Grounds 1 and 2
55 Grounds 1 and 2 cover much the same ground. By these two grounds, Mrs Prain asserted that the Tribunal had erred "in proceeding on the basis that a mental illness[] constituted a 'disease' and therefore not an 'injury (other than a disease)'" and "in treating 'sudden and ascertainable or dramatic physiological change' as the test for an 'injury (other than a disease)' in s 5A(1)(b)" of the SRC Act.
56 Mrs Prain claimed an entitlement to compensation in respect of her adjustment reaction under s 19 of the SRC Act, on the basis that she was incapacitated from work as a result of an injury suffered by her at the Canberra Hospital in 2011. As we have seen, Comcare's position was that it was not liable to compensate Mrs Prain in respect of the adjustment disorder after 16 July 2015, although it had accepted liability in respect of the earlier period. As we have seen, the Tribunal affirmed Comcare's decision to this effect.
57 In support of her claim, Mrs Prain's case focussed on the existence of an "injury", being "an injury (other than a disease)" as referred to in s 5A(1) of the SRC Act. As noted, "injury" is relevantly defined in s 5A(1) of the SRC Act to mean:
(a) a disease suffered by an employee; or
(b) an injury (other than a disease) suffered by an employee, that is a physical or mental injury arising out of, or in the course of, the employee's employment; or
(c) an aggravation of a physical or mental injury (other than a disease) suffered by an employee (whether or not that injury arose out of, or in the course of, the employee's employment), that is an aggravation that arose out of, or in the course of, that employment; ...
58 Referring to the definition of "injury" in s 4(1), which was in relevantly the same terms as the present s 5A(1), French CJ, Kiefel, Nettle and Gordon JJ explained in Compensation Commission v May 257 CLR 468 at [42]-[44]:
The set of conditions answering the definition of "injury" in the Act relevantly comprises two sub-sets, "disease" and "injury (other than a disease)", the latter sometimes referred to, not necessarily helpfully, as injury simpliciter. They comprise separate but related bases of liability. Each has a different meaning in the statutory scheme.
As appears from the definition of "disease", a "disease" for the purposes of the Act must be an ailment or an aggravation of an ailment. That is not sufficient to establish the existence of a disease. The ailment or aggravation thereof has to have been contributed to in a material degree by the employee's employment by the Commonwealth.
An "injury (other than a disease)" covers the other sub-set of "injury". Various aspects of this limb of the definition of "injury" should be observed. First, the phrase "other than a disease" means that if an employee establishes that they have a "disease" within para (a) of the definition of "injury", there is no need to consider para (b). Second, an "injury (other than a disease)" suffered by an employee must be "a physical or mental injury arising out of, or in the course of, the employee's employment" (emphasis added). That is to say, the physical or mental injury has to have a causal or temporal connection with the employee's employment.
(Citations omitted.)
59 Referring to the different statutory inquiries relevant to "disease" and "injury (other than a disease)", their Honours emphasised (at [56]) "the importance of the distinction drawn by the Act between 'disease' and 'injury (other than a disease)' in the definition of 'injury' in s 4(1) of the Act" and noted that the distinction "recognises that each creates a different basis for liability under the statutory scheme". On the one hand, the definition of "disease" in s 5B(1) of the SRC Act requires that, for the purposes of the SRC Act, a "disease" must be an ailment or an aggravation of an ailment; and that ailment or aggravation must have been contributed to, to a significant degree, by the employee's employment by the Commonwealth or a licensee. That is, the SRC Act requires "a higher level of work connection in the case of a disease" to attract liability: see Burch 85 FCR 264 at 268. On the other hand, an "injury (other than a disease)" must be "a physical or mental injury arising out of, or in the course of, the employee's employment". That is, in the case of an injury "in the primary sense" (also called an "injury simpliciter") liability depends on a lower level of causal or temporal connection with the employee's work.
60 At the general level, as Latham CJ said in Hume Steel 75 CLR 242 at 252 in respect of the Workers' Compensation Act 1926 (NSW), "[t]here is a distinction, according to the common use of language, between getting hurt and becoming sick. The former would be described as an injury and the latter would generally not be so described". Reference to the authorities shows, however, that there is a long history of judicial consideration of what is meant by "disease" and "injury" in legislation like the SRC Act: see, e.g., May v Military Rehabilitation and Compensation Commission [2015] FCAFC 93; 233 FCR 397 (May v Compensation Commission (FCAFC) at [22]-[120].
61 Latham CJ's distinction may be accepted, although a problem of categorisation rarely ends here. In Zickar 187 CLR 310 at 332, Toohey, McHugh and Gummow JJ referred to Latham CJ's statement with approval, in considering whether a rupture that led to the worker's brain damage was an injury or a disease in the nature of an aneurism from which he had suffered for some time. As, however, their Honours said (at 334-335), whether it was classified as a disease or not is "related to the circumstances of the case" and, in particular, whether or not the rupture was a result solely of the natural progression of the pre-existing morbid condition, citing Accident Compensation Commission v McIntosh [1991] 2 VR 253 (McIntosh) at 262. In Zickar, their Honours, and Kirby J in a separate judgment, held that the brain damage was the result of an injury, the rupture being distinct from the pre-existing morbid condition. Their Honours in Zickar thus "distinguished between the natural progression of a pre-existing morbid condition or autogenous disease and claims arising from injuries being identifiable 'events' (at 344) such as the rupture of an aneurism or of an oesophagus, or the breaking of an artery": see May v Compensation Commission (FCAFC) at [85].
62 Several years after Zickar, the High Court in Kennedy Cleaning 200 CLR 286 again considered the distinction between a "disease" and an "injury". In relation to this consideration, the Full Court in May v Compensation Commission (FCAFC) at [105] said:
In Kennedy Cleaning, the worker collapsed at work on the occurrence of a brain lesion which caused a stroke, having suffered for some years from rheumatic mitral valve disease. As in Zickar, there was no dispute that her employment did not cause or contribute to the contraction of the disease, or aggravate or accelerate the underlying condition. All members of the Court, except Callinan J, held that the lesion was a "physical injury" within the meaning of s 7(1) of the Workers Compensation Act 1951 (ACT). The majority rejected the argument that the different legislation should lead to a different outcome to that taken by the majority in Zickar, rejecting the submission that the legislative scheme established mutually exclusive classifications of "injury" and "disease".
63 In Kennedy Cleaning Gleeson CJ and Kirby J referred to Zickar and observed (at [35]) that "a long line of decisions ... had recognised that an 'injury', being a sudden or identifiable physiological change, could nonetheless qualify within the ordinary application of that expression ... although the change was internal to the body of the worker". Relevantly for this case, they added (at [35]-[36]):
[T]he inclusion in the definition of 'injury' in s 6(1) of the Act of 'mental injury' makes it plain beyond argument in this case that the injuries for which the Act provides are not confined to those originating externally to the body of the worker.
Secondly, the mere fact that a sudden physiological change is in some way connected with an underlying 'disease' process does not, of itself, prevent the classification of such a change as an 'injury' within the primary statutory provisions that apply to such a case.
64 With respect to Zickar, McIntosh and Burch, their Honours said (at [39]):
All of those cases require that consideration be given to the precise evidence, on a fact by fact basis, concerning the nature and incidents of the physiological change accepted at trial. If this evidence amounts, relevantly, to something that can be described as a sudden and ascertainable or dramatic physiological change or disturbance of the normal physiological state, it may qualify for characterisation as an 'injury' in the primary sense of that word. ... If the propounded 'injury' is distinct from the underlying pathology that constitutes a 'disease' that directly or indirectly caused the sudden event to occur, it is unnecessary to proceed to the alternative and additional basis whereby, in such cases, compensation may also be recovered for the disease process if the statutory preconditions are met.
(Citations omitted.)
65 Gaudron J said at [50]:
Whether physiological change resulting from a progressive disease that is not employment related is or is not an injury for the purposes of workers' compensation legislation depends on the terms of the legislation in question. There is no doubt that, as a matter of ordinary language, the word 'injury' is apt to include sudden physiological change resulting from a disease, as in the case of stroke resulting from progressive heart disease or the rupture of an aneurysm as a result of the progressive weakening of an arterial wall.
(Citation omitted.)
66 McHugh, Gummow and Hayne JJ also said (at [68]) "[t]he circumstance that a sudden physiological change has been caused or provoked by disease does not prevent it from constituting a 'physical injury'" for the purposes of the relevant legislation.
67 More recently, the significance of "suddenness" in characterising an event as an "injury" was explored by the Full Court in May v Compensation Commission (FCAFC) and, on appeal, by the High Court. In May v Compensation Commission (FCAFC) the Full Court said (at [109]-[112]):
Adjectives such as "sudden" and "identifiable" help emphasise the distinction made in both Zickar (by the majority) and Kennedy Cleaning between a disease and some of its consequences or effects; they also reflect the historical fact that injuries often occurred in the workplace in the context of an "accident".
We do not, however, see in the statutory concept of injury in the SRC Act any necessity for the attribute of "suddenness". The passage from the judgment of Latham CJ in Hume Steel at 252-253 has force, not as a substitute definition, but as an informing guide to the content or meaning of the word, including its relationship to ordinary meaning or common understanding.
...
In circumstances where one has physiological change, and the enquiry is whether there is the mere progression of a disease, or an event or identifiable change that can be seen as a separate injury, there will be room for debate and factual assessment. Suddenness may assist in the demarcation of the injury from the progression of the disease.
(Emphasis in original.)
68 In Compensation Commission v May in the High Court, the plurality agreed (at [47]) that "suddenness" was not necessary for there to be an injury "in the primary sense". The plurality added, however:
A physiological change might be "sudden and ascertainable". A physiological change might be "dramatic". The employee's condition might be a "disturbance of the normal physiological state". That an "injury" in the primary sense can arise, and can be described, in a variety of ways does not mean that "suddenness" is irrelevant. As the Full Court said, "suddenness" is often useful where there is a need to distinguish a physiological change from the natural progress of an underlying (and in one sense, closely related) disease (as occurred in [Zickar] and Kennedy Cleaning). But it is the physiological change - the nature and incidents of that change - that remains central.
(Citations omitted; emphasis in original.)
69 Agreeing in the result, Gageler J said (at [75]):
An injury, it has long been repeatedly explained, is some definite or distinct "physiological change" or "physiological disturbance" for the worse which, if not "sudden", is at least "identifiable".
70 The plurality emphasised (at [49]) that the SRC Act required the Tribunal as the finder of fact to consider the evidence that it accepted and to address the following questions (at [50]-[54]) in order to determine whether the employee was suffering from a "disease" or "injury (other than a disease)".
First, does the evidence amount, relevantly, to something that can be described as an "ailment", being a physical or mental ailment, disorder, defect or morbid condition? Second, if so, was that state contributed to in a material degree by the employee's employment by the Commonwealth?
If the answer to both those questions is "Yes", there is a 'disease' within para (a) of the definition of "injury". Of course, in some cases, the answer to those questions may be admitted. That is, the employee may admit that the answer to the first question, or both the first and the second questions, is "No".
If there is not a "disease" within para (a) of the definition of "injury", the tribunal of fact next inquires whether there is an "injury (other than a disease)" within para (b). The third question is - does the evidence demonstrate the existence of a physical or mental "injury" (in the primary sense of that word)? Generally, that will be determined by asking whether the employee has suffered something that can be described as a sudden and ascertainable or dramatic physiological change or disturbance of the normal physiological state. However, that judicial language is not to be construed or applied as if it were the words of a statute defining a necessary condition for the existence of an "injury (other than a disease)". The language of judgments should not "be applied literally to facts without further consideration of what is conveyed by the reasoning" in the cases from which it is derived, or without regard to the text and scheme of the Act.
If there be an "injury" in the primary sense of the word, the next question is - did that injury arise out of, or in the course of, the employee's employment by the Commonwealth? If that question is answered "Yes", there is an "injury (other than a disease)" within para (b) of the definition of "injury" in s 4(1) of the Act. In some circumstances, if the answer is "No", it may be necessary to ask whether the case is one involving aggravation of an injury. That question does not arise in this appeal.
It may be that there are circumstances in which the identification of a physiological change, a disturbance of the normal physiological state or a psychiatric disorder may satisfy the definition of "ailment" (and therefore result in a positive answer to the first question) but the second question is answered "No". But if that is the position on the evidence, there will not be any relevant overlap between a "disease" and an "injury (other than a disease)" in the definition of "injury" in s 4(1) of the Act. It reflects the fact that there are marked differences between arising "out of" or "in the course of" (in para (b)) and "contributed to in a material degree" (for para (a)) in the definition of "injury". And it simply means that the employee was unable to satisfy the different level of employment connection required under para (a) of the definition of "injury" under the Act.
(Citations omitted; emphasis added.)
71 As we have seen, in support of her first and second grounds, Mrs Prain's contention was that, having regard to the authorities, "suddenness" was not a "touchstone" for "injury"; and that the Tribunal erred in holding at [20] of its reasons that, "in emphasising the continued utility of sudden or identifiable physiological change in the normal functioning of the body as the touchstone for injury", the High Court in Compensation Commission v May affirmed "the long line of authorities which have tended to place mental illness in the statutory category of disease". As noted already, Mrs Prain submitted that this error was continued at [42] of the Tribunal's reasons, where it said that Compensation Commission v May "affirmed the continuing relevance of the test ...: a sudden and ascertainable or dramatic physiological change or disturbance of the normal physiological state" and held that there was no single, definable moment or moments from 11 to 19 April 2011 when she "might be said to have sustained a change or disturbance ... amounting to a psychological injury". Mrs Prain also submitted that there were other features of the Tribunal's reasons that showed that the Tribunal proceeded on the erroneous basis that a mental illness was to be categorised as a "disease" and that such an illness could not be "injury (other than a disease)". These other features were: the heading above [13] ("Is Mrs Prain's psychiatric condition an injury or a disease") read with [13] itself; and the reference to Comcare v Mooi 69 FCR 439, at [15] and [20] of the Tribunal's reasons.
72 The authorities to which we have already referred show that if the Tribunal did in fact treat "disease" and "injury (other than disease)" as mutually exclusive categories, it would have been in error. We are not, however, persuaded that it did so. A fair reading of the Tribunal's reasons indicates that the Tribunal did in fact address the question whether Mrs Prain's adjustment reaction was "an injury (other than a disease)" and determined that it was not. Further, we are satisfied that the Tribunal asked itself the correct statutory questions and that the conclusions it reached on these questions were open to it.
73 Reference to [13]-[15] of the Tribunal's reasons shows that, in those paragraphs, the Tribunal set forth the opposing arguments and clearly recognised that the argument for Mrs Prain included her submission that "an adjustment disorder ... is the paradigm case of a mental injury and not a disease". It may reasonably be inferred that the Tribunal had this submission in mind in the reasons that followed. Further, reference to [18] of the Tribunal's reasons makes plain that the Tribunal was aware of what the High Court in Compensation Commission v May had said about the significance of "suddenness", specifically setting out the relevant passage in the plurality's reasons in that case: see [68] above. Read in this way, we can discern no relevant error in [20] of the Tribunal's reasons. We understand the Tribunal was acknowledging in this paragraph that suddenness is "often useful", particularly in distinguishing physiological change from the natural progression of a disease, although suddenness is not a prerequisite to a finding of "injury". There was no error in it so doing. Compensation Commission v May shows that the quality of "suddenness" is not necessarily irrelevant; and whether or not it is significant in a particular case depends on what the particular facts and circumstances show about the nature and incidents of physiological or psychological change.
74 Further, we do not consider that the reference at [20] of the Tribunal's reasons to Comcare v Mooi was misplaced. We do not think that it was impermissible for the Tribunal to note that the authorities "tended to place mental illness in the statutory category of disease". We would not read the Tribunal's statements in [20] of its reasons as requiring the conclusion that mental illness must be categorised as a disease and, for that reason, could not also be classed as an "injury (other than a disease)". Once again the Tribunal's reasons assumed, correctly, that whether or not a mental illness is to be categorised as a "disease" or, alternatively, an "injury (other than a disease)" will depend on the nature and incidents of the psychological change.
75 On one view, [21] and [42] of the Tribunal's reasons fit together inelegantly, since, in [21], the Tribunal records its finding that "Mrs Prain suffered a disease arising from her employment at the Canberra Hospital" and, in the subsequent [42], reiterates its finding that she suffered a "disease" arising from incidents there. On a fair reading of the Tribunal's reasons, however, the paragraphs do not support the attribution of any relevant error. Paragraph [21] is expressed as referable to the principles that the Tribunal has discussed and to "the reasons set out below"; and [21] and [42] are not inconsistent with one another. The intervening paragraphs indicate that the Tribunal examined in detail the nature and incidents of the psychological change suffered by Mrs Prain, as the High Court in Compensation Commission v May required. This much appears from its analysis of the evidence of Mrs Prain and of her husband who gave oral evidence to the Tribunal, as well as the evidence of family and friends whose statements were tendered. It also appears from the analysis of the medical and psychological evidence before the Tribunal. When considered in light of these analyses, [42] of the Tribunal's reasons is unobjectionable. Rather, it demonstrates that the Tribunal considered the nature and incidents of Mrs Prain's condition to form the opinion that she suffered something that could be described as an "ailment", being a physical or mental ailment, disorder, defect or morbid condition; and that could not be described as a physical or mental "injury" (in the primary sense of the word injury).
76 In reaching this latter conclusion, the Tribunal evidently had regard to "suddenness" or the existence of "dramatic" change and, in this context, found that her psychological condition was "the outcome of a slow build-up of hurt and resentment rather than of a climatic episode", being a circumstance that, in its opinion as expressed at [42], supported a finding of disease and not a finding of injury in the primary sense. This approach was, we have seen, consistent with Compensation Commission v May (see [68]-[70] above). It was evidently open to the Tribunal on the evidence before it to reach this conclusion. The use of the words "touchstone" in [20] and "test" in [42] are inapt descriptions of the significance of "suddenness" and like factors in determining the existence of an "injury (other than a disease)". On a fair reading of the Tribunal's reasons (cf Minister for Immigration and Ethnic Affairs v Wu Shan Liang [1996] HCA 6; 185 CLR 259 at 272), however, we would not understand the Tribunal's use of these words to indicate that it was treating suddenness, dramatic change or the like as a necessary condition for a finding of "injury (other than disease)". Nor do we consider the fact that the Tribunal did not expressly find that there was no mental injury in the primary sense indicates that the Tribunal regarded the categories of "disease" and "injury (other than disease)" (being injury in the primary sense) as mutually exclusive. Rather, we would infer from the Tribunal's reasons that it rejected Mrs Prain's case that she suffered from a (mental) injury simpliciter or in the primary sense. Amongst other things, the Tribunal's previous statement of the parties' arguments and discussion of Compensation Commission v May at [18]-[19] of its reasons and its reference in this context to the utility or relevance of suddenness and like factors, as well as its analysis of the evidence and its findings in [42], is indicative of a correct approach. This was a case in which the Tribunal examined the evidence before it in order to determine the nature and incidents of the change to Mrs Prain's mental state, as the authorities required: see Compensation Commission v May at [62].
77 The Tribunal found that Mrs Prain lost her equilibrium at some point between 11 and 19 April 2011 (see [42]). The Tribunal's reasons (at [26]) also indicate that there was evidence that she was suffering from various symptoms shortly after her employment ended. As the plurality's reasons for judgment emphasise in Compensation Commission v May at [61], more is needed to justify a finding of injury, including mental injury, than evidence that the employee was experiencing certain symptoms of being unwell: see also [77] (Gageler J). It is relevant, in this context, also to bear in mind the statement of the plurality (at [52]) that "the existence of a physical or mental 'injury' (in the primary sense of that word)" will generally "be determined by asking whether the employee has suffered something that can be described as a sudden and ascertainable or dramatic physiological or disturbance of the normal physiological state" (or a psychiatric disorder, see n 65): see also Compensation Commission v May at [62]. The Tribunal's finding (at [42] of its reasons) that Mrs Prain's "loss of equilibrium seemed to be the outcome of a slow build-up of hurt and resentment rather than of a climactic episode of confrontation or conflict" was consistent with this approach; and, having regard to Compensation Commission v May, on the facts as found by the Tribunal, it was clearly open to it to reject Mrs Prain's claim that she suffered an injury in the primary sense.
78 For the reasons stated, we do not consider that grounds 1 and 2 are made out. It seems to us that the Tribunal understood and addressed the correct statutory questions.