[2024] WASCA 26
General information, not legal advice.
Court of Appeal (WA)
2024-03-22
Buss P
Original judgment source is linked above.
(a) an instrument of delegation dated 24 October 2017 and signed by Jennifer Taylor, the Chief Executive Officer of Comcare, purportedly pursuant to s 154 of the WHS Act; and
(b) a written authorisation dated 30 January 2019 and signed by Anthony Blucher, the Acting General Manager, Regulatory Operations Group, Comcare, purportedly pursuant to s 230(1)(b) of the WHS Act, which purported to authorise the appellant (who was an inspector appointed under pt 9 of the WHS Act) to bring proceedings against the first respondent for an offence against s 32 of the WHS Act.
(a) the instrument of delegation dated 24 October 2017 did not validly or effectively delegate to Mr Blucher power to authorise the appellant to bring proceedings for an offence against the WHS Act;
(b) the appellant was not authorised to commence the prosecution against the first respondent by the prosecution notice dated 31 January 2019; and
(c) the prosecution commenced by the prosecution notice should be quashed.
[The instrument of delegation] was invalid and wholly ineffective to delegate to any person any power to authorise the Appellant to bring proceedings against the First Respondent because that instrument failed to specify properly or at all any relevant function or power to be delegated.
The primary judge's reasons, the appellant's submissions and the first respondent's submissions
The instrument of delegation dated 24 October 2017 provides, relevantly:
The written authorisation dated 30 January 2019 provides, relevantly:
(a) to advise and make recommendations to the Minister and report on the operation and effectiveness of this Act;
(b) to monitor and enforce compliance with this Act;
(c) to provide advice and information on work health and safety to duty holders under this Act and to the community;
(d) to collect, analyse and publish statistics relating to work health and safety;
(e) to foster a co‑operative, consultative relationship between duty holders and the persons to whom they owe duties and their representatives in relation to work health and safety matters;
(f) to promote and support education and training on matters relating to work health and safety;
(g) to engage in, promote and co‑ordinate the sharing of information to achieve the object of this Act, including the sharing of information with a corresponding regulator;
(h) to conduct and defend proceedings under this Act before a court or tribunal;
(i) any other function conferred on the regulator by this Act.
(1) Subject to this Act, the regulator has the power to do all things necessary or convenient to be done for or in connection with the performance of its functions.
(2) Without limiting subsection (1), the regulator has all the powers and functions that an inspector has under this Act.
(1) The regulator may, by instrument in writing, delegate a power or function under this Act other than this power of delegation to:
(a) a member of the staff of the regulator who is an SES employee or an acting SES employee; or
(b) an inspector; or
(c) a member of the staff of the regulator prescribed by regulations.
(2) A delegation under this section may be made subject to such conditions as the regulator thinks fit.
(1) Subject to subsection (4), proceedings for an offence against this Act may only be brought by:
(a) the regulator; or
(b) an inspector with the written authorisation of the regulator (either generally or in a particular case).
(2) An authorisation under subsection (1)(b) is sufficient authority to continue proceedings in any case where a court amends the charge, warrant or summons.
(3) The regulator must issue, and publish on the regulator's website, general guidelines for or in relation to:
(a) the prosecution of offences under this Act; and
(b) the acceptance of WHS undertakings under this Act.
(4) Nothing in this section affects the ability of the Director of Public Prosecutions to bring proceedings for an offence against this Act.
Proceedings for a contravention of a WHS civil penalty provision may only be brought by:
(a) the regulator; or
(b) an inspector with the written authorisation of the regulator (either generally or in a particular case).
Section 13(b) of the Crimes Act
Relevant provisions of the Acts Interpretation Act 1901 (Cth)
Where an Act confers power on a person or body (in this section called the authority) to delegate a function, duty or power:
(a) the delegation may be made either generally or as otherwise provided by the instrument of delegation;
(b) the powers that may be delegated do not include that power to delegate;
(c) a function, duty or power so delegated, when performed or exercised by the delegate, shall, for the purposes of the Act, be deemed to have been performed or exercised by the authority;
(d) a delegation by the authority does not prevent the performance or exercise of a function, duty or power by the authority; and
(e) if the authority is not a person, section 34A applies as if it were.
If a provision confers on a person (the authority) the power to make an instrument other than a legislative instrument, notifiable instrument or a rule of court, then:
(a) this Act applies to any instrument so made as if it were an Act and as if each provision of the instrument were a section of an Act; and
(b) expressions used in any instrument so made have the same meaning as in the Act or instrument, as in force from time to time, that authorises the making of the instrument in which the expressions are used; and
(c) any instrument so made is to be read and construed subject to the enabling legislation as in force from time to time, and so as not to exceed the power of the authority.
The distinction between a 'function' and a 'power'
The proper construction of relevant provisions of the WHS Act
The proper construction of the instrument of delegation dated 24 October 2017
(a) a member of the staff of the regulator who is an SES employee or an acting SES employee; or
(b) an inspector; or
(c) a member of the staff of the regulator prescribed by regulations.
(a) the function under s 152(h) to conduct proceedings under the WHS Act before a court, including to bring proceedings for an offence against that Act;
(b) the power under s 153(1) to do all things necessary or convenient to be done for or in connection with conducting proceedings under the WHS Act before a court, including bringing proceedings for an offence against that Act; and
(c) the power under s 230(1)(b), by a written authorisation, to authorise an inspector (either generally or in a particular case) to bring proceedings for an offence against the WHS Act.
The powers and functions under the following sections of the WHS Act:
...
Section 230 Prosecutions
The proper construction of the written authorisation dated 30 January 2019
(a) the instrument of delegation did not validly or effectively delegate to Mr Blucher power to authorise the appellant to bring proceedings for an offence against the WHS Act;
(b) the appellant was not authorised to commence the prosecution against the first respondent by the prosecution notice dated 31 January 2019; and
(c) the prosecution commenced by the prosecution notice should be quashed.
1.1 the Delegation ... did not effectively delegate to Mr Blucher power to authorise Mr Wallis to bring proceedings for an offence against the Work Health and Safety Act 2011 (Cth) ...
1.2. Mr Wallis was not authorised to commence the prosecution against John Holland Pty Ltd by the Prosecution Notice dated 31 January 2019 (Prosecution Notice); and
1.3. the prosecution commenced by the Prosecution Notice be quashed.
[T]he purported instrument of delegation, styled 'Instrument of Delegation No 10 of 2017', dated 24 October 2017, was invalid and wholly ineffective to delegate to any person any power to authorise the appellant to bring proceedings against the first respondent because that instrument failed to specify properly or at all any relevant function or power to be delegated.
(a) to advise and make recommendations to the Minister and report on the operation and effectiveness of this Act;
(b) to monitor and enforce compliance with this Act;
(c) to provide advice and information on work health and safety to duty holders under this Act and to the community;
(d) to collect, analyse and publish statistics relating to work health and safety;
(e) to foster a co‑operative, consultative relationship between duty holders and the persons to whom they owe duties and their representatives in relation to work health and safety matters;
(f) to promote and support education and training on matters relating to work health and safety;
(g) to engage in, promote and co‑ordinate the sharing of information to achieve the object of this Act, including the sharing of information with a corresponding regulator;
(h) to conduct and defend proceedings under this Act before a court or tribunal;
(i) any other function conferred on the regulator by this Act.
(1) Subject to this Act, the regulator has the power to do all things necessary or convenient to be done for or in connection with the performance of its functions.
(2) Without limiting subsection (1), the regulator has all the powers and functions that an inspector has under this Act.
(1) The regulator may, by instrument in writing, delegate a power or function under this Act other than this power of delegation to:
(a) a member of the staff of the regulator who is an SES employee or an acting SES employee; or
(b) an inspector; or
(c) a member of the staff of the regulator prescribed by regulations.
(2) A delegation under this section may be made subject to such conditions as the regulator thinks fit.
Note: For further provisions relating to delegations and the revocation of delegations, see the Acts Interpretation Act 1901.
(1) Subject to subsection (4), proceedings for an offence against this Act may only be brought by:
(a) the regulator; or
(b) an inspector with the written authorisation of the regulator (either generally or in a particular case).
(2) An authorisation under subsection (1)(b) is sufficient authority to continue proceedings in any case where a court amends the charge, warrant or summons.
(3) The regulator must issue, and publish on the regulator's website, general guidelines for or in relation to:
(a) the prosecution of offences under this Act; and
(b) the acceptance of WHS undertakings under this Act.
(4) Nothing in this section affects the ability of the Director of Public Prosecutions to bring proceedings for an offence against this Act.
The function and power to authorise an inspector to bring proceedings
The proper construction of the instrument of delegation Applicable legal principles in construing instruments of delegation
[A]n instrument of delegation is not legislation but, in principle, the manner in which it is construed is guided by the authorities regarding statutes. There is no reason to construe an instrument of delegation more strictly.[42]
In interpreting a provision of [the instrument of delegation], the interpretation that would best achieve the purpose or object of [the instrument of delegation] (whether or not that purpose or object is expressly stated in [the instrument of delegation]) is to be preferred to each other interpretation.
While in particular contexts ... a distinction may be made, there are also contexts where 'by' and 'under' have the same meaning. For example, both 'by' and 'under' are commonly used in contexts where the meaning is 'pursuant to' or 'in accordance with'.
While the word 'under' has a primary meaning in the sense of denoting a position beneath or below something which is overhead or above or covered by it, it also has a meaning as an adverb implying covered by or in accordance with some regulative power or principle: Shorter Oxford English Dictionary (3rd Ed) Vol II, 2290.[50]
The applicant's application for a review order by originating motion dated 1 November 2021 is dismissed.
(a) protecting workers and other persons against harm to their health, safety and welfare through the elimination or minimisation of risks arising from work; and
(e) securing compliance with [the WHS Act] through effective and appropriate compliance and enforcement measures[.]
Comcare may, in writing, delegate to an officer of, or a person employed by, the Commonwealth or a Commonwealth authority all or any of Comcare's functions and powers other than the functions and powers of Comcare under the [WHS Act].
(h) to conduct and defend proceedings under this Act before a court or tribunal;
(i) any other function conferred on the regulator by this Act.
(1) The regulator may, by instrument in writing, delegate a power or function under this Act other than this power of delegation to:
(a) a member of the staff of the regulator who is an SES employee or an acting SES employee; or
(b) an inspector; or
(c) a member of the staff of the regulator prescribed by regulations.
(2) A delegation under this section may be made subject to such conditions as the regulator thinks fit.
(1) Subject to subsection (4), proceedings for an offence against this Act may only be brought by:
(a) the regulator; or
(b) an inspector with the written authorisation of the regulator (either generally or in a particular case).
(2) An authorisation under subsection (1)(b) is sufficient authority to continue proceedings in any case where a court amends the charge, warrant or summons.
(3) The regulator must issue, and publish on the regulator's website, general guidelines for or in relation to:
(a) the prosecution of offences under this Act; and
(b) the acceptance of WHS undertakings under this Act.
(4) Nothing in this section affects the ability of the Director of Public Prosecutions to bring proceedings for an offence against this Act.
Proceedings for a contravention of a WHS civil penalty provision may only be brought by:
(a) the regulator; or
(b) an inspector with the written authorisation of the regulator (either generally or in a particular case).
... to each person, meeting the criteria specified in subsection 154(1) of the WHS Act, from time to time occupying or performing the duties of a position in Comcare specified in Part 1 of each schedule to this instrument to perform the functions or exercise the powers of the WHS Act ... which have been specified in Part 2 of that Schedule.
Unless the contrary intention appears in the Act or regulation creating the offence, any person may:
(a) institute proceedings for the commitment for trial of any person in respect of any indictable offence against the law of the Commonwealth; or
(b) institute proceedings for the summary conviction of any person in respect of any offence against the law of the Commonwealth punishable on summary conviction.
(1) In this section, a reference, in relation to a corporation, to a prescribed person, is a reference to an official manager, liquidator or provisional liquidator of the corporation or to any other person authorised by the Commission to make applications under this section or to make an application under this section in relation to that corporation.
(2) Where it appears to the Commission or to a prescribed person that:
(a) a person who has taken part or been concerned in the promotion, formation, management, administration or winding up of, or has otherwise taken part or been concerned in affairs of, a corporation has been, or may have been, guilty of fraud, negligence, default, breach of trust, breach of duty or other misconduct in relation to that corporation; or
(b) a person may be capable of giving information in relation to the promotion, formation, management, administration or winding up of, or otherwise in relation to affairs of, a corporation;
the Commission or prescribed person may apply to the Court for an order under this section in relation to the person.
(3) Where an application is made under subsection (2) in relation to a person, the Court may order that the person attend before the Court on a day and at a time to be fixed by the Court to be examined on oath on any matters relating to the promotion, formation, management, administration or winding up of, or otherwise relating to affairs of, the corporation concerned.
...
(8) A person attending before the Court for examination pursuant to an order made under subsection (3) shall not refuse or fail to answer a question that he or she is directed by the Court to answer.
(9) A person attending before the Court for examination pursuant to an order made under subsection (3), if directed by the Court to produce any books in his or her possession or under his or her control relevant to the matters on which he or she is to be, or is being, examined, shall not refuse or fail to comply with the direction.
The opening words of s 597(1) ('In this section, a reference ... to a prescribed person, is ... ') indicate its function as one of explaining the sense in which a term is employed in the subsections which follow. The subsection is not expressed as a dispositive provision creating rights or liabilities or reposing powers or functions. Legal rights and duties in relation to the examination of persons concerned with corporations are created in plain terms in the balance of s 597. Section 597(1) specifies the membership of a class in which, together with the [Commission], is reposed the power or function of making certain court applications. Membership of the class includes those 'authorised' to a certain effect by the [Commission]. It is consistent with this explanatory or definitional character of s 597(1) to treat the phrase 'authorised by the Commission' as a descriptive of persons who have attained that state or condition by the exercise of a function or power of the [Commission] which has a legislative source outside the subsection.
In this passage, the Full Court rejected the argument that s 597 is the source of power of the [Commission] to authorise persons to make application to the court under s 597. The court regarded s 597(1) as having an explanatory or definitional character. But the court did not exclude s 597 as the source of a function of the [Commission] to authorise persons to make such applications as the passage quoted above demonstrates. The court there expressly left open the questions of whether s 11(4) was a source of power of the [Commission] to perform the function of authorisation, and whether s 597 conferred that function upon it. Whether s 11(4) is such a source of power arises squarely in the present case.
The Commission has power to do whatever is necessary for or in connection with, or reasonably incidental to, the performance of its functions.
Before the incidental power conferred by s 11(4) can arise, however, it must be attached to a function of the [Commission] conferred on it by or under some statutory provision other than s 11(4) itself. It is clear from the language of s 597(1), (2) and (3) of the Corporations Law that the Parliament envisaged that the functions, purposes or activities of the [Commission] would include the authorisation of persons, other than an official manager, liquidator or provisional liquidator of a corporation, to make application to a court under s 597 in relation to that corporation.
One of the [Commission's] specific functions is to ascertain if persons who have been concerned in the management or administration or affairs of a corporation have been or may have been guilty of fraud, negligence, default, breach of trust, breach of duty or other misconduct, a function recognised by s 597(2)(a). Another of the [Commission's] specific functions, recognised by s 597(2)(b), is to ascertain if persons may give information in relation to the promotion, formation, management, administration or winding up of (or otherwise in relation to) the affairs of a corporation. The performance of those functions is assisted and furthered by the examination of such persons under s 597. Section 597(2) expressly empowers the [Commission] or a 'prescribed person' to apply to a court for an order under s 597 in relation to a person.
In my opinion these considerations lead to the conclusion that s 597 itself confers the function upon the [Commission] of authorising persons to apply to a court for an order under s 597.
Although s 597(1) is not the source of the [Commission's] power to authorise persons to apply to the court under s 597; it is the section which, for the reasons given earlier, determines the function of the [Commission] to which the power conferred by s 11(4) of the ASC Act attaches, and thereby enlivens the function. Without a function of the [Commission] there is nothing to which the power conferred by s 11(4) can attach. The two are inevitably intertwined, though it is important to bear in mind that one is the function and the other the power. But without the function, the power has no operation. It is not therefore inaccurate for the second paragraph of the instrument of authorisation to use the language which it does.
... all of the powers and functions conferred or expressed to be conferred on the Commission by or under the following provisions:
(1) all of the powers and functions conferred or expressed to be conferred on the Commission by or under the provisions of the Corporations Law other than sub-paragraph ...
In my opinion it is a permissible use of language to construe the instrument as saying that the function of the [Commission] of authorising persons to make applications to a court under s 597 and the power of the [Commission] to perform that function derived from s 11(4) of the ASC Act are 'powers and functions conferred on' the [Commission] 'under the provisions of the Corporations Law'. The operation of s 11(4) of the ASC Act upon s 597 of the Corporations Law is not inaptly described by the language used in the instruments of delegation. Although the source of the power to authorise stems from s 11(4) of the ASC Act, s 11(4) is an incidental power that assumes the existence of a function to which it can attach. In this case, the function is one which arises from s 597. The interaction of the two statutory provisions is sufficiently described by the language of each instrument of delegation.
The word 'by' being plainly apt to apply to the common situation where a section of an Act specifically confers a power, the additional words of 'or under' should be read as extending the scope of the delegation beyond such a case.
... it would be strange use of language that produced the result that a function that cannot be discharged without a power had been delegated, but that the power required to make the delegation of that function at all meaningful had not been delegated.
No doubt, instruments of this character are not necessarily drafted with the precision which should attend the preparation of delegated legislation. Nevertheless, the steps taken under or pursuant to such instruments may affect in a significant manner the rights and liabilities of a wide range of third parties. Accordingly, the terms of these instruments should be fairly but not over-generously construed.
It is true that the power appertains and attaches to, and is exercisable in respect of, functions conferred by s 597. In a sense, the power may be said to arise 'under', meaning 'by reason of the existence of', the function conferred by s 597.
The distinction between the functions and powers of an administrative body is between functions or purposes or activities of an administrative body on the one hand and the powers conferred upon it to perform or execute those functions, purposes or activities on the other. This is the primary sense in which the words are understood. The types of statutory contexts in which the expressions 'functions' and 'powers' of such bodies appear differ considerably. Sometimes the two expressions are treated interchangeably or with blurred dividing lines; whilst some statutory definitions of 'functions' provide that '"functions" includes powers and duties'[.]
7- Functions
(1) There is to be an Independent Commissioner Against Corruption with the following functions:
(a) to identify corruption in public administration and to‑
(i) investigate and refer it for prosecution; or
(ii) refer it to a law enforcement agency for investigation and prosecution[.]
(a) The WHS Act draws a distinction between functions and powers, and provides separately and expressly for functions and powers of the regulator;
(b) That distinction is reflected in the power of delegation under s 154;
(c) Section 152 sets out express functions, but s 152(i) makes plain that the list is not exhaustive;
(d) The WHS Act provides for the conferral of a plenary power (s 153) and separately for specific powers. The specific matters relate to the exercise of coercive powers;
(e) Subsection 230(1)(b) plainly contemplates that the regulator may authorise an inspector to begin a prosecution;
(f) Subsection 230(2) refers to such an authorisation as being 'under subsection (1)(b)';
(g) Subsection 230(4) refers to the equivalent 'ability' of the Director of Public Prosecutions to bring a prosecution. The notion of 'ability' is more usually associated with the existence or conferral of power.
The general principles relating to the interpretation of primary legislation are equally applicable to the interpretation of executive documents such as instruments of delegation and policies as explained by Goldberg J in Parks Holdings Pty Ltd (t/as Gladstone Chemicals) v Chief Executive Officer of Customs [2004] FCA 820; (2004) 81 ALD 365 at [87]:
'Of course, an instrument of delegation is not legislation but, in principle, the manner in which it is construed is guided by the authorities regarding statutes. There is no reason to construe an instrument of delegation more strictly. ...'
Ordinary principles of construction require that 'the language be read in context and having regard to the objective which it was designed to promote', while retaining a primary focus upon the text: 4Nature Incorporated v Centennial Springvale Pty Ltd [2017] NSWCA 191 at [51] (Basten JA). The objective is to construe the relevant provision in a way consistent with the language and purpose of the relevant instrument when considered as a whole: Project Blue Sky Inc v Australian Broadcasting Authority (1998) 194 CLR 355; [1998] HCA 28 ('Project Blue Sky') at [69] (McHugh, Gummow, Kirby, Hayne JJ).
An instrument of delegation, or a policy, must therefore be read in context, including by reference to the legislation pursuant to which it was made and with which it must be consistent and, subject to any specific indication to the contrary, the delegation should be read in a way that promotes its purpose: see by analogy, One.Tel Ltd v Australian Communications Authority (2001) 110 FCR 125; [2001] FCA 54 at [64] (Hill J).
46 Construction of instruments
(1) If a provision confers on a person (the authority) the power to make an instrument other than a legislative instrument, notifiable instrument or a rule of court, then:
(a) this Act applies to any instrument so made as if it were an Act and as if each provision of the instrument were a section of an Act; and
(b) expressions used in any instrument so made have the same meaning as in the Act or instrument, as in force from time to time, that authorises the making of the instrument in which the expressions are used; and
(c) any instrument so made is to be read and construed subject to the enabling legislation as in force from time to time, and so as not to exceed the power of the authority.
(2) If any instrument so made would, but for this subsection, be construed as being in excess of the authority's power, it is to be taken to be a valid instrument to the extent to which it is not in excess of that power.
(3) The amendment of an instrument, other than a legislative instrument or a notifiable instrument, or a rule of court, by an Act does not prevent the instrument, as so amended, from being amended or repealed by the authority.
15AA Interpretation best achieving Act's purpose or object
In interpreting a provision of an Act, the interpretation that would best achieve the purpose or object of the Act (whether or not that purpose or object is expressly stated in the Act) is to be preferred to each other interpretation.
(a) to give any such information to the Commissioner within the time and in the manner specified in the instrument;
(b) to attend before the Commissioner or another person specified in the instrument at a specified time and place (being a time and place that are reasonable in the circumstances, and there to answer questions for that purpose; or
(c) to produce any such document to the Commissioner or another person specified in the instrument, in accordance with the instrument.
[The] question must be resolved by ordinary principles of construction which require that the delegation be read in context including by reference to the legislation pursuant to which it was made and with which it must be consistent (see by analogy Master Education Services Pty Ltd v Ketchell [2008] HCA 38; (2008) 236 CLR 101 at [19] (Gummow A-CJ, Kirby, Hayne, Crennan and Kiefel JJ)). Subject therefore to a specific indication to the contrary, the delegation should be read in a way that promotes its purpose (One.Tel Ltd v Australian Communications Authority [2001] FCA 54; (2000) 110 FCR 125 at [64] (Hill J) by analogy). That purpose would not be served by reading the delegation divorced from its context and the regulations pursuant to which it is made in with the applicant's strictly literal approach.
The constructional choice posed therefore by the width of the language used in the delegation is resolved by reading the delegation in line with these principles as necessarily or implicitly limited by the requirement that the delegate hold an office consistent with reg 119 and not merely the position of (relevantly) DOCM-A.
I certify that the preceding paragraph(s) comprise the reasons for decision of the Supreme Court of Western Australia.
Research Associate to the Honourable President Buss
[1] John Holland Pty Ltd v Wallis [2022] WASC 358 [130].
[2] Australian Broadcasting Tribunal & Actors Equity of Australia Ltd v Saatchi & Saatchi Compton (Vic) Pty Ltd (1985) 10 FCR 1, 4, 8 (Bowen CJ).
[3] Mercantile Mutual Life Insurance Co Ltd v Australian Securities Commission [1993] FCA 77; (1993) 40 FCR 409, 422 (Lockhart J).
[4] Edelsten v Health Insurance Commission (1990) 27 FCR 56, 63 (Northrop and Lockhart JJ).
[5] Project Blue Sky Inc v Australian Broadcasting Authority [1998] HCA 28; (1998) 194 CLR 355 [69] (McHugh, Gummow, Kirby & Hayne JJ).
[6] Alcan (NT) Alumina Pty Ltd v Commissioner of Territory Revenue (NT) [2009] HCA 41; (2009) 239 CLR 27 [47] (Hayne, Heydon, Crennan & Kiefel JJ).
[7] Travelex Ltd v Federal Commissioner of Taxation [2010] HCA 33; (2010) 241 CLR 510 [82] (Crennan & Bell JJ).
[8] SZTAL v Minister for Immigration and Border Protection [2017] HCA 34; (2017) 262 CLR 362 [14] (Kiefel CJ, Nettle & Gordon JJ).
[9] CIC Insurance Ltd v Bankstown Football Club Ltd [1997] HCA 2; (1997) 187 CLR 384, 408 (Brennan CJ, Dawson, Toohey & Gummow JJ).
[10] AB (a pseudonym) v Independent Broad‑based Anti‑corruption Commission [2024] HCA 10 [21] (Gageler CJ, Gordon, Edelman, Steward, Gleeson, Jagot and Beech‑Jones JJ).
[11] Certain Lloyd's Underwriters v Cross [2012] HCA 56; (2012) 248 CLR 378 [26] (French CJ & Hayne J).
[12] Minister for Employment and Workplace Relations v Gribbles Radiology Pty Ltd [2005] HCA 9; (2005) 222 CLR 194 [21] (Gleeson CJ, Hayne, Callinan & Heydon JJ).
[13] Raymond v Attorney‑General [1982] QB 839, 846 ‑ 847 (Sir Sebag Shaw, delivering the judgment of the Court of Appeal of England and Wales).
[14] Biochem Pharma Inc v Commissioner of Patents (1998) 82 FCR 87, 92 (Hill J).
[15] Hird v Chief Executive Officer of the Australian Sports Anti‑Doping Authority [2015] FCAFC 7; (2015) 227 FCR 95 [210] (Kenny, Besanko and White JJ).
[16] Berry v Federal Commissioner of Taxation [1953] HCA 70; (1953) 89 CLR 653, 658 ‑ 659 (Kitto J).
[17] Collector of Customs v Pozzolanic Enterprises Pty Ltd [1993] FCA 456; (1993) 43 FCR 280, 288 ‑ 289 (Neaves, French and Cooper JJ).
[18] Re Warden Calder; ex parte Lee [2007] WASCA 161; (2007) 34 WAR 289 [36] ‑ [38] (McLure JA; Pullin & Buss JJA agreeing).
[19] John Holland Pty Ltd v Wallis [2022] WASC 358 (primary reasons) [130].
[21] Primary reasons [132] - [133]. See also Orders of the Supreme Court of Western Australia made 21 November 2022 pars 2 - 4 BAB 1 - 2.
[22] See Crimes Act 1914 (Cth) s 4H.
[23] Safety Rehabilitation and Compensation Act 1988 (Cth) s 74(1) - (1A).
[25] See primary reasons [11], [38].
[26] Huth v Clarke [1890] UKLawRpKQB 105; (1890) 25 QBD 391, 395.
[28] Primary reasons [64], [84], [119].
[32] HongkongBank of Australia Ltd v Australian Securities Commission [1992] FCA 376; (1992) 40 FCR 402.
[33] Mercantile Mutual Life Insurance Co Ltd v Australian Security Commission [1993] FCA 77; (1993) 40 FCR 409.
[34] Perpetual Trustee Co (Canberra) Ltd v Lewis (as Delegate for the Commissioner for ACT Revenue) (1994) 119 FLR 38.
[35] Appeal ts 14, 27. See also: appellant's submissions par 42 WAB 14; first respondent's submissions pars 25 - 26 WAB 28 - 29.
[36] Edelsten v Health Insurance Commission (1990) 27 FCR 56, 63.
[37] Mercantile Mutual Life Insurance Co Ltd v Australian Securities Commission (424).
[38] First respondent's submissions par 50 WAB 36.
[39] Majar v The Northern Land Council (1991) 37 FCR 117.
[40] Majar v The Northern Land Council (136).
[41] Herzfeld P and Prince T, Interpretation (2nd ed, 2020) [16.10]; Pearce D, Statutory Interpretation in Australia (10th ed, 2024) [1.3].
[42] Parks Holdings Pty Ltd v Chief Executive Officer of Customs [2004] FCA 820; (2004) 81 ALD 365 [87].
[43] Mercantile Mutual Life Insurance Co Ltd v Australian Securities Commission (441).
[44] Perpetual Trustee Co (Canberra) Ltd v Lewis (45). Perry J has suggested that this is an application of the principle of legality: Fisk v Chief of the Defence Force (No 2) [2017] FCA 1490 [30].
[46] Certain Lloyd's Underwriters Subscribing to Contract No IH00AAQS v Cross [2012] HCA 56; (2012) 248 CLR 378 [25] ‑ [26].
[49] Energy Resources of Australia Ltd v Commissioner of Taxation [2003] FCA 26; (2003) 52 ATR 120 [37].
[50] R v TKACZ [2001] WASCA 391 [23] - [24].
[51] Hancock Prospecting Pty Ltd v Rinehart [2017] FCAFC 170; (2017) 257 FCR 442 [200].
[52] Chan v Cresdon Pty Ltd [1989] HCA 63; (1989) 168 CLR 242, 249.
[53] Rinehart v Welker [2012] NSWCA 95; (2012) 95 NSWLR 221 [125]. (Subsequently the Full Court of the Federal Court of Australia characterised this interpretation of the word 'under' as 'narrow, not liberal': Hancock Prospecting Pty Ltd v Rinehart [199]).
[54] Federal Commissioner of Taxation v Sara Lee Household & Body Care (Australia) Pty Ltd [2000] HCA 35; (2000) 201 CLR 520 [42]; Queensland Premier Mines Pty Ltd v French [2007] HCA 53; (2007) 235 CLR 81 [55].
[55] Hancock Prospecting Pty Ltd v Rinehart [196].
[56] Mercantile Mutual Life Insurance Co Ltd v Australian Securities Commission (442).
[60] Established under the s 68 of the Safety, Rehabilitation and Compensation Act 1988 (Cth).
[63] GAB 60; Affidavit of Ashley Joseph Sherr affirmed 26 July 2021, "AJS-3".
[64] GAB 62; Affidavit of Ashley Joseph Sherr affirmed 26 July 2021, "AJS-3".
[65] GAB 59; Affidavit of Ashley Joseph Sherr affirmed 26 July 2021, "AJS-2".
[66] GAB 53 - 58; Affidavit of Ashley Joseph Sherr affirmed 26 July 2021, "AJS-1".
[67] BAB 34; John Holland Pty Ltd v Wallis [2022] WASC 358 (Primary decision) [119].
[69] BAB 35 - 36; Primary decision [128].
[73] WAB 7; Appellant's submissions [6].
[74] WAB 14; Appellant's submissions [42].
[75] WAB 8; Appellant's submissions [15].
[76] WAB 15; Appellant's submissions [47].
[78] Hongkongbank of Australia Ltd v Australian Securities Commission [1992] FCA 376; (1992) 40 FCR 402.
[79] Mercantile Mutual Life Insurance Co Ltd v Australian Securities Commission [1993] FCA 77; (1993) 40 FCR 409.
[80] As cited in Hongkongbank at 405 - 406.
[89] WAB 13; Appellant's submissions [38].
[90] WAB 13; Appellant's submissions [39].
[91] WAB 15; Appellant's submissions [50].
[92] WAB 16; Appellant's submissions [53].
[93] WAB 37; Respondent's submissions [54].
[95] BAB 35 - 36; Primary Decision [128] - [130].
[98] BAB 30 - 31; Primary Decision [103] - [104].
[100] BAB 35; Primary Decision [126].
[101] BAB 36; Primary decision [130].
[102]Edelsten v Health Insurance Commission (1990) 27 FCR 56.
[108] Bell v The Queen [2020] SASCFC 116.
[110] ICAC Act s 36(1)(a); Bell [110].
[111] ICAC Act s 36(1)(b); Bell [110].
[118] Bell [152] - [161] and see also Bell [167] - [168].
[119] The decision of the Full Court was the subject of a grant of special leave to the High Court on 13 August 2021 (Bell v The Queen [2021] HCATrans 132). The challenge to the decision encompassed by the grant of special leave included the contention that the relevant power is to be found in s 36 and not s 7 which is concerned with functions, and that there was no need for an express conferral of power: see Appellant's submissions in the High Court, 1 October 2021. The grant of special leave was revoked on 15 March 2022 (Bell v The Queen [2022] HCATrans 030) following amendments to the ICAC Act by reason of which the questions raised by the grant of special leave ceased to be of sufficient importance.
[121] Filetron Pty Ltd v Innovate Partners atf Banton Family Trust 2 and Goulburn Mulwaree Council [2023] NSWLEC 45.
[122] Explanatory Memorandum, Legislative Instruments (Transitional Provisions and Consequential Amendments) Bill 2003 (Cth), Item 6.
[124] Sydney Seaplanes Pty Ltd v Page [2021] NSWCA 204; 106 NSWLR 1 [33].
[125] D C Pearce, Statutory Interpretation in Australia (10th ed, 2024) [2.26].
[126] Chugg v Pacific Dunlop Ltd [1990] HCA 41; (1990) 170 CLR 249, 262.
[127] See D C Pearce, Statutory Interpretation in Australia (10th ed, 2024) [2.19].
[128] Kell & Rigby Pty Ltd v Flurrie Pty Ltd [2006] NSWSC 906; (2006) 67 NSWLR 113 [36].
[129] The Shorter Oxford Dictionary provides that one of the meanings of 'under' in a legal context is 'in accordance with'. In Chan v Cresdon Pty Ltd [1989] HCA 63; (1989) 168 CLR 242 at 249, the majority (Mason CJ, Brennan, Deane, McHugh JJ) accepted that 'under' can mean 'in accordance with'. It is noteworthy that, although not applicable to the WHS Act, the Interpretation Act 1984 (WA) s 5 defines the word 'under' to include 'in accordance with'. The Acts Interpretation Act 1901 (Cth) does not include a definition of 'under'.
[130] Perpetual Trustee Company (Canberra) Ltd v Lewis (as Delegate for the Commissioner for ACT Revenue) (1994) 123 ACTR 17.
[134] Fisk v Chief of the Defence Force (No 2) [2017] FCA 1490.
(1991) 37 FCR 117
(1998) 194 CLR 355
(2001) 110 FCR 125
(2008) 236 CLR 101
(2000) 110 FCR 125
(1985) 10 FCR 1
(1993) 40 FCR 409
(1990) 27 FCR 56
(2009) 239 CLR 27
(2010) 241 CLR 510
(2017) 262 CLR 362
(1997) 187 CLR 384
(2012) 248 CLR 378
(2005) 222 CLR 194
(1998) 82 FCR 87
(2015) 227 FCR 95
(1953) 89 CLR 653
(1993) 43 FCR 280
(2007) 34 WAR 289
(1992) 40 FCR 402
(2017) 257 FCR 442
(1989) 168 CLR 242
(2012) 95 NSWLR 221
(2000) 201 CLR 520
(2007) 235 CLR 81
(1990) 170 CLR 249
(2006) 67 NSWLR 113
(1994) 119 FLR 38