to sentencing purposes. The non-sentencing purpose of the discount for an early guilty plea or assistance is demonstrated by the fact that offenders are ordinarily entitled to additional mitigation for any remorse or contrition demonstrated with the plea or assistance, aside from the discount for willingness to facilitate the course of justice."
"I accept that the respondent's plea of guilty is a significant mitigatory factor. In determining an appropriate discount, the timing of the plea is important, an early plea attracts a greater discount than a late plea. Here, the respondent's pleas of guilty were entered at a very late stage but saved the victims from giving evidence. His pleas of guilty may, in the circumstances of this case, result in a discount of up to 20%."
Director of Public Prosecutions
Broad [2018] TASCCA 5
(1995) 5 Tas R 186
(2006) 228 CLR 357
(2000) 202 CLR 321
(1936) 55 CLR 499
(1992) 1 Tas R 234
(1999) 195 CLR 665
(1997) 189 CLR 295
(2010) 242 CLR 520
(1988) 164 CLR 465
(1994) 181 CLR 295
(2009) 22 VR 466
(2005) 228 CLR 357
(1979) 143 CLR 458
(1987) 164 CLR 465