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[2000] HCA 45
High Court of Australia
2000-08-31
Dr P, Gleeson CJ, Callinan JJ, Kirby J
Original judgment source is linked above.
GAUDRON, McHUGH, GUMMOW, KIRBY, HAYNE AND CALLINAN JJ
Kennedy Cleaning Services Pty Limited v Petkoska [2000] HCA 45
D F Jackson QC with D J C Mossop for the appellant (instructed by Hunt & Hunt)
F X Costigan QC with G J Lunney for the respondent (instructed by Romano & Co)
Notice: This copy of the Court's Reasons for Judgment is subject to formal revision prior to publication in the Commonwealth Law Reports.
Workers' compensation (ACT) - Injury - Personal injury arising in the course of employment - Employee had diseased heart valve and suffered a lesion caused by a blood clot which resulted in a stroke - Whether mutually exclusive statutory regimes for "injury" and "disease".
Words and phrases - "injury" - "disease" - "lesion".
Workers' Compensation Act 1951 (ACT), ss 6(1), 7(1), 9, 9A, 9B.
"The applicant has a diseased heart valve, but the applicant's incapacity is caused by the injury to her brain, the stroke. Clearly something physical has happened causing an injury to that part of the brain, something that in my view, although probably initiated by the disease of her heart, is not a part of the progression of the disease."
"In the present case there is no evidence that the respondent suffered any rupture. Indeed, the mechanism which had led to her hemiplegia was described in contra distinction to 'the usual form of stroke which is a cerebral [haemorrhage] or bleed'. In these circumstances I am obliged to find that the respondent did not suffer an injury within the meaning of section 7 of the Workers' Compensation Act."
"Where a worker suffers personal injury arising out of or in the course of the worker's employment, the employer is liable to pay compensation in accordance with Schedule 1."
The Act does not contain a definition of "personal injury". However, the word "injury" was defined in s 6(1) of the Act at the relevant time as follows:
"'injury' means any physical or mental injury and includes aggravation, acceleration or recurrence or a pre-existing injury".
(a) a worker contracts a disease or suffers an aggravation, acceleration or recurrence of a disease; and
(b) any employment of the worker by his or her employer was a contributing factor to the contraction of the disease or the aggravation, acceleration or recurrence, as the case may be, whether or not the disease was contracted or the aggravation, acceleration or recurrence was suffered in the course of that employment;
(b) the total or partial incapacity for work of the worker,
results from the disease ... then, for the purposes of this Act, unless the contrary intention appears -
(c) the contraction of the disease, or the aggravation, acceleration or recurrence, as the case may be, shall be deemed to be a personal injury to the worker arising out of the employment of the worker by his or her employer; and
(d) the date of ... the commencement of the incapacity ... shall be deemed to be the date of the injury.
(3) Where a liability of an employer in respect of a disease of a worker arises by virtue of this section, any other employer who, prior to that liability so arising, employed the worker in any employment that caused or contributed to the disease shall, subject to subsection (4), be liable to pay to the employer from whom compensation is recoverable such contribution as is ... settled by arbitration.
(4) An employer shall not be liable under subsection (2) or (3) in respect of a disease if the worker, at the time of entering the employment of that employer, made a wilful and false representation that the worker did not suffer, or had not previously suffered, from that disease."
"any physical or mental ailment, disorder, defect or morbid condition, whether of sudden or gradual development, and also includes the aggravation, acceleration or recurrence of a pre-existing disease".
"Without limiting by implication the operation of section 9 where -
(a) a worker has suffered, or is suffering from a disease ...;
(b) the disease is a disease of a kind specified in the regulations as a disease that is related to employment of a kind so specified; and
(c) the worker was, at any time before symptoms of the disease first became apparent, engaged in employment of that kind;
then, for the purposes of this Act, unless the contrary is established, the employment in which the worker was so engaged shall be deemed to have been a contributing factor to the disease."
(a) means personal injury arising out of or in the course of employment,
(i) a disease which is contracted by a worker in the course of employment and to which the employment was a contributing factor, and
(ii) the aggravation, acceleration, exacerbation or deterioration of any disease, where the employment was a contributing factor to the aggravation, acceleration, exacerbation or deterioration, and
(c) does not include (except in the case of a worker employed in or about a mine to which the Coal Mines Regulation Act 1982 applies) a dust disease, as defined by the Workers' Compensation (Dust Diseases) Act 1942, or the aggravation, acceleration, exacerbation or deterioration of a dust disease, as so defined."
"[D]iseases are excluded from the English Act, not because they are not injuries, but because the onset and development of such a disease cannot be brought within the conception of the word 'accident'".
"[E]ven if, contrary to my present view, a disease which is not autogenous, but is caused or exacerbated by an external stimulus, can come within the description of injury simpliciter and so within the opening words of the definition, it is clear that an autogenous disease which happens to manifest itself in the course of employment is only an 'injury' if it [falls within specific provisions including certain employment‑related diseases in the definition of injury].
... On the one hand, if an autogenous disease naturally progresses until it results in incapacity, there is no injury within the opening words of the definition: if the incapacity is to be compensable it must fall within [the provisions including certain employment‑related diseases in the definition of injury]. On the other hand, a sudden identifiable physiological change may be an injury if it results from some external cause during the course of the employment."
"If the rupture is due to blood pressure, arteriosclerosis, arteriovenous malformation, or any other congenital or diagnostic aetiology, it is nonetheless a rupture - something quite distinct from the defect, disorder or morbid condition, which enables it to occur."
"Long before the inclusion of these references to 'disease' in the definition of 'injury', claims for coronary occlusions, cerebral haemorrhage, ruptured aneurysms, aorta, oesophagus etc had commonly been made and had succeeded if occurring during a protected period, on the basis that they were 'injury by accident', being clearly a physical injury - and accidental - being unexpected by the worker at the time that they occurred".
"It is a remarkable development that today it is being suggested that in an Act which has consistently demonstrated a widening of cover to a worker, (being in the nature of social insurance or security) the inclusion in the definition of 'injury' of references to disease contributed to by the employment has prompted argument that mishaps, formerly accepted without debate to be 'injury', are no longer to be so considered, but are rather to be characterised as the very disease to which they are due, and excluded, unless work contributes to them."
The applicable legislation confirms this conclusion
"'injury' means any physical or mental injury (including stress) [and] includes aggravation, acceleration or recurrence or [sic] a pre-existing injury".
It would seem tolerably clear that, in that definition, "or" was intended to be "of". That aside, however, the words of the definition should, in my view, be given their ordinary meaning. Indeed, given the form in which "injury" is defined, I know of no rule of statutory construction which might suggest otherwise. And when the words of the definition are given their ordinary meaning, they clearly extend to a sudden physiological change, even one that results from a progressive disease.
"The medical evidence established that the worker had a pre-existing medical condition being a stenosis, or partial blockage, of the mitral valve. The mitral valve is one of the valves controlling blood flow into the heart. That condition could be described as a disease. A symptom of the diseased mitral valve was cardiac arrhythmia. That followed from dilation of the left atrium. Such a condition may give rise to the formation of an embolism, or blood clot. That is what occurred in this case.
Thereafter, the embolism came away and entered the worker's arterial system. It travelled to the brain and there occluded, or blocked, a cerebral artery. That occurred in the left temp[o]ro-parietal region of the brain. Very shortly thereafter whilst at work, the worker suffered a stroke which has resulted in her then and continuing incapacity for work.
It is conceded on behalf of the worker that none of the above stated mechanisms was in any way caused or contributed to by the work activity or any aspect of it."
"A CT scan done on 11/9/1992 revealed a large area of infarction in the left parietal lobe."
"Infarction" describes the death of tissues due to the blocking of blood supply, especially the blocking of an artery[62]. As Gleeson CJ and Kirby J point out in their reasons for judgment, it is appropriate to treat the present case on the footing that the term "lesion" was used in the medical reports to indicate a sudden change or disturbance to the physiological state of the respondent and thus in its ordinary sense as connoting primarily an injury.
"Where a worker suffers personal injury arising out of or in the course of the worker's employment, the employer is liable to pay compensation in accordance with Schedule 1."
It will be apparent that s 7(1) imposes a liability upon employers in respect of personal injuries which answer either of two criteria. The first is that the injury be one "arising out of" the employment, and the second that the injury be one "in the course of" the employment.
"(a) a worker contracts a disease or suffers an aggravation, acceleration or recurrence of a disease; and
(b) any employment of the worker by his or her employer was a contributing factor to the contraction of the disease or the aggravation, acceleration or recurrence, as the case may be, whether or not the disease was contracted or the aggravation, acceleration or recurrence was suffered in the course of that employment".
The term "disease" is defined in s 6(1) of the Act as including "any physical or mental ailment, disorder, defect or morbid condition, whether of sudden or gradual development" and as also including "the aggravation, acceleration or recurrence of a pre-existing disease".
"(c) the contraction of the disease, or the aggravation, acceleration or recurrence, as the case may be, shall be deemed to be a personal injury to the worker arising out of the employment of the worker by his or her employer; and
(d) the date of the death, the date of the commencement of the incapacity or the date on which the medical treatment was first obtained, whichever is the earlier, shall be deemed to be the date of the injury".
However, although the incapacity of the respondent for work may be described as having resulted from her disease, the deeming provision in par (c) of s 9(2) did not operate. This was because it was not shown that her employment by the appellant was a contributing factor to the disease. Without the presence of that contributing factor, the criteria specified in s 9(1) were not met. That had the consequence that s 9(2) could not have any effect to deem the respondent to have sustained a personal injury arising out of her employment, thereby attracting the first limb of s 7(1).
"(a) means personal injury arising out of or in the course of employment;
(i) a disease which is contracted by a worker in the course of employment and to which the employment was a contributing factor; and
(ii) the aggravation, acceleration, exacerbation or deterioration of any disease, where the employment was a contributing factor to the aggravation, acceleration, exacerbation or deterioration".
In their joint judgment in Zickar, Toohey, McHugh and Gummow JJ saw the issue as follows[66]:
"The personal injury upon which the appellant relies is the rupture of the arterial wall. There can be no doubt … that this event constituted personal injury and it is not in dispute that what occurred took place in the course of the appellant's employment. Equally it is not in issue that the aneurism itself, that is the swelling of the blood vessel, was a disease from which the appellant was suffering prior to the rupture. Does the existence of this disease take the matter into par (b) of the definition so that the appellant must show his employment to have been a contributing factor?"
Their Honours dealt with the question of construction as follows[67]:
"That par (a) begins with the word 'means' and par (b) begins with the word 'includes', suggests that par (b) is designed to give an extended meaning to 'injury' by going beyond personal injury and to a disease in the circumstances prescribed[68]. In particular, there is no rule of construction which requires inclusive words to be read as exclusive of any elements which otherwise fall within the meaning of the word or expression being defined[69], and no occasion with this legislation for the imposition of such a construction."
Kirby J, the other member of the majority, said[70]:
"No longer is there a dichotomy between 'personal injury' in its full sense and 'disease injury' within the additional part of the definition. A worker is entitled to succeed if he or she can bring a claim within either head of recovery."
(1) Where a worker suffers personal injury arising out of or in the course of the worker's employment, the employer is liable to pay compensation in accordance with Schedule 1.
(2) Where a worker is required by the terms of his or her employment, or is expected by his or her employer, to attend a trade, technical or other training school, that employment is, for the purposes of this Act, to be taken to include that attendance.
(3) If it is proved that the injury to a worker is attributable to the worker's serious and wilful misconduct, any compensation claimed in respect of that injury shall, unless the injury results in death or serious and permanent disablement, be disallowed.
(4) Compensation shall not be payable where the injury to, or death of, a worker is caused by an intentionally self‑inflicted injury.
(5) An amount of compensation payable under a provision of this Act in respect of an injury is, unless the contrary intention appears, in addition to any amounts of compensation paid or payable under any other provision of this Act in respect of that injury."
"Compensation for death or incapacity through disease
(a) a worker contracts a disease or suffers an aggravation, acceleration or recurrence of a disease; and
(b) any employment of the worker by his or her employer was a contributing factor to the contraction of the disease or the aggravation, acceleration or recurrence, as the case may be, whether or not the disease was contracted or the aggravation, acceleration or recurrence was suffered in the course of that employment;
(b) the total or partial incapacity for work of the worker,
results from the disease, or the worker obtained medical treatment in relation to the disease, then, for the purposes of this Act, unless the contrary intention appears -
(c) the contraction of the disease, or the aggravation, acceleration or recurrence, as the case may be, shall be deemed to be a personal injury to the worker arising out of the employment of the worker by his or her employer; and
(d) the date of the death, the date of the commencement of the incapacity or the date on which the medical treatment was first obtained, whichever is the earlier, shall be deemed to be the date of the injury.
(3) Where a liability of an employer in respect of a disease of a worker arises by virtue of this section, any other employer who, prior to that liability so arising, employed the worker in any employment that caused or contributed to the disease shall, subject to subsection (4), be liable to pay to the employer from whom compensation is recoverable such contribution as is, in default of agreement, settled by arbitration.
(4) An employer shall not be liable under subsection (2) or (3) in respect of a disease if the worker, at the time of entering the employment of that employer, made a wilful and false representation that the worker did not suffer, or had not previously suffered, from that disease.
(5) A claimant for compensation under this section in respect of a worker's disease shall, if so required, furnish the employer who is liable to pay compensation to the claimant with such information as to the names and addresses of the worker's other employers as the claimant possesses."
"'disease' includes any physical or mental ailment, disorder, defect or morbid condition, whether of sudden or gradual development, and also includes the aggravation, acceleration or recurrence of a pre-existing disease".
"'injury' means any physical or mental injury (including stress) and includes aggravation, acceleration or recurrence of a pre-existing injury".
Without limiting by implication the operation of section 9 where -
(a) a worker has suffered, or is suffering from a disease, or the death of a worker results from a disease;
(b) the disease is a disease of a kind specified in the regulations as a disease that is related to employment of a kind so specified; and
(c) the worker was, at any time before symptoms of the disease first became apparent, engaged in employment of that kind;
then, for the purposes of this Act, unless the contrary is established, the employment in which the worker was so engaged shall be deemed to have been a contributing factor to the disease."
(1) Any employment in which a worker who has contracted a disease was engaged at any time before symptoms of the disease first became apparent shall, unless the contrary is established, be taken for the purposes of this Act to have been a contributing factor to the worker's contracting the disease if the incidence of the disease among persons who have engaged in that kind of employment is significantly greater than the incidence of the disease among persons who have engaged in employment generally in the place where the worker was ordinarily employed.
(2) Any employment in which a worker who has suffered an aggravation, acceleration or recurrence of a disease was engaged at any time before symptoms of the aggravation, acceleration or recurrence first became apparent shall, unless the contrary is established be taken for the purposes of this Act to have been a contributing factor to the aggravation, acceleration or recurrence if the incidence of the aggravation, acceleration or recurrence of the disease among persons suffering from the disease who have engaged in that kind of employment is significantly greater than the incidence of the aggravation, acceleration or recurrence of the disease among persons suffering from the disease who have engaged in employment generally in the place where the worker was ordinarily employed.
(3) The death of a worker shall be taken for the purposes of this Act, to have been contributed to by a disease if, but for that disease, the death of the worker would have occurred at a significantly later time.
(4) An incapacity for work or facial disfigurement of a worker shall be taken for the purposes of this Act to have been contributed to by a disease if, but for the disease -
(a) the incapacity or disfigurement would not have occurred;
(b) the incapacity would have commenced, or the disfigurement would have occurred, at a significantly later time; or
(c) the extent of the incapacity or disfigurement would have been significantly less.
(5) This section shall not be construed as limiting the operation of section 9."
"I respectfully agree with the opinion of Stephen and Mason JJ that Slazengers (Australia) Pty Ltd v Burnett and Darling Island Stevedoring and Lighterage Co Ltd v Hussey establish that the definition of injury in s 6(1) of the NSW Act, which is indistinguishable for present purposes from that in s 3(1) of the Queensland Act, includes a disease only if it falls within par (a) or par (b), and so only if employment was a contributing factor. I see no reason to doubt the correctness of the construction placed upon the definition in those cases, but even if, contrary to my present view, a disease which is not autogenous, but is caused or exacerbated by an external stimulus, can come within the description of injury simpliciter and so within the opening words of the definition, it is clear that an autogenous disease which happens to manifest itself in the course of employment is only an 'injury' if it comes within par (a) or par (b)."
"There is a distinction, according to the common use of language, between getting hurt and becoming sick. The former would be described as an injury and the latter would generally not be so described. But it requires little analysis to show that an injury may be either external or internal. It appears to me to be difficult to draw any satisfactory distinction between the breaking of a limb and the breaking of an artery or of the lining of an artery. One is as much an injury to the body, that is, something which involves a harmful effect on the body, as the other. Each is a disturbance of the normal physiological state which may produce physical incapacity and suffering or death. Accordingly, in my opinion the detachment of a piece of the lining of the artery in the present case should be held to be an injury."
"The approach to the definition of 'injury' which I favour does not necessarily mean that every catastrophe connected with a progressive disease will fall within the definition of 'personal injury', primarily so defined. Whether, in the case of a progressive disease, leading inevitably to a sudden or identifiable pathological change, it can be said that such change constitutes a 'personal injury' can be left to determination on a case by case basis. It must be assumed that Parliament intended the extended definition, enacted to cover cases of 'disease' within s 4(b) of the 1987 Act, to have some operation."
Petkoska v Kennedy Cleaning Services Pty Ltd unreported, Magistrates Court, 24 June 1997 at 2. ↑
Kennedy Cleaning Services v Petkoska unreported, Supreme Court of the Australian Capital Territory, 7 November 1997. ↑
Kennedy Cleaning Services v Petkoska unreported, Supreme Court of the Australian Capital Territory, 7 November 1997 at 14. ↑
(1998) 87 FCR 526 at 534 per Higgins J, 535 per Finn and Merkel JJ. ↑
(1998) 87 FCR 526 at 534 per Finn and Merkel JJ. ↑
"Where a liability of an employer in respect of a disease of a worker arises by virtue of this section, any other employer who, prior to that liability so arising, employed the worker in any employment that caused or contributed to the disease shall … be liable to pay to the employer from whom compensation is recoverable such contribution as is, in default of agreement, settled by arbitration." ↑
(1) An 'injury' is personal injury arising out of, or in the course of, employment if the employment is a significant contributing factor to the injury.
(a) a disease contracted in the course of employment, whether at or away from the place of employment, if the employment is a significant contributing factor to the disease". ↑
Kennedy Cleaning Services Pty Limited
Petkoska
(1998) 87 FCR 526
(1996) 187 CLR 310
(1998) 45 NSWLR 45
(1947) 75 CLR 242
(1960) 103 CLR 547
(1984) 157 CLR 124
(1960) 103 CLR 588
(1976) 133 CLR 580
(1964) 112 CLR 30
(1998) 85 FCR 264
(1958) 99 CLR 215
(1959) 102 CLR 482
(1967) 117 CLR 19
(1994) 181 CLR 404
(1964) 109 CLR 395
(1943) 67 CLR 496
(1962) 107 CLR 353
(1972) 126 CLR 146