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[2019] WASCA 207
Court of Appeal (WA)
2019-12-27
Quinlan CJ
Original judgment source is linked above.
However, this is not to suggest, as the appellant's submissions were apt to do, that an offender's deprived background has the same (mitigatory) relevance for all of the purposes of punishment. Giving weight to the conflicting purposes of punishment is what makes the exercise of the discretion so difficult. An offender's childhood exposure to extreme violence and alcohol abuse may explain the offender's recourse to violence when frustrated such that the offender's moral culpability for the inability to control that impulse may be substantially reduced. However, the inability to control the violent response to frustration may increase the importance of protecting the community from the offender.
In relation to count 2 no penalty was imposed pursuant to s 11 of the Sentencing Act 1995 (WA).[6]
Historically [the appellant] suggested some early exposure to domestic violence and he clearly recalled being a direct victim of his father's violence. He also struggled in association with his father's poor financial management and inability to provide emotional support and attention. His response to distressing and potentially traumatic events was likely heightened under such conditions. Similarly to his primary role model, [the appellant] has struggled with poor self and financial management over time. Socially he was unable to connect with others and he failed to thrive within the educational system or subsequently within the vocational domain. A sense of alienation and anticipation of rejections has presented over time which is associated with a seemingly transient lifestyle and work history, chronic substance abuse and dysfunctional relationship pattern while struggling to manage emotionally. These issues are relevant to his recurrent sexual offending.
The pre-sentence report and other aspects of the psychological report
I accept that you had a very difficult childhood and indeed, I've got no doubt that your experiences in childhood shaped the adult that you became. Your mother died when you were very young and your upbringing by your father was marred by exposure to domestic violence and alcohol abuse. And it's clear that you lived in a great deal of poverty, had insufficient love and had real feelings of abandonment.
You were schooled to year 9. You had difficulty in your schooling in terms of your behaviour which was understandable given the life experiences that you had to that date.
Since finishing school, you've had intermittent employment, mostly as a concreter and a labourer. And in relation to this offending, you'd been unemployed although you've had some work, I understand, in steel fixing and perhaps other labouring but you've been effectively unemployed for about two years prior to this.
Again not surprisingly given your background, you've had long‑term issues with alcohol, cannabis and methylamphetamine abuse.
The fact of the matter though is, ... whilst your childhood might have shaped who you are and perhaps things might have been different if there had been intervention at an earlier point, you are now 38 years old. You are responsible for your own actions and those experiences that you had as a child do not provide you with much by way of mitigation now. (emphasis added)
It will be recalled that in the Court of Criminal Appeal the prosecution submitted that the evidence of the appellant's deprived background lost much of its force when viewed against the background of his previous offences. On the hearing of the appeal in this Court the Director did not maintain that submission. The Director acknowledges that the effects of profound deprivation do not diminish over time and he submits that they are to be given full weight in the determination of the appropriate sentence in every case.
The Director's submission should be accepted. The experience of growing up in an environment surrounded by alcohol abuse and violence may leave its mark on a person throughout life. Among other things, a background of that kind may compromise the person's capacity to mature and to learn from experience. It is a feature of the person's make-up and remains relevant to the determination of the appropriate sentence, notwithstanding that the person has a long history of offending.
Because the effects of profound childhood deprivation do not diminish with the passage of time and repeated offending, it is right to speak of giving 'full weight' to an offender's deprived background in every sentencing decision. However, this is not to suggest, as the appellant's submissions were apt to do, that an offender's deprived background has the same (mitigatory) relevance for all of the purposes of punishment. Giving weight to the conflicting purposes of punishment is what makes the exercise of the discretion so difficult. An offender's childhood exposure to extreme violence and alcohol abuse may explain the offender's recourse to violence when frustrated such that the offender's moral culpability for the inability to control that impulse may be substantially reduced. However, the inability to control the violent response to frustration may increase the importance of protecting the community from the offender. (footnotes omitted)
A moment's consideration will show that the interplay of the considerations relevant to sentencing may be complex and on occasion even intricate. In a given case, facts which point in one direction in relation to one of the considerations to be taken into account may point in a different direction in relation to some other consideration. For example, in the case of a particular offender, an aspect of the case which might mean that deterrence of others is of lesser importance, might, at the same time, mean that the protection of society is of greater importance. That was the particular problem being examined by the court in the case of Veen (No 2). Again, in a particular case, a feature which lessens what might otherwise be the importance of general deterrence, might, at the same time increase the importance of deterrence of the offender.
The circumstance that the appellant has been affected by an environment in which the abuse of alcohol is common must be taken into account in assessing his personal moral culpability, but that consideration must be balanced with the seriousness of the appellant's offending.
(a) The effects of an offender's profound childhood deprivation do not diminish with the passage of time or repeated offending.
(b) The effects of an offender's profound childhood deprivation are to be given 'full weight' in every sentencing decision relating to the offender.
(c) However, the effects of an offender's profound childhood deprivation may point in different directions in relation to relevant sentencing factors; for example, those effects may diminish the offender's moral culpability for the offending, but may also increase the importance of protecting the community from the offender's criminal behaviour.
(d) Those conflicting purposes of punishment, in a sentencing context, must be weighed in the balance.
I certify that the preceding paragraph(s) comprise the reasons for decision of the Supreme Court of Western Australia.
Research Associate to the Honourable Justice Murphy and the Honourable Justice Mazza
[1] Bugmy v The Queen [2013] HCA 37; (2013) 249 CLR 571 (Bugmy) [44] (French CJ, Hayne, Crennan, Kiefel, Bell & Keane JJ).
[3] Bugmy [44] (French CJ, Hayne, Crennan, Kiefel, Bell & Keane JJ).
[4] See Director of Public Prosecutions (Vic) v Dalgliesh [2017] HCA 41; (2017) 262 CLR 428 [4]-[7] (Kiefel CJ, Bell & Keane JJ).
[8] Order 14 November 2018, Buss P & Mazza JA, WAB 4.
[15] Psychological report dated 6 June 2018, pages 2 - 3.
[23] The Queen v Bryce William Peterson, sentencing transcript 27 October 2015, page 2.
[24] The Queen v Bryce William Peterson, sentencing transcript 27 October 2015, page 4.
[33] Victim impact statement, pages 1 - 2.
[43] Bugmy v The Queen [2013] HCA 37; (2013) 249 CLR 571.
[50] R v Engert (1995) 84 A Crim R 67, 68.
[51] Munda v The State of Western Australia [2013] HCA 38; (2013) 249 CLR 600.
[53] Veen v The Queen [No 2] [1988] HCA 14; (1988) 164 CLR 465, 476 - 477.
[54] Kentwell v The Queen [2014] HCA 37; (2014) 252 CLR 601 [42] (French CJ, Hayne, Bell & Keane JJ).
[55] The State of Western Australia v Upkett [2013] WASCA 263 [70].
[56] Marrah v The Queen [2014] VSCA 119 [16].
[57] Donaldson v The State of Western Australia [2018] WASCA 143 [32].
[58] Prempeh v The State of Western Australia [2013] WASCA 150.
[59] Pool v The State of Western Australia [2013] WASCA 274.
(2013) 249 CLR 571
(2017) 262 CLR 428
(2013) 249 CLR 600
(2014) 252 CLR 601
(1988) 164 CLR 465