[2022] NTSC 16
General information, not legal advice.
Supreme Court of the NT
2022-03-09
Grant CJ, Agency J
Original judgment source is linked above.
Crown: Office of the Director of Public Prosecutions
Accused: North Australian Aboriginal Justice Agency
The Queen v Beasley [2022] NTSC 16
(1) Evidence of the character, reputation or conduct of a person, or a tendency that a person has or had, is not admissible to prove that a person has or had a tendency (whether because of the person's character or otherwise) to act in a particular way, or to have a particular state of mind unless:
(a) the party seeking to adduce the evidence gave reasonable notice in writing to each other party of the party's intention to adduce the evidence; and
(b) the court thinks that the evidence will, either by itself or having regard to other evidence adduced or to be adduced by the party seeking to adduce the evidence, have significant probative value.
(a) the evidence is adduced in accordance with any directions made by the court under section 100; or
(b) the evidence is adduced to explain or contradict tendency evidence adduced by another party.
Note for section 97
The tendency rule is subject to specific exceptions concerning character of and expert opinion about accused persons (sections 110 and 111). Other provisions of this Act, or of other laws, may operate as further exceptions.
Further restrictions on tendency evidence and coincidence evidence adduced by prosecution
(1) This section only applies in a criminal proceeding and so applies in addition to sections 97 and 98.
(2) Tendency evidence about a defendant ... that is adduced by the prosecution cannot be used against the defendant unless the probative value of the evidence outweighs the danger of unfair prejudice to the defendant.
(3) This section does not apply to tendency evidence that the prosecution adduces to explain or contradict tendency evidence adduced by the defendant.
(a) evidence of the assault committed on 11 October 2015, including (i) forcibly removing the complainant from one place to another, (ii) violent assault with a weapon, (iii) directing the complainant not to seek medical treatment, and (iv) then seeking to minimise his conduct during an interview with police by denying the use of a weapon and denying preventing the complainant from seeking medical treatment;
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> (b) evidence of the first violent assault on the night of 2 December 2019 (to which the accused has pleaded guilty) including (i) forcibly moving the complainant from one place to another, and (ii) violent assault with a weapon;
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> (c) evidence of the second violent assault on the night of 2 December 2019 (to which the accused has pleaded guilty);
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> (d) evidence of the sexual intercourse without consent on the night of 2 December 2019 (to which the accused has pleaded not guilty), including (i) penile-vaginal penetration, (ii) choking the complainant, and (iii) putting his hand over the complainant's mouth to stop her from crying out;
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> (e) evidence of the third violent assault in the early morning of 3 December 2019 (to which the accused has pleaded not guilty), including (i) preventing the complainant from seeking medical treatment, (ii) forcibly moving the complainant from one place to another, and (iii) violent assault with a weapon; and
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> (f) evidence of dishonest and insincere conduct later in the day on 3 December 2019, including attending at the clinic and behaving in an 'exaggeratedly caring fashion' to the complainant.
(a) to use violence against the complainant (including the use of a weapon) to exercise control over her, particularly to punish or enforce compliance and particularly after consuming alcohol;
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> (b) to prevent the complainant from seeking medical treatment for injury sustained as a result of violence inflicted by him, or to dissuade the complainant from identifying him as the person who inflicted the injuries; and
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> (c) to engage in dishonest or insincere conduct after becoming aware the complainant has sought medical treatment.
(a) a belief that he is entitled to exercise coercive control over the complainant;
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> (b) a belief that he is entitled to use violence against the complainant in order to exercise coercive control;
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> (c) an awareness that if the complainant seeks medical treatment for injuries suffered as a result of his violence, he may be identified as the person responsible; and
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> (d) an awareness of the risk of prosecution and punishment if the complainant discloses his responsibility, and a willingness to take steps to prevent such disclosure.
[27] The test of 'significant probative value' requires something more than mere relevance.[1] The evidence will have 'significant probative value' if it could rationally affect the assessment of the probability of the existence of one or more of the facts in issue in some important fashion.[2] This resolves to a judicial evaluation of whether the hypothetical jury would rationally think it likely that the evidence is important in relation to the determination of the facts in issue.[3]
[28] That assessment involves a two-step process. In the first step, the relevant question is whether the evidence concerning the previous conduct would be probative in establishing the tendencies and/or states of mind alleged by the Crown. If it is accepted that an inference of tendency could be sustained, the second question is whether that tendency makes it more probable that, on this occasion, the accused engaged in the conduct alleged in counts 3 and 4 on the indictment.[4]
[29] The question whether the evidence significantly bears on the facts in issue is 'a matter of fact and degree, and will be influenced by the nature of the fact in issue sought to be proved (or disproved)'.[5] As the matter initially proceeded, the defence conducted the cross-examination of those witnesses who gave pre-recorded evidence, and dealt with various pre-trial issues, on the basis that the alleged sexual intercourse and the alleged subsequent assault did not happen. Following the disclosure of the forensic evidence found on analysis of the swab, the defence position is that it may be explained by consensual sexual intercourse which took place between the accused and the complainant on the morning of 2 December 2019 or during the preceding days. It remains the case that every element which constitutes each of the offences charged is contested.
[30] That the evidence must have the capacity to inform the question whether the accused engaged in particular conduct does not mean that it must also demonstrate a tendency on the part of the accused to commit a particular type of crime. The evidence need only demonstrate a tendency 'to act in a particular way' or 'to have a particular state of mind'.[6] Moreover, s 97(1) of the ENULA does not condition the admissibility of tendency evidence on the court's assessment of operative features of similarity with the conduct in issue. It is not necessary that the evidence exhibit an 'underlying unity', 'a modus operandi' or a 'pattern of conduct'.[7] Depending upon the issues in the trial, a tendency to act in a particular way may be identified with sufficient particularity to have significant probative value notwithstanding the absence of similarity in the acts which evidence it.[8]
[31] However, similarity remains a guide in determining in some circumstances whether tendency evidence has sufficient probative value to pass the test for admissibility.[9] The question is whether 'the features of commonality or peculiarity which are relied upon are significant enough logically to imply that because the offender committed previous acts or committed them in particular circumstances, he or she is likely to have committed the act or acts in issue'.[10] It is not enough that the evidence would prove a disposition to commit crimes of the kind in question;[11] in this case, crimes of violence. As Leeming JA stated in El-Haddad v R:
... "Significant" is directed to the probative value of the evidence. One way in which tendency evidence possesses significant probative value turns on the degree of generality or specificity with which the "tendency" is stated. A tendency which is stated with too high a level of generality will prove a handicap to its having significant probative value. Examples may be seen in Townsend v Townsend [2001] NSWCA 136 at [78], Ibrahim v Pham [2007] NSWCA 215 at [264] and R v Ford [2009] NSWCCA 306 at [53]. Conversely, "generally the closer and more particular the similarities, the more likely it is that the evidence will have significant probative value": BP v R [2010] NSWCCA 303 at [108].
Most recently, in Sokolowskyj v R [2014] NSWCCA 55 at [40], Hoeben CJ at CL said that:
"One of the difficulties for the Crown in establishing 'significant probative value' was the high level of generality of the tendency relied upon. A tendency to have sexual urges was so general as to be meaningless. The additional qualification to that tendency, i.e. to have sexual urges and to act on them in public circumstances where there was a reasonable likelihood of detection, refined the concept but not greatly."
That is to say, the specificity of the tendency directly informs the strength of the inferential mode of reasoning. It is easy to see why. It is, for example, one thing to say that a man has a tendency to steal cars; that says something, but not very much, as to whether he stole a particular car the subject of a charge. It is quite another to say that a man has a tendency to steal black European sports cars and then set them on fire, if the fact in issue is whether that man stole and burnt a black Porsche.[12]
[35] The effluxion of time between a prior incident or incidents which are said to sustain an inference of tendency and the subsequent crime of which that inference is said to be probative may be of such duration as to suggest that the previous incident or incidents were isolated aberrations or otherwise not reflective of the relevant tendency on the part of the accused. In other words, remoteness in point of time from the circumstances of the offence charged will undermine the probative value of evidence to sustain an inference of tendency. Moreover, a single incident will ordinarily be less probative of tendency than a series of incidents with similar features. The Crown submits that evidence of a single prior episode may be probative in establishing tendency, and relies on the decision of the High Court in R v Bauer (A Pseudonym)[13] for that purpose.
[36] Care must be taken in transposing the principles which have application to tendency evidence in the context of sexual offending to other categories of offending. The Court in Bauer was at pains to make it clear that it was speaking with one voice to resolve the complexities which had hitherto governed 'the admissibility of tendency evidence in single complainant sexual offences cases'.[14] The relevant tendency in such cases is, in essence, sexual interest in the complainant, which gives rise to considerations which are quite different to an asserted tendency towards violent conduct. As the High Court observed (citations omitted):
The juridical basis of cross-admissibility of evidence of charged acts and of the admissibility of evidence of uncharged acts in such cases rests on the "very high probative value" of that kind of evidence which results from ordinary human experience that, where a person is sexually attracted to another and has acted on that sexual attraction and the opportunity presents itself to do so again, he or she will seek to gratify his or her sexual attraction to that other person by engaging in sexual acts of various kinds with that person. As Hayne J (with whom Gummow and Kirby JJ agreed) concluded in HML:
"Generally speaking ... there usually will be no reasonable view of other sexual conduct which would constitute an offence by the accused against the complainant, even if it is an isolated incident and temporally remote, which would do other than support an inference that the accused is guilty of the offence being tried."[15]
[40] As stated at the outset, the Crown contends that the evidence identified in the tendency notice is also properly admissible as relationship evidence. The admissibility of evidence for that purpose is governed by the general test of relevance in s 55 of the ENULA, and the discretions and obligations contained in Part 3.11 of the ENULA (particularly ss 135 and 137).[16] Relationship evidence will be admissible if it is necessary for and capable of providing context to a complainant's allegations,[17] including:
(a) as essential background against which the evidence of the complainant and the accused necessarily falls to be evaluated, to show the continuing nature of the conduct, and to explain the offences charged;
(b) to ensure that the jury is not required to decide issues in a vacuum, and to overcome a false impression that the event was an isolated one, or that the offence happened 'out of the blue', where the acts are closely and inextricably mixed up with the history of the offence;[18]
(c) to assess the credibility of a complainant's evidence;
(d) to explain why a complainant has made a delayed complaint to witnesses and/or the police;[19]
(e) to prove that the accused had a motive to commit the acts charged; and
(f) to negative issues concerning lawfulness (such as the question of intention or consent).[20]
[41] In order for context or relationship evidence to be relevant it must be shown that the evidence would make the complainant's version of the particular incident subject to the charge more capable of belief when seen in the context of that relationship. If the evidence does tend to explain the relevant occurrence, or to assist the choice between two explanations of the occurrence, then it will be relevant and prima facie admissible. The overarching purpose of relationship evidence is to place the accused's alleged conduct and/or state of mind within the surrounding events or a series of incidents which form part of a chain of events. For that reason, background evidence will generally need to have a sufficiently close temporal connection with the incident giving rise to the charge(s). It was to this requirement that Barwick CJ was referring in Wilson v The Queen when his Honour said that: 'It is quite apparent that the nature of the current relationship between the applicant and his wife was relevant to the question to be decided by the jury'.[21]
[42] However, as with purported tendency evidence, purported relationship evidence will also lose its relevance and probative force if the prior occasions, of which evidence is sought to be tendered, are remote in point of time to the act(s) charged.[22] In addition, evidence of prior quarrels in a relationship will be inadmissible where they are no more than 'transient ebullitions of annoyance and anger on the part of the accused which immediately passed away and led to nothing' and which did not proceed from hostility or enmity nor tended to show the existence of or to promote such feelings;[23] although there is no suggestion that the 2015 assault falls into this category.
[46] The evidence of the accused's attendance at the health clinic later in the day on 3 December 2019, including his interactions with the complainant at that time, falls into a different category. That conduct is closely related in time and circumstance to the conduct alleged in the charges, and forms part of the general narrative of events. This transactional evidence has potential relevance both to whether the alleged conduct occurred and to the accused's state of mind at a particular time proximate to the time of the offence.[24] It will be a matter for the jury to determine whether the accused's conduct on that occasion was genuine or confected, whether it evinces any particular state of mind and what inferences should properly be drawn from that conduct. The probative value of that evidence is not outweighed by its prejudicial effect, particularly in circumstances where it might conceivably be characterised by the jury as genuinely solicitous to the complainant.
(a) The evidence in relation to the incidents which occurred in October 2015 identified in the Crown's tendency notice dated 7 January 2022 is not admissible in the trial for tendency purposes.
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> (b) The evidence in relation to the incidents which occurred on 2 and 3 December 2019 identified in the Crown's tendency notice dated 7 January 2022 is not admissible in the trial for tendency purposes.
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> (c) The evidence in relation to the incidents which occurred in October 2015 identified in the Crown's tendency notice dated 7 January 2022 is not admissible as relationship evidence in proof of Counts 3 and 4 in the indictment.
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> (d) The evidence in relation to the incidents which occurred earlier on 2 December 2019 and which constitute Counts 1 and 2 in the indictment, is admissible as relationship evidence in proof of Counts 3 and 4 in the indictment.
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> (e) The evidence of the accused's attendance at the health clinic later in the day on 3 December 2019, including his interactions with the complainant at that time, is admissible as part of the relevant transaction and narrative of events.
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[1] Jacara Pty Ltd v Perpetual Trustees WA Ltd [2000] FCA 1886; (2000) 180 ALR 569 at [72]-[73]; S Odgers, Uniform Evidence Law, Thompson Law Book Co, Looseleaf Service, [EA.97.120]; R v Lockyer (1996) 89 A Crim R 457; R v Lock (1997) 91 A Crim R 356 at 361; R v AH (1997) 42 NSWLR 702.
[2] R v Zhang [2005] NSWCCA 437; (2005) 227 ALR 311 at [46]; R v Ford [2009] NSWCCA 306; (2009) 201 A Crim R 451 at [52]; DSJ v Director of Public Prosecutions (Cth) [2012] NSWCCA 9; (2012) 215 A Crim R 349 at [67], [71], [72]; R v Lock (1997) 91 A Crim R 356 at 361.
[3] Odgers, op cit, [EA.97.120]; R v Zhang [2005] NSWCCA 437; (2005) 158 A Crim R 504 at [46]; R v Ford [2009] NSWCCA 306; (2009) 201 A Crim R 451 at [52]; DSJ v Director of Public Prosecutions (Cth) [2012] NSWCCA 9; (2012) 215 A Crim R 349 at [67], [71], [72].
[4] Hughes v The Queen [2017] HCA 20; (2017) 263 CLR 338 at [40]- [41].
[5] Semaan v The Queen [2013] VSCA 134; (2013) 230 A Crim R 568 at [38].
[6] See, for example, R v Li [2003] NSWCCA 407 at [11].
[7] Hughes v The Queen [2017] HCA 20; (2017) 263 CLR 338 at [34]. approving the approach in R v Ford [2009] NSWCCA 306, R v PWD [2010] NSWCCA 209, Saoud v R [2014] NSWCCA 136; (2014) 87 NSWLR 481 and disapproving Velkoski v R [2014] VSCA 121; (2014) 45 VR 680 at 682.
[8] Hughes v The Queen [2017] HCA 20; (2017) 263 CLR 338 at [37].
[9] R v Fletcher [2005] NSWCCA 338; (2005) 156 A Crim R 308, [60]. See also AE v The Queen [2008] NSWCCA 52; R v Milton [2004] NSWCCA 195; R v Harker [2004] NSWCCA 427; R v F [2002] NSWCCA 125; (2002) 129 A Crim R 126; R v WRC [2002] NSWCCA 210; (2002) 130 A Crim R 89.
[10] CEG v The Queen [2012] VSCA 55 at [14].
[11] Hughes v The Queen [2017] HCA 20; (2017) 263 CLR 338 at [57]- [58].
[12] El-Haddad v R [2015] NSWCCA 10; (2015) 88 NSWLR 93 at [70]- [72].
[13] R v Bauer (A Pseudonym) [2018] HCA 40; (2018) 266 CLR 56.
[14] R v Bauer (A Pseudonym) [2018] HCA 40; (2018) 266 CLR 56 at [47].
[15] R v Bauer (A Pseudonym) [2018] HCA 40; (2018) 266 CLR 56 at [51].
[16] R v Quach [2002] NSWCCA 519; (2002) 137 A Crim R 345 ; Conway v R [2000] FCA 461; (2000) 172 ALR 185; FDP v R [2008] NSWCCA 317; R v Cornwell [2003] NSWSC 97; (2003) 57 NSWLR 82; R v Lock (1997) 91 A Crim R 356.
[17] Norman v The Queen [2012] NSWCCA 230.
[18] HML v The Queen [2008] HCA 16; (2008) 235 CLR 334, [6]-[7], [500], [513]; Roach v R [2011] HCA 12; (2011) 276 ALR 406 at [42].
[19] Johnson v The Queen [2018] HCA 48; (2018) 92 ALJR 1018, [19].
[20] Wilson v The Queen [1970] HCA 17; (1970) 123 CLR 334, 339.
[21] Wilson v The Queen [1970] HCA 17; (1970) 123 CLR 334, 337.
[22] R v Tsingopoulos [1964] VicRp 86; (1964) VR 676; R v Frawley [2000] NSWCCA 340, [12]-[14].
[23] R v Barbour (1939) 1 DLR 65, 66.
[24] Semaan v The Queen [2013] VSCA 134 at [32]; R v Adam [1999] NSWCCA 189 at [26]; R v Player [2000] NSWCCA 123 at [22]; R v Serratore [2001] NSWCCA 123; R v Mostyn [2004] NSWCCA 97 at [135].
The Queen
Beasley [2022] NTSC 16
(2000) 180 ALR 569
(1997) 42 NSWLR 702
(2005) 227 ALR 311
(2017) 263 CLR 338
(2014) 87 NSWLR 481
(2014) 45 VR 680
(2015) 88 NSWLR 93
(2018) 266 CLR 56
(2000) 172 ALR 185
(2003) 57 NSWLR 82
(2008) 235 CLR 334
(2011) 276 ALR 406
(2018) 92 ALJR 1018
(1970) 123 CLR 334