The protection of "National Heritage places"
35 The categories of matters of national environmental significance have expanded since the enactment of the EPBC Act in 1999. The subject matter of this proceeding is an example. The category of "National Heritage place" was added to the Act by the Environment and Heritage Legislation Amendment Act (No. 1) 2003 (Cth). In his second reading speech, the Minister for the Environment and Heritage stated:
The National Heritage List creates opportunities to remember, celebrate and conserve places that recall significant themes in Australian history. We should respect and value the development of our industries by recognising and protecting early mining, industrial and pastoral sites. Our national historic built heritage includes places that give an insight into the development of our own sense of Australian identity and our sense of place and, as such, should be recognised and protected for their national heritage significance. Natural heritage places that may be considered by the Australian Heritage Council include those that tell the story of our continent's natural diversity and ancient past.
The bill moves forward in the protection of the heritage of Aboriginal and Torres Strait Islander people. Indigenous cultural heritage exists throughout Australia and all aspects of the landscape may be important to Indigenous people as part of their heritage. The effective protection and conservation of this heritage is important in maintaining the identity, health and wellbeing of Indigenous people. This bill provides new opportunities for developing agreed strategies to protect Indigenous heritage places after consultation and discussion with traditional owners on management arrangements. The rights and interests of Indigenous people in their heritage arise from their spirituality, customary law, original ownership, custodianship, developing Indigenous traditions and recent history.
36 The relevant prohibitions are contained in s 15B of the Act, which provides:
15B Requirement for approval of activities with a significant impact on a National Heritage place
(1) A constitutional corporation, the Commonwealth or a Commonwealth agency must not take an action that has, will have or is likely to have a significant impact on the National Heritage values of a National Heritage place.
Civil Penalty:
(a) for an individual - 5,000 penalty units;
(b) for a body corporate - 50,000 penalty units.
(2) A person must not, for the purposes of trade or commerce:
(a) between Australia and another country; or
(b) between 2 States; or
(c) between a State and Territory; or
(d) between 2 Territories;
take an action that has, will have or is likely to have a significant impact on the National Heritage values of a National Heritage place.
Civil Penalty:
(a) for an individual - 5,000 penalty units;
(b) for a body corporate - 50,000 penalty units.
(3) A person must not take an action in:
(a) a Commonwealth area; or
(b) a Territory; that has, will have or is likely to have a significant impact on the National Heritage values of a National Heritage place.
Civil Penalty:
(a) for an individual - 5,000 penalty units;
(b) for a body corporate - 50,000 penalty units.
(4) A person must not take an action that has, will have or is likely to have a significant impact on the National Heritage values, to the extent that they are indigenous heritage values, of a National Heritage place.
Civil Penalty:
(a) for an individual - 5,000 penalty units;
(b) for a body corporate - 50,000 penalty units.
Note: For indigenous heritage value, see section 528.
(5) A person must not take an action that has, will have or is likely to have a significant impact on the National Heritage values of a National Heritage place in an area in respect of which Australia has obligations under Article 8 of the Biodiversity Convention.
Civil Penalty:
(a) for an individual - 5,000 penalty units;
(b) for a body corporate - 50,000 penalty units.
(6) Subsection (5) only applies to actions whose prohibition is appropriate and adapted to give effect to Australia's obligations under Article 8 of the Biodiversity Convention. (However, that subsection may not apply to certain actions because of subsection (8).)
(8) Subsections (1) to (5) (inclusive) do not apply to an action if:
(a) an approval of the taking of the action by the constitutional corporation, Commonwealth agency, Commonwealth or person is in operation under Part 9 for the purposes of this section; or
(b) Part 4 lets the constitutional corporation, Commonwealth agency, Commonwealth or person take the action without an approval under Part 9 for the purposes of this section; or
(c) there is in force a decision of the Minister under Division 2 of Part 7 that this section is not a controlling provision for the action and, if the decision was made because the Minister believed the action would be taken in a manner specified in the notice of the decision under section 77, the action is taken in that manner; or
(d) the action is an action described in subsection 160(2) (which describes actions whose authorisation is subject to a special environmental assessment process).
37 Although a National Heritage "place" appears, at first impression, to be the subject matter of the Act's protection, taking into account the text of other provisions and reading s 15B as a whole, it is apparent what is being protected is not simply a "place", but the "values" of that place which warranted the place's inclusion on the National Heritage List. That this is so should also be apparent from the use of the term "heritage", which is a term directing attention to, again, what a "place" stand for, signifies or embodies. Part of the "heritage" of a place may relate to historical events, to activities undertaken by people in a place but it can also involve ideas, aspirations, beliefs and practices. The broader subject matter protected is also apparent from the terms of s 324C, which I set out below: a "place" can, under this legislative scheme, only become a National Heritage place if, in the responsible Minister's opinion, it embodies particular "values".
38 A "National Heritage place" is a place recorded in the National Heritage List, in accordance with the process set out in Part 15 of the Act. Section 324C describes the National Heritage List. It provides:
(1) The Minister must keep a written record of places and their heritage values in accordance with this Subdivision and Subdivisions BA, BB and BC. The record is called the National Heritage List.
(2) A place may be included in the National Heritage List only if:
(a) the place is within the Australian jurisdiction; and
(b) the Minister is satisfied that the place has one or more National Heritage values (subject to the provisions in Subdivision BB about the emergency process).
(3) A place that is included in the National Heritage List is called a National Heritage place.
(4) The National Heritage List is not a legislative instrument.
39 What can constitute a "place" for the purposes of this subject matter protection is dealt with, inclusively rather than exhaustively, by the definition of "place" in s 528. "Place" includes:
(a) a location, area or region or a number of locations, areas or regions; and
(b) a building or other structure, or group of buildings or other structures (which may include equipment, furniture, fittings and articles associated or connected with the building or structure, or group of buildings or structures); and
(c) in relation to the protection, maintenance, preservation or improvement of a place - the immediate surroundings of a thing in paragraph (a) or (b).
40 The inclusion of a place on the National Heritage List is a function conferred on the responsible Minister pursuant to s 324JJ of the Act. There is a process set out in Subdivision BA of Div 1A of Part 15 which leads up to this determination. Places may be nominated and nominations are given to the Australian Heritage Council (see ss 324J and 324JA). The Council then provides the Minster with a list of places it considers should be assessed (see ss 324JB, 324JC and 325JD). After other steps not presently relevant, the Council then provides a written assessment of the places on the finalised list and gives those assessments to the Minster (see ss 324JH and 324JI). The Council's assessment is made against specified "National Heritage criteria", which I set out at [42] below.
41 The Minister then determines, pursuant to s 324JJ, whether or not an assessed place will be included on the National Heritage List. The determination turns on the Minister's satisfaction that the place has one or more National Heritage values, the content of those values being those set out in s 324D, read with the applicable regulations, to which I return below. In forming her or his satisfaction, the Minister is required to have regard to the Council's assessment and any public comments (see s 324JJ(5)). Since it is central to this proceeding, I set out the whole of s 324JJ:
Minister to decide whether or not to include place
(1) After receiving from the Australian Heritage Council an assessment under section 324JH whether a place (the assessed place) meets any of the National Heritage criteria, the Minister must:
(a) by instrument published in the Gazette, include in the National Heritage List:
(i) the assessed place or a part of the assessed place; and
(ii) the National Heritage values of the assessed place, or that part of the assessed place, that are specified in the instrument; or
(b) in writing, decide not to include the assessed place in the National Heritage List.
Note: The Minister may include a place in the National Heritage List only if the Minister is satisfied that the place has one or more National Heritage values (see subsection 324C(2)).
(2) Subject to subsection (3), the Minister must comply with subsection (1) within 90 business days after the day on which the Minister receives the assessment.
(3) The Minister may, in writing, extend or further extend the period for complying with subsection (1).
(4) Particulars of an extension or further extension under subsection (3) must be published on the internet and in any other way required by the regulations.
(5) For the purpose of deciding what action to take under subsection (1) in relation to the assessed place:
(a) the Minister must have regard to:
(i) the Australian Heritage Council's assessment whether the assessed place meets any of the National Heritage criteria; and
(ii) the comments (if any), a copy of which were given to the Minister under subsection 324JH(1) with the assessment; and
(b) the Minister may seek, and have regard to, information or advice from any source.
Additional requirements if Minister decides to include place
(6) If the Minister includes the assessed place, or a part of the assessed place (the listed part of the assessed place), in the National Heritage List, he or she must, within a reasonable time:
(a) take all practicable steps to:
(i) identify each person who is an owner or occupier of all or part of the assessed place; and
(ii) advise each person identified that the assessed place, or the listed part of the assessed place, has been included in the National Heritage List; and
(b) if the assessed place:
(i) was nominated; or
(ii) was included in a place that was nominated; or
(iii) includes a place that was nominated;
by a person in response to a notice under subsection 324J(1) - advise the person that the assessed place, or the listed part of the assessed place, has been included in the National Heritage List; and
(c) publish a copy of the instrument referred to in paragraph (1)(a) on the internet; and
(d) publish a copy or summary of that instrument in accordance with any other requirements specified in the regulations.
(7) If the Minister is satisfied that there are likely to be at least 50 persons referred to in subparagraph (6)(a)(i), the Minister may satisfy the requirements of paragraph (6)(a) in relation to those persons by including the advice referred to in that paragraph in one or more of the following:
(a) advertisements in a newspaper, or newspapers, circulating in the area in which the assessed place is located;
(b) letters addressed to "The owner or occupier" and left at all the premises that are wholly or partly within the assessed place;
(c) displays in public buildings at or near the assessed place.
Additional requirements if Minister decides not to include place
(8) If the Minister decides not to include the assessed place in the National Heritage List, the Minister must, within 10 business days after making the decision:
(a) publish the decision on the internet; and
(b) if the assessed place:
(i) was nominated; or
(ii) was included in a place that was nominated; or
(iii) includes a place that was nominated;
by a person in response to a notice under subsection 324J(1) - advise the person of the decision, and of the reasons for the decision.
Note: Subsection (8) applies in a case where the Minister decides that none of the assessed place is to be included in the National Heritage List.
42 Section 324D specifies what needs to exist for a place to have a "National Heritage value". It should be noted that as between the specified "value" and the relevant criterion, or criteria, sub-section (1) contemplates some kind of causal relationship. It should also be noted that the scheme requires the particular value or values identified for a place to be specified in the entry in the National Heritage List for that place. It is this specification, or inclusion, which in my opinion controls the assessment of significant impact for the purposes of s 15B(4). Section 324D provides:
(1) A place has a National Heritage value if and only if the place meets one of the criteria (the National Heritage criteria) prescribed by the regulations for the purposes of this section. The National Heritage value of the place is the place's heritage value that causes the place to meet the criterion.
(2) The National Heritage values of a National Heritage place are the National Heritage values of the place included in the National Heritage List for the place.
(3) The regulations must prescribe criteria for the following:
(a) natural heritage values of places;
(b) indigenous heritage values of places;
(c) historic heritage values of places.
The regulations may prescribe criteria for other heritage values of places.
(4) To avoid doubt, a criterion prescribed by the regulations may relate to one or more of the following:
(a) natural heritage values of places;
(b) indigenous heritage values of places;
(c) historic heritage values of places;
(d) other heritage values of places.
43 Thus, three specific kinds of heritage values are contemplated as relevant for protection of a place: natural, indigenous and historic. A further more open "other" category exists, although its existence and use is more discretionary, as the differences between "must" and "may" in s 324D(3) indicate.
44 The term "heritage value" is in turn defined under s 528:
heritage value of a place includes the place's natural and cultural environment having aesthetic, historic, scientific or social significance, or other significance, for current and future generations of Australians.
45 The term "indigenous heritage value" is given a particular meaning. Section 528 defines "indigenous heritage value" as follows:
indigenous heritage value of a place means a heritage value of the place that is of significance to indigenous persons in accordance with their practices, observances, customs, traditions, beliefs or history.
46 It can be seen that while s 324D uses the plural "values", the two definitions use the singular "value". No party submitted that anything turned on the difference and I agree with the parties' approach.
47 The fact that each of the statutory terms "heritage values" and "indigenous heritage values" are both defined could lead, in their use and application, to some circularity and confusion. Construed in context, it seems to me that the latter being a more specific defined term than the former, its statutory definition should be applied as it is expressed, without an overlay of the more general defined term "heritage value". Accordingly, I consider (for reasons more fully set out below) that it is the "indigenous heritage values" of the WTACL which control the assessment of significant impact, for the purpose of the actions as alleged by the applicant.
48 The current criteria for a Ministerial declaration are set out at reg 10.01A of the Environment Protection and Biodiversity Conservation Regulations 2000 (Cth). Discerning a rational and clear construction and operation of this regulation is not easy. Regulation 10.01A provides:
(1) For section 324D of the Act, subregulation (2) prescribes the National Heritage criteria for the following:
(a) natural heritage values of places;
(b) indigenous heritage values of places;
(c) historic heritage values of places.
(2) The National Heritage criteria for a place are any or all of the following:
(a) the place has outstanding heritage value to the nation because of the place's importance in the course, or pattern, of Australia's natural or cultural history;
(b) the place has outstanding heritage value to the nation because of the place's possession of uncommon, rare or endangered aspects of Australia's natural or cultural history;
(c) the place has outstanding heritage value to the nation because of the place's potential to yield information that will contribute to an understanding of Australia's natural or cultural history;
(d) the place has outstanding heritage value to the nation because of the place's importance in demonstrating the principal characteristics of:
(i) a class of Australia's natural or cultural places; or
(ii) a class of Australia's natural or cultural environments;
(e) the place has outstanding heritage value to the nation because of the place's importance in exhibiting particular aesthetic characteristics valued by a community or cultural group;
(f) the place has outstanding heritage value to the nation because of the place's importance in demonstrating a high degree of creative or technical achievement at a particular period;
(g) the place has outstanding heritage value to the nation because of the place's strong or special association with a particular community or cultural group for social, cultural or spiritual reasons;
(h) the place has outstanding heritage value to the nation because of the place's special association with the life or works of a person, or group of persons, of importance in Australia's natural or cultural history;
(i) the place has outstanding heritage value to the nation because of the place's importance as part of indigenous tradition.
(3) For subregulation (2), the cultural aspect of a criterion means the indigenous cultural aspect, the non-indigenous cultural aspect, or both.
49 It is apparent that sub-reg 10.01A(2) does not expressly link each criterion with one, or more than one, of the three national heritage values listed in paragraph (1). Thus, each criterion might, depending on the place concerned, operate against more than one value, or against different values for different places. Thus, criterion 2(c) - the place's potential to yield information that will contribute to an understanding of Australia's natural or cultural history - might be used to identify a place's historic value, or indigenous value. Even criterion 2(i) could, in my opinion, lead to a place being identified as having historic value, not only indigenous value although the latter might occur more often.
50 There is also nothing in the way the scheme is structured to prevent the Minister identifying a place as having (for example) both historic and indigenous values; or natural and indigenous values, to take but two possible combinations.
51 In this case, as I set out in more detail below, the WTACL was found by the Minister to meet the first criterion of sub-reg 10.01A(2) - sub-reg (a). That is: "outstanding heritage value to the nation because of the place's importance in the course, or pattern, of Australia's natural or cultural history". This is what the Minister specified in the left hand column of his declaration (see Gazette Notice S 24 of 2013, Schedule, 4).
52 However, in the right hand column of the declaration is the second part of the exercise under this aspect of the legislative scheme. This is the part where the Minister must make the causal link between the characteristic of this area as a place of outstanding heritage value to the nation because of its importance in the course, or pattern, of Australia's natural or cultural history on the one hand, and one or more of the three values set out in s 324D(3) on the other. The obligation to do so arises from the terms of s 324JJ(1)(a)(ii).
53 Here, the Minister chose to identify indigenous heritage values as the causal link. How that choice is revealed by the evidence requires a little explanation. The conclusion derives from reading, together, the Ministerial declaration and the Briefing Note to the Minister, which were in evidence before me. The declaration itself states that the Minister is satisfied the WTACL "has the National Heritage values" specified in the Schedule. In the Schedule, in the right hand column under the heading "Value" is a three paragraph statement which I have reproduced at [95] in these reasons. That description is wholly concerned with the importance of the WTACL as an expression of the way of life of the Aboriginal people who inhabited the area for the last several thousand years, but it does not expressly employ the statutory term "indigenous heritage values". However, on the decision page of the Ministerial Briefing Note, the Minister was given five options in terms of specifying the values for which the WTACL (only, the Minister decided) should be listed. The Minister circled that he "Agreed" to "Aboriginal Values", and the map attached to the Briefing Note shows a hatched area co-extensive with the WTACL, which in the legend on the map is described as "Aboriginal values".
54 That is, it is the indigenous heritage values of the WTACL which in the Minister's opinion cause it to have importance in the course, or pattern, of Australia's natural or cultural history. That is, applying the definition of indigenous heritage values as I have set out at [45] above, the Minister determined that the cause (or reason) for the WTACL having the importance it does is its significance to indigenous persons in accordance with their practices, observances, customs, traditions, beliefs or history. The submissions of both the applicant and the respondents were premised on an acceptance that this was the choice made by the Minister.