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[2002] VSCA 168
Court of Appeal (Vic)
2002-10-24
BATT and EAMES, J.J.A. and O'BRYAN, A.J.A.
Original judgment source is linked above.
2. The learned sentencing Judge erred in failing to make any order for concurrency of sentences between the offences involving the complainant [R] and the offences involving the complainant [M].
3. The learned sentencing Judge erred in forming a view that there was "... a principle that there must be a degree of cumulation for multiple sexual violent offences of such gravity that total concurrency would fail to do justice. This principle applies even if all offences are incidents of the one episode of transaction" ...
4. The learned sentencing Judge erred in imposing a "crushing" sentence.
5. The learned sentencing Judge erred in failing to properly apply principles in relation to totality of sentence.
6. The learned sentencing Judge erred in treating each count on the Presentment as a "relevant offence" for the purposes of sections 6D and 6E of the Sentencing Act 1991 (Vic.).
7. The learned sentencing Judge erred in stating that "Cumulation is the normal rule where the offender falls for sentence for offences on quite separate occasions." (pp.158-159).
that he had forced himself on her, meaning that he had raped her. In the interview he admitted that he had had both vaginal and oral intercourse with her to which she did not consent and that she may not have consented to masturbating him. He told the police that he was drunk on the night in question. More than once in the interview he stated that he was wanting a relationship with R and was upset that she was withdrawing from it.
"The extent of this anger is exaggerated by consumption of alcohol. It is clear ... that Mr. Fuller-Cust has a recognised tendency to become aggressive and increasingly sensitive to perceived rejection when he has consumed alcohol. It is not clear that Mr. Fuller-Cust forms relationships with the intention that such relationships will lead to any particular kind of sexual gratification and in my opinion he cannot be considered to act in a predatory manner."
"While in my opinion there is an element of domination and demonstration of that dominance in the offences as described, particularly in relation to the offences against [M], and .... there is an element of conscious humiliation and demand, this does not necessarily indicate punishment."
His Honour then noted that Dr. Vine had not been supplied with a copy of Mr. Joblin's report and that during her oral evidence he had put some passages from it to her and she had agreed with them. His Honour set out the passages in his sentencing remarks. The first passage reads in part as follows:
"... it has taken only a minor matter to precipitate what has become a high degree of aggression perpetrated through the offending. Thus, the reaction is totally unjustified in its severity to the provoking circumstance. The explanation for the inappropriate severity of his response lies in consideration of his perception of his history from virtually the day he was born. When he is not drunk he can maintain his feelings over this under control but when he is drunk (which apparently occurs fairly frequently) those feelings predominate."
"There is no doubt that this man expresses his aggression through sexual violence as evidenced in his offending history. These offences are, in my opinion, sexuality in the service of non-sexual needs. They do have obvious sexual connotations but perusal of the material would indicate that he is not particularly sexually excited. Again in my opinion this provides evidence to consider that the offences rather than being designed primarily as ... sexual expressions or symptoms of a serious psycho-sexual disorder, are rather an expression of aggression and symptoms of a psycho-social disorder of some severity. Sexuality is used to emphasise the debasement of females. It is not simply an assault that is sexually used to demonstrate the intensity of his anger." His Honour's instinctive synthesis
"If under section 5 the Supreme Court or the County Court in sentencing a serious offender for a relevant offence considers that a sentence of imprisonment is justified, the Court, in determining the length of that sentence - (a) must regard the protection of the community from the offender as the principal purpose for which the sentence is imposed; and (b) may, in order to achieve that purpose, impose a sentence longer than that which is proportionate to the gravity of the offence considered in the light of its objective circumstances."[4]
By s.6E every term of imprisonment imposed on a serious offender for a relevant offence "must, unless otherwise directed by the court, be served cumulatively" on any uncompleted sentence or sentences of imprisonment imposed on the offender, whether before or at the same time[5]. His Honour observed, correctly, that the sentencer must fix appropriate sentences for individual offences. Those sentences must reflect the offender's "serious offender" status. Proper application of sentencing principle, absent s.6D(b), meant that the applicant would be imprisoned for a very long period. His age at the date of release, coupled with the prospect that he would take the opportunity for appropriate treatment, left his Honour where he could not be satisfied positively that the applicant would be a danger to the community beyond the period of imprisonment.
"I have already referred to the principles which make the principle of totality particularly relevant in this case. The primary directive of the legislation in this regard is that of cumulation of all sentences. Absent the statutory requirement there is, in any event, a principle that there must be a degree of cumulation for multiple sexual or violent offences of such gravity that total concurrency would fail to do justice. This principle applies even if all offences are incidents of the one episode of[6] transaction. Cumulation is the normal rule where the offender falls for sentence for offences on quite separate occasions. In this case the principles involve that there be some concurrency for the offences that relate to the separate victims, but cumulation in relation to the separate episodes. In imposing sentences for multiple offences the sentencer has the final duty of ensuring that the totality of the consecutive sentences is not excessive or crushing, to use the expression in common usage in Victorian sentencing principle. `Crushing' means that one has regard both to the serious nature of the crimes and to ensuring that the sentence does not amount to the destruction of any reasonable expectation of useful life after release. In this case, in order to avoid a crushing sentence, a higher than usual degree of concurrency is necessary."
"immediately before or during or immediately after the commission of the offence and at, or in the vicinity of, the place where the offence was committed, the offender inflicted serious personal violence on the victim or did an act that was likely seriously and substantially to degrade or humiliate the victim, whether or not the serious personal violence or that act constituted or formed part of the indecent assault."
I would fix a non-parole period of fourteen years. I would direct, pursuant to s.6F(1) of the Sentencing Act 1991, to be entered into the records of the court the fact that the applicant was sentenced for the offences subject of counts 1, 2, 3, 5, 7, 8 and 9 as a serious offender. Finally, I would make an appropriate declaration as to pre-sentence detention to the date of this court's order.
experience in criminal law and in sentencing, heard a very detailed plea in mitigation, and more than once indicated that he was bringing to bear his experience when considering the appropriate sentences to be imposed on the applicant. It is very unfortunate that notwithstanding his Honour's experience some fundamental questions relevant to sentence were not properly addressed.
"Institute staff worked very closely with Clem over an extended period and included extensive pastoral care. Clem is a member of the Stolen Generation and had very deep issues relating to his childhood, reflected in the time taken to earn his trust. Clem was very well aware of the scars that he carried from his childhood and consciously set about building his resources through his Christianity and his studies."
"At this time Clem suffered a number of severe setbacks. Information about his time in prison was spread among neighbours and his wife's family and attempts were made to remove the children. His wife suffered a vicious sexual attack and not long afterwards died of meningitis. It is difficult to imagine a more difficult series of events for someone who has done so much to re-integrate into society, to create a stable family situation, and get to a position of being able to make a useful social contribution. Clem has always been aware of the issues that he carries from his childhood and recognizes his need for assistance, both through his religious pastoral care and through counselling. We firmly believe that Clem has made huge progress in the rehabilitation that his childhood requires if he is to fulfil his dreams of leading a normal life and making a contribution to his society. We intend to continue to support those efforts."
"And all of that equates to you coming to the conclusion that he was one of the Stolen Generation does it?---I was using that term generically, in a term, and if you want to correct ... HIS HONOUR: He's backed off, Mrs Williams. MRS WILLIAMS: I think the point's been made, Your Honour. HIS HONOUR: Re-examination, Mr Collins? MR COLLINS: No Your Honour. HIS HONOUR: I don't hold it against your client. MR COLLINS: I did not assume that at all, Your Honour. HIS HONOUR: Yes. MR COLLINS: And, Your Honour, with your permission, if this witness could be excused, please? HIS HONOUR: Most certainly. MR COLLINS: Thank you sir."
"A report was tendered from one Davenport, who also gave evidence. He clearly considered himself as an advocate and was most unimpressive. I do not accept those aspects of his report on which no reliance was placed and do not hold against you Davenport's attempts to mislead the court."
"I note in passing, only to say that it is a matter for regret, an unwarranted attack made by the judge in his reasons for sentence on Mr Davenport, co-author of the latter report."
"The same principles are to be applied, of course, in every case, irrespective of the identity of the particular offender or his membership of an ethnic or other group. But in imposing sentences courts are bound to take into account in accordance with those principles, all material facts, including those facts which exist only by reason of the offender's membership of an ethnic or other group. So much is essential to the administration of justice. That done, however, the weight to be attributed to the factors material in a particular case, whether of aggravation or mitigation, is ordinarily a matter for the court exercising the sentencing discretion of first instance or for the Court of Criminal Appeal."
"It follows from this that the sentencing principles to be applied in relation to a sexual offence committed by an Aboriginal must be the same as those in any other case. It is apparent, however, that there may well be particular matters which the court must take into account in applying those principles, which are mitigating factors applicable to the particular offender. These include social, economic and other disadvantages which may be associated with or related to a particular offender's membership of the Aboriginal race."
"A particular complaint is levelled by the appellant against this passage in the sentencing remarks. It is suggested that it embodies a principle, which is erroneous, that indigenous people are, because of that characteristic alone and without more, to be treated differently from other Australians in the matter of sentencing. For my part, I did not so regard his Honour's remarks. I venture to suggest that it is neither colour nor race that commonly forms a determinant or a factor in matters of sentencing of the kind to which his Honour referred. It is the background, education, cultural outlook, and so on, of the particular individual involved. Considerations of that kind apply with equal force to persons who are not indigenes, or who are of races other than those commonly encountered in the northern part of the State. I do not doubt that this was both the opinion and the impression that his Honour was intending to convey by the remarks he made that have been challenged in this court."
"We do not quarrel with the sentiment that there are many Aborigines who require special consideration when they appear before the courts. Each, however, needs to be dealt with individually and on the merits applicable to each. On his Honour's approach, who were the least blameworthy were treated exactly the same as those who were most blameworthy. . . . The principles applicable in connection with the sentencing of Aborigines are the same as those applicable to all members of the community, although the application of those principles to a particular Aboriginal offender will frequently lead to a disposition which is different from that which it would have been in the case of a non-Aboriginal offender."[31]
"(I)n every sentencing exercise, while it is important to ensure that the punishment fits the crime and not to lose sight of the objective seriousness of the offence in the midst of what might otherwise be attractive subjective circumstances, full weight must be given to the competing public interest to rehabilitation of the offender and the avoidance of recidivism on his part".
"The relevance of Aboriginality is not necessary to mitigate; rather, it is to explain or throw light on the circumstances of an offence. In so doing it may point the way to an appropriate penalty. Aboriginality may in some cases mean little more than the conditions in which the offender lives. In other cases it may be the very reason why the offence was committed."
"The suggestion, sometimes made, that Aboriginality should be included among mitigating factors to be given some formal recognition is the more suspect. It carries overtones of patronage and superiority .... It is demeaning to Aborigines to suggest that somehow their Aboriginality is necessarily a mitigating consideration. Rather it is, to echo the words of Professor Rowley, `a matter of justice' (Rowley, A Matter of Justice, 1978). Aboriginality may sometimes be a circumstance of aggravation in the sense that an Aboriginal community may regard an offence as more serious than would a non-Aboriginal community. Bringing liquor into the community is one example. But any sentence must be subject to the over-arching notion of proportionality ..."[33]
"Emotional stress which counts for criminal conduct is always material to the consideration of an appropriate sentence, though its mitigating effect can be outweighed by a countervailing factor (see D.A. Thomas, Principles of Sentencing (2nd ed., 1979), pp.194, 207). The sentencing court takes account of emotional stress in evaluating the moral culpability of the offender just as it is entitled to have regard to the motive for the offence (Bright [1916] 2 K.B. 441 at 444, per Darling, J.). Consideration of emotional stress is commonplace in the exercise of a sentencing discretion: see, for example, the observations of Jacobs, J. in Veen [1979] HCA 7; (1979) 143 C.L.R. 458 at 490. A particular example of emotional stress arising from problems existing in Aboriginal communities in North Queensland was furnished to us in the transcript of remarks made by Dunn, J. (unreported, Supreme Court, Queensland, 18 September 1981) in passing sentence upon Alwyn William Peter who had been convicted of manslaughter of a woman on another Aboriginal reserve in North Queensland."
Aboriginal offending and the factor of childhood separation
"There was much quarrelling in the family and Clem came back to Melbourne, readmitted himself to Turana and asked to be placed in Poplar House - the highest security section. He felt most at ease there."
"Clem is a part Aboriginal, late adolescent boy who has been rejected by two sets of parents - his natural and his foster. His personality is characterised by impulsiveness, emotional immaturity, and social insecurity, and incompetence. It was thought at one stage, when Norwood Children's Clinic in Ballarat carried out an EEG, that Clem may be suffering from a minimal brain syndrome of some sort. However, it is clear that the inappropriate foster placement (almost all placements of black children with white families fail), the totally inappropriate management of Clem by his foster parents and the inadequacy of the Social Welfare Department supervision of the placement - particularly the failure to terminate the foster care placement when (the foster mother) was so directly crying for help - and the final failure of the attempt to be reconciled with his natural mother, have all had profoundly negative effects on Clem's emotional and social development. While it must be the case that society has to exert control over Clem to prevent further anti-social behaviour, it must also be so that the changing of his unwanted behaviour can be achieved only by expert care over a period of time. The court is respectfully requested to consider how best this may be done."
"Generally speaking, most people say that Clem was ambivalent about his 'Aboriginality' even negative as (Mr. Dowling) was inclined to believe, yet this is one instance where he appears to identify strongly with his Aboriginality."
Mr. Dowling further reported that the applicant, as at 1980, preferred the security of Poplar House at Turana and the security of Pentridge, rather than the insecurity of being outside such an institution.
" . . . was also evidently upset that (the victim) knew so much about him, and then when the subject moved to a discussion on Aboriginals, this sparked off his very deep feelings of bitterness, resentment, and feelings of rejection which emanate from his background. There is no doubt at all that these feelings are extremely strong and in this area of his mental makeup he is emotionally very disturbed. (The applicant) is highly sensitive about his parental background and that was exacerbated in recent (times) by a disastrous visit to his real mother in Queensland. She had been discovered for him after pressure by (the applicant) on the authorities to find his parents. When he arrived he was to be (extremely) disillusioned when he discovered that she was an alcoholic and sexually promiscuous. The visit was only to last just over a week and ended up in a drunken fight with his mother's de facto. (The applicant's) attitude towards his parents had been very ambivalent. On the one hand he felt very strongly that they had deserted him by placing him in a home and not making contact with him afterwards. On the other hand he was (word unclear) identified as an Aboriginal with his true parentage and highly sensitive about it. Thus in the situation of the sexual assault and physical aggression towards (the victim) she appeared in some way to have become identified with his mother and his action was an explosive attempt to humiliate her. (The applicant) has a little insight into this. He described his emotional state to me as 'carrying a load on my shoulder about mother'."
"I lost complete control. I did not ask for anything. I think I must have taken it all out on her. There is nothing more mean to a woman than rape - she'll remember me by this ... I was not sexually aroused. I was not thinking about sex."
"I do not believe that there is an indication that Mr. Fuller-Cust's pattern of offending indicates a deliberate choice made out of anger and a desire to punish, rather than a response to emotional stress."
"What the research shows is that those who are most likely to deal with traumatic events, even horrific and continuous traumatic events, are those that have in other areas of their life a degree of consistency, and love, and containment, and I think Mr. Fuller-Cust's tragedy, if you like, is that really the deficits in his life were in many, many areas and not just in his very early life, but also throughout his middle childhood and despite, I am sure, the best intentions of those in charge of the various institutions also throughout his adolescent life, so that he really never had the opportunity to develop a stable sense of who he was and I think that it is that cumulative effect that makes the vulnerability to acting in ways following those earlier events much greater."
Dr. Vine noted how the applicant struggled to understand his background and was very vulnerable to feelings or suggestions of rejection.
"The issue with this man is simply that he has had and continues to have considerable anger about his history. He is concerned about his Aboriginality. He is concerned about his Irish father. He is concerned about being 'dumped' on a weekend at an infant welfare centre in Geelong and then being fostered to persons who he believed accepted responsibility for him for inappropriate reasons."
He again recorded childhood sexual abuse allegations and the problems that alcohol created. Mr. Joblin reported that the applicant expressed his aggression through sexual violence and that -
"rather than being designed primarily as a sexual expression or symptoms of a serious psycho-sexual disorder (his offences) are rather an expression of aggression and symptoms of a psycho-social disorder of some severity. Sexuality is used to emphasise the debasement of females. It is not simply an assault but a sexuality used to demonstrate the intensity of his anger."
"Your parents' relationship and failure to care for you attracted the attention of the relevant government authority within about 12 months of your birth and court orders were made that you and your sister be placed in the care of government."
As to the allegations of sexual abuse after being placed in foster care, his Honour reported that:
"At least one report asserts that you were sexually abused by a (foster parent's relative)."
"Dr. Walton did not consider the sexual abuse you suffered had any direct relevance to your present sexual offending per se. I took Dr. Vine and her evidence to be agreeing with that."
It is difficult to understand how his Honour could have drawn that conclusion from the report of Dr. Walton to which I have earlier referred or from the evidence of Dr. Vine. Plainly, both regarded the history of sexual abuse as being of considerable significance in the applicant's case.
"The consequence of this history is the partial destruction of Aboriginal culture and a large part of the Aboriginal population, and also disadvantage and inequality of Aboriginal people in all the areas of social life where comparison is possible between Aboriginal and non-Aboriginal people. The other consequence is the considerable degree of breakdown of many Aboriginal communities and a consequence of that and of many other factors, the losing of their way by many Aboriginal people and with it the resort to excessive drinking, and with that violence and other evidence of the breakdown of society. As this report shows, this legacy of history goes far to explain the over-representation of Aboriginal people in custody, and thereby the death of some of them."[42]
The Commissioners noted that for Aboriginal people, this history "is burned into their consciousness".[43]
[1] An evident slip for "or" occurring in the transcript of the sentence.
3] This Court was told by counsel for the applicant that the substitute presentment to which the latter pleaded guilty was quite different from the original presentment and was largely consistent with what he had admitted in interviews. Accordingly, it should not be treated as a late plea: Cameron v. The Queen (2002) 76 A.L.J.R. 382, esp at paras [23]-[25].
[5] Section 16(A)(c) makes s.16(1), providing for concurrency unless otherwise directed, inapplicable to a sentence of imprisonment imposed on a serious offender for a relevant offence.
[7] His Honour's finding that the applicant did degrade and humiliate the two victims is not specific to the indecent assaults nor does it answer the adverbs of degree "seriously and substantially."
[8] On one reading of the transcript counsel seems to be agreeing with his Honour's view, but I do not think that is the correct reading. In any event, it was not suggested, and I would not hold, that the applicant was precluded from disputing the point of law here.
[9] [1998] 3 VR 340 at 347-348.
[10] [1998] 1 VR 664 at 680.
[12] [1997] 1 VR 246 at 253. The applicant in that case was not a serious sexual offender.
[13] (1982) 30 SASR 84 at 92-93. Care must be taken in relying on interstate cases as it seems that the mechanism of partially concurrent sentences is available, or at any rate availed of, only in Victoria: Fox and Freiberg, Sentencing - State and Federal Law in Victoria, 2nd edn, para 9.626. The ability to direct or order "otherwise" permits of partial concurrency.
[14] [1997] 1 VR 242 at 243.
[15] [1998] 4 VR 114 at 142.
[16] [1988] HCA 14; (1998) 164 CLR 465 at 477.
[18] [1982] HCA 55; (1982) 149 CLR 305 at 326.
[19] (1989) 44 A.Crim.R. 301 at 307.
[20] (1994) 76 A.Crim.R. 58 esp. at 62-63.
[23] (1997) 1 V.R. 242 at 243-245.
[24] See Postiglione v. The Queen [1997] HCA 26; (1997) 189 C.L.R. 295, at 340 per Kirby, J.
[25] The learned sentencing judge was author of the Victorian Sentencing Manual, a work of considerable benefit to sentencing judges. In the section on Aboriginal offenders some of the cases which I hereafter cite are referred to as to the question of racial equality in sentencing but no reference is made to the issues which I discuss herein as to the relevance to sentencing of the experience of early childhood separation of Aboriginal offenders from their natural parents.
[26] The breadth of usage of the term "stolen generation" was recognised by O'Loughlin, J. in Cubillo v The Commonwealth [2000] FCA 1084; (2000) 174 A.L.R. 97, at 114-115; see, too, the comments of the Full Court in Cubillo v The Commonwealth [2001] FCA 1213; (2001) 183 A.L.R 249, at 254 [15]. See, too, the later discussion in these reasons.
[27] [1982] HCA 55; (1982) 149 C.L.R. 305 at 326.
[28] (1989) 44 A.Crim.R. 301 at 307.
[29] (1991) 54 A.Crim.R. 347 at 349.
[31] (1994) 76 A.Crim.R. 302 at 305-306. See too R. v. Harradine (1992) 61 A.Crim.R. 201 at 205.
[32] R. v. Fernando (1992) 76 A.Crim.R. 58, at 62-63.
[33] The Hon. Justice Toohey "Sentencing Aboriginal Offenders", paper delivered to the Second International Law Congress, 19-24 June 1988, Surfers Paradise, Queensland. I am indebted to Ms Stephanie Fryer-Smith, the author of Aboriginal Bench Book for West Australian Courts (2002) for the reference to the paper by Toohey, J. and for other useful references on these topics.
[34] [1982] HCA 55; (1982) 149 C.L.R. 305 at 324.
[35] See Toohey, J. op cit, at p.4; see, too, R. v. E. (A Child) (1993) 66 A.Crim.R. 14.
[36] See for example the report by J.H. Wootton Q.C., (formerly Wootton, J. of the Supreme Court of New South Wales): "Report of the Inquiry into the Death of Malcolm Charles Smith", 11 April 1989, at p.4ff.
[37] In Cubillo, supra, at 115, O'Loughlin, J., when discussing the breadth of usage of the term "Stolen Generation", said that the mere fact that a child of part-Aboriginal ancestry was placed in an institution would not justify identification of that person as a member of the "Stolen Generation", it being necessary to go further and in each case to examine why the child was institutionalised, and whether it was necessary for that to have occurred in the interests of the child. His Honour's comments were made in the context of a claim of breach of duty of care by the State. The adverse impact of separation of Aboriginal children, for whatever reason, has been long recognised, the first academic writing on the topic being at least as early as 1951, by Professor R.M.Berndt (see P.Read, "Bibliographical Review of the Literature of the Stolen Generations", Vol 3, No.73, Aboriginal Law Bulletin (1995), at 22).
[38] The applicant's sister was a year younger than him, being born on 25 May 1964.
[39] [2000] VSCA 172; (2000) 2 V.R. 1 at paras.3-7, para.34
[40] See R. v. Telford, 4 June 1996, unreported (Phillips, C.J.. Southwell and Smith, A.JJ.A.) at p.18.
[41] Royal Commission into Aboriginal Deaths and Custody, National Report, Vol. 1 par. 1.2.17, p.5, April 1991.
[44] The report of the Royal Commission was described by criminologist Professor Richard Harding as being "a unique inquiry, unparalleled in any other part of the world" which he said "served to raise public consciousness as to distinctive areas of Aboriginal disadvantage and paved the way for such ground-breaking work as the enquiry into the removal of Aboriginal children from their natural parents", See "Prisons are the Problem: A Re-Examination of Aboriginal and Non-Aboriginal Deaths in Custody", R.W. Harding, Aust & N.Z. Journal of Criminology, Vol 32, No 2 (1999) 108, at 119.
[45] In the National Aboriginal and Torres Strait Islander Survey, conducted by the Australian Bureau of Statistics in response to a recommendation of the Royal Commission, more than 10% of Aboriginal persons aged 25 years and over reported being taken away from their natural family by a mission, the government or "welfare": see National Aboriginal and Torres Strait Islander Survey, 1994, Australian Bureau of Statistics, at page 2.
[46] "Bringing Them Home", Report of the National Inquiry into the Separation of Aboriginal and Torres Strait Islander Children from their Families, Wilson, et al, Human Rights and Equal Opportunity Commission (1997), p.5.
[48] Bringing Them Home Report at p.15.
[49] National Aboriginal and Torres Strait Islander Survey 1994, at p.58, Detailed Findings, Australian Bureau of Statistics, 1995a, ABS Catalogue No. 4190.0, Canberra. (Where only a single arrest had occurred there was no significant reported difference by reference to childhood separation experience).
R
Fuller-Cust [2002] VSCA 168