[2023] NTSC 16
General information, not legal advice.
Supreme Court of the NT
2023-02-24
Burns J, Agency J
Original judgment source is linked above.
EVIDENCE - Hearsay - Hearsay rule - Evidence (National Uniform Legislation) Act 2011 (NT), s 59, s 62, s 65, s 69 - unavailability of witnesses - business records - evidence admissible - evidence inadmissible
EVIDENCE - Admissibility - Tendency evidence - Evidence (National Uniform Legislation) Act 2011 (NT), - Whether tendency evidence of significant probative value - Whether evidence supports proof of the alleged tendency - Whether proof of tendency makes more likely the elements of the offences charged - Whether probative value of the evidence outweighs any potential prejudicial effect on the accused - evidence admissible - evidence inadmissible
Evidence Act 1995 (NSW) s 65
Averkin v Insurance Australia Ltd [2016] NSWCA 122; Conway v The Queen (2000) FCR 204 at [146]; Hughes v The Queen [2017] HCA 20
IMM v The Queen [2016] HCA 14; Lancaster v The Queen (2014) 44 VR 820, [2014] VSCA 333 at [23] to [27]; McPhillamy v The Queen [2018] HCA 52; R v Bauer (a pseudonym) [2018] HCA 40; R v Singh (No 4) [2021] NSWSC 75; R v Tarantino [2019] NSWSC 939; TL v The King [2022] HCA 35; TL v The Queen [2020] NSWCCA 265, referred to.
Crown: Office of the Director of Public Prosecutions
Accused: North Australian Aboriginal Justice Agency
The King v Mayatjun [2023] NTSC 16
The hearsay rule - exclusion of hearsay evidence
(1) Evidence of a previous representation made by a person is not admissible to prove the existence of a fact that it can reasonably be supposed that the person intended to assert by the representation.
(2) Such a fact is in this Part referred to as an asserted fact.
(2A) For the purposes of determining under subsection (1) whether it can reasonably be supposed that the person intended to assert a particular fact by the representation, the court may have regard to the circumstances in which the representation was made.
(1) A reference in this Division (other than in subsection (2) to a previous representation is a reference to a previous representation that was made by a person who had personal knowledge of an asserted fact.
(2) A person has personal knowledge of the asserted fact if his or her knowledge of the fact was, or might reasonably be supposed to have been, based on something that the person saw, heard or otherwise perceived, other than a previous representation made by another person about the fact.
(3) For the purposes of section 66A, a person has personal knowledge of the asserted fact if it is a fact about the person's health, feelings, sensations, intention, knowledge or state of mind at the time the representation referred to in that section was made.
Exception - criminal proceedings if maker not available
(1) This section applies in a criminal proceeding if a person who made a previous representation is not available to give evidence about an asserted fact.
(2) The hearsay rule does not apply to evidence of a previous representation that is given by a person who saw, heard or otherwise perceived the representation being made, if the representation:
(a) [Not applicable].
(b) was made when or shortly after the asserted fact occurred and in circumstances that make it unlikely that the representation is a fabrication; or
(c) was made in circumstances that make it highly probable that the representation is reliable; or
(d) [Not applicable].
(a) Either:
- is or forms part of the records belonging to or kept by a person, body or organisation in the course of, or for the purposes of, a business; or
- at any time was or formed part of such a record; and
(b) contains a previous representation made or recorded in the document in the course of, or for the purposes of, the business.
(2) The hearsay rule does not apply to the document (so far as it contains the representation) if the representation was made:
(a) by a person who had or might reasonably be supposed to have had personal knowledge of the asserted fact; or
(b) on the basis of information directly or indirectly supplied by a person who had or might reasonably be supposed to have had personal knowledge of the asserted fact.
(3) Subsection (2) does not apply if the representation:
(a) was prepared or obtained for the purpose of conducting, or for or in contemplation of or in connection with, an Australian or overseas proceeding; or
(b) was made in connection with an investigation relating or leading to a criminal proceeding.
(5) For the purposes of this section, a person is taken to have had personal knowledge of a fact if the person's knowledge of the fact was or might reasonably be supposed to have been based on what the person saw, heard or otherwise perceived (other than a previous representation made by a person about the fact).
(1) A reference in this Act to a "business" includes a reference to the following:
(a) a profession, calling, occupation, trade or undertaking;
(b) an activity engaged in or carried on by the Crown in any of its capacities;
(c) an activity engaged in or carried on by the government of a foreign country;
(d) an activity engaged in or carried on by a person or body holding office or exercising power under or because of the Commonwealth Constitution, an Australian law or a law of a foreign country, being an activity engaged in or carried on in the performance of the functions of the office or in the exercise of the power (otherwise than in a private capacity);
(1) For the purposes of this Act, a person is taken not to be available to give evidence about a fact if:
For the purposes of this Act, a representation contained in a document is taken to have been made by a person if:
(a) the document was written, made or otherwise produced by the person; or
(b) the representation was recognised by the person as his or her representation by signing, initialling or otherwise marking the document.
"The rationale for the exception to the hearsay rule contained in s 65(2)(b) is not based only upon the necessity to ensure that the events in question may be easily recalled. Rather that provision is, as a whole, intended to allow evidence that is unlikely to be a fabrication. One condition of this is that the statements be made spontaneously during (when) or under the proximate pressure of (shortly after) the occurrence of the asserted fact. In Conway [Conway v R (2000) 172 ALR 185; [2000] FCA 461] the statement in question was made by a murder victim who said, while observed to be looking 'terrible', that she had been drugged and had been 'off her face for about three or four hours'. The comments of the Court in Conway regarding the meaning of 'shortly after' should be understood accordingly."
"The High Court at [60] emphasised the strictness with which the statutory exceptions need to be approached. The point was made that the admission into evidence of a hearsay statement adverse to an accused has serious procedural consequences, first and foremost the inability to cross examine the maker of the statement if it is inculpatory.
I think respectfully, as a matter of common sense, the rule against hearsay is something that has been part of our jurisprudence for hundreds of years, and I believe it is the objective intention of Parliament that exceptions having been carved out by Parliament be approached with a degree of rigour, and with appreciation of the consequences."
(1) If the representations are made in a statement to police acknowledging potential criminal liability for false statements;
(2) Representations made to an investigating authority (e.g. NSWCC) in the knowledge they will be checked for truthfulness;
(3) When an employee who has no personal interest in the subject matter or outcome gives evidence about a work practice;
(4) When representations are made to a social worker in the course of seeking assistance, the representor having unsuccessfully earlier sought help from police.
(1) Representations made to siblings about a relationship;
(2) When representations are a recanting of evidence given on oath and the representor is not at risk of prosecution for false statements;
(3) Where the representor has a motive for fabrication, for example because they are being investigated for a serious offence; and
(4) If the evidence is directly contradicted by other statements made by the representor.
(3) Subsection (2) does not apply if the representation:
(a) was prepared or obtained for the purpose of conducting, or for or in contemplation of or in connection with, an Australian or overseas proceeding, or
(b) was made in connection with an investigation relating or leading to a criminal proceeding.
[26] With these principles in mind, I will consider each of the 22 incidents advanced by the Crown and the hearsay evidence which the Crown seeks to lead regarding each incident. Before doing so, however, I will address 2 general submissions made by the accused regarding the hearsay applications.
(a) Representations made by Ms Wanalimawu in a sworn statutory declaration on 5 October 2021;
(b) Representations made by Ms Wanalimawu in the course of a 000 call on 5 August 2021; and
(c) Representations made by Ms Wanalimawu in the course of a witness conference with officers of the Director of Public Prosecutions on 12 October 2022.
Ms Wanalimawu: Uh, she can't, can't walk properly. She don't wanna get up. But I need the ambulance be here. (Inaudible) hospital please.
Ms Wanalimawu: Uh cause when I make her stand up, she can't walk up.
Ms Wanalimawu: Because happened been last night. They had fight last night.
(a) That the deceased was in a lot of pain on the morning of 5 August 2021;
(b) That the deceased appeared to be upset that morning; and
(c) That the deceased was walking with the aid of a stick that morning.
(a) the Crown will not be permitted to adduce evidence through a third-party witness of the representation made by Ms Wanalimawu that the deceased said that her leg injury sustained at Little Mindil Beach was the result of the accused assaulting the deceased;
(b) the Crown will be permitted to lead evidence of the 000 call by tendering the document;
(c) the Crown will not be permitted to lead evidence of the representations made by Ms Wanalimawu during the briefing on 12 October 2022;
(d) the Crown will be permitted to tender the ambulance records insofar as they contain representations of observations of the deceased by ambulance officers on 5 August 2021, but the Crown will not be permitted to adduce evidence found in those records of representations relating to what bystanders said to the ambulance officers; and
(e) the Crown will be permitted to tender the hospital records.
(a) The Crown will be permitted to lead oral evidence of representations made by the deceased to police on 10 May 2021, with the possible exception of the representation referred to at [64] above;
(b) The Crown will be permitted to tender the ambulance records and the hospital records;
(c) The Crown will not be permitted to tender the Clinical Progress Notes.
On Saturday, 24 February 2021 I was at Casuarina Shopping Centre near the bus change area and library.
At the time I was with my wife and step family. My wife's name is Joyce Jaburru. Joyces youngest daughter, Gwen Warinmb was with us along with her boyfriend John Mayatjun.
John is always bashing Gwen. He is real bad to her. But she is too scare to come to police and has never reported it. She is also frightened of what his family would do.
This afternoon sometime, these two were arguing while they were drinking under the car park near Woolworths Casuarina, John punched Gwen a few times in the face with both fist's. The force of the punches knocked her to the ground. When she was on the ground he kicked her three times in the face and head area. At the time he was wearing running shoes.
I saw the kicks hit her in the eye, mouth and throat. She was in big pain. I was real close at the time maybe 10 metres away.
I stay with my husband Jacky Ware and youngest daughter Gwen Warinmb she is about 33 years old. She has a boyfriend John Mayatjun. He is always with her and won't leave her alone. He is bad man he is hitting her all the time when he is drunk or sober.
Today we were at Woolworths in the car park underneath and John started arguing with Gwen. He was real jealous accusing her of another boyfriend. He said he was going to damage her.
He came up behind her and punched her. She turn around and he keep on punching her in the face and head. She fell on the ground and then he kicked her in the face and throat. She was crying out for him to stop then calling out for me. I was crying and very scared by this time. I was only 5 metres away bu I couldn't help.
My husband Jacky grabbed him and held him on the ground. Someone called the police. Joyce was on the ground unconscious and bleeding. One white man came to help.
Not long ago, maybe last week, Gwen told me that John had threatened her with a knife. He has already stabbed her in the neck and the eye in Bagot about two years ago.
(a) a tendency to have a particular state of mind, namely, a violent disposition towards the deceased and a preparedness to act on the same; and
(b) a tendency to act in a particular way, namely to engage in violent behaviour towards the deceased and to behave towards the deceased in a controlling and threatening way.
(a) whether the accused caused the injuries which the deceased suffered between 25 and 28 August 2021; and
(b) to rebut any proposition that the injuries suffered by the deceased were the result of an accident or some event not involving the application of violent force by the accused.
Commonly, evidence of a person's conduct adduced to prove a tendency to act in a particular way will bear similarity to the conduct in issue. Section 97 (1) does not, however, condition the admission of tendency evidence on the court's assessment of operative features of similarity with the conduct in issue. The probative value of tendency evidence will vary depending upon the issue that it is adduced to prove. In criminal proceedings where it is adduced to prove the identity of the offender for a known offence, the probative value of tendency evidence will almost certainly depend upon close similarity between the conduct evidencing the tendency and the offence. Different considerations may inform the probative value of tendency evidence where the fact in issue is the occurrence of the offence.
The significance of the probative value of the tendency evidence under s 97(1)(b) must depend on the nature of the facts in issue to which the evidence is relevant and the significance or importance which that evidence may have in establishing those facts. So understood, the evidence must be influential in the context of fact finding.
The assessment of whether evidence has significant probative value in relation to each count involves consideration of two interrelated but separate matters. The first matter is the extent to which the evidence supports the tendency. The second matter is the extent to which the tendency makes more likely the facts making up the charged offence. Where the question is not one of the identity of a known offender but is instead a question concerning whether the offence was committed, it is important to consider both matters. By seeing that there are two matters involved it is easier to appreciate the dangers in focusing on single labels such as "underlying unity", "pattern of conduct" or "modus operandi". In summary, there is likely to be a high degree of probative value where (i) the evidence, by itself or together with other evidence, strongly supports proof of a tendency, and (ii) the tendency strongly supports the proof of a fact that makes up the offence charged.
[196] There has been a recognised difference between proof of the commission of an offence and proof of the identity of the person who committed a proven offence when considering the admission of similar fact evidence at common law and evidence of tendency and coincidence under the Act.
[197] In Sutton v R (1984) 152 CLR 528; [1984] HCA 5 the Crown relied upon evidence of similar facts to prove identity. Gibbs CJ (at 535) said:
"The present is such a case: the issue being identity, the question is whether each of the crimes was committed in a manner so strikingly similar to the others that a jury could reasonably conclude that the same person was guilty of all the crimes..."
[198] At common law, propensity was also accepted as a means of identification. This was recognised in R v Straffen (1952) 2 QB 911 (Straffen) and by the High Court in Pfennig v The Queen (1995) 182 CLR 461; [1995] HCA 7 (Pfennig). What is notable about both of these cases is not only that propensity was admitted at common law but the factual matrix against which the evidence was admitted. Both the accused were present, at a time approximate to the commission of the offence, at the scene of the crime. Thus their abnormal propensities revealed them to have been the person who committed the offence from the class of persons present at the crime scene and not from the general population.
[203] There has been a recognised difference between proof of the commission of an offence and proof of the identity of the person who committed a proven offence when considering the admission of similar fact evidence at common law and evidence of tendency and coincidence under the Act.
(a) Where proposed tendency evidence is to be led by the prosecution for the purpose of identifying an accused as the perpetrator of a known offence, if the tendency evidence is the only, or indispensable, evidence of identity, in order for the tendency evidence to have significant probative value close similarity between the conduct evidencing the tendency and the charged conduct must be demonstrated; and
(b) Close similarity between the conduct evidencing the tendency and the charged conduct need not be demonstrated where there is other evidence which, taken with the tendency evidence, gives the tendency evidence significant probative value as evidence of the identity of the accused as the perpetrator; and
(c) In assessing whether tendency evidence adduced to prove identity has significant probative value, the first step is to determine the extent to which the evidence supports the tendency, and the second step is to determine the extent to which the tendency, together with the other evidence identifying the accused as the perpetrator, makes more likely the fact that the accused was the perpetrator. Where the relevant evidence strongly supports both matters, the tendency evidence is likely to have significant probative value.
[5] See definition of "document" in the Dictionary to the ENULA.
[6] Lancaster v The Queen (2014) 44 VR 820; [2014] VSCA 333 at [23] to [27].
[7] Conway v The Queen (2000) FCR 204 at [146] (Conway).
[10] [2017] HCA 20 (Hughes).
[11] [2022] HCA 35 (TL).
[12] [2016] HCA 14 (IMM).
[13] IMM at [44]; R v Bauer (a pseudonym) [2018] HCA 40 at [69].
[16] TL v The Queen [2020] NSWCCA 265.
[19] McPhillamy v The Queen [2018] HCA 52.
The King
Mayatjun [2023] NTSC 16
(2014) 44 VR 820
(2016) 259 CLR 47
(2000) 172 ALR 185
(2002) 55 NSWLR 603
(1984) 152 CLR 528
(1995) 182 CLR 461