[2019] AATA 714
General information, not legal advice.
Administrative Appeals Tribunal of Australia
2019-04-16
Original judgment source is linked above.
**1. 2017/3262 - requirement to provide medical certificates - incapacity period
The Applicant seeks review of a decision of the Respondent dated 2 June 2017 affirming a determination dated 12 April 2017 which found that the Respondent was liable to pay incapacity compensation to the Applicant pursuant to s 20 of the SRC Act from
6 April 2017 until 4 April 2018 (at which point the Applicant would have to submit a fresh medical certificate).
The Applicant disputes the determination on the basis that he contends that he should not be required to provide yearly medical certificates and the incapacity determination should have been open-ended.
2 and 3. 2017/3274 and 2017/3275 - application of the formula in s 20 of the SRC Act - incapacity period 23 June 2017 to 4 April 2018
The Applicant seeks review of a decision of the Respondent dated 5 June 2017 which affirmed two determinations dated 24 May 2017:
(a) The first determination dated 24 May 2017 was that the Applicant's weekly rate of compensation would be reduced on 23 June 2017 in an amount equal to the increase that he had received in his superannuation pension (in accordance with the formula in s 20 of the SRC Act).
(b) The second determination dated 24 May 2017 determined the specific rates of compensation that would be paid from 23 June 2017 to 4 April 2018, reflecting the reduction (of $5.02 per week resulting from the increase in superannuation payable) which had been determined in the previous letter.
The Applicant disputes that the application of the formula in s 20 of the SRC Act results in his weekly rate of compensation being decreased in an amount equal to the increase in his superannuation pension.
4. 2017/4819 - calculation of normal weekly earnings (NWE) and inclusion of allowances - incapacity period 1 July 2017 to 4 April 2018
The Applicant seeks review of a decision of the Respondent dated 11 August 2017 which affirmed a determination dated 5 July 2017 which determined the Applicant's entitlement to compensation under s 20 of the SRC Act for the period 1 July 2017 to 4 April 2018.
The Applicant sought review of the decision on the basis that he contends that the following components were not included in the calculation of his NWE (2018/4819, T13):
(a) Shoe allowance;
(b) Wharf allowance;
(c) Overtime;
(d) Superannuation contributions;
(e) Annual leave loading; and
(f) Extra duty meal allowances.
5. 2017/5404 - calculation of normal weekly earnings (NWE) as at 17 February 2011
The Applicant seeks review of a decision of the Respondent dated 16 August 2017 which refused to review a determination dated 28 November 2012 on the basis that the request for review had been lodged five years out of time.
6. 2017/7134 - no present liability decision, Back Injury
The Applicant seeks review of a decision of the Respondent dated 21 November 2017 which reconsidered (on own motion) a determination dated 5 July 2017 and determined that the Respondent was not presently liable to pay compensation pursuant to s 20 of the SRC Act in relation to 'Intervertebral disc disorder - lumbar region' in 2005 and an 'aggravation of lumbar sprain (bilateral)' in 2011 (Back Injury).
7. 2017/7135 - no present liability decision, Psychological Injury
The Applicant seeks review of a decision of the Respondent dated 21 November 2017 which affirmed a determination dated 27 October 2017 which had found that the Applicant had no entitlement to compensation pursuant to s 16 of the SRC Act for medical treatment obtained in relation to 'adjustment reaction with anxious mood' in 2012 (Psychological Injury).
8. 2017/7136 - permanent impairment resulting from the Injuries
The Applicant seeks review of a decision of the Respondent dated 21 November 2017 which affirmed a determination dated 10 October 2017 that had found that the Applicant had no entitlement to permanent impairment compensation pursuant to s 24 of the SRC Act in relation to the Back Injury and the Psychological Injury (together referred to as the Injuries).
The Applicant seeks review of a decision of the Respondent dated 21 November 2017 which affirmed a decision dated 4 October 2017 which had found that the Applicant was not entitled to compensation pursuant to s 16 of the SRC Act for the cost of a three month gym membership as it was not considered to be reasonable treatment obtained in relation to the Injuries.
10. 2018/2754 - new ailment, aggravation of the Psychological Injury
On 22 February 2018 the Applicant lodged a new claim for an aggravation of the Psychological Injury. The Applicant seeks review of a decision of the Respondent dated 18 May 2018 which affirmed a decision dated 1 May 2018 to deny liability for the claimed aggravation said to have been sustained on or around 21 July 2014.
18 February 2011. 4. On 9 September 2011 Dr Akinyemi issued a 'workers' compensation first medical certificate' which described the issue as 'back injury: muscular' (2017/7134 et al., T6). The certificate records the Applicant's description of how the injury occurred as 'repetitive bending at work'. 5. On 16 February 2012 the Applicant was examined by Dr J L Pearce (specialist physician in occupational and rehabilitation medicine) for a fitness for duty assessment. Dr Pearce's report, dated 20 February 2012, recorded that the Back Injury dated back to February 2011 and that the Applicant was at the time of his examination redeployed on light duties (2017/7134 et al., T7). Dr Pearce classified the injury as a 'soft tissue-type injury of his lower back' 'mild in severity' and remarked that it had been 'under-treated''. No imaging had been performed at that stage. 6. On 22 April 2012 the Applicant signed a claim form for workers' compensation (2017/7134 et al., T8). He described the injury as 'lower back pain' and recorded that the injury had occurred on 11 February 2011. 7. On 19 June 2012 a delegate of the Respondent made a determination refusing liability under s 14 of the SRC Act to pay compensation to the Applicant for 'sprain of unspecified back site'. 8. On 26 September 2012, upon reconsideration, the Respondent determined to accept liability for 'aggravation of lumbar sprain sustained on 17 February 2011'.
5 July 2017 (2017/4819, T18). On 12 August 2017 the Applicant lodged an application for review in the Tribunal for review of that decision (2017/4819, T2). That application is application 2017/4819. A review on own motion decision contained within the reviewable decision dated 21 November 2017 revoked the determination dated 5 July 2017 (see [21] below) (2017/7134 et al., T57).
27 October 2017 were affirmed (the review officer also undertook a review of own motion with respect to the determination dated 5 July 2017 as outlined above) (2017/7134 et al., T57). By an application for review dated 2 December 2017 the Applicant sought review by the Tribunal of the decision dated 21 November 2017 (2017/7134 et al., T2). Each decision in the reviewable decision was allocated a separate Application number and they are applications 2017/7134, 2017/7135, 2017/7136 and 2017/7137.
1 May 2018 that claim was denied (2018/2754, T15). The Applicant requested a review of that determination and by a decision dated 18 May 2018 the determination was affirmed (2018/2754, T19). The Applicant lodged an application for review of that reviewable decision in the Tribunal on 20 May 2018 (2018/2754, T2). That application is application 2018/2754.
(1) Subject to this Part, Comcare is liable to pay compensation in accordance with this Act in respect of an injury suffered by an employee if the injury results in death, incapacity for work, or impairment.
(1) Where an employee suffers an injury, Comcare is liable to pay, in respect of the cost of medical treatment obtained in relation to the injury (being treatment that it was reasonable for the employee to obtain in the circumstances), compensation of such amount as Comcare determines is appropriate to that medical treatment.
(1) This section applies to an employee who is incapacitated for work as a result of an injury, other than an employee to whom section 20, 21, 21A or 22 applies.
(2) Subject to this Part, Comcare is liable to pay to the employee in respect of the injury, for each week that is a maximum rate compensation week during which the employee is incapacitated, an amount of compensation worked out using the formula:
AE is the greater of the following amounts:
(a) the amount per week (if any) that the employee is able to earn in suitable employment;
(b) the amount per week (if any) that the employee earns from any employment (including self-employment) that is undertaken by the employee during that week.
NWE is the amount of the employee's normal weekly earnings.
(1) Compensation payable to an employee who is incapacitated for work as a result of an injury is determined in accordance with this section if:
(a) the employee is retired from his or her employment (whether the employee retired voluntarily or was compulsorily retired); and
(b) the employee receives a pension under a superannuation scheme as a result of the employee's retirement.
(2) Comcare is liable to pay compensation to the employee, in respect of the injury, in accordance with this section for each week after the date of the retirement during which the employee is incapacitated.
(3) The amount of compensation is the amount worked out using this formula:
amount of compensation means the amount of compensation that would have been payable to the employee for a week if:
(a) section 19, other than subsection 19(6), had applied to the employee; and
(b) in the case of an employee who was not a member of the Defence Force immediately before retirement-the week were a week referred to in subsection 19(3).
(4) In using the formula in subsection (3) to calculate an amount of compensation for an employee who retired before the day on which item 22 of Schedule 1 to the Safety, Rehabilitation and Compensation and Other Legislation Amendment Act 2007 commenced, use "SC" instead of "5% of the employee's normal weekly earnings". For this purpose:
SC means the amount of superannuation contributions that the employee would have been required to pay in that week if he or she were still contributing to the superannuation scheme.
(a) a disease suffered by an employee; or
(b) an injury (other than a disease) suffered by an employee, that is a physical or mental injury arising out of, or in the course of, the employee's employment; or
(c) an aggravation of a physical or mental injury (other than a disease) suffered by an employee (whether or not that injury arose out of, or in the course of, the employee's employment), that is an aggravation that arose out of, or in the course of, that employment;
but does not include a disease, injury or aggravation suffered as a result of reasonable administrative action taken in a reasonable manner in respect of the employee's employment.
(a) an ailment suffered by an employee; or
(b) an aggravation of such an ailment;
that was contributed to, to a significant degree, by the employee's employment by the Commonwealth or a licensee.
(2) In determining whether an ailment or aggravation was contributed to, to a significant degree, by an employee's employment by the Commonwealth or a licensee, the following matters may be taken into account:
(a) the duration of the employment;
(b) the nature of, and particular tasks involved in, the employment;
(c) any predisposition of the employee to the ailment or aggravation;
(d) any activities of the employee not related to the employment;
(e) any other matters affecting the employee's health.
This subsection does not limit the matters that may be taken into account.
significant degree means a degree that is substantially more than material.
ailment means any physical or mental ailment, disorder, defect or morbid condition (whether of sudden onset or gradual development).
8 November 2012 and if so, was the Applicant's NWE correctly calculated as at the date of injury. This involves considering: * (i) does the Tribunal have jurisdiction to review the decision dated
16 August 2017? * (ii) if so, should the Tribunal, standing in the shoes of the review officer, grant the extension of time? * (iii) if so, was the Applicant's NWE correctly calculated in the determination of
(j) have the Applicant's entitlements to compensation for incapacity for work been correctly calculated, pursuant to s 20 of the SRC Act for the period 6 April 2017 to 4 April 2018? This involves considering:
(i) what is the effect of the increase in the Applicant's superannuation pension?
(ii) should shoe allowance, wharf allowance, overtime, superannuation contributions, annual leave loading and extra duty meal allowance be included in a calculation of the Applicant's NWE?
(k) is the Applicant required to produce further medical evidence to support a claim for incapacity payments extending beyond 4 April 2018?
(l) with respect to the Application under s 16 of the SRC Act for a three month gym membership:
- (i) whether the gym membership treatment falls within the meaning of 'medical treatment' under the SRC Act which necessarily requires consideration of whether it is 'therapeutic treatment'
- (ii) if so, whether it is obtained 'in relation to' the Injury; and
- (iii) whether it is treatment that was reasonable for the Applicant to obtain in the circumstances?
30 September and 11 October 2018 (Exhibit A2); * (c) Email from the Applicant to the Tribunal with attachments one to seven dated
4 February 2018 (Exhibit A3); * (d) Applicant's Statement of Facts, Issues and Contentions received
18 December 2017 with attachments (Exhibit A4); * (e) Applicant's response to the report of Dr Terace dated 10 October 2017 (Exhibit A5); * (f) T-documents for application 2016/1589 (Exhibit A6) * (g) Applicant's bundle of documents (Marked for Identification as Exhibit A7); * (h) Respondent's Statements of Facts, Issues and Contentions dated 9 November 2017 and 17 August 2018 (Exhibit R1); * (i) Report of Dr Terace dated 15 September 2017 and Supplementary Report of Dr Terace dated 21 September 2018. This also includes the letters of Instruction and Curriculum Vitae of Dr Lawrence Terace (Exhibit R2); * (j) Briefing letter to and report of Dr Hardcastle dated 22 May 2018 with attachments (Exhibit R3); * (k) Briefing Letter to and report of Dr Hardcastle dated 4 July 2018 (Exhibit R4); * (l) Tribunal Documents for all matters heard (Exhibit R5); * (m) Letter of instruction to Tandara Medical Centre dated 16 May 2012 (Exhibit R6); * (n) Clinical Framework for the Delivery of Health Services (Victorian Work Cover Authority) (Exhibit R7); * (o) Applicant's Permanent Impairment Claim Form dated 3 April 2017 (Exhibit R8); and * (p) 2011 Payslips for the Applicant (Exhibit R9). 4. The following submissions were provided by the parties after the hearing: * (a) Respondent's outline of submissions filed 23 October 2018; * (b) Applicant's submissions filed 20 November 2018; * (c) Respondent's reply filed 23 November 2018; and * (d) Applicant's response to the Respondent's reply filed 23 November 2018.
2017/7134 - no present liability decision, Back Injury
31 May 2017 certificated the Applicant as unfit for work from 31 May 2017 to
31 August 2018 (2017/3262, T26 at 98-99). * (b) On 5 July 2017 the Respondent determined that the Applicant was entitled to incapacity payments and calculated the amount payable pursuant to s 20 of the SRC Act (2017/7134 et al., T12). * (c) On 27 July 2017 the Applicant requested a review of that determination (2017/4819, T13). The determination was affirmed in a reviewable decision dated 11 August 2017 (2017/4819, T18). That is, it was determined that the Applicant continued to be entitled to compensation payments calculated in accordance with the Respondent's determination of 5 July 2017. * (d) On 12 August 2017 the Applicant lodged an application in the Tribunal for review of the reviewable decision of 11 August 2017 (2017/4819, T2). * (e) By the review on own motion decision contained within the reviewable decision dated 21 November 2017 (2017/7134 et al., T57), the Respondent revoked the determination dated 5 July 2017. By that determination on own motion the Respondent determined that the Applicant was not entitled to any incapacity payments under s 20 of the SRC Act. * (f) Section 26 of the Administrative Appeals Tribunal Act 1975 (Cth) (the AAT Act) relevantly provides:
(1) Subject to section 42D, after an application is made to the Tribunal for a review of a decision, the decision may not be altered otherwise than by the Tribunal on the review unless:
(b) the parties to the proceeding, and the Tribunal, consent to the making of the alteration.
(2) A reference in subsection (1) to the alteration of a decision is a reference to:
(c) the setting aside of a decision and the making of a decision in substitution for the decision set aside.
(g) Section 4(12) of the SRC Act defines 'proceeding' as:
(12) A reference in this Act to the institution of a proceeding under Part VI in respect of a reviewable decision is a reference to the making of an application to the Administrative Appeals Tribunal for review of that decision.
(h) Because the Respondent did not review the reviewable decision of
11 August 2017 in the reviewable decision dated 21 November 2017, and only reviewed a determination, it was entitled to make the review of own motion decision, even though an application for review had been lodged in the Tribunal with respect to a separate reviewable decision arising from the same 5 July 2017 determination. Accordingly, the Respondent has not acted without power and the Tribunal has jurisdiction to consider both matters: Warren De Courcy Brown and Comcare [1997] AATA 528.
5 July 2017. That reconsideration on own motion pursuant to s 62(1) of the SRC Act was a separate reviewable decision for the purposes of s 64 of the SRC Act. That separate reviewable decision is the decision review of which is sought in application 2017/7137. 2. The Respondent was not prohibited by s 26 of the AAT Act to act within its powers in making the reconsideration on 21 November 2017. I find that the Tribunal has jurisdiction to review the decisions the subject of applications 2017/4819 and 2017/7137.
Does the Applicant suffer from a lower back injury?
In February 2011 Leon suffered a low back injury (L 2-4) whilst conducting a bulk fertiliser inspection. Leon attended his General Practitioner and was diagnosed with a low back injury (muscular) and since this time has had regular treatment including physiotherapy. Leon's latest Medical Certificate indicated that his condition persists and that he needed to avoid repetitive bending/lifting and avoid repetitive use of the affected part.
Since Leon's injury he has continued to work and we have worked with Leon in restricting the tasks which appear to aggravate his injury (i.e. machinery inspections, bulk fertiliser inspections, tailgate inspections and personal unpacks.)
(b) Workers' compensation claim submitted on 30 April 2012.
(c) On 26 September 2012 workers' compensation approved for 'aggravation of lumbar sprain'.
(d) The MRI report of Perth Radiological Clinic dated 17 October 2012 (2017/7134 et al., T12/95) states:
L4/5: There is disc desiccation and posterior annular fissuring. This is associated with diffuse disc bulge. This indents the ventral aspect of the thecal sac but does not impinge upon the forming L5 nerve roots or the exiting L4 nerve roots at this level. Mild facet arthropathy is noted bilaterally at this level.
It is also stated in the report at the comments section at the bottom of the same page: 'Mild degenerative changes are noted at L3/4 and L4/5 disc with shallow disc bulges not causing canal stenosis or nerve root impingement.'
(e) The Applicant contends that the medical documentation supports that the injury sustained by the Applicant on 17 February 2011 was as a result of trauma due to the repetitive bending and lifting over a long period of time carrying out fertiliser inspections. The Respondent does not dispute that agreeing that the lower back condition 'is properly described as an "injury simpliciter" within the meaning of
s 5A(1)(b) of the Act' (Respondent's closing submissions para. 35).
(f) Report of Dr Shetty dated 9 July 2013 (2017/7134 et al., T14/100) wherein Dr Shetty is asked the question: 'Is/was the aggravation suffered by Mr Thompson related to: his/her employment as a Quarantine Officer?' and Dr Shetty's answer was: 'Yes, Mr Thompson reported back pain following the reported incident.' Then at 1(c) the question was asked of Dr Shetty: 'Is/was the aggravation suffered by Mr Thompson related to: a pre-existing, congenital, constitutional or under-lying condition?' In his answer Dr Shetty states: 'There is no pre-existing condition to account for his back pain.' In answer to the question at 1(e): 'Is/was the aggravation suffered by Mr Thompson related to: underlying degeneration as part of the natural aging process?' Dr Shetty states: 'There are [sic] no significant degeneration.'
(g) In a report dated 17 December 2013 the causal link between the Applicant's employment and the Injury was indicated by Dr John Bell, orthopaedic surgeon, (2017/7134 at al., T17/112 at point 5). Dr Bell states '[t]he low back pain problems suffered by Mr Thompson do appear significantly related to his injury at work which occurred on 17 February 2011. There are no other obvious causes.'
(h) In a supplementary report of Dr John Bell dated 29 April 2014 (2017/7134 et al., T18/117), Dr Bell outlined Facet Joint Arthropathy as 'in addition to my major diagnosis of soft tissue injury of lumbosacral spine region in February 2011.' He also states '[a]s outlined by the title given above, it was an injury caused by trauma.' Dr Bell also stated:
If it were not for the injury on 17 February 2011, then he would likely not continue to suffer with the soft tissue injury of his low back region.
I believe the relationship of his continuing low back pain is significantly related to the original injury that occurred at work on 17 February 2011 ... (2017/7134 et al., T18/118).
(i) The report of Dr Geoffrey Graham dated 18 February 2016 (2017/3262, T6/40) states:
Mr Thompson gives a history suggestive of minor degenerative change in his low back and this would appear to be consistent with the reported radiological findings and the minimal findings on clinical examination. I would recommend that he avoid repetitive bending and lifting, heavy lifting especially from a low level or work with a constantly bent back.
(j) Dr Phillip Hardcastle states in the report dated 22 May 2018 (R3):
... This does support that the current symptoms he is having do still relate to that particular injury date at work where he was involved with repetitive activities.
In that report Dr Hardcastle, in answer to the question of whether the Applicant continues to suffer from the effects of a 2005 injury and/or an 'aggravation of a lumbar sprain (bilateral)' with a date of injury 17 February 2011, says 'In my opinion he has fully recovered from the injury of 9 November 2005 and that he has had an injury of 17 February 2011 which is continuing to give symptoms' (R4, page 7).
(k) In that same report (R4/8) Dr Hardcastle also commented that:
He does have evidence of transitional vertebra. However, the pain that he reports from my clinical assessment is around the L4 level which is above where the congenital anomaly is. Certainly I could not identify any sacroiliac pain from my assessment so I do not consider he has evidence to support a Bertolotti's syndrome, despite the presence of transitional vertebra.
There are pre-existing degenerative changes in the facet joint at the L3/4 level and disc bulging consistent with degeneration which would be considered pre-existing. From my assessment it is likely that these were aggravated as a result of this work.
(l) Dr Clem McCormick in his report dated 4 July 2018, part of Dr Hardcastle's report of 4 July 2018 (R4), having reviewed both the reports of the MRI scan dated
17 October 2012 and CT scan dated 22 June 2018, states: 'Considering the 6 year interval between the scans, and comparing different modalities, I consider that the rate of progression is not rapid and the changes between the studies are mild...' He further states: 'Overall I do not consider any new pathology has developed between the studies.'
(m) The Applicant also cites the following passages from Dr Hardcastle's 22 May 2018 report (R3):
- The history is one where he is doing some repetitive bending and appears to have had a strain in his lower back in the mid-line regions (spinous processes), around the L4 level. I note that from my review of the medical documents when he was initially reviewed by Dr Pearce, that the tenderness was in that same area of the back (Dr J L Pearce report, 20 February 2012) which certainly supports his ongoing symptoms being still related to that area of pain where he has previously not had any symptoms from. This does support that the current symptoms he is having do relate to that particular injury date at work where he was involved in repetitive activities.
- I would consider that given he was asymptomatic before the nature of the work duties undertaken on that day, that the aggravation was significant to a pre-existing degenerative condition...
- There are pre-existing degenerative changes at both levels which appear to have been aggravated to a significant extent as a result of the reported injury.
... The low back pain is usually dull when resting. It is sore after gymnasium activities. Cold weather and coughing does not bother the low back. He gets spasms on occasions. It goes up and down the low back with periods of improving and periods of worsening. He tries to keep a baseline of what he can do. Carrying his youngest child makes his back very sore. Also, standing for any length of time makes it sore... He finds that starting a mower or a generator gets very sore if it does not start quickly. He cannot trampoline with his children much.
(b) Dr Sandra Gongora's report dated 2 August 2017 (2017/7134 et al., T22/164-165) which states that:
... He reports that standing is tolerated for 45 minutes, he avoids most movements of his back like bending, twisting and lifting, carrying a backpack can make him go in agony after a while, even carrying his camera to take his kids photos could be a trigger for his back pain. However, he feels well running up to 1km and swimming... Mr Thompson reports that driving is ok as his position will be kept neutral, however in a passenger seat on a bumpy road and a few turns could be a cause of soreness.
(c) In paragraphs 39 to 42 of his submissions the Applicant refers to various reports/comments/opinions from exercise physiologists, as well as his own evidence, as to which exercises and exercise programs best suited the Applicant to avoid aggravation of his back condition and which activities caused aggravation of symptoms.
(a) ...that there is no evidence of a significant degenerative condition, but rather mild age related degeneration that was within normal range, asymptomatic and showing little if any progression. The pain suffered by the applicant from the original injury on 17th February 2011 as shown in all medical reports is consistent with the injury described as a diffuse disc bulge and annular fissure and any pain suffered by the applicant is a result of the original injury dated 17 February 2011. The level and type of activity that cause the applicant pain have remained the same since the injury date in 2011 until the current date and has not got any worse, this supports the applicants' statement that it is the back the injury causing pain symptoms and not any degeneration (Applicant's closing submissions for 2017/7134 para. 26);
(b) ...All the medical reports up to this point have described any degeneration as being mild, minor and asymptomatic prior to the injury. All the existing medical evidence gives the statement that any pain experienced by the applicant related to the injury date and related to the bulging disc and annular fissure at L4/5 which was a product of the trauma activity on the 17 February 2011. Nowhere in the written medical evidence is there any mention of the applicant suffering from significant degeneration or "severe arthritis". The applicant strongly disagrees with the diagnosis of severe arthritis and submits that this statement given in verbal evidence should be disregarded in favour of the existing medical findings in writing that are available to this tribunal. (Applicant's closing submissions for 2017/7134 para. 43);
(c) The applicant submits that medical evidence would show that other new activities would start to cause pain as well over time if Dr Hardcastle's evidence regarding the progression of degeneration were to be accurate. The applicant has shown that this is not the case. In fact as Dr Clem McCormick (Refer page 3 paragraph 3-4 of the attachment 4 to the applicants statement of issues facts and contentions which is the supplementary report of Dr Hardcastle dated 4 July 2018) states "...changes between the studies are mild...Overall I do not consider any new pathology has developed." This statement supports the applicant's evidence that the mild, minor and asymptomatic degeneration has not progressed, not gotten worse and has not overtaken the original injury. (Applicant's closing submissions for 2017/7134 para. 45); and
(d) ...As the medical evidence shows no progression of the degeneration and it continues to be mild it cannot be found that the degeneration has taken over from the original injury and is now the cause of the applicants' ongoing pain and the applicant submits that the trauma activity resulting in injury is still the primary cause of back pain. Dr Hardcastle in his verbal testimony on the witness stand made the statement that "The work performed by the applicant over the many years of his employment would have contributed to degeneration of his lumbar spine. (Applicant's closing submissions for 2017/7134 para. 47).
12 December 2013. The doctor produced a report dated 17 December 2013 (2017/7314 et al., T17). Dr Bell concluded: 'In summary, [the Applicant] strained his low back when reaching forward taking the 2kg samples for sieving in February 2011 and he has had continuing low back pain problems ever since.' Dr Bell classified the injury as 'soft tissue injury lumbosacral spine region in February 2011'. In response to a question about whether the condition was related to a pre-existing or constitutional condition, or the natural progression of an underlying condition, the doctor responded: 'The low back pain problems suffered by [the Applicant] do appear significantly related to his injury at work which occurred on
17 February 2011. There are no other obvious causes.' Dr Bell clarified in a supplementary report dated 29 April 2014 (2017/7134 et al., T18) that 'it was an injury caused by trauma' and confirmed that the Applicant continued to suffer from the soft tissue injury sustained in February 2011. * (d) Dr Geoffrey Graham, occupation physician, provided a report dated
18 February 2016 (2017/3262, T6). Dr Graham, contrary to the other examining doctors, diagnosed the Applicant's condition as 'minor degenerative change in the low lumbar spine'. * (e) Dr Sandra Gongora, occupational physician, examined the Applicant on
24 July 2017, and produced a report dated 2 August 2017 (2017/7134 et al., T22). Dr Gongora noted that the Applicant reported pain at a level of usually 1/10, but that could reach 10/10. The doctor concluded that the Applicant 'suffered from a work related injury to his lower back from which he never completely recovered.' Dr Gongora was asked about whether the condition was related to his employment or a pre-existing condition, the natural progression of an underlying condition. In response, Dr Gongora concluded that the Applicant's current physical condition was triggered by the work-related incident reported in February 2011, but said that the imaging investigations revealed anatomical changes which may have made full and complete recovery difficult. Dr Gongora then remarked that: 'The transitional vertebrae or Bertolotti's syndrome is commonly the cause of back pain which occurs due to lumbosacral transitional vertebrae (LSTV). It is a congenital conditional but is not usually symptomatic until late twenties or early thirties.'
Dr Gongora did not express, at least not clearly, any conclusion that Bertolotti's syndrome was the cause of the condition. However, in response to another question, Dr Gongora concluded: 'In [the Applicant's] case there is an underlying anatomical/structural change. It is very difficult to isolate the effects of his anatomical changes, the effects of the injury and the depression/anxiety he has been diagnosed with.' * (f) In his report dated 22 May 2018 Dr Hardcastle opined that:
...when [the Applicant] was initially reviewed by Dr Pearce, that tenderness was in the same area of the back (Dr J L Pearce report, 20 February 2012) which certainly supports his ongoing symptoms being still related to that area of pain where he has previously had not any symptoms from. This does support that the current symptoms he is having still do relate to that particular injury date at work where he was involved with the repetitive activities.'
Dr Hardcastle described the condition variously as: '...a combination of mechanical inflammatory low back pain from mid to lower lumbar region without neural compression' and '...a strain type injury, most likely to the intervertebral disc in the mid-lumbar spine at L3/4 and L4/5'.
(g) In response to a question about the contribution of the Applicant's employment to the condition, Dr Hardcastle opined: '...given he was asymptomatic before the nature of the work duties undertaken on that day, that the aggravation was significant to a pre-existing degenerative condition...' Dr Hardcastle disagreed with Dr Gongora's conclusion that the Applicant suffered from Bertolotti's syndrome. However, he did conclude that there were degenerative changes in the facet joint at L3/4 and disk bulging consistent with degenerative, but that these were likely aggravated to a significant extent as a result of his work.
(h) As to the effect of the degeneration, Dr Hardcastle concluded that: 'I am not of the opinion at this stage that the symptoms have overtaken the effects of the lumbar pre-existing condition.' Similarly, in response to a question about whether the effects were still suffered, he remarked: '...taking into account he was asymptomatic before and accepting his veracity, then with the work precipitating the degenerative condition it still would be considered related to the work injury'.
Dr Hardcastle suggested that if a further CT scan revealed instability, it may be concluded that the pre-existing condition had overtaken the effects of the work injury, but there was insufficient evidence to say. Dr Hardcastle did not alter his opinion in a supplementary report dated 4 July 2018 after reviewing a CT scan performed on 22 June 2018.
Dr Hardcastle explained that there was 'nothing in the radiological evidence which we would say made a structural difference.' 4. It is the case that at the hearing Dr Hardcastle was consistent in his responses to the Applicant that, in his view, his back issues were now caused by degenerative changes rather than the injury of 17 February 2011. The following extract from Dr Hardcastle's evidence at the hearing goes to that point and also to the submission that the Applicant makes at paragraphs [53(c)] and [53(d)] above:
[APPLICANT]: And my job as a quarantine officer is to sample the fertiliser for weed seeds, because the fertiliser goes straight onto the farming property. We're - we're required per container to take five sample lots per container?
[DR HARDCASTLE]: Yes. No, I've read all that.
[APPLICANT]: So my question is, is doing that activity on that day, would that have aggravated any condition that I - I - - -?
[DR HARDCASTLE]: Yes, that could easily - and that's what I've said, is that - I've said there has been an aggravation of the pre-existing degenerative condition as a result of those work activities. That's what I've said. And then I've said that under normal circumstances, you would expect over a period of three months that in a lot of people that would settle down, but in you, it has been more protracted, the recovery, than normal, but still in that group where they do have protracted recovery. But there's no definitive pathology on the original MRI scan. There's no radiological thing there that has resulted from that that we would say, look, that has made a structural difference to your spine outside of the normal degeneration. We accept that it has caused a strain and swelling and it has caused pain, and that pain has been protracted for a long period, and it's because by doing those activities you got such a bad aggravation that we're suggesting that by going back to the type of work that you're doing, that there are some restrictions put on you so that that doesn't happen again.
[APPLICANT]: So on 17 February there was an aggravation of - of some degeneration, knowing (indistinct) 44-year-old person. That degeneration - did that accelerate the degeneration that occurred? For example, if I did not 40 participate in that activity on that day, I concede that I might have it but I might not have the loading pain that I suffer from today, or would be -?
[DR HARDCASTLE]: - you know, the thing you've got to appreciate there to is that there are a number of different factors, and one is your own body fitness, which it seems like you've been able to maintain well, which is a good, positive factor. The degenerative process does continue on. You know, we're not - we're not getting any younger, is the things. And when you do have an aggravation of doing other things while that aggravation is healing, other areas can start giving problems, and so that's why we try to - the - nowadays, we're looking when we're treating people with more acute problems, with - we try to get them into the water and do hydrotherapy and keep them active and keep them - and not resting them, like it used to be. It used to be the - the main treatment initially. Now we're looking more at activity, but activity within limitations. But you've had - you've had an injury there. I've said that in the report, that that injury has continued, and that it has caused some limitations, but it - it - but it hasn't stopped your capacity for physical work and doing work with restrictions, and that's just something that has happened at that point in time that has precipitated - but probably with the type of work that you were doing, at some stage you were going to get - start getting more mechanical problems in your back.
(Transcript at 128-9.)
Dr Pearce on February 2012; a workers' compensation claim submitted by the Applicant in April 2012 and acceptance of liability by the Respondent for the back injury in September 2012. After that date the Applicant received payments under various provisions of the SRC Act. The issue is whether the Applicant still suffers from that injury and, if he does, whether he is fit to return to his pre-injury work. 3. The most recent report, in fact the only report that could be considered to be addressing the Applicant's current condition, is that of Dr Hardcastle of 22 May 2018 supplemented by his report dated 4 July 2018. The Applicant submits that Dr Hardcastle's evidence at the hearing conflicted with his original report and is 'inconsistent with any other medical report in regards to the applicant's back injury' (Applicant's submissions for 2017/7134 para. 43). That is not the case. There is, from the MRIs and other reports, evidence that there is degenerative change in the Applicant's spine as there is in most people of the Applicant's age according to Dr Hardcastle. Further, as noted above, the other reports on which the Applicant relies do not talk to his current condition. Dr Hardcastle's reports do. 4. Dr Hardcastle's reports were and his oral evidence was thorough and consistent. The best explanation of the effect of Dr Hardcastle's opinion is set out in the exchange that he had with the Applicant in cross-examination quoted at [60] above. As is often the case with medical opinions, they are just that, an opinion of the individual. They are not, or at least should not be, absolute statements of certain fact. 5. What the Tribunal has to do is to make its own decision based on the best evidence available and come to the correct and preferable decision based on that evidence (see Shi v Migration Agents Registration Authority [2008] HCA 31; (2008) 235 CLR 286; Yao v Minister for Immigration and Border Protection (2014) 140 ALD 21, 28 [41] per Perry J (White and Wigney JJ agreeing); Drake v Minister for Immigration and Ethnic Affairs (1979) 2 ALD 60). In the present case, the best, most current evidence from someone with requisite qualifications, is the evidence of Dr Hardcastle, both in his reports and his evidence at the hearing. Contrary to the Applicant's submission, Dr Hardcastle's views are not contradicted by, or even inconsistent with, the opinions expressed by other doctors in earlier reports or certificates. In any event, none of these other doctors was called to give evidence. 6. What then do Dr Hardcastle's reports and his evidence at the hearing relevantly indicate? In his report dated 22 May 2018 (R3) Dr Hardcastle advised:
Do you consider that the applicant continues to suffer from 'intervertebral disc disorder - lumbar region' with a date of injury of 9 November 2005; and/or 'aggravation of lumbar sprain (bilateral)' with a date of injury of
17 February 2011 (the lumbar condition)?
In my opinion he has fully recovered from the injury of 9 November 2005 and that he has had an injury of 17 February 2011 which is continuing to give symptoms.
Have the effects of a pre-existing or non-work-related condition overtaken the effects of the lumbar condition?
This is always a difficult question to answer but it has to be accepted that he continued to work in a light duties capacity following the injury with persistent symptoms and maintained a reasonable level of activity in this period. I am not of the opinion at this stage that the symptoms have overtaken the effects of the lumbar pre-existing condition, accepting his veracity in relation to the information that has been provided.
17 February 2011 had caused the symptoms and the issue now, as the Tribunal understands the Respondent's case, is whether the degeneration of the spine has now overtaken the accepted injury as being the cause of the Applicant's present symptoms. If that understanding is correct, then it is odd to speak in terms of the 'symptoms', presumably the symptoms of the accepted injury, 'overtaking the effects' of the pre-existing lumbar degeneration, or the continued development of that degenerative condition. I would have thought that the issue would be whether the effects, the pre-existing degenerative condition had now overtaken the injury of February 2011 as the cause of the symptoms, not vice-versa. 2. Some clarification was, however, provided in the evidence of Dr Hardcastle at the hearing:
[MS SLACK]: Thank you, Doctor. I was also wondering about whether that evidence impacted on your view about whether it was the strain or the work incident that occurred in 2011 or the degenerative condition?
[DR HARDCASTLE]: Correct. Well, I would be of the opinion that given the period of time since the work injury and looking at the radiology, that it is more now becoming related to the underlying pre-existing condition and that he is, you know, he is showing good signs of improvement from that aggravation of 2011 as he did from the previous one of 2005 and that it is now the clinical picture - unless there has been a change in the symptoms because you have only provided the information on his activities that yes, there has been objective improvement there and probably getting close to getting back to the pre-injury situation - or pre-aggravation situation taking into account that, you know, there's radiological normal degenerative features in his spine that as we get older give problems.
[MS SLACK]: So they would be the cause of the symptoms?
[DR HARDCASTLE]: It's becoming more likely that these are getting to be the cause of the symptoms
[MS SLACK]: And just objectively, you are a spinal surgeon. Based on the history that you took and the evidence that Mr Thompson gave yesterday, how debilitating on the grand scheme of things is Mr Thompson's back condition?
[DR HARDCASTLE]: Well, from my clinical assessment there was no evidence of a constant - what shall we say - there's no evidence of a major inflammatory problem or cancer or infection. He has more mechanical pain and it appears to be more discogenic and appears to be coming from the (indistinct) facet in origin but as I said in that report, you need to do diagnostic injections before you can say whether it is disc or facet, as I was teaching the students this morning that disc pain is normally worse when you bend forward and facet pain when you bend back, that there is an overlap and it's not sort of 100 per cent, there are differences but certainly he's got - on the latest CT scan he's got quite - on the scan he has got quite advanced degeneration in the facet joints at the back and they are likely to give symptoms - ongoing symptoms. The good thing is that he is able to do that amount of activity in the gym that you're talking about when, you know, in relation to the degeneration that's there, it's good for him because if he sat around and didn't do anything he would just freeze up regardless of the injury, he would be a lot worse off.
[MS SLACK]: And on that, does the evidence that you've heard this morning have any impact on your opinion on the restrictions that you've referred to in your report on Mr Thompson's ability to work?
[DR HARDCASTLE]: The general restrictions, he could lift heavier weights on an intermittent basis but I still wouldn't recommend on a repetitive basis and again with lifting, lifting is a sort of a term but it's where the lifting is, if he has got to reach in to a compartment to get small amounts of something and lift, you know, 10 kilograms or five kilograms and do it 100 times in a day I'd be a bit cautious about that but he could certainly - you know, he could certainly lift heavier weights on a non-repetitive basis and he could still - you know, he could, using good technique he could probably manage up to the 10 kilogram weights on a sort of repetitive basis as long as they are not away from his body and putting an extra stress on. Because it's not even - it's not related to his injury per se, the lifting, it's as we 10 get older our discs get weaker and or facet joints get more arthritis and if we're lifting heavier weights repetitively away from our body we're putting a lot of extra stress on our body, so it's not - and because we're older - and because he's older, one has got to modify his, you know, his heavy physical activities that he could do 20 years ago but now because of the joint are worn and the discs are showing signs of degeneration, they are more susceptible to tears if incorrect techniques are used.
[MS SLACK]: And Mr Thompson said in his evidence yesterday that when he was doing suitable duties he was working in an office, at a desk, but sometimes he would have to do what he called "site inspections" so he'd just go and look at a truck and say, "Is that a truck? Yes, it's a truck" or "Is that something? Yes, it's something" - not actually physically inspecting it. Based on the information that has been provided this morning and the history you took in your report, is that something that he would be capable of doing?
[DR HARDCASTLE]: Yes, and I'd encourage more visits to trucks, you know, the more up and about and walking because I learned in my medical training that bed rest was rehabilitation for the grave and you know, long periods of sitting is not the best thing, it's been recommended that we get up and move now a lot more regularly.
(Transcript at 121-122.)
17 February 2011 for the purposes of the SRC Act. 2. I am, in any event, also of the view that based on the evidence of the Applicant's physical mobility and capabilities, that, even if the Applicant did continue to suffer from the injury, he is fit to return to pre-injury hours in a role that does not include repetitive lifting of more than ten kilograms, repetitive forward bending, sitting and standing or driving over rough terrain (see report of Dr Hardcastle dated 22 May 2018, R3/7). 3. Accordingly, the Tribunal affirms the reviewable decision of 21 November 2017 which reconsidered, on own motion, the Respondent's determination dated 5 July 2017 and determined that the Respondent was not presently liable to pay compensation in relation to the Back Injury.
2017/7135 - no present liability decision, Psychological Injury
3 September 2012? * (b) Is the Applicants' psychological injury contributed to by symptoms of his existing physical injury and conditions of his employment? 3. While the two expressions of the issues are slightly different, their effect is the same given the definition of the term 'Psychological Injury' (see [1] above) used by the Respondent.
Does the Applicant suffer from the psychological injury?
... It may be that the applicant's dissatisfaction with the respondent's initial rejection of his [back injury] compensation claim, together with his dissatisfaction regarding his work duties and unco-operative managers ... were the major causal factors relating to the contraction of his mental ailment on 3 September 2012, but, in the Tribunal's opinion ... the applicant's ongoing work-related back pain was also a factor which contributed to his contracting the mental ailment. Furthermore ... the Tribunal is satisfied ... that the applicant's ongoing work-related back pain contributed, to a significant degree ..., to the mental ailment...
Dr Shetty dated 9 July 2013 (2017/7134 et al., T14) reporting that '[b]y this time his back pain can be classified as Chronic low back pain'; * (b) certificate of Dr Tim Taulke-Johnson (R2, 439) dated 14 April 2014 stating 'Mr Leon Thompson has a medical condition of chronic pain. Counselling will definitely be of benefit to him and it should be continued'; * (c) report of Dr Johnathon Spear dated 6 June 2014 stating (R2, 593):
My diagnoses according to DSM-IV is as follows, AXIS I: Pain Disorder... It may be appropriate to recommend a further six sessions with a clinical psychologist for advice on pain management and anxiety management;
(d) consultation of Dr Ben Lee dated 12 November 2014 stating (R2, 665): '[i]t was decided that pt's back pain and mental health issues needed to be managed well first before return-to-work can be considered. Back pain being managed well, to continue gym work' and WorkCover WA - Progress Certificate of Capacity dated 12 November 2011: 'Diagnosis Adjustment disorder, Anxiety/Depression, Back Pain';
(e) letter from Dr Ben Lee dated 25 September 2014 stating (R2, 707): 'I confirm that his depression and back pain are causing his on-going incapacity';
(f) consultation notes of Dr Ben Lee dated 29 October 2015 stating (R2, 669): '[s]till having back pain. Not restricting his ADLs, but is present during most of his activities';
(g) certificate of Dr Ben Lee dated 19 February 2016 stating (R2, 723): 'Diagnosis Adjustment disorder Anxiety/Depression Chronic low back pain';
(h) consultation notes of Dr Ben Lee dated 26 April 2016 which note (R2, 673-674): 'Wife encouraged pt to do some work at church, pruning roses. Back pain exacerbated at the end of his work';
(i) report of Dr Gongora dated 2 August 2017 which states (2017/7134 et al., T22/168): '[i]n my opinion the symptoms of depression play an important role on his chronic back pain'; and
(j) consultation notes of Dr Ben Lee dated 1 November 2017 which state (R2): 'I agree that pt's depression is likely to be contributed by his back pain and work-related issues...'
Pain is said to be chronic if it persists beyond the normal healing time of about three months. 'Chronic' simply means ongoing and doesn't tell us much about the severity or quality of the pain.
(b) Australian Pain Management Association documentation states that:
Ongoing pain can heighten emotional responses and it is common for people to experience increases in levels of: anxiety, irritability, frustration, depression, anger and guilt. Vicious cycles are created, whereby elevations in emotional states can also exacerbate pain. Pain can interfere with sleep, activity levels, roles and responsibilities, work, relationships, socialising, recreation and finances.
(c) Under the terms of the SRC Act and in line with the published guidelines for management of rehabilitation, the role of the Respondent is to 'review rehabilitation determinations issued by Commonwealth authorities' (namely my employer the DA). The role of the employer, however, is to 'take all reasonably practicable steps to provide an injured employee with suitable employment or to assist the employee to find such employment'. The Applicant says that:
When I refer to Comcare or another external agency in a complaint, I am actually referring to things I found they are supposed to do in relation to my employer the Department of Agriculture as part of the Delegated role that agency (such as Comcare) performs on behalf of my employer. Deputy President Hotop in his decision in 2014 found that Comcare 'stood in the shoes of my employer in delivery of a function delegated by the employer'; in this finding it was shown that this delegated responsibility formed part of my employment. The applicant relies upon this employment relationship in this submission (Applicant's submissions 2017/7135 para. 15).
(d) The Applicant submits that reference to the Enterprise Bargaining Award (EBA) for his former employer, the DA, is relevant in determining the employment relationship to the Workers' Compensation and Rehabilitation process based on
s 99.2 (n) of that award.
(e) The applicant identifies 33 pieces of legislation which, he submits, apply to his employment with his former employer. They are (but not limited to):
- Administrative Decisions (Judicial Review) Act 1977;
- Age Discrimination Act 2004;
- Defence Reserve Service (Protection) Act 2001;
- Disability Discrimination Act 1992;
- Fair Work Act 2009;
- Fair Work (Transitional Provisions and Consequential Amendments) Act 2009;
- Financial Management and Accountability Act 1997;
- Freedom Of Information Act 1982;
- Long Service Leave (Commonwealth Employees) Act 1976;
- Maternity Leave (Commonwealth Employees) Act 1973;
- Occupational Health & Safety Act 1991;
- Public Employment (Consequential and Transitional) Amendment Act 1999;
- Public Service Act 1999;
- Safety, Rehabilitation and Compensation Act 1988;
- Sex Discrimination Act 1984;
- Superannuation Act 1976;
- Superannuation Act 1990;
- Superannuation Act 2005;
- Superannuation (Consequential Amendments) Act 2005;
- Superannuation Benefits (Supervisory Mechanisms) Act 1990;
- Superannuation Guarantee (Administration) Act 1992;
- Superannuation Productivity Benefit Act 1988; and
- Veteran's Entitlements Act 1986
... At no time in training or in any workplace documentation has the applicant ever been told or advised that the above were optional or did not apply to him and as such; any outcomes that are derived from or stem from those obligations and expectations of employment must be found to be an [sic] part of that employment. In this instance the applicant refers the Tribunal to the Safety, Rehabilitation and Compensation Act 1988 at (n) above.
(f) The Applicant refers to the decision in Thompson and Comcare and quotes the Tribunal's decision at [43] that:
...in the Tribunal's opinion, having regards to Dr Proud's evidence and Dr Shetty's referral letter of 3 September 2012 (Dr Prouds' evidence is at PT19 page 128 point 14), the applicant's ongoing work-related back pain was also a factor which contributed to his contracting that mental ailment. Furthermore, on the basis of Dr Proud's abovementioned evidence (see PT19 pp 140-147), the Tribunal is satisfied, and finds, that the applicant's ongoing work-related back pain contributed, to a significant degree (as defined in S 5B(3) of the SRC Act), to the mental ailment suffered by him on 3 September 2012.
(g) At paragraph 19 of his submissions (for 2017/7135) the Applicant argues that research shows that chronic pain can lead to psychological conditions including depression. He also asserts that depression lowers a person's frustration tolerance, a person's ability to handle problems without getting upset. The Applicant argues that depression similarly lowers a person's ability to deal with chronic pain.
While amongst the volumes of material provided by the Applicant there may be authority for these submissions by the Applicant (they are not identified in the Applicant's submissions), it is likely that the Respondent would not contest the thrust of the assertions made. Where these propositions made by the Applicant lead, however, is the point of contention.
(h) Having made the above submissions, the Applicant at paragraph 20 of his submissions (for 2017/7135), refers to him being sent home, unfit for work, immediately upon the publication of the Tribunal's decision Thompson and Comcare on 23 July 2014. He was, he says, sent home 'on miscellaneous leave with full pay under the public service act despite the fact that a Graduated return to work program was in place and I certified [sic] fit for work by my GP'.
(i) Following this, the Applicant says that he emailed his employer saying that he did not understand why he had been sent home and 'cited concerns for my psychological health if I was denied the right to work'. He says that his employer did not change its position 'so I lodged a claim with Comcare complaining about being sent home as a breach of my Graduated Return to Work Program and complaining that no one was carrying out the decision of the AAT (17 July 2014)' (Applicant's submissions for 2017/7135 para. 21).
(j) In paragraphs 22 onwards of his submissions the Applicant details various disputes that he had with his employer and the Respondent about return to work programmes, directions by his employer for him to return to work and dealings with the Merit Protection Commissioner's office. These appear to have been in the period from July 2014 after the publication of the decision in Thompson and Comcare.
(k) A Psychological Treatment Report dated 11 August 2014 from Counsellor Dr Delma Jessup stated:
Presenting Issues - Reported feeling depressed due to work unresolved related issues. Feeling that he is not valued and ignored at work. Anxious and stress about work situation. Diagnostic Impression 296.31 Major Depressive Disorder, 300.02 Generalised Anxiety Disorder.
(l) Certificate from Dr Pepulani dated 10 September 2014 states 'Patient Perceives Bullying at workplace'.
(m) The Applicant claims that in September 2014 his employer the DA sacked a psychologist who was his rehabilitation provider and replaced the psychologist with a physician. He claims that psychological condition was not to be included, presumably at the direction of the employer, in any return to work program. He says that he complained about this decision and was told that the decision on who to appoint was at the sole discretion of the employer and that he would have no input (Applicant's submissions for 2017/7135 para. 29).
(n) On 1 October 2014 the Applicant received an email from a Consultant Occupational Therapist which said '...as an Occupational Therapist my role is to guide your rehabilitation and return to work purely for your physical injury as this is the compensable claim.' In relation to that email the Applicant submits (para. 30):
This confirmation given almost three months after approval of my psychological injury by the AAT, serves to prove that my employer did not acknowledge or accept my psychological injury as a compensable claim despite the AAT finding and was not making adjustments in relation to this injury.
(o) The 3 October 2014 Psychological Treatment Report of Dr Delma Jessup recorded:
Presenting Issues - Reported feeling depressed due to work unresolved related issues. Feeling that he is not valued and ignored at work. Anxious and stress about work situation. Diagnostic Impression 296.31 Major Depressive Disorder, 300.02 Generalised Anxiety Disorder.
(p) The Applicant says that there was a meeting held on 12 November 2014 with Ken Field (DA), Maryanne Alchin (DA), Michael Chidzley (PeopleSense) and the Applicant and his wife. On the same day following this meeting the Applicant and his wife met at a GP's office with Dr B Lee (GP), Gillian Yee (Treating Psychologist) and Maryanne Alchin (DA). He says that the decision was made at this second meeting that he was totally unfit for work with that to be reviewed in February 2015. It was decided that no Graduated Return to Work Program would be put in place (Applicant's submissions for 2017/7135 para. 32).
(q) Following that the Applicant lodged an application in the Tribunal for review of his employer's decision not to have a graduated return to work program in place for him (Application 2016/1589). The Tribunal notes that the application was dismissed under s 42A(4) of the AAT Act as the decision in question was not a reviewable decision under the SRC Act or otherwise reviewable by the Tribunal.
(r) The Applicant says that on 9 December 2014 PeopleSense resigned as his rehabilitation provider because it was their view that there was no prospect that he was going to return to work (Applicant's submission for 2017/7135 para. 34).
(s) The Applicant says that on 12 January 2015 the DA cancelled his rehabilitation program. He says that he appealed this decision by DA but that the Respondent upheld the DA's decision (reconsideration reference number 46435925) finding that '...it was reasonable for your employer to close your rehabilitation program...' (Applicant's submission for 2017/7135 para. 35).
(t) The Applicant says that early January 2015 DA contacted his psychologist and his GP, Dr Lee, and requested that they certify him unfit to return to work (Applicant's submission for 2017/7135 para. 36).
(u) The Applicant says that on 17 June 2015 he attended a face-to-face meeting with the Acting Director of the Injury Management Unit for the DA, a DA Case Manager and his wife to seek a resolution to ongoing issues with DA. The meeting was held at the offices of the Department of Immigration. He says that the DA informed him that they did not want him to return to work for the DA and if he was found fit for work then they would be seeking to have him transferred to another agency (Applicant's submission for 2017/7135 para. 37).
The Applicant submits that this decision by the DA was not an appropriate resolution 'because it made the relationship with his employer even more strenuous and untenable and suggested that there is no intention by them to find a solution' (Applicant's submission for 2017/7135 para. 37).
(v) The Applicant says that at the meeting he asked Peter Bignell if the DA intended to follow the published guidelines on the Respondent's website in regard to mental health. He says that Mr Bignell's response (he does not say exactly what Mr Bignell said) gave him cause to form the view that the DA had taken the decision not to follow any published guidelines or policies in the management of his cases. He says further that at that meeting his wife presented a list of questions and issues of concern that he had raised numerous times with DA staff and Mr Bignell gave a verbal guarantee to her to respond in writing to these questions. He says that by the end of the week they had received no response (Applicant's submission for 2017/7135 para. 38).
(w) On 22 September 2015 the Applicant applied for permanent retirement (Applicant's SIFC, para. 3(D)(s)). He says that at that time he first started enquiring about permanent impairment (Applicant's submission for 2017/7135 para. 39). The Applicant was retired on invalidity grounds on 19 January 2017 (Applicant's SFIC, para. 3E).
(x) The Applicant made a formal complaint to the Merit Protection Office regarding corporate governance of the DA in managing his workplace injuries under the WHS and Public Service Acts. He says that the complaint was never resolved and he was later advised by the Merit Protection Office that it ceased when permanent invalidity retirement was approved (Applicant's submission for 2017/7135 para. 42).
(y) A report was prepared by Dr Proud dated 3 August 2016. Dr Proud's diagnosis (2017/3262, T7 at 47) was that the Applicant:
...is suffering from a Major Depressive Disorder, moderate to marked severity, chronic DSM-5 criteria.
He also suffers from Generalised Anxiety Disorder, moderate to marked severity, chronic, DSM-5 criteria.
(z) The 10 October 2016 email from the Respondent to DA (2017/3262, T9) relating to the Applicant's application for invalidity retirement stating:
We have assessed the information on file regarding the claimant and the evidence supports a finding that Comcare should support the application for invalidity retirement, at this time.
...given incapacity due to his compensable psychological condition; the ability of Mr Thompson to secure and sustain employment is not realistic. It is also acknowledged that rehabilitation attempts as per the return to work hierarchy have not been exhausted, that is redeployment: however again due to the restrictions imposed by his psychological condition this option is not viable.
(aa) The Applicant then refers to various incidents from early 2017 onwards where he says that DA did not provide information to the Respondent such as changes to an EBA (July 2017), refused to answer emails or talk to him on the phone (June - August 2017) and where the Respondent had refused to investigate pay increases (July 2017).
(bb) The Applicant also says that in October 2017 his wife complained to the Respondent and to Dr Terace about the omission in his report of key facts and documents provided to him '_and in regards to errors and misrepresentations in his repor_t - she invited Dr Terace to review his decision; providing copies of all the omitted documents- no response was ever received' (Applicant's submissions 217/7135 para. 49).
The above is not quite what Dr Proud said in evidence which was, relevantly, as follows:
[MRS THOMPSON]: ...Do you consider that adjustment reaction with major - and major depression, to be the same disease under DSM classifications?
[DR PROUD]: They are different diseases but very similar. So major depression versus an adjustment disorder with depression, effectively it's the same disorder. There's only a technical difference, so they are both subsets of depression.
[MRS THOMPSON]: ...is it always the case that chronic depressive symptoms over six months must be because of a diagnosis of constitutional vulnerability and inherent temperament? Are you - - -?
[MRS THOMPSON]: No. And the second part to that question: are you aware of any other potential causes of chronic long-term depression?
[DR PROUD]: There are many causes, such as constitutional, genetic, such as medical diseases, such as chronic pain, such as life stressors, such as grief, subset of bipolar disorder, secondary to drug or alcohol. So there's millions of causes, yes.
[MRS THOMPSON]: ...what testing, knowledge and experience of a patient would be required to make a diagnosis of a constitutional vulnerability and/or inherent temperament? Is this testing reliable and accurate in an IME examination setting, in your experience?
[DR PROUD]: Okay. So one would need to know if there was a family history of depression, for example. If there's a family history of depression, then there's more likely to be what you're calling the constitutional element. And if there's a past history of depression, then it's likely to be constitutional, provided there have not been significant life events such as trauma or childhood disadvantage, that have caused the trauma. Does that explain it?
(c) The Applicant submits that it is highly unlikely that Dr Terace was able to form a complete view of the inherent temperament and constitutional medical history of the Applicant as a whole based on the short interview with the Applicant. The Applicant says that none of the factors causing constitutional vulnerability outlined by Dr Proud was disclosed or attributed to the Applicant by Dr Terace in his report or in his verbal evidence. The Applicant says that only a set list of questions and incomplete documentary information that confirmed the Respondent's perception of what the issues were was made available to Dr Terace prior to examination; for example, the AAT finding from 2014 was not provided (Applicant's submissions for 2017/7135 paras. 53-54).
(d) The Applicant says that he took documents to the appointment with Dr Terace, however:
... in Dr Terace's evidence when asked by the applicant about this material provided by him at the appointment, Dr Terace could not even recall whether any documents had been brought to the examination; this fact proves that Dr Terace did not consider the applicant's position in his findings. These incomplete set of facts relied on by Dr Terace would limit his ability to form a complete view based on all the facts - the applicant submits that this would lead the Doctor to make decisions based upon a confirmation bias formed by leading and incomplete information provided to him. (Applicant's submissions for 2017/7135 para. 54)
(e) The Applicant refers to answers given by Dr Terace in cross-examination relating to 'psycho-social stressors'. Although paraphrased in the Applicant's submissions (Applicant's submissions for 2017/7135 para. 56), the question and answer were as follows:
[MR THOMPSON]: Okay. I was trying to resolve issues, but they were not answered or addressed. I was pursuing returning to work, but they sent me home. Is this likely to be a psychosocial stressor?
[DR TERACE]: Yes, sir. That would be reasonable at that time. I think most people would be distressed by that.
(f) Dr Terace was asked in his evidence to consider the opinion of Dr Proud that the Applicant arguing with people is attributable to his 'intractable behaviour' which was part of the Applicant's condition. In response Dr Terace said that he would not attribute anger or irritability to depression stating that 'these behaviours are not symptoms of a major depressive disorder' (Applicant's submissions for 2017/7135 para. 57).
(g) The Applicant points to DSM-5[1] which, as part of the analysis of Major Depressive Disorder, says '[m]any individuals report or exhibit increased irritability (e.g., persistent anger, a tendency to respond to events with angry outbursts or blaming others, and exaggerated sense of frustration over minor matters)' and that in the diagnostic criteria in DSM-5 for Generalised Anxiety Disorder 'irritability' is included.
(h) The Applicant submits that:
...the findings of Dr Proud in this matter to the tribunal based on the above. When asked Dr Proud stated that the likely impact of work incidents described by the applicant (trauma / stressor events) was that "it would be very common to suffer symptoms of depression, to feel helplessness, to loose trust and to be argumentative." It was the further evidence of Dr Proud that adjustment reaction disorder and depression while being the same kind of illness; depression is a worsening of that diagnosis with time and intractability. (Applicant's submissions for 2017/7135 para. 59).
the diagnostic criteria and features found in DSM 5 and the evidence of Dr Proud show that the evidence cited by Dr Terace (that some other diagnosis may be relevant due to symptoms of anger and irritability); cannot be supported in evidence and cannot be taken into consideration in this case (Applicant's submissions for 2017/7135 para. 59).
...the applicants' submission that he suffered a work injury on 17 February 2011. This injury did not heal and resulted in the applicant suffering from chronic pain. At the AAT hearing in 2014, Deputy President Hotop found that this chronic pain was a significant factor in causing his depression. Deputy President Hotop also found that the other contributing factor was the view of the applicant that the relationship with his employer the Department of Agriculture was one of an uncooperative and unsupportive management. The applicant submits that he was required to have contact with the Department of Agriculture during between July 2014 and February 2017 due to the nature of his ongoing claims. Further the applicant submits that pain symptoms are ongoing and therefore this continued chronic pain is still a significant contributor to his diagnosis of depression.
(Applicant's submissions for 2017/7135 para. 64.)
...[i]t may be that the applicant's dissatisfaction with the respondent's initial rejection of his [back injury] compensation claim, together with his dissatisfaction regarding his work duties and uncooperative managers ... were the major causal factors relating to the contraction of his mental ailment on 3 September 2012, but, in the Tribunal's opinion ... the applicant's ongoing work-related back pain was also a factor which contributed to his contracting the mental ailment. Furthermore ... the Tribunal is satisfied ... that the applicant's ongoing work-related back pain contributed, to a significant degree, to the mental ailment...
(b) According to the Respondent, in essence the question is whether the work related back pain continues to contribute to a significant degree to his mental ailment, or whether the ongoing cause is something else. The Respondent contends that since the date of the reviewable decision, 21 November 2017, it is something else; namely, his ongoing interactions with the Respondent and the claims management process.
(c) The Respondent points to Prain v Comcare [2017] FCAFC 143 (Prain) wherein, according to the Respondent:
...the Federal Court confirmed that for the Applicant to continue to suffer from an Injury for the purposes of any of the payment provisions of the SRC Act (ss. 16, 19, 20 21, [sic] 21A, 24, 27, 29), the causative threshold provided for in the definition of Disease must continue to be met. Therefore, in order for liability to continue, the Applicant's lower back condition must continue to contribute, to a significant degree, to his psychiatric condition.
(d) The Respondent dismisses the Applicant's reliance on HSDR and Comcare [2017] AATA 779 on the basis that what was said by the Tribunal in that matter at [40]-[44] was 'not relevant as it was made prior to the Full Federal Court's decision in Prain which the Tribunal is bound to follow'.
s 5B(1) of the SRC Act is whether the ailment suffered by the Applicant was contributed to, to a significant degree, by the Applicant's employment by the Commonwealth. To equate that test to simply considering the one issue, namely, whether the Applicant still suffers from the work-related back pain that Deputy President Hotop found had contributed to the necessary degree to the Applicant's mental ailment, is erroneous. As the Full Court set out in Prain, the test to be applied, assuming that the Applicant does suffer from the claimed mental ailment, is whether that condition is, at this time, contributed to, to a significant degree, by the Applicant's employment. 2. In any event, the above test proposed by the Respondent in its submissions is not the one relied on, or at least relied on solely, by the Respondent. The Respondent sets out in paragraphs 49 (Respondent's Outline of Submissions) onwards the evidence which it says establishes that the Applicant's present mental state is not contributed to, to a significant degree, by the Applicant's employment. That is the appropriate test. The Respondent points to the following evidence: * (a) Dr Terace (report dated 15 September 2017) concluded that the Applicant suffered from major depressive disorder, mild to moderate, and relatively chronic (2017/7134 et al., T24/200). * (b) Dr Terace expressed the view that '...in my opinion, the present mental state is predominantly not caused by any workplace events including the events of the Date of Injury 17 February 2011, or any claims of subsequent mistreatment in the workplace' (2017/7134 et al., T24/179). Dr Terace then remarked that '[i]t may only be argued that if his ongoing and present chronic pain is the product of the Department of Agriculture as per the Date of Injury 17 February 2011, then there is a lesser contribution from his chronic pain to his psychiatric disorder, but the predominant cause of his present mental state is probably related to other factors' (2017/7134 et al., T24/201). * (c) Dr Terace also expressed the view that the Applicant's declining medication and the failure of aggressive treatment have been significant factors in causing and maintaining his major depressive disorder (2017/7134 et al., T24/201-202). The other contributing factors were anxieties about his economic future, financial concerns and dissatisfaction with the Comcare process (Respondent's Outline of Submissions para. 51). * (d) The critical passage of Dr Terace's report appears to be on page 29 of the report (2017/7134 et al., T24/204), is as follows:
In my opinion, in this case, the prolongation of his psychiatric disorder is probably explained by the following factors:
There would only be ongoing significant contribution from the workplace if his chronic pain is a product of his workplace accident.
Even then, other non-work related factors are probably predominant in causation of his present mental state...
(e) Dr Terace (2017/7134 et at., T24/205) expressed the opinion that 'It may only be argued that there is a significant, but lesser contribution from employment if his chronic pain remains a product of employment...'
(f) Dr Terace was then asked to prepare a supplementary report. That report was produced on 20 September 2018 (R2, pages 38-39). Relevantly, Dr Terace stated that:
... Even if the other matters appear to be the predominant causes of his mental state, at least at the time when I examined Mr Thompson, then the issue of chronic pain arising from the physical injury which is said to be related to employment (although this is a matter outside of my area of expertise) also needs to be considered, and in my former report dated 15 September 2017 I concluded that it was a lesser, but contributing factor.
I confirm my view that the predominant cause of Mr Thompson's present mental state is probably related to other factors.
I also did state in my previous substantive report that I considered that there was probably a lesser contribution from his chronic pain to his psychiatric disorder even if the cause of his mental state was predominated by other factors.
Furthermore, in my opinion, Mr Thompson's Major Depressive Disorder probably would have resolved earlier in the absence of his perception of the administrative conduct of the process since the cessation of employment in 2014, and other understandable pragmatic concerns on the balance of probabilities.
In my previous report dated 15 September 2017 I had assumed that significance in causation meant that which is not insignificant.
If, however, you propose that significant means something that is substantially more than material, then this causes me to question and reconsider my use of the term causal significance as it pertains to causal contribution relating to Mr Thompson's pain and associated physical injury.
This means that if, based on those assumptions, Mr Thompson's pain is not something that is substantially more than material, then I would be caused to conclude, only on that basis, that the contribution of the chronic pain, as described by the experts you referred to (assuming that this is correct, and that this represents the preponderance of medical opinion about this matter), then, on that basis, logically, I would probably find that the contribution of the pain is probably not substantially more than material, but rather that the Mental State is maintained and propagated by other factors.
(g) Later in his supplementary report, Dr Terace stated (R2, page 43-44):
After the cessation of employment, he then appeared to describe the distressing perceptions of the conduct of the administrative processes surrounding his claim pertaining to Comcare, as well as understandable pragmatic concerns, which drove the causation of his mental state in my opinion.
In the present, it is very clear that his distress pertaining to the administrative/Comcare process is substantially contributing and driving his mental state, as are understandable pragmatic concerns - which require resolution to facilitate his recovery.
(h) Dr Terace explained, after being told of the evidence the Applicant gave to the Tribunal, in his oral evidence that the exercise and level activity that he engages in 'it's commendable and it's consistent with the notion of a - it does not exclude a major depressive disorder, but it's not consistent with one that is severe or profound' (Transcript at 144).
But secondly, it does have relevance to the issue of - of the significance of the pain and its relationship to the mental state. In my first report I opined that - that it was likely that the acute pain relating to the initial injury that Mr Thompson suffered precipitated and contributed towards the contraction of his psychiatric disorder back in 2011/2012, in combination with his perception of mistreatment. In my most recent report I reviewed all the data that was available and noted that the recurring motive, in fact the predominant complaints referred to Mr Thompson's perception that he was mistreated in a variety of ways in terms of the conduct of the administration of this process, and there was little relevance to the issue of pain.
So I opined that my conclusion about the relationship of the pain, assuming that it was the product of employment, to the present mental state, relied upon the significance of the pain, which relied upon the findings of the experts in physical medicine, and that if the pain and disability was chronic, if it was substantially more than material, then on that basis it would be reasonably argued that it probably continues to contribute to the present mental state, although the predominant causation of the mental state appears to relate to other matters, as demonstrated in a plethora of notes provided. But if that is the evidence, if the pain and disability is not substantially more than material, if that has been concluded by the experts in physical medicine, then I'm reliant upon that information, and need to stipulate the assumptions in the chain of reasoning, which would be that I would then not find the pain associated with physical disability to be significantly contributory to the present mental state. (Transcript at 144.)
But it is reasonable to conclude that those matters caused you [the Applicant] distress, and therefore propagated the condition itself over time. So, what I was trying to demonstrate was that the psychosocial stressors which were burdening upon you were, in fact, driving your disorder. Whereas, major depressive disorders generally resolve as a function of time, and that's showing the population evidence.
So, major depressive disorders generally recover as a function of time, such that if you look at the data carefully across all populations, what we see is this: firstly, that they are very common, secondly, that most of them will resolve quickly. In fact, 40 per cent will recover within three months in the absence of treatment. We call that the placebo response. 50 per cent will achieve significant recovery at three months, 50 to 80 per cent by one year and, as you continue in time, 88 to 95 per cent have gone into remission or achieved significant recovery by five years. Because the human brain has the capacity to heal and to recover from major depressive disorders. And when they don't recover, the question is always why. And the data suggests that the reason that they don't recover in some people is, firstly, the absence of treatment may be one, although they often recover spontaneously anyway. The second is psychosocial stressors that are pressing upon that person, which continue to drive the mental state, such that whatever precipitated the major depressive disorder becomes far less relevant with increasing time in terms of causation. And the disorder is propagated and perpetuated by the ongoing stressors upon that patient, such that it is reasonable to conclude that Mr Thompson described and has also reiterated in the medical notes, psychological notes, psychiatric reports and the emails, that he was distressed by the conduct of the process and beyond employment, when he was compelled to leave in July 2014, the various disputes relating to the management of him in terms of, I think, firstly rehabilitation, but then the need to apply for retirement and the various disputes with Comcare and with the administrating bodies that are described in the various notes, mentioned in the medical notes, psychological notes, psychiatric reports and certainly in the email correspondence that I viewed. And that's what I was trying to express.
(Transcript at 151-152.)
(b) The Respondent says that Dr Terace's view is consistent with the Applicant's contemporaneous reporting revealed in the clinical records as follows:
- (i) a consultation record of 19 February 2016 noted that the Applicant '...feels that department is not owning up to bullying him and this is significantly affecting his mental health' (2018/2754, T20/97-8).
- (ii) an email dated 3 June 2016 on Dr Lee's file from the Applicant to Comcare and Dr Lee (R2, 958) stated 'For the last 6/8 certificates [i.e. medical certificates] I have actually listed you [a Comcare officer] as an issue on the certificate...'
- (iii) a consultation note of Dr Lee on 27 June 2016 (2018/2754, T20/104):
Pt feels that Department of Agriculture have found that the medical reports by the different health professionals were "frivolous and vexatious". States that this is contributing to his depression and anxiety.
(iv) email from Applicant to the Tribunal dated 27 March 2017 '...re aggravation of medical condition by Ash Burgess and district registrar of AAT'.
(v) a consultation note with Dr Lee on 31 May 2017 (2018/2754, T20/108):
Current relationship with Comcare is "at the lowest of the lowest". Having continued arguments re certificates. Comcare have arranged for further independent assessments ... WC certificates need to be continued until his retirement age of 65 years ... As a result of above, pt's depression has worsened
(vi) email from Applicant to Comcare and the Tribunal dated 29 April 2018:
As part of having Major Depression and General Anxiety, one of the aggrivating [sic] factors for me is the feeling that the published and publically available...guidelines, principles and procedures are not being properly adhered to... (2018/2754, T14).
(vii) email from Applicant to Comcare dated 1 May 2018 (2018/2754, T16/76):
'It is an AGGRAVATION of that condition caused by mitigating factors related to the mis-management of my workers [sic] compensation case and ongoing treatment of me by the Public Service agencies charged with the duty of care to manage my case. Any impact of workers [sic] compensation is an aggravation caused by my employment because the access to workers [sic] compensation in itself implies a work related injury...'
(viii) Dr Terace himself provided a comprehensive summary of other documents that supported his conclusion that Comcare and the claim's management process were what is now the predominant contributing factor to the psychological condition.
Does the Applicant suffer from the psychological injury dated 3 September 2012?
... However, in my view, guidance is to be found in other sections of the Act. In s 4 the term "place of work" is defined as including "any place at which an employee is required to attend for the purpose of carrying out the duties of his or her employment". This definition suggests that the term "employment" encompasses the duties which an employee is engaged to perform. The term "injury" is defined in s 5A. The word means, inter alia, "an injury suffered by an employee, that is a physical or mental injury arising out of, or in the course of, the employee's employment". A similar formula is used in defining "aggravation" of an injury and, in s 5B, in defining the term "disease". If the Act contemplates a connection between an injury or disease and the employee's employment, then it must be possible to determine the ambit of such employment, and whether the circumstances in which the injury arose were within that ambit. This suggests a focus on what was done rather than upon trade, calling or any system of classification.
Although none of this is definitive, it seems to be more consistent with the purpose of the Act to treat the word "employment", when used in the Act, as describing rather more than a trade, calling or classification of employees. The Act is very much concerned with conditions in which employees work and their terms of engagement, rather than how they may be classified.
[Else-Mitchell J's analysis] treats the word 'employment' in the definition [of injury] as something distinct both from the fact of the employment of the worker and from any consequence of the employment and confines it (if I understand the notion correctly) to the inherent features or essential incidents of the employment, to the exclusion of occurrences in the course of the work. With all respect, I think that to take this view is to refine upon the word too much and by so doing to miss what the definition is manifestly intending to say. Where it is possible to identify as a contributing factor to the aggravation, acceleration, exacerbation or deterioration of a disease some incident or state of affairs to which the worker was exposed in the performance of his duties and to which he would not otherwise have been exposed, I see no misuse of English in condensing the statement of fact by saying simply that the employment was a contributing factor to the aggravation etc [acceleration, exacerbation or deterioration]. It is in that sense that I should understand the language of the definition.
... When the Act speaks of "the employment" as a contributing factor it refers not to the fact of being employed but to what the worker in fact does in his employment. The contributing factor must in my opinion be either some event or occurrence in the course of the employment or some characteristic of the work performed or the conditions in which it was performed.
It is apparent from these pronouncements that to be considered "employment" as that word is used in s 5B(1), the "disease" must have been suffered while the Applicant was "in the performance of his duties" or was significantly contributed to by "some characteristic of the work performed or the conditions in which it was performed".
In Australian Telecommunications Commission v Tzikas, (unreported, Full Court, Smithers, Sweeney and Woodward JJ, 12 August 1985) the joint judgment of Sweeney and Woodward JJ contains some observations concerning a claim for compensation for further aggravation of neurosis by, inter alia, resentment towards the employer alleged to have resulted "first, from the actual (that is, original) aggravation and acceleration of the illness, then, from the loss of her previous income, and finally from the delays which occurred as the result of the procedures which were needed in order for her to obtain compensation". It was a case in which it was accepted that an aggravation had originally occurred by reason of excessive noise in the workplace, but payments of compensation had been terminated on the basis that the aggravation was spent. The tribunal restored the payments, and upon appeal the Full Court referred the matter back for reconsideration, as Sweeney and Woodward JJ put it:
"to determine whether the continuing resentment of the respondent about the first aggravation and acceleration of her disease is in fact causally related to her former employment and, if so, whether it is playing such a part in her present state of health that it can properly and fairly be said to be contributing to a current aggravation or acceleration of her disease and not merely providing a focus for that disease".
"There is, of course, an important difference between, on the one hand, the sequelae making a sick mind sicker and thus perhaps contributing to incapacity and, on the other, a sick mind latching on to the factors described so that, in one sense, they play a part in the illness, but not in such a way as to add to existing incapacity. Since it tended to refer interchangeably to the sequelae contributing to the illness and contributing to the incapacity, we think it is likely that the distinction that we have referred to was not always borne in mind by the Tribunal."
247. The majority of the Full Court, Sweeney and Woodward JJ, identified two flaws in this passage of the Tribunal's reasons. The first related to whether employment by the Commonwealth was still a contributing factor to any relevant aggravation or acceleration of Ms Tzikas's disease bearing in mind that its former aggravation or acceleration had resulted from noise and stress. The Tribunal was required to consider whether the factors it had listed were truly the results or consequences of that former aggravation and acceleration or the manifestations or results of her underlying disease. Their Honours went on to consider the four factors identified by the Tribunal:
"... The first three factors listed flow not from the respondent's employment with Telecom, but from her cessation of that work; they are not affected in any way by the nature of her former work, but arise simply from the fact of previous employment operating on a person of her temperament, background and family circumstances. The fact that she feels her status has decreased as a result of lower earnings, but she finds not working congenial, and enjoys the increased attention from her family, can hardly be said to flow from, or have been contributed to by, her employment by the Commonwealth. This issue of causation was simply not considered by the Tribunal, which assumed a causal connection because these things flowed, in a medical sense, from the cessation of work, which was in turn contributed to bite [sic] employment factors.
The fourth factor listed by the Tribunal is more difficult to resolve than the others. In our opinion, the resentment of a sick mind, directed towards former conditions of employment, if it aggravates or accelerates the disease, and thus contributes to incapacity, is capable of leading to a finding under s 29(1) of the Act that the employment is still contributing to the aggravation or acceleration. However we believe that resentment about lower earnings and delays in litigation cannot be said to have been contributed to by the employment. Such considerations are as remote from the employment as the other factors, such as relief at not having to work, dealt with earlier."
In our opinion, the resentment of a sick mind, directed towards formed conditions of employment, if it aggravates or accelerates the disease, and thus contributes to incapacity, is capable of leading to a finding under s 29(1) of the Act that the employment is still contributing to the aggravation or acceleration. However we believe that resentment about lower earnings and delays in litigation cannot be said to have been contributed to by the employment. Such considerations are remote from the employment as the other factors, such as relief at not having to work, dealt with earlier. ...
...Mr Plumb's employment was the initial contributing factor to the anxiety disorder. However since that time the causative factor had become Mr Plumb's involvement in the proceedings, and the Department's approach to those proceedings.
The Tribunal also noted a need for vindication and justification. It went on to find that the contribution to his condition made by the stress of the litigation afforded Mr Plumb no basis for compensation.
21 August 2017 to prepare his report dated 15 September 2017 (2017/7134 et al., T24). Dr Terace also provided a supplementary report dated 20 September 2018 (R2) having been provided with and reviewed further documents. These documents comprised over 1000 pages and included communications, including communications from the Applicant after the date of Dr Terace's assessment of the Applicant in August 2017. 3. The substance of Dr Terace's two reports which are relevant to this application are set out in [87] above. I accept the opinion of Dr Terace as set out in those reports and insofar as there is inconsistency between the report of Dr Proud and Dr Terace, the Tribunal prefers the evidence of Dr Terace. That is not a criticism of Dr Proud but rather a product of the fact that Dr Terace has examined the Applicant more recently and had the benefit of very considerable further documentary evidence at the time of his second report. 4. Based on the evidence of Dr Terace and on the cross-examination of the Applicant in relation to the stressors that the Applicant has been exposed to since the Applicant ceased to be engaged in work with DA, the Tribunal is not satisfied that any mental ailment that the Applicant may now suffer from is contributed to, to a significant degree, by the Applicant's employment with DA. In reaching this conclusion the Tribunal has applied the principles enunciated in John Holland Group v Robertson and Semlitch (see [95]-[98] above) and applied in Tzikas as explained and applied in Kirkpatrick (see [101] above) and by the Tribunals in Dunstan and Comcare and Prain and Comcare (see [102]-[103] above). 5. Accordingly, the Tribunal affirms the decision of the Respondent dated 21 November 2017 which affirmed a determination dated 27 October 2017 which had found that the Applicant had no entitlement to compensation pursuant to s 16 of the SRC Act for medical treatment obtained in relation to the psychological injury 'adjustment reaction with anxious mood' dated 3 September 2012.
(1) Where an injury to an employee results in a permanent impairment, Comcare is liable to pay compensation to the employee in respect of the injury.
(2) For the purpose of determining whether an impairment is permanent, Comcare shall have regard to:
(a) the duration of the impairment;
(b) the likelihood of improvement in the employee's condition;
(c) whether the employee has undertaken all reasonable rehabilitative treatment for the impairment; and
(d) any other relevant matters.
21 November 2017. In relation to the Back Injury the Applicant has not provided any evidence which would displace Dr Hardcastle's assessment of the whole of person incapacity (WPI) at less than 10%. Section 24(7) of the SRC Act provides that where the degree of impairment is less than 10% and the impairment is other than a hearing loss, compensation is not payable. Dr Hardcastle's assessment of the degree of impairment in his report dated 22 May 2018 (R3 at page 13 of 14) was 5%. 3. At the hearing Dr Hardcastle was asked about the guide that he had used in making the assessment of the WPI. In his report he had referred to Table 9.6 of the Comcare Guides. At the hearing it was put to Dr Hardcastle by the Respondent's counsel that Table 9.6 relates to a different area of the spine than the lumbar spine. The lumbar spine is covered in Table 9.17. Then asked whether he had had an opportunity to evaluate the appropriateness of the Table that he had used, Dr Hardcastle said:
We have, we we've - at next shelf we've been looking through for the old guides to find out because there is a Comcare guide that I remember we used and I think it's an older one and we just can't find them, the girls couldn't find them but certainly on the revised ones - or the other one, it's the lumbar spine and it's - - -
...
Yes, he is [Table] 9.17 and he comes under either the nought per cent or the 8 per cent. At the time of my assessment I would have moved more to the 8 per cent but if he has improved in terms of his functional capacity and overall generally, then looking at these he would be more getting closer to the nought per cent from the physical aspect. It's go here, "Clinical history and examination compatible with a specific injuries and yes, findings include significant muscle guardian spasm" - well he doesn't have that. "Asymmetric loss of movement" no, he doesn't have that. "Non- verifiable radicular complaints". No, he doesn't have that. "Define complaints or radicular pain without objective findings". No, he doesn't have that. "No alternation of the structural integrity and no significant radiculopathy" and he certainly doesn't have that. So it could potentially fit there but if we look at nought, there's no significant clinical findings, no observed muscle guarding or spasm, no documented neurological impairment. Well he doesn't have really any of those apart from the clinical findings of local tenderness so he does - but he doesn't have muscle guarding spasm and no neurologic involvement, so he does fit two out of the three - or three out of the four in the nought but there's still one there that you would consider putting him in the eight and when I saw him I would be considering the eight. It would still be an opinion and I'd be basing my opinion on his motivation and the fact that he has been working there for a long period and, you know, he's got a good work record.
(Transcript at 122-123.)
21 November 2017 which affirmed a determination dated 10 October 2017 that had found that the Applicant had no entitlement to permanent impairment compensation pursuant to s 24 of the SRC Act in relation to the Back Injury and the Psychological Injury.
2018/2754 - New ailment, aggravation of the Psychological Injury
T-documents, submissions and statements admitted into evidence. The Applicant advised that 'Most of the documents don't appear in the T documents'. He further confirmed that they were not documents that had been summonsed (Transcript at 17). The matter was left on the basis that the list would not be admitted into evidence at that time and that the Applicant would provide the documents identified in the spreadsheet prior to the commencement of the hearing the following day. 3. At the commencement of the hearing the following day the Respondent's counsel made the following observation:
[MS SLACK]: I received it ten minutes ago, so I haven't had an opportunity to review all of these documents. The problem is that the provision of these documents at late notice indicates a shift in the Applicant's case that wasn't clear on material that had previously been provided. If it was always the Applicant's case that he suffered from an aggravation that was only and directly relevant to being told to go off work by his employer in July 2014, then there would have been scope for the Respondent to rely on the reasonable administrative action section, because that, in my submission, on its base seems to be an administrative action directed at the Applicant's employment.
...
[MS SLACK]: What was raised in the Applicant's statement of facts, issues and contentions was a much broader claim, in my submission, and one that it more cascaded from that action, and it was really the management of the return to work plan and the Comcare claim.
(Transcript at 95.)
[MR THOMPSON]: We actually haven't actually specified an aggravation date. I have actually hinted that yesterday, so was it 21 July or was it 12 November 2014, Deputy President. When we were waiting on you to make a decision on the aggravation date under there, so - which I don't know. (Transcript at 96.)
...In effect, the aggravation claim is entirely hypothetical until you get to November 2017 last year. Comcare's case in response to the aggravation is that you had a psych condition. We accept that you had a psych condition all the way up until November 2017. There are a lot of contributory factors that were happening. The Tribunal determined that it was secondary to the back.
...
Liability continued as a secondary psych claim up until November 2017. Prior to that, Mr Thompson had been terminated on an invalidity ground. Every one of his concerns after that was related to Comcare and a Comcare process, because he was not dealing with your employer.
...
We say that any aggravation during the period from July 2014 to November 2017 is really quite hypothetical, because there is no medical evidence to establish that there was an aggravation, and even if there was, there was already a claim for a psychological condition that had been accepted.
(Transcript at 98-99.)
1 July 2016, to any aggravation of a mental condition on 12 November 2014 or
21 July 2014. It may be that that is because an aggravation of a mental condition on either date was not, at that point, an issue because the Respondent still accepted the mental injury and did so up until November 2017. Dr Proud's report dealt only with whether the Applicant still suffered from the accepted mental injury. Dr Proud's view, as at
3 August 2016 was that he did, as was the Respondent's view. 4. The Tribunal notes that in his report Dr Proud does state that :
Effectively Mr Thompson has chronic, resistant, psychiatric conditions; namely Major Depression and Generalised Anxiety Disorder. It has been complicated by at least a two or three year history of fractious, argumentative, querulous engagements with his employer and rehabilitation providers that have complicated that attempt.
Pt had another independent medical examination by Dr Terace, who felt that pt had adopted a sick role in pursuing permanent retirement.
Pt has lodged an appeal, a/w outcome.
Pt will also pursue regular Psychiatric Rx
I agree that pt's depression is likely to be contributed by his back pain and work related issues, but given the medico-legal history with involvement of multiple Psychiatrists, I feel that writing this formally to Comcare is beyond the scope of my duties.
Pt will return for review in 2 weeks.
Needs new WC form filled.
...
Pt states that his diagnosis of depression is being disputed
Currently undergoing court process.
Pt expects ruling to be given by May/June.
...
Has not proceeded with Psychiatric Rx, as patient has several IME's being arranged and has an on-going court case.
21 November 2014. After being provided in cross-examination with a copy of the Applicant's wife's minutes of a meeting on 21 November 2014 with the case manager from DA, the Applicant's GP and his psychologist and some other documents the following exchanges took place:
[MR THOMPSON]: - - - 2014, on the - my next meeting with my employer occurred on 12 November 2014. Have you read the minutes or received the minutes of meeting for that meeting with Ken Field, the director of people services, Maryanne Altran, then with my GP.
...
[MR THOMPSON]: ... So we don't need a conclusion. The question to that is, is that I was there, I was participating - yes, you would have had the medical certificate for that meeting where Dr Benjamin Lee declared me medically unfit to return to work on that first date.
...
[MR THOMPSON]: Did you sight it? So that's the first time that my GP certified me unfit to participate in a graduated return to work program?
[DR TERACE]: That's what it appears to be, yes.
[MR THOMPSON]: Okay. Between July 2014 and November 2014 - - -
[DR TERACE]: - - - in my opinion, representative of the interaction between constitution, which the major depressive disorder and, in fact, any mental state always represents interaction between constitution. And, in this case, the driving factors, which were your perceptions of distress, and my understanding initially was that your perceptions of distress related to the initial pain and the initial perceived mismanagement of your case. And then when you were compelled to leave in July 2014, that you were then compelled to pursue invalidity and there were various other disagreements, of which whether you were justified or not is not my determination. But it is reasonable to conclude that those matters caused you distress, and therefore propagated the condition itself over time. So, what I was trying to demonstrate was that the psychosocial stressors which were burdening upon you were, in fact, driving your disorder. Whereas, major depressive disorders generally resolve as a function of time, and that's showing the population evidence.
...I can only state that my understanding was that I believe this process and the components of this process along the way, and your perception of them, have been distressing to you and have been destructive, in that they have propagated your major depressive disorder, such that it would be reasonable to conclude that your distress relating to this process, itself, is presently contributing to your present mental state and driving your mental state. And that's also expressed in the email correspondence that I reviewed, which I'm not certain of the - I understand the author to have been Ms Thompson, and I may or may not be correct about that. But, assuming the information that is correct, then it demonstrates that this is a stressful process to you. And that is not unnatural. It is entirely normal to be distressed by a process of this nature. So, the point I'm trying to make is that the mental state is dynamic, the driving causes of a major depressive disorder are dynamic and change over time, that the precipitant of a major depressive disorder five years ago isn't necessarily the same as the propagating and perpetuating factors of that disorder over time. In fact, they are often very different for the reason I stated, that most major depressive disorders will recover with time and or with treatment, unless they are propagated by other factors. And common factors are various psychosocial stressors that are perceived by the suffering patient in that regard. So, with respect to your question as to who mistreated you, I can't answer that. That's an industrial and legal determination. I can only conclude that, at that time, that would have been distressing to you and that would not be unreasonable.
(Transcript at 156.)
2017/5404 - calculation of normal weekly earnings (NWE) as at 17 February 2011
Should the Tribunal extend the time for review of the initial determination dated 28 November 2012 and if so, was the Applicant's NWE correctly calculated as at the date of injury. This will require consideration of the following sub-issues:
(i) Does the Tribunal have jurisdiction to review the decision dated 16 August 2017?
(ii) If so, should the Tribunal, standing in the shoes of the review officer, grant the extension of time?
(iii) If so, was the Applicant's NWE correctly calculated in the determination of 8 November 2012?
28 November 2012 were correct, or when the Applicant may have come by such information, may be relevant to one aspect of this claim, namely whether there is a valid explanation for the Applicant's four and a half year delay in making a request for a review, but it is not the primary issue. The primary issue is whether the Tribunal should extend the time for the review. 2. The basis of the Applicant's claim is set out in the application lodged with the Tribunal, (2017/5404, T2/9-10). In summary, the Applicant says that he was suffering mental and physical impairments at the time that the determination was made in November 2012 and 'had no understanding of just how sick [he] was'. He says, presumably by way of explanation for the delay in seeking a redetermination, that:
I had no coping skills or ability to process what was going on. Just getting up and attending work and trying to live an everyday life from one day to the next was an extreme struggle.
Also at the time I had received some letters regarding dates that had been approved or not approved and when I had tried to appeal some of these I was told that they were a normal part of the process and not something that I needed to appeal. Given this I had no idea what I was supposed to be following and processing and what was just for my information.
It is clearly evident to me that the payroll from DA has not provided all of the information to Comcare. Comcare's decisions are based on incomplete information and facts have now changed. This means that they are not made in full and proper consideration of all of the facts and must be reviewed and changed in light of new evidence and facts that were previously withheld or ignored.
In coming to its decision Comcare, properly, should have regard (i) to the cause of, and the explanation for, the delay in submitting the request; (ii) to Mr Willems' conduct in this; and (iii) to the consequences to Comcare of the delay and of Mr Willems' conduct. But what, in my view, it could not do in evaluating the significance of delay in the matter was to have regard either to Mr Willems' conduct subsequent to the request being submitted or to its consequences for Comcare, unless the effect of that conduct was such as to defer, falsify or nullify the request submitted - and I here refer to later conduct which would amount to the legal abandonment or withdrawal of the request, which would give rise to an estoppel or which revealed the request to be a fraudulent one. The time of submitting the request, in other words, temporally fixed the delay that was relevant for the purposes of determining whether an extension should be granted.
This is not to say that there may not be other reasons which could make it entirely proper to look beyond the period of delay. It has, for example, often been acknowledged that the merits of the substantive request are a relevant consideration when a determination is being made on the extension question: see Hunter Valley Developments Pty Ltd v Minister for Home Affairs and Environment [1984] FCA 176; (1984) 58 ALR 305...
(1) Prima facie, proceedings should be commenced within the prescribed period and an applicant for extension must show 'an acceptable explanation of the delay' and that it is 'fair and equitable in the circumstances' to extend time;
(2) Any action taken by the applicant, other than by making an application for review, is relevant to the consideration of the question whether an acceptable explanation for the delay has been furnished. A distinction is to be made between the case of a person who, by non-curial means, has continued to make the decision-maker aware that he consents the finality of the decision (who has not 'rested on his rights') and a case where the decision-maker was allowed to believe that the matter was finally concluded.
(3) Any prejudice to the respondent including any prejudice in defending the proceedings occasioned by the delay is a material factor militating against the grant of an extension.
(4) However, the mere absence of prejudice is not enough to justify the grant of an extension. In this context, public considerations often intrude. A delay which may result, if the application is successful, in the unsettling of other people or of established practices is likely to prove fatal to the application.
(5) The merits of the substantial application are properly to be taken into account in considering whether an extension of time should be granted.
(6) Considerations of fairness as between the applicants and other persons otherwise in a like position are relevant to the manner of exercise of the court's discretion.
To request a reconsideration of the determination you must submit a Request for reconsideration form, found on Comcare's website, within 30 days of receiving Comcare's initial determination...Please ensure you submit all new information and evidence when you submit your request for reconsideration as there is limited opportunity to do this later. If you can't make your request to Comcare within 30 days you must apply to the Reconsiderations team for an extension of time.
Fairness as between the applicants and other persons otherwise in a like position
28 November 2012, the Applicant has failed to establish, on the balance of probabilities, why the 28 November 2012 determination is wrong and what the determination should have been or should be upon reconsideration. 3. The Tribunal accordingly affirms the decision of the Respondent dated 16 August 2017 which refused to review a determination dated 28 November 2012.
2017/3274 and 2017/3275 - application of the formula in s 20 of the SRC Act - incapacity period 23 June 2017 to 4 April 2018
24 May 2017 was the determination that the Applicant's weekly rate of compensation would be reduced on 23 June 2017 in an amount equal to the increase that he had received in his superannuation pension increase (in accordance with the formula in s 20 of the SRC Act) (2017/3274, T7) (2017/3274). * (b) The second determination dated 24 May 2017 which affirmed the determination of the specific rates of compensation that would be paid from 23 June 2017 to
4 April 2018, reflecting the reduction (of $5.02 per week resulting from the increase in superannuation payable) which had been determined in the previous letter (2017/3274, T6) (2017/3275).
The applicant, giving respect to the expertise of Legal Counsel for the respondent on this matter gave his undertaking at the Tribunal hearing on Tuesday 9th October 2018 that he would not pursue his application under 2017/3274 based on her legal interpretation that the calculations were legally correct and there was little chance of success on this claim. An undertaking was given that this would be further addressed in her submissions. Despite no further evidence to support the respondent Counsel's view on this matter being offered in the Respondent's submission, the applicant will still accept the veracity of her findings during the hearing on this matter and withdraws further claim under 2017/3274.
24 May 2017 notifying the Applicant that his weekly rate of compensation would be reduced on 23 June 2016 in an amount equal to the increase that he had received in his superannuation pension increase (in accordance with the formula in s 20 of the SRC Act).
The applicant, giving respect to the expertise of Legal Counsel for the respondent on this matter gave his undertaking at the Tribunal hearing on Tuesday 9th October 2018 that he would not pursue his application under 2017/3275 based on her legal interpretation that the calculations were legally correct and there was little chance of success on this claim. An undertaking was given that this would be further addressed in her submissions. Despite no further evidence to support the respondent Counsel's view on this matter being offered in the Respondent's submission, the applicant will still accept the veracity of her findings during the hearing on this matter and withdraws further claim under 2017/3275.
2017/4819 - calculation of normal weekly earnings (NWE) and inclusion of allowances - incapacity period 1 July 2017 to 4 April 2018
1 July 2017 to 4 April 2018 (2017/4819, T12). 2. The Applicant sought review of the decision on the basis that he contends that the following components were not included in the calculation of his NWE:
[MS SLACK]: I think that's in 2017/4819, and just so I'm clear, because a lot of prep will go into this otherwise. So there's shoe allowance, wharf allowance, overtime, superannuation, annual leave loading, extra meal allowance. Just to confirm, is it only wharf allowance and overtime, is that what you said?
[MR THOMPSON]: That's what my statement of facts say.
(1) For the purposes of this Act, the normal weekly earnings of an employee (other than an employee referred to in subsection (2)) before an injury shall be calculated in relation to the relevant period under the formula:
NH is the average number of hours worked in each week by the employee in his or her employment during the relevant period;
RP is the employee's average hourly ordinary time rate of pay during that period; and
A is the average amount of any allowance payable to the employee in each week in respect of his or her employment during the relevant period, other than an allowance payable in respect of special expenses incurred, or likely to be incurred, by the employee in respect of that employment.
(2) Where an employee is required to work overtime on a regular basis, the normal weekly earnings of the employee before an injury shall be the amount calculated in accordance with subsection (1) plus an additional amount calculated in relation to the relevant period under the formula:
NH is the average number of hours of overtime worked in each week by the employee in his or her employment during the relevant period; and
OR is the employee's average hourly overtime rate of pay during that period.
4 April 2018. 4. In relation to the Applicant's claim for a wharf allowance to be included in his NWE calculation, the Respondent cites page 55 of the Enterprise Bargain Agreement
2011-2014 which was included in the material provided by the Applicant as part of his SIFC which provides:
58.1 Wharf Allowance recognizes the ongoing aspect of the climatic and other environmental conditions, rather than infrequent attendance in an external environment. To be eligible for this allowance, being permanently based means the employee's usual place of work for a minimum period of a fortnight. Cessation of payment would also align with the last full period of attendance (i.e. fortnight rather than part thereof). The activities to which the allowance will apply will be
(d) timber/machinery inspections undertaken outside.
58.2 Other than the above activities, employees are excluded if performing activities at depots within a port environment.
58.3 The Secretary will approve a payment of an annual allowance, to eligible employees of $1000 per annum. The allowance will be paid on a pro rata basis each fortnight.
2017/3262 - requirement to provide medical certificates - incapacity period 6 April 2017 to 4 April 2018
You contend that the determination under review contradicts the medical certificates from Dr Lee and the evidence of Dr Proud regarding invalidity retirement.
The determination under review accepted liability to pay compensation to you for incapacity for the period 6 April 2017 to 4 April 2018. The evidence underpinning this determination was the medical evidence of Dr Lees that certified you totally unfit to work for this period. I note that Dr Proud also considered you were unfit for work. Therefore, the determination is completely in line with the medical evidence rather than contrary to it as you have suggested.
You further contended that the determination "set limits to my permanent invalidity". This contention is erroneous. Your invalidity retirement is a separate matter to your workers' compensation claim and is managed under different legislation (Superannuation Act 1990 and Public Sector Superannuation Scheme Trust Deed) by a different body, namely the Commonwealth Superannuation Corporation (CSC). Any determination made in relation to your compensation claim under the SRC Act has no bearing on your entitlements to receive invalidity benefits under the Public Sector Superannuation Scheme Trust Deed and vice versa.
The determination dated 12 April 2017 did not decline liability to continue to pay compensation for incapacity beyond the dates specified. Nor did the determination seek to place a limit on your entitlements to incapacity. It merely accepted liability for incapacity for a specified period of time, which was supported by the medical evidence available to the delegate at the time Placing a date up to which liability is accepted does not operate as a bar to future entitlements.
...
I note that liability for incapacity beyond the 4 April 2018 is to be determined by the delegate in subsequent determinations and will be subject to medical evidence available at that time.
You stated that there was nowhere in the SRC Act which supports the view that ongoing medical evidence is required in the case of permanent invalidity retirement. Whilst this is technically correct, I note that section 54(2)(b) of the SRC Act states that a claim for compensation (except for section 16 or 17) shall be made by giving the relevant authority a certificate by a legally qualified medical practitioner and section 54(b)(3) states that where a claim Is riot accompanied by a certificate of the kind referred to in paragraph 2(b), the claim shall be taken not to have been made until such a certificate is given to that authority. Such claims for compensation include those made pursuant to section 20 of the SRC Act.
It is important to note that one of Comcare's core functions is to make determinations accurately in relation to claims under the SRC Act and it is reasonable for Comcare to request or require medical evidence from time to time in order to assist them carry out their function of making accurate determinations under the SRC Act
As stated above though, any requirement or request for you to provide ongoing medical evidence is not a determination under the SRC Act and is therefore not reviewable.
...The idea of reasonableness involves objectivity. A reference to the circumstances raises subjective factors, but they are intended to be subjective factors related to the nature of the injury, and not to details of the personal life of an applicant for compensation.
Naturally, this equation of fact vs benefit entails consideration of how much good is actually delivered to an applicant, and it is obvious that there must be an element of objectivity in this to weigh against the cost of that good. This will be a particularly critical analysis where, as is conceded in this case, the treatment obtained and being obtained by Ms Topping has not, and probably will not, ameliorate the course of her underlying psychological condition.
What was initially reasonable treatment may become unreasonable long-term treatment. This long-term perspective is particularly important when one considers the potential long-term dependency of applicants upon treatments that were only ever meant to be temporary...
As the authorities cited above establish, what was once accepted as reasonable treatment may, over time and as circumstances change and new treatments become available, no longer be reasonable.
The Applicant has not obtained any evidence that casts doubt on Dr Terace's opinion in this regard. Accordingly, while exercise may be an appropriate recommendation in a general sense, there is no basis in medicine for it being "reasonable treatment in relation to" the Applicant's psychological condition. Therefore, liability does not arise in respect of the claimed gym membership.
not therapeutic, it's a matter of maintaining and keeping your degenerate spine mobile and functional without overdoing it. I do see a lot of people in the gym overdoing things and presenting with other injuries and gym-based complications but it is - as I say, that's a matter of 45 person al preference but it is not therapeutic it's more - it's therapeutic in some situations when you first have an injury but then it reaches a point where it becomes maintenance and that maintenance can be done with a home gym program, at the gym or doing your own gardening and general activities, housework and various - you know, various other activities.
(Transcript at 123).
5 September 2017 (2017/7134 et al., T23) and 4 October 2017 (2017/7134 et al., T26). It appears as though Dr Lee sought a further opinion from Dr Memon in relation to whether an ongoing gym program would be beneficial to the Applicant's mental health (R2/884) although no reply report appears to have been received. 3. The Applicant has not put forward any evidence that counters Dr Terace's or Dr Hardcastle's opinions. While exercise may be an appropriate recommendation in a general sense, in Dr Terace's view, there is not sufficient scientific evidence for it being 'reasonable treatment in relation to' the Applicant's diagnosed psychological condition. 4. Dr Lee, in July 2013, recommended that the Applicant continue 'exercise in gym for further 3 months, after which at home' suggesting that it was always intended to be a transient measure and that appropriate exercises could be undertaken at home (2017/7134 et al., T14). In that regard Dr Lee's view is consistent with that expressed by Dr Hardcastle in his report of 22 May 2018 (see [222] above). 5. Accordingly, the Tribunal finds that, based on the evidence as presented by the parties, there is insufficient evidence for the Tribunal to find that the claimed gym membership was or is, in the circumstances, reasonable for the purposes of s 16 of the SRC Act. Accordingly, liability does not arise in respect of the claimed gym membership. 6. For the reasons set out above, the Tribunal affirms the decision of the Respondent dated 21 November 2017 (2017/7134 et al., T57) which affirmed a decision dated
4 October 2017 (2017/7134 et al., T27) which found that the Applicant was not entitled to compensation pursuant to s 16 of the SRC Act for the cost of a three month gym membership.
I certify that the preceding 238 (two hundred and thirty -eight) paragraphs are a true copy of the reasons for the decision herein of Deputy President Boyle
...[sgd].....................................................................
[1] American Psychiatric Association, Diagnostic and Statistical Manual of Mental Disorders (5th edition, American Psychiatric Association Publishing, 2013)
Alamos and Comcare [2014] AATA 629
Australian Telecommunications Commission v Tzikas [1985] FCA 385; (1986) 5 AAR 173
Blackwell and Comcare [2017] AATA 1357
Brisbane South Regional Health Authority v Taylor [1996] HCA 25; (1996) 186 CLR 541
Canute v Comcare [2006] HCA 47; (2006) 226 CLR 535
Comcare Australia v Rope [2004] FCA 540; (2004) 135 FCR 443
Comcare v A'Hearn [1993] FCA 498; (1993) 45 FCR 441
Comcare v Holt [2007] FCA 405; (2007) 94 ALD 576
Comcare v John Lewis Willems [1996] FCA 1586
DHLD and Executive Director, Social Security Appeals Tribunal (2010) 115 ALD 566; [2010] AATA 377
Dunstan and Comcare [2012] AATA 567
Duong v Australian Postal Corporation [2005] FCA 991
Federal Broom Co Pty Ltd v Semlitch [1964] HCA 34; (1964) 110 CLR 626
Fellowes v Military Rehabilitation and Compensation Commission [2009] HCA 38; (2009) 240 CLR 28
HSDR and Comcare [2017] AATA 779
John Holland Group Pty Ltd v Robertson [2010] FCAFC 88; (2010) 185 FCR 566
Kirkpatrick v Commonwealth of Australia [1985] FCA 440; (1985) 9 FCR 36
Lees v Comcare [1999] FCA 753; (1999) 56 ALD 84
Leslie John Burt and Commission of the Safety, Rehabilitation and Compensation of Commonwealth Employees [1991] AATA 302
McDonald v Department of Defence [1999] FCA 882
Prain and Comcare [2016] AATA 459
Prain v Comcare [2017] FCAFC 143
Re Jorgensen and Commonwealth [1990] AATA 129; (1990) 23 ALD 321
Shi v Migration Agents Registration Authority [2008] HCA 31; (2008) 235 CLR 286
Stitt and Comcare [2018] AATA 3092
Sullivan and Military Rehabilitation and Compensation Commission [2007] AATA 1337
Topping and Comcare (Compensation) [2015] AATA 525
Vittiglia and John Holland Group [2013] AATA 492
Warren De Courcy Brown and Comcare [1997] AATA 528
Weston and Cleanaway [2018] AATA 3740
(2009) 240 CLR 28
(1985) 9 FCR 36
(1982) 45 ALR 411
(2008) 235 CLR 286
(2006) 226 CLR 535
(2004) 135 FCR 443
(2010) 185 FCR 566
(1984) 58 ALR 305
(1996) 186 CLR 541
(1993) 45 FCR 441
(1997) 74 FCR 260
(1964) 110 CLR 626
(1984) 3 FCR 344