There was no evidence that the appellant paid any money to the Coogee man. That is the only material which might provoke speculation that the South Australian man might have been (already) the owner of the drugs. A speculative possibility does not leave open a finding by inference.
18 It is notable that in each of the authorities cited by the appellant in support of argument, there was, on the facts, a mere deposit of temporary possession directly from an owner with an intention to return the goods to that owner. In Liberti the drug had been received from a friend who was afraid his house would be searched and the drug was to be later returned. In Frazer, in a car which stopped at a service station, one occupant gave the other a bubble like container which she secreted in her clothing, intending to return it to him when he came back from paying for the petrol. She did not do so because she had fallen back to sleep before he returned.
19 The Crown has collated other cases where a direction along the lines of Carey has been appropriate. In R v EAS unreported, NSWCCA 26 July 1990 cocaine was left with the appellant by his brother to keep for him until he returned from interstate; in R v Tucker unreported, NSWCCA 8 November 1991 cocaine was given to the appellant by a customer to hold for a couple of days until he paid money owed for some clothes that she had purchased; in R v Fong unreported, NSWCCA 20 November 1996 heroin was given to the appellant for a few days to look after and return and in R v Barnier [2001] NSWCCA 459 methylamphetamine was minded for a person who was to return and collect it.
20 The argument on behalf of the appellant is not sustained by application of or analogy to any of these cases.
21 Counsel frankly conceded that he could not point to any case in which, other than in circumstances of holding for return to an owner, a Carey direction had been held requisite or appropriate.
22 An alternative shade of the argument was premised on the appellant being unaware that he was taking possession of drugs (as such) until some time after the delivery of the packages to him by the man who located him in his parked vehicle at Coogee. If he was not a "deemed" supplier at Coogee because he was ignorant of the nature of the contents of the packages then, when he later appreciated what they were, his possession was only for the purpose of holding them until they were collected by the owner.
23 The appellant adverts to the law of bailment and asserts that when the appellant received the drugs at Coogee he possessed them as bailee of the owner. The decision of the Privy Council in Gilchrist Watt & Sanderson Pty Limited v York Products Pty Limited 1970 2 NSWR 156 was cited to demonstrate that it is not necessary for a bailee to receive goods by direct delivery from the bailor. To regard the appellant as a sub-bailee of the man at Coogee assumes that the latter was in fact a bailee of the man in South Australia and was passing that man's goods to the appellant. There was no evidence as to what was the situation between these unidentified men vis a vis each other, and there was no basis for assuming that the goods were, before and at the time of transfer of possession to the appellant, the property of the man from South Australia.
24 It is noted that the appellant's legal representative at trial accepted that Carey was inapplicable. That concession was correct. Criminal Appeal r4 is applicable. Ground 1, in any event, is not made out.
25 Ground 2 asserted:
"The trial judge erred in directions to the jury regarding the mental element of the offence".
26 A direction was given by his Honour to the jury in terms requested by the appellant's trial advocate. It was:
"It is the law that whether (sic) there is a charge of supplying a commercial quantity of prohibited drug the Crown must establish that the accused had either actual knowledge or a belief falling short of guilty knowledge that the amount of the drugs involved was not less than the commercial quantity, that's the 250 grams. Or was aware of the likelihood in the sense that there was a significant or real chance that there was that amount of drug involved".
27 The Crown drew attention to the decision in R v Lau 1998 105 A Crim R 167 where a direction to a jury in very similar terms to that was held to be appropriate. The passage from the charge in Lau is set out @ 172 viz:
"By 'knowingly' in this context is meant that the accused knew either of the existence or the likely existence of the item in question and was also aware that it was likely to be a narcotic drug. This means that Lau must have known or believed that the white plastic bag he was alleged to have in his physical possession contained drugs or he was aware that there was a significant or real chance that it did and that the amount of the drug was not less than the commercial quantity or at least that there was a significant or real chance that it was".
28 Senior counsel for the appellant recognized the barrier to his argument created by Lau and submitted that, either it not be followed or it be determined that it was decided, in effect, per incuriam as there was no reference to Saad v The Queen 1987 70 ALR 667. The requisite intention to possess a commercial quantity is a question of fact and Saad cautions against succumbing to the temptation of transforming matters of fact into matters of law. Counsel pointed to the absence of reference to Saad in the judgment in Lau. On the same day as the High Court delivered judgment in Saad, it delivered judgment in R v Kural 1987 162 CLR 505 and in the joint judgment of Mason CJ, Deane & Dawson JJ it was observed that what they were saying in Saad was derived from what had been said in Kural. There was citation of Kural in Lau @ 173 and the proposition that Lau was decided without being referred to appropriate authority should be rejected. Nor, in the light of what O'Reilly DCJ charged the jury, including matters to which I now turn is there any reason to embark upon a decision as to whether Lau should not be followed.
29 The complaint now raised on behalf of the appellant is that his Honour should have directed the jury that they must be satisfied beyond reasonable doubt that the appellant intended to possess more than 250 grams of prohibited drug: per Sheller JA in R v CWW 1993 70 A Crim R 517 @ 524 (which dealt with a commercial quantity of cannabis crop).
30 In the present case the passage of jury direction by O'Reilly DCJ which I have cited was followed shortly thereafter with a direction in these terms:
"What the Crown has to prove is that the accused intentionally had the substance in his custody or control, to the exclusion of others - I have told you about that. The Crown must also prove beyond reasonable doubt that in intentionally having such custody or control he did so with the knowledge or belief that the substance was a prohibited drug; not necessarily the particular prohibited drug charged here but a drug the possession of which is prohibited".
31 The jury had previously been directed about the consequence of not being satisfied of knowledge concerning the presence of at least 250 grams in these terms:
"And I remind you again that if you are satisfied of knowledge of there being at least 3 grams of mixture there containing methylamphetamine but you are not satisfied that there was at least 250 grams then it is open to you to say not guilty on the commercial quantity count but guilty on the ordinary supply count of at least 3 grams".
32 There was no request for additional direction. Those able to gauge the atmosphere of the trial had no apparent complaint about the adequacy of direction to the jury in the performance of their task given these various directions. I am unpersuaded that his Honour's charge was defective in the fashion now claimed, but to the extent that it is complained that there was no independent direction of express requirement in the terms now suggested, I would apply Criminal Appeal r 4 and refuse leave to rely on this ground.
33 The appeal against conviction should be dismissed.
34 I turn to the application for leave to appeal against sentence.
35 The date of offence was 21 March 2003. Division 1A of Pt 4 of the Crimes (Sentencing Procedure) Act 1999 came into effect on 1 February 2003 and pursuant to the table in s 54B (Item 18) there was prescribed for the offence upon which the appellant was convicted a "standard non parole period" of ten years. An important judgment of this Court dealing with serious questions as to the interpretation of s54B was delivered on 11 May 2004: R v Way 2004 60 NSWLR 168. Also delivered on that day by the Court as then constituted was a judgment in which the principles illuminated in Way were applied: R v Shi [2004] NSWCCA 135. O'Reilly DCJ sentenced the appellant on 13 May 2004 noting that he had had access to the judgments in Way and Shi delivered two days earlier.
36 The sentence which he imposed consisted of precisely the standard non parole period specified in the table and a total term in which the proportion between total and non parole period matched that prescribed in s 44(2). That proportion may be departed from where a sentencing judge finds special circumstances. His Honour made no reference to special circumstances in his remarks.
37 Senior counsel for the appellant presented argument in support of the challenge to sentence under six grounds expressed as:
"1. The sentencing judge erred in failing to determine the factual basis upon which the applicant was to be sentenced.
2. The sentencing judge erred in failing to give reasons for the sentence imposed.
3. The sentencing judge erred in finding that the quantity of methylamphetamine involved was 'above the middle of the range'.
4. The sentencing judge erred in finding that the offence fell in the middle of the range of objective seriousness.
5. The sentencing judge erred in finding that the offence was aggravated by the applicant's criminal history.
6. The sentence was manifestly excessive."
38 Grounds 1 to 5 focus upon different aspects revealed by the remarks on sentence of his Honour and it is convenient to deal with them compendiously.
39 The recitation by his Honour of the evidence at trial inculpatory of the appellant was obviously intended to indicate an acceptance of those facts. The submission that no findings of fact were made should be rejected. Nevertheless, whilst the difficulty identified in "the dearth of actual knowledge about simply what went on" should be acknowledged, it was important in this instance to assess what the appellant's role was. I will return to this matter.
40 It is plain that the learned sentencing judge was taken aback by what he perceived to be obligations imposed by Division 1A of Pt 4. He said that he was "shocked to see what the nett result was likely to be for Mr Blair, but I have come to the conclusion that there is really nothing I can do to help him". After imposing sentence he added, "…. And I hope for his sake there is some appealable error demonstrated".
41 In Way, the Court said:
"In order to give the Division practical utility it seems to us, in the light of the foregoing analysis, that a sentencing judge must ask and answer the following question: 'are there reasons for not imposing the standard non-parole period?'
That question will be answered by considering:
(i) the objective seriousness of the offence, considered in the light of the facts, which relate directly to its commission, including those which may explain why it was committed, so as to determine whether it answers the description of one that falls into the mid range of seriousness for an offence of the relevant kind;
(ii) the circumstances of aggravation, and of mitigation, which are present in the subject case, or which apply to the particular offender, as listed in s 21A(2) and (3), and as incorporated by the general provisions in s 21A(1)(c) and by the concluding sentence to s 21A(1)".
42 Although his Honour considered that he was not assisted by the result in Shi, it could have been of assistance by observing that the role of the offender is germane to the assessment to the objective seriousness of the offence, and its location in the notional range of seriousness. He recognized that determination of objective seriousness is not to be confined to consideration of those matters listed in s 21A(2) and s 21A(3) but he made no reference beyond the "s 21A criteria" which he could identify.
43 In Shi the offence was the same as that presently in focus, supply of a commercial quantity of methylamphetamine, although in contrast that offender had pleaded guilty.
44 However, Wood CJ at CL (Spigelman CJ and Simpson J agreeing) said:
"The offence involved in this case was a serious offence, having regard to the weight and purity of the drugs involved, and also to the fact that the respondent knowingly and with his eyes open, lent aid to those who directed the supply network (for reasons subjective to that offender).
Clearly the case fell well below the middle range of seriousness, since the respondent was not a principal, and was not shown to have been engaged in the work of a courier on more than one occasion. There is also the fact that his supplier had taken advantage of him".
45 The amount of drug in Shi was 999.2 grams of 84.5 percent purity. An analyst certificate (Exhibit N at trial) concerning the contents of the three Tupperware containers in this case, identified the contents of each as methylamphetamine and respectively as in one container: 321 grams of 6 percent purity; in the second, 13 grams of 14.5 percent purity and in the third, 37.3 grams of 14 percent purity.
46 I return to the absence of explicit finding as to the role of the appellant. Whilst, as the Crown submission on the conviction appeal noted, the appellant's story would provoke likely scepticism, he should be sentenced for what has been established that he has done, bearing in mind of course, the statutory definition of "supply".
47 The evidence shows that on one occasion he acted as a courier and type of storeman, moving the drugs from Coogee to the freezer. He was not shown to be the owner of the drugs nor a principal in any transaction or intended transaction, other than passing the drugs on to South Australia. His Honour appears to have accepted the existence of the man in Adelaide and the appellant acting at his behest. There was no evidence of what, if any, reward the appellant was to receive. If his assertion that he was acting in effect, as a favour for the South Australian man is disbelieved, the contrary remains unproved.
48 O'Reilly DCJ did not seek to answer the question postulated in Way by reference to matters outside of the scope of "s 21A criteria". There was material to be found and it should have been examined in order to answer that question.
49 The Crown concedes that his Honour made a mistake when, making a comparison with a fact in Way, he said:
"The quantity being dealt with in this case (Way) was about 274 grams and of course the commercial quantity lies between 250 and 1000 grams, so that Mr Way was in a position where his quantity was below the middle of the range whereas Mr Blair's is above the middle of the range".
50 As a matter of arithmetic, the mid point in a range from 250 to 1000 is 625. The total quantity in the freezer was weighed at 371.3 grams. This error was drawn to attention and his Honour accepted the error but commented, "It won't affect the reasoning". Even if that be so, it could have potential effect in weighing the seriousness of the offence as indicated in the passage from Shi cited above.
51 His Honour said in his remarks:
"Looking at the aggravating factors (d) applies, because there is a record of previous conviction and previous significant convictions subject to this qualification that there is nothing there about drugs".
52 As the Crown submitted, it is obvious that his Honour was referring to the prescription in s 21A(2)(d) which is part of a list of specified "aggravating factors", but I do not accept that it can be concluded that his Honour did not treat prior convictions as matters of aggravation, because he referred to the absence of conviction for drug-type offences.
53 I would suggest that it is unfortunate that the legislature has included "a record of previous convictions" in the list of aggravating factors, because it invites, as appears to have happened here, overlooking the qualification in s 21A(4) that a court does not have regard to any such factor as specified if it is contrary to "rule of law" to do so. "Rule of law" is construed to include common law principles: R v Johnson [2004] NSWCCA 76. It is the common law that prior conviction does not operate to aggravate an offence but may deprive an offender of leniency or indicate that it is appropriate to give more weight to factors such as retribution, deterrence or community protection Veen v The Queen (No 2) 1998 164 CLR 465; R v Wickham [2004] NSWCCA 193.
54 The appellant has succeeded in making good the matters which I have indicated in the foregoing. Accordingly, ground 6 should be sustained. I am unpersuaded that it is the situation that no less severe penalty than that imposed is warranted: Criminal Appeal Act s 6(3) and in my opinion the sentence should be quashed and this Court should proceed to resentence.
55 For that purpose, and without objection for such use, the Court has been provided with more up to date material by way of affidavits. The thrust is to draw attention to the appellant's poor state of health. The sentencing judge had noted a reference to the possibility of the appellant suffering from Charcot-Marie-Tooth Disease, a rare illness which affects his sister. The new material offers no diagnosis but does show that the appellant is awaiting medical assessment for a number of reasons including cardiac, sleep and back conditions. He has multiple symptoms and on occasions he is assisted by other inmates. The work he is assigned to in prison does not involve real activity. He is given a large number of medications. It can be concluded that his incarceration is more onerous in the incidents of service of sentence than it would be for a prisoner in more robust health.
56 As set out above, the question to be posed in accordance with Way is whether there are reasons for not imposing the standard non parole period. I would answer the question in the affirmative. In particular, a prominent reason for determining that the offence does not answer the description of one that falls into the mid range of seriousness for an offence of the relevant kind is that the role of the appellant was not that of a principal but the lesser, albeit culpable, role of a courier and storeman. In addition, the weight of prohibited drug was in the lower part of the range of defined commercial quantity and it was of extremely low purity.
57 The discretion to sentence (or in this case resentence) should be exercised in accordance with established sentencing practice by reference to matters identified in ss 3A and 21A of the Crimes (Sentencing Procedure) Act as well as common law sentencing principles. Guidance as to established sentencing practice can be derived from the statistics published by the Judicial Commission. It has frequently been stated that the use of such statistics must be accompanied by caution and further caution is necessary because, as was recognized in Way, a consequence of the introduction of Division 1A Pt 4 may be a change in the established pattern in an increase of non parole periods and terms of sentence.
58 A survey of sixty one offenders whose offences were committed before 1 February 2003 showed the highest term imposed (on a single offender) as nine years imprisonment. A survey of offences after 1 February 2003 recorded only one case where, although the offender was unidentified, the sentence imposed was precisely that now under challenge. The statistic is likely to refer to the appellant.
59 Save the consideration relating to the appellant's health, there is little in his subjective case which can be drawn upon to his benefit. Whilst there was understandable scepticism in the questioning of the appellant at trial by the Crown Prosecutor concerning the South Australian man described by him, the prosecutor was not in a position to deny his existence, and the appellant should stand for sentence on the basis that he probably committed this crime to assist this person. There was no evidence of personal gain by the appellant and there was no evidence that he had acquired the trappings of wealth. Nevertheless, there was no assistance to authority in identifying other participants, no contrition manifest in a plea of guilty, and no lenience to be gained by the appellant by reason of prior good record.
60 In setting the non parole period and the total term, I would take into account in the appellant's favour matters pertaining to his health, but I would not by reason of special circumstances, vary the proportion between the elements of sentence from that prescribed in the statute.
61 I propose the following: