Reece v Webber
[2011] FCAFC 33
At a glance
Source factsCourt
Federal Court of Australia (Full Court)
Decision date
2011-03-11
Before
Gummow J, Reeves JJ
Source
Original judgment source is linked above.
Judgment (8 paragraphs)
The Application for Leave To Amend 10 The Notice of Motion filed on behalf of the Appellant on 6 January 2011 sought leave to file an Amended Notice of Appeal. Leave to amend was refused at the outset of the hearing of the appeal and the provision of reasons for that decision was reserved until now. 11 It may readily be accepted that in "exceptional circumstances" a new argument may be raised on appeal: Dart Industries Inc v Décor Corporation Pty Ltd (1989) 15 IPR 403 at 416 per Lockhart J (Jenkinson and Gummow JJ concurring). Ordinarily, it "is elementary that a party is bound by the conduct of his case": University of Wollongong v Metwally (No 2) [1985] HCA 28, 60 ALR 68 at 71 per Gibbs CJ, Mason, Wilson, Brennan, Deane and Dawson JJ. To allow too readily the running of new points on appeal, however, may undermine the appellate process by rendering the trial process almost irrelevant: WAJR v Minister for Immigration and Multicultural and Indigenous Affairs [2004] FCA 106 at [19], 80 ALD 435 per French J (as His Honour then was). But leave to raise a new argument may be permitted where it is "expedient in the interests of justice to do so": VUAX v Minister for Immigration and Multicultural and Indigenous Affairs [2004] FCAFC 158 at [46] per Kiefel, Weinberg and Stone JJ. 12 And, on appeal, the Court may "receive further evidence": s 27 of the Federal Court of Australia Act 1976 (Cth). The discretion conferred is not constrained by any requirement that "special grounds" need be made out (Commissioner of Taxation v Walker (1984) 2 FCR 283 at 296 per Fisher J) nor that the "further evidence" be "fresh evidence" (Chamberlain v The Queen (1983) 72 FLR 1 at 9 to 10 per Bowen CJ and Forster J). The discretion is unconstrained by the circumstances in which evidence could be admitted on appeal at common law (Cottrell v Wilcox [2002] FCA 232 at [19] to [20]). 13 The proposition that the common law rules do not apply automatically to confine statutory provisions, such as s 27, may be traced to CJD v VAJ [1998] HCA 67 at [52], 197 CLR 172 at 185 per Gaudron J. Albeit in the context of an appeal from the Family Court, and the power conferred by s 93A(2) of the Family Law Act 1975 (Cth) to receive further evidence on appeal, Her Honour noted that there is "no reason for thinking that the common law rules which govern the admission of fresh evidence apply automatically to confine the discretion to receive further evidence conferred by s 93A(2)". Subsequent to that decision, Beaumont, Lindgren and Tamberlin JJ in NASB v Minister for Immigration and Multicultural and Indigenous Affairs [2004] FCAFC 24 ("NASB") stated as follows: [42] In order for this Court to receive further evidence, generally speaking (cf: Cottrell v Wilcox [2002] FCAFC 53; [2002] FCA 232 at [18]-[21], citing CDJ v VAJ (1998) 197 CLR 172 at 184-186 per Gaudron J, 199-201 per McHugh, Gummow and Callinan JJ and 230-238 per Kirby J) it will be found that two conditions must be satisfied: first, the party seeking to adduce the evidence must show that it could not, with reasonable diligence, have been adduced at the trial; and, secondly, the evidence must be such that very probably the result would have been different ... The second condition has been variously expressed in the cases, but the point made in all of them is that it is not enough that the new evidence was relevant and otherwise admissible, and may have affected the result. Language referring to, at the lowest, 'probability', and at the highest, 'certainty', of a different result, has been used: cf R v Copestake; Ex parte Wilkinson [1927] 1 KB 468 at 477 ('of such importance as very probably to influence the decision' and 'of such weight as, if believed, would probably have an important influence on the result'); Orr v Holmes (1948) 76 CLR 632 at 636 ('high degree of probability that the admission of the new evidence would result in a different verdict'); Florance v Andrew (1985) 58 ALR 377 at 381 ('such a different complexion on the case that a reversal of the former result ought certainly to ensue'); Arnotts Ltd v Trade Practices Commission (1990) 24 FCR 313 at 367-368 ((as agreed by the parties) 'almost certain that, … an opposite result would have been reached by the primary judge'). Notwithstanding the reference by their Honours to CDJ, the two "conditions" to which they refer substantially reproduce the common law constraints as to the admission of fresh evidence on appeal. 14 Thereafter, Branson, Lindgren and Besanko JJ in Sobey v Nicol [2007] FCAFC 136, 245 ALR 389 at 403 to 404 again reviewed the authorities, including CDJ (but not NASB) and expressed the approach to be applied in respect to s 27 as follows: [69] The above authorities reveal that the circumstances in which further evidence may be received in this court on appeal are not limited by the principles laid down in authorities such as Greater Wollongong City Council v Cowan (1955) 93 CLR 435 which concern common law procedures. The proper limits of the discretion vested in the court by s 27 are to be determined as a matter of statutory construction. As the Federal Court Act is silent as to the factors which govern its exercise, the discretion is confined only by the subject matter with which the Act is concerned. It should not be understood to be subject to implications or limitations not found in the words used by the legislature. It is a discretion to be exercised in the context of an appeal by way of rehearing. On appeal this court is required to determine the rights of the parties upon the facts and in accordance with the law as it exists at the time of hearing the appeal. [70] A critical factor will be the subject matter of the proceeding with which the appeal is concerned. As the High Court observed in CDJ the court will more readily admit further evidence where the rights of third parties, such as children are at stake. [71] The discretion to receive further evidence must be exercised judicially, consistently with proper judicial process and in the interests of justice. It is highly unlikely that the legislature intended that s 27 should be construed in such a way as to obliterate the distinction between original and appellate jurisdiction. [72] The proper role of an appellate court under s 25 of the Federal Court Act has been considered on a number of occasions in recent years … ; it is ordinarily to correct error. Nothing in CDJ was, in our view, intended to minimise the force of the observation of Gibbs CJ and Wilson, Brennan and Dawson JJ in Coulton v Holcombe (1986) 162 CLR 1 at 7; 65 ALR 656 at 660 that: It is fundamental to the due administration of justice that the substantial issues between the parties are ordinarily settled at the trial. If it were not so the main arena for the settlement of disputes would move from the court of first instance to the appellate court, tending to reduce the proceedings in the former court to little more than a preliminary skirmish. [73] It is necessary to consider the additional evidence sought to be adduced by Mr Sobey having regard to the above principles. … The fresh evidence there sought to be adduced was refused. In applying the "principles" their Honours set forth, one factor relied upon was the fact that "none of the additional evidence … is fresh evidence in the sense that it concerns events which happened, or documents brought into existence, since the date of the hearing before the primary judge": [2007] FCAFC 136 at [74]. That was also a factor relied upon by Stone, Gordon and McKerracher JJ in Dreamtech International Pty Ltd v Federal Commissioner of Taxation [2010] FCAFC 103 at [14], 187 FCR 352 at 355 in again refusing leave to adduce further evidence. 15 The result, it is considered, is that the discretion conferred by s 27 to adduce further evidence is thus unconfined by any express limitations. But the discretion is to be exercised in a statutory context where the appeal being entertained is an appeal by way of rehearing for the purpose of determining the rights of the parties in accordance with law. Although not constrained by common law principles, the considerations to which the common law had regard remain considerations relevant to the exercise of the discretion conferred by s 27. The exercise of the discretion conferred by s 27 may be informed by reference to these principles but is not to be constrained by them. 16 It is in this manner that the application to advance a further argument not advanced before the primary Judge, and the application to adduce further evidence, has been approached. 17 Notwithstanding considerable uncertainty that prevailed at the outset of the hearing of the present appeal, it ultimately emerged that the Appellant sought to amend his Notice of Appeal to canvas two discrete issues arising from a confined factual setting. 18 The factual setting against which these issues were to be resolved was said on behalf of the Appellant to be contained within: a letter written on 31 August 2004 by Dr Holmes, former Director of Professional Services Review, to the Australian Medical Association seeking "the advice of the AMA and relevant Colleges on a proposed reappointment of" medical practitioners. These medical practitioners were apparently identified on an attached list, although no copy of the list could be found; the appointment by the Minister on 25 January 2005 of medical practitioners, including those practitioners who constituted the Committee as constituted in the present proceeding. The Ministerial Minute setting forth the recommendation to the Minister dated 15 December 2004, and signed by the Minister on 24 January 2005 stated: "The AMA advise they have contacted the specified organisations, but have only received responses from RACS and RCPA". the response of the Royal Australian College of General Practitioners on 17 January 2005; and the response of the Australian Medical Association on 2 February 2005. The Appellant also sought to seize upon a factual concession said to have been made on behalf of the Commonwealth that there had been no separate correspondence directed to the appointment of members of the Committee as Deputy Chairpersons. 19 If leave were given to amend, the Appellant indicated that he would seek to tender the Ministerial Minute containing the recommendation to the Minister, the August 2004 letter and the two letters in response. 20 Against this factual background, if leave were given to amend, the Appellant foreshadowed that the only two issues he would seek to have resolved by this Court were: whether the requirement to consult required by s 84(3) was satisfied in circumstances where the Minister sought the advice of the Australian Medical Association in August 2004 and where there had been "no response" prior to either 15 December 2004 or 24 January 2005; and whether the requirement to consult required by s 85(3) was satisfied where there had been no separate correspondence directed to the appointment of Deputy Chairpersons. The obvious course being pursued by the Appellant was to confine his newly formulated attack to as limited a factual area of dispute as possible. Expressly disclaimed was any attempt to pursue any other argument which may otherwise have been available and which may have involved a greater ambit of factual dispute. One such argument was whether or not there had been a list "of those members of the Panel who would be interested in continuing" attached to a letter forwarded to the Australian Medical Association on 31 August 2004 by the Director of Professional Services Review. The absence of any such list may assist a conclusion that it would be difficult to "consult" in respect to unidentified practitioners. 21 No criticism can be directed at Counsel for the Appellant in seeking to confine the issues to be resolved. Perhaps Counsel's decision to confine the area of leave to as narrow a front as possible was influenced by anticipated opposition to leave being granted had a wider factual dispute emerged. 22 But the very confinement of the issues he sought to have resolved necessarily meant that the utility of the present appeal being used as the vehicle to assist in the resolution of at least some of the other outstanding proceedings raising the same or comparable grounds was considerably diminished. 23 Stripped of its utility in assisting in the resolution of other proceedings, the present appeal was reduced to an instance where an individual Appellant sought to raise such limited issues as he perceived were in his own interests. Such a course can attract no criticism. But, so reduced, the considerable public interest in leave being granted to raise and resolve points of general application was itself reduced. 24 The present Appellant, it is considered, placed himself in a position where the evidence he sought to adduce pursuant to s 27 of the Federal Court of Australia Act 1976 (Cth) was evidence which was available at the time of hearing before the primary Judge. The arguments he sought to raise for the first time on appeal as to the lack of consultation required by ss 84 and 85 of the Health Insurance Act were arguments that could have been advanced before the primary Judge, had attention then been given to such issues. 25 In the absence of the present appeal truly presenting itself as the vehicle whereby all arguments going to the manner of appointment of members of Professional Services Review Committees in 2005 could be resolved, it is considered that the interest in finality in litigation dictated the refusal of leave. It is undesirable for only some of the available arguments to be resolved in the present appeal on a limited and (perhaps) arbitrarily confined factual platform and for other arguments to be resolved in separate proceedings. The prospect of different conclusions being reached is not a prospect that should be encouraged. 26 The present Appellant, it is concluded, should be bound by the manner in which he conducted his proceeding before the primary Judge. 27 Any success on the part of the Appellant must thus necessarily depend upon his existing Notice of Appeal and a proper understanding as to the role of the Committee.