[2024] WASCA 31
General information, not legal advice.
Court of Appeal (WA)
2024-03-28
Mazza JA
Original judgment source is linked above.
With intent to harm, unlawfully did an act as a result of which the life, health or safety of a person was or was likely to be endangered
Issues relevant to emotional arousal and regulation; a sense of betrayal and being made a fool of; perceived injustices and; poorly developed decision making and coping skills are considered relevant factors in [the appellant's] offending. His capacity to consider the consequences of his actions is compromised by a desire to exact revenge when he feels slighted, as a way of restoring a sense of power, pride and control. Pride and loyalty are very important to [the appellant] however, he lacks insight about his behaviour and how he contributes to dysfunction in his relationships. [The appellant] has limited capacity to consider alternative approaches/strategies for resolving conflict when he perceives himself to be mistreated or slighted, instead becoming adversarial. Faulty attitudes and beliefs have likely been shaped from exposure to family violence; alcohol/drug abuse and; significant instability and insecurity. There is also some indication that [the appellant] has poor attitudes towards women which have potentially been shaped by resentment towards his mother. This would need to be explored more fully in the context of treatment. [The appellant's] sense of having been let down by important women in his life, since he was a child, has potentially contributed to his difficulty in intimate relationships, amid fear of rejection and abandonment. It is likely that [the appellant] assaulted the male victim in a bid to humiliate and punish him for the emotional distress caused at finding him and his former partner together.[4]
[The appellant] has Stimulant Use Disorder and Cannabis Use Disorder. He has had problematic patterns of methamphetamine and cannabis use which led to significant impairment in all areas of his life and serious and violent offences. [The appellant] has been using substances regularly despite associated problems, development of tolerance and ongoing cravings. He is in the early stage of remission due to his containment. Unfortunately, [the appellant] displays very limited insight into his substance use and did not acknowledge it as a problem.
His illicit substance use is the most significant factor in his offending behaviour. [The appellant's] previous criminal behaviour was characterised by nonviolent offences which eventually progressed to violent behaviour and culminated in a violent act when his judgment was significantly distorted by illicit substances.
[The appellant] had a difficult upbringing and was emotionally deprived and not nurtured as a child. He has been living between families and was introduced to illicit substances at an early age. He might have used cannabis initially as part of 'fitting in' with his peers and/or it might have helped to regulate his emotions and deal with loneliness. [The appellant] was relatively well adjusted in his early twenties, he had paid employment and was not involved in serious crime. Unfortunately, his life changed since he began using methamphetamine and became addicted. Methamphetamine use affected his judgment and contributed to his offences. [The appellant] correctly estimated the severity of his offending and presented concerned about his future. Although he reported feelings of guilt over his actions, he presented with strong elements of minimization and rationalization of his behaviour; he portrayed himself as a victim and demonstrated tendency to blame external factors rather than himself.
...
[The appellant's] substance use is the most critical risk factor to address in order to reduce his risk of future re-offending. He would benefit from drug counselling focusing on motivational enhancement and addressing his coping and problem-solving skills. The goal ideally should be a life-long abstinence.
Although I accept that those people think highly of you and it is encouraging and a positive factor that they continue to support you and will support you once you are released from prison, some of the referees describe a person quite different to the person who committed this offending.
I draw from those inferences that to some extent your offending was principally related to your illicit drugs use which changed your personality and caused you to act in a violent and aggressive way. Although I take into account what those people have said about you and it is important you have ongoing support in the community I place little weight on their views as to the type of person you were before the offending because that was not the type of person you were at the time of the offending. But the weight I give to their views is that it indicates to me you can become that person again if you don't relapse into illicit drug use and hopefully that will be part of your rehabilitation, so that's what you need to aim for.
The fact that these people think so highly of you; you can again become that same type of person. You were not that person at the time of your offending.[7]
Ms Zuin says that your discontent with your childhood and resentment towards caregivers has likely contributed to your negative experience of life.
Your capacity for remorse and empathy is likely to be limited, you had limited capacity to consider alternative approaches or strategies to resolving conflict when you perceived yourself to be mistreated or slighted, instead becoming adversarial.
You have false attitudes and beliefs which have likely been shaped from exposure to family violence and alcohol or drug abuse and significant instability and insecurity, that your poor attitudes towards women have potentially been shaped by resentment towards your mother and that your exposure to violence and substance abuse in childhood has in all likelihood impeded you from developing prosocial strategies for managing conflict.[8]
Although I accept that you have suffered from some dysfunction and disadvantages during your childhood and while you were growing up, and that you did not receive the type of support and stability from your mother that you would wish and expect any child would be provided with, and I take those matters into account in considering the sentences I will impose upon you, I am not persuaded and do not accept that that background and those experiences are to be characterised as profound childhood deprivation such that they reduce your moral culpability for the offending, nor do they reduce the need for personal and general deterrence.[9]
Ground 1
The learned sentencing Judge erred in fact and law by concluding that the Bugmy principles did not apply to the appellant.
Specifically, His Honour erred in finding:
Ground 2
The learned sentencing Judge erred in fact and law concerning the effect of the delay in this case when he concluded 'it carries little weight' (T178)
Ground 3
The total effective sentence was disproportionate to the criminality and breached the totality principle by producing an unreasonable sentence.
An offender's childhood exposure to extreme violence and alcohol abuse may explain the offender's recourse to violence when frustrated such that the offender's moral culpability for the inability to control that impulse may be substantially reduced. However, the inability to control the violent response to frustration may increase the importance of protecting the community from the offender.
Where the Bugmy principles are engaged, their application is not discretionary, nor is it necessary to establish a causal link between the offender's social disadvantage and the offending. However, as already stated, where a causal link is established, there will usually be a reduction in an offender's moral culpability. (citations omitted)
The fact that a person is able to overcome childhood social deprivation of that kind to lead a pro-social life, even if the journey is not without blemishes reflected in the person's criminal record, is a mitigating factor ordinarily deserving of considerable weight in the exercise of the sentencing discretion. That is all the more so where the offending for which the person falls to be sentenced is out of character, and committed in circumstances of unusual stress which are not of the person's own making. It is not in the interests of the community for those achievements to be undone by a sentence of immediate imprisonment unless the seriousness of the offending demands that outcome. Further, where the seriousness of the offence is such as to demand a sentence of immediate imprisonment, full weight should be given to the mitigating effect of the manner in which the offender has overcome the challenges which he or she has faced. The term of immediate imprisonment should be for no longer than is necessary to take account of all relevant sentencing considerations including appropriate punishment and deterrence.
(a) The appellant regularly witnessed his mother abusing alcohol and himself started to drink alcohol and smoke cannabis (supplied by his mother's partner) when he was about 13 years old.
>
> (b) The appellant's mother was frequently physically abusive towards him, frequently neglected him and was often away from the home.
>
> (c) The appellant's mother was involved in various short-term relationships, which led to some instability in the appellant's life as he was growing up.
>
> (d) The appellant's mother had issues with gambling, resulting in there often being a shortage of food in the house.
>
> (e) The appellant's mother failed to ensure that he attended school, resulting in the appellant's education suffering as a result of him often not going to school.
>
> (f) The appellant had limited, if any, contact with his father, which deprived him of the advantage of a father figure as he was growing up.
>
> (g) The appellant left home at the age of 13 years and drifted for a time before moving in with his grandmother, who became a stable parental influence during his adolescence.
(a) impaired his capacity to mature and learn from experience and to reform; or
>
> (b) gave rise to an inability to control recourse to violence when frustrated,
so as to reduce the appellant's moral culpability for the offending or the need for personal and general deterrence.[27]
The appellant was on notice that the Bugmy submission was contested
[A] sentencing judge is obliged to give notice to the offender if the judge is not prepared to act on an alleged mitigating circumstance which is asserted by the offender and not controverted by the prosecution.
The State doesn't dispute there are factors in [the appellant's] background which point to some disadvantage and deprivation and they're matters I should take into account in the overall mix of factors, but they don't get to the point of satisfying the Bugmy principles, such that his moral culpability for the offending is reduced, such that personal deterrence and general deterrence are no longer relevant, or at least have reduced relevance.
I think the explanation is, isn't it, a relatively straightforward one. He'd been using methylamphetamine and cannabis for an extended period of time. And as is frequently the case in matters before this court, it changes a person's personality. They resort to violence, their judgment is impaired, and that seems to me to be largely the explanation for the offending. That and jealousy and refusal to accept the end of a relationship. ... So [this offending] very much underpinned his drug use at the time.
The sentencing judge then expressed the provisional view that this would seem to be inconsistent with the account of Ms Zuin.
HERRON DCJ: You now want me to rely on the expert evidence.
SCOUFIS, MS: Well, if your Honour is not satisfied based on the evidence already before the court, then I will. If your Honour is satisfied - - -
HERRON DCJ: Well, it's a matter for you. You bear the onus of proof on it.
SCOUFIS, MS: I do, your Honour, and in my respectful submission, it's discharged, but for the abundance of caution, I will take your Honour to it.
Does the evidence demonstrate or establish on the balance of probabilities that the deprived, disadvantaged background of [the appellant] has impaired his capability to mature and learn from experience?
And all of those things are to his credit but again, they are inconsistent with the presence of Bugmy type factors. ... [H]e might have had a disadvantaged upbringing but it's not relevant in terms of explaining why he offended as he did. What is relevant here is his drug use.
It's not, it's underpinned by him starting to use methylamphetamine in his mid to late twenties well after he's been raised and he's leading an adult life. It doesn't relate back to his childhood and it's certainly not causative of the offending. As I say, he shows insight into the offending, he's able to learn from what's happened to him.
...
[T]he fact that he's shown insight, again it's to his credit, but the fact that he's been able to show insight and some remorse suggests to me a person who is able to learn from what he did. He's not a person where Bugmy factors are at play.
The appellant's sentencing counsel then indicated that her submission was maintained and moved on to other matters.
We don't call for a trial of the issues. We say your Honour can make factual findings about how [the appellant's] life has gone up until this point, and your Honour can apply the law correctly, namely, that they're relevant, that they provide an explanation, but that they don't reduce his moral culpability or the need for personal and general deterrence in the way suggested by the High Court in Bugmy v The Queen.
Impaired capacity on which the appellant relied at sentencing
It was open to the sentencing judge to reject Ms Zuin's opinion
It is submitted on your behalf that I ought to take into account the delay in proceeding to sentence you and the delay in getting to this point in time, and that that has been stressful for you.
I accept that that would have been stressful for you and to some extent, you were uncertain what the future held until you were sentenced. But in my view, it carries little weight.[55]
[d]elay in combination with other relevant sentencing factors favourable to the offender, such as progress towards rehabilitation during the period of any delay, may be mitigatory. In those circumstances, delay may be facilitative or causative but is not mitigatory in and of itself. As a consequence, the reason for the delay is not ordinarily relevant.
[35] The relevance of delay lies rather in the effect which the lapse of time - however caused - has on the accused. Delay constitutes 'a powerful mitigating factor'. In particular, it focuses attention on issues of rehabilitation and fairness. As the Court of Criminal Appeal of Western Australia said in 1983 in Duncan v R:
'... where, prior to sentence, there has been a lengthy process of rehabilitation and the evidence does not indicate a need to protect society from the applicant, the punitive and deterrent aspects of the sentencing process should not be allowed to prevail so as to possibly destroy the results of that rehabilitation.
... The very fact of the long delay in bringing the matter to court which led the applicant to have this matter hanging over his head for nearly four years is rightly prayed in aid on his behalf.'
...
[38] With great respect to his Honour, I am unable to find, either in the sentencing remarks or in the sentences imposed on the applicants, any indication that the extraordinary delay was recognised, or treated, as being 'a powerful mitigating factor' in their favour. This may be because, although his Honour recorded the submissions made on behalf of each applicant about the delay, he expressed no conclusion of his own about their conduct over the intervening five years - or their evident rehabilitation. Likewise, he noted the delays, but expressed no view about them.
...
[44] The matters to which I have referred were very significant mitigating considerations, but they appear to have been given almost no weight. The learned director conceded as much - quite properly, in my view. The director acknowledged that it was most significant that none of the applicants had re‑offended during the intervening years. As he acknowledged, this would hardly have been predicted given their respective criminal records.
[45] It follows, in my view, that the sentencing discretion miscarried. In the director's submission, had proper weight been given to these matters of delay and - critically - rehabilitation, this would have been reflected in both the orders for cumulation and in the non‑parole periods fixed. In resentencing, I propose to take that course. In my opinion, the head sentence of three years on each count is appropriate but I would order that the sentences be served concurrently, giving a total effective sentence of three years. I would direct that the non‑parole period in each case be 18 months.[69] (footnotes omitted)
At the same time, there is no right to an automatic discount in every case of delay. Each case is different. The most that can be said by way of generalisation is that where prosecuting authorities have unduly delayed bringing the matter to court, there is more likely to be a discount.[71]
If completely irrelevant considerations have been taken into account and they have really affected the decision the case is clear, and the order, though made in the exercise of a discretion, should be set aside. Similarly, if relevant considerations are plainly ignored the same result follows. But when the appellate tribunal is considering questions of weight it should not regard itself as being in the same position as the learned trial judge. In the absence of exclusion of relevant considerations or the admission of irrelevant considerations an appellate tribunal should not set aside an order made in the exercise of a judicial discretion (as to which see Sharp v Wakefield [1891] UKLawRpAC 8; (1891) AC 173, at p 179) unless the failure to give adequate weight to relevant considerations really amounts to a failure to exercise the discretion actually entrusted to the court. (emphasis added)
An extensive power is confided to the justices in their capacity as justices to be exercised judicially; and 'discretion' means when it is said that something is to be done within the discretion of the authorities that that something is to be done according to the rules of reason and justice, not according to private opinion; according to law, and not humour. It is to be, not arbitrary, vague, and fanciful, but legal and regular. And it must be exercised within the limit, to which an honest man competent to the discharge of his office ought to confine himself.[81] (citations omitted)
In providing for very significant minimum mandatory penalties, Parliament has recognised the very serious nature of this offending and has specified a range of the sentences which must be imposed for that kind of offending. Parliament's provision for maximum and minimum mandatory penalties informs the court's assessment of the seriousness of the offending. As was observed in Clark,[86] the minimum mandatory penalty and the maximum penalty operate as a floor and ceiling within which the sentencing discretion must be exercised. The maximum penalty is to be imposed for the worst category of case, while the minimum mandatory penalty is to be imposed for the least serious category of case.[87]
Provision for a minimum mandatory penalty does not alter the principles to be applied in fixing an appropriate total effective sentence. However, the provision for a minimum mandatory penalty may affect the application of the totality principle by affecting the court's assessment of the overall seriousness of the individual offences, considered as a whole, having regard to all relevant facts and circumstances and all relevant aggravating and mitigating factors, including the offender's personal circumstances and antecedents.[103]
(1) On 25 December 2018 at Stratton [the appellant], while in the place of [DB] without her consent, committed the offence of stealing
And that [the appellant] was armed with an offensive weapon or instrument, namely a metal scaffold ratchet
And that [the appellant] did bodily harm to [PC]
And that immediately before the commission of the offence [the appellant] knew or ought to have known that there was another person in the place
And that the place was ordinarily used for human habitation.
(2) On the same date and at the same place [the appellant], with intent to maim, disfigure, disable, or do some grievous bodily harm to [PC] unlawfully wounded [PC].
And the offence was committed in the course of conduct that constituted an aggravated home burglary.
(3) On the same date and at the same place [the appellant] made a threat with intent to compel [DB] to do an act she was lawfully entitled to abstain from doing.
(4) On the same date and at the same place [the appellant] unlawfully and indecently assaulted [DB] by touching her vagina with his finger
And that, during the commission of the offence, [the appellant] was armed with an offensive weapon or instrument, namely a metal bar
And that, immediately before the commission of the offence, [the appellant] did bodily harm to [PC]
And that, immediately before the commission of the offence, [the appellant] did an act which was likely to seriously and substantially degrade [DB], namely demanding that she show her vagina for inspection
And that [the appellant] was in a family and domestic with [DB]
And the offence was committed in the course of conduct that constituted an aggravated home burglary.
(5) On the same date and at the same place [the appellant] stole a white Samsung mobile telephone the property of [DB].
(1) On 25 December 2018 at Stratton [the appellant], while in the place of [DB] without her consent, committed the offence of stealing
And that [the appellant] was armed with an offensive weapon or instrument, namely a metal scaffold ratchet
And that [the appellant] did bodily harm to [PC]
And that immediately before the commission of the offence [the appellant] knew or ought to have known that there was another person in the place
And that the place was ordinarily used for human habitation.
(2) On the same date and at the same place [the appellant], with intent to harm, did an act as a result of which the life, health or safety of [PC] was or was likely to be endangered.
(3) On the same date and at the same place [the appellant] made a threat with intent to compel [DB] to do an act she was lawfully entitled to abstain from doing.
(4) On the same date and at the same place [the appellant] unlawfully and indecently assaulted [DB] by touching her vagina with his finger
And that, during the commission of the offence, [the appellant] was armed with an offensive weapon or instrument, namely a metal bar
And that, immediately before the commission of the offence, [the appellant] did bodily harm to [PC]
And that, immediately before the commission of the offence, [the appellant] did an act which was likely to seriously and substantially degrade [DB], namely demanding that she show her vagina for inspection
And that [the appellant] was in a family and domestic with [DB]
And the offence was committed in the course of conduct that constituted an aggravated home burglary.
(5) On the same date and at the same place [the appellant] stole a white Samsung mobile telephone the property of [DB].
I certify that the preceding paragraph(s) comprise the reasons for decision of the Supreme Court of Western Australia.
[1] Bugmy v The Queen [2013] HCA 37; (2013) 249 CLR 571.
[2] SYO v The State of Western Australia [2020] WASCA 202; (2020) 57 WAR 363 [16] - [25], [37] - [75].
[4] Report of Ms Zuin, 22 April 2019, par 14.
[5] Report of Ms Zuin, 22 April 2019, par 18.
[6] Report of Dr Harding, 7 May 2019, 7 - 8.
[11] SAL v The State of Western Australia [2021] WASCA 192; (2021) 292 A Crim R 440 [74].
[14] R v Fernando (1992) 76 A Crim R 58, 63.
[15] R v Fuller-Cust [2002] VSCA 168; (2002) 6 VR 496 [79].
[16] The State of Western Australia v Krakouer [2020] WASCA 133; (2020) 94 MVR 24 [82].
[19] Peterson v The State of Western Australia [2019] WASCA 207 [55].
[22] See The State of Western Australia v Malone [2015] WASCA 188 [74].
[33] RMM v The State of Western Australia [2018] WASCA 183 [201], citing R v Olbrich [1999] HCA 54; (1999) 199 CLR 270 [25]; Law v The State of Western Australia [2009] WASCA 193 [29] - [31].
[60] Scook v The Queen [2008] WASCA 114; (2008) 185 A Crim R 164 [31] (McLure JA).
[61] Scook [31] (McLure JA). See also [56] - [65] (Buss JA).
[63] Scook [33] (McLure JA), [63] (Buss JA).
[68] R v Merrett [2007] VSCA 1; (2007) 14 VR 392.
[69] Merrett [35], [38], [44] - [45].
[70] Sayer v The Queen [2018] VSCA 177.
[72] Director of Public Prosecutions v Merryfull [2023] VSCA 244.
[74] R v Liang and Li (1995) 124 FLR 350; (1995) 82 A Crim R 39, 45; R v Cockerell [2001] VSCA 239; (2001) 126 A Crim R 444 [10] (Chernov JA).
[75] Duncan v The Queen (1983) 47 ALR 746; (1983) 9 A Crim R 354, 356 - 357.
[76] Vagh v The State of Western Australia [2007] WASCA 17.
[77] Vagh [76]. See also, Porter Street Investments Pty Ltd v Nellbar Pty Ltd [2022] WASCA 33 [112] ‑ [114]; Lee v The State of Western Australia [2022] WASCA 137 [73] - [75].
[78] Dinsdale v The Queen [2000] HCA 54; (2000) 202 CLR 321, 330.
[79] Mallet v Mallet [1984] HCA 21; (1984) 156 CLR 605, 614.
[80] Lovell v Lovell [1950] HCA 52; (1950) 81 CLR 513, 519.
[81] Sharp v Wakefield [1886 ‑ 1890] All ER Rep 651; [1891] AC 193, 179.
[84] Kabambi v The State of Western Australia [2019] WASCA 44 [21].
[85] Ugle v The State of Western Australia [2022] WASCA 135.
[86] The State of Western Australia v Clark [2020] WASCA 103; (2020) 283 A Crim R 512 [58] - [60].
[90] The State of Western Australia v Tawhitapou [2024] WASCA 25, and the many cases referred to at [69].
[91] Gomboc v The State of Western Australia [2023] WASCA 115 [190] - [191], [193].
[98] Pearce v The Queen [1998] HCA 57; (1998) 194 CLR 610.
[99] Creusot v The State of Western Australia [2022] WASCA 117 [186]; Nguyen v The State of Western Australia [2023] WASCA 151.
[100] Beekman v The State of Western Australia [2022] WASCA 130.
[101] Beekman [44] (Buss P, Mazza & Mitchell JJA).
[102] Beekman [44] (Buss P, Mazza & Mitchell JJA) citing Cotterill v The State of Western Australia [2013] WASCA 52 and Hunter‑Aragu v The State of Western Australia [2015] WASCA 80.
[104] The State of Western Australia v ADS [2021] WASCA 99 [59].
(1995) 124 FLR 350
(1983) 47 ALR 746
(1984) 156 CLR 605
(1998) 194 CLR 610
(2013) 249 CLR 571
(2020) 57 WAR 363
(2002) 6 VR 496
(2020) 94 MVR 24
(1999) 199 CLR 270
(2007) 14 VR 392
(2000) 202 CLR 321
(1950) 81 CLR 513