[2022] WASAT 55
General information, not legal advice.
State Administrative Tribunal (WA)
2022-06-27
Ms J
Original judgment source is linked above.
ACT : HEALTH PRACTITIONER REGULATION NATIONAL LAW (WA) ACT 2010
CITATION : RAO and MEDICAL BOARD OF AUSTRALIA [2022] WASAT 55
Vocational regulation Medical practitioner Where Board determined to take immediate action by way of suspension of practitioner's regulation Where practitioner sought review of immediate action decision Decision to take immediate action by way of imposition of conditions on registration
Health Practitioner Regulation National Law (WA) Act 2010 (WA), s 3.3, s 4
Health Practitioner Regulation National Law (WA) Amendment Act 2018 (WA)
Health Practitioner Regulation National Law (Western Australia), s 61(1), s 64(1), s 64(3), s 155, s 156, s 156(1)(a), s 156(1)(e), s 199(1)(h)
The respondent's immediate action decision to suspend the practitioner's registration is set aside and is substituted with a decision to take immediate action by the imposition of conditions on the practitioner's registration.
Bernadt v Medical Board of Australia [2013] WASCA 259
Cheema v Medical Board of Australia [2020] SACAT 40
CJE v Medical Board of Australia (Review and Regulation) [2019] VCAT 178
Farshchi v Chinese Medicine Board of Australia (Review and Regulation) [2018] VCAT 1617
George v Rockett [1990] HCA 26; (1990) 170 CLR 104
I v Medical Board of Australia [2011] SAHPT 18
Lee and Medical Board of Australia [2022] WASAT 28
Lindsay v NSW Medical Board [2008] NSWSC 40
Liddell and Medical Board of Australia [2012] WASAT 120
Loney v Nursing and Midwifery Board of Australia [2020] QCAT 486
Medical Practitioners Board of Victoria v Lal [2009] VSCA 109
Medical Board of Australia v Sami [2022] VSC 90
Medical Practitioners Board of Victoria v Lal [2009] VSCA 109
MOQ v Medical Board of Australia (Review and Regulation) [2022] VCAT 40
Oglesby v Nursing and Midwifery Board of Australia [2014] QCAT 701
Pearse v Medical Board of Australia [2013] QCAT 392
Rosenbaum v Medical Board of Australia [2022] QCAT 141
Syme v Medical Board of Australia (Review and Regulations) [2016] VCAT 2150
TXA v Medical Board of Australia [2021] QCAT 279
WD v Medical Board of Australia [2013] QCAT 614
(a) first, it submits that the Tribunal could and should reasonably believe that Dr Rao poses a serious risk to persons, and that it is necessary to take immediate action to protect public health or safety (under s 156(1)(a) of the National Law); and
(b) secondly, it was submitted that the Tribunal could and should reasonably believe that immediate action is otherwise in the public interest (under s 156(1)(e) of the National Law).
(a) the evidence supports a reasonable belief that Dr Rao poses a serious risk to that class of persons that may otherwise be examined and treated by Dr Rao for injuries or ailments associated with a sexual assault;
(b) taking immediate action is also in the public interest; and
(c) the protection of public health and the maintenance of the public interest will be achieved by the imposition of four conditions on Dr Rao's registration which:
(i) permit him to work only in workplaces approved by the Board;
(ii) prohibit him from examining or treating a particular class of patients;
(iii) require him to make disclosure to a specified class of persons with whom he works; and
The conditions which should be imposed on Dr Rao's registration are set out in full in Annexure A to these reasons.
(1) A National Board may take immediate action in relation to a registered health practitioner or student registered in a health profession for which the Board is established if -
(i) because of the registered health practitioner's conduct, performance or health, the practitioner poses a serious risk to persons; and
(ii) it is necessary to take immediate action to protect public health or safety;
(e) the National Board reasonably believes the action is otherwise in the public interest.
It is necessary to identify with precision what it is that must be the subject of the reasonable belief. There are three components in subpars (i) and (ii) of s 156(1)(a), one factual and two evaluative. They are:
(i) (1) because of (that is, by reason of) the practitioner's
(2) the practitioner poses a serious risk to persons; and
(ii) it is necessary to take immediate action to protect public health or safety.
The 'reasonable belief' requirement applies, in my view, to the three components, including the factual substratum ((i)(1)) on which the evaluative assessments (in (i)(2) and (ii)) are to be made. That being so, the fact or facts directly in issue concerning a practitioner's conduct, performance or health do not have to be proven on the balance of probabilities ... However, there must be proven objective circumstances sufficient to justify the belief.[25]
poses a serious risk of psychological harm to victims of sexual assault that he treats and perhaps even performs intimate examinations on, who subsequently discover that he was facing charges of sexual penetration without consent at the time of such examinations.[36]
In this example, a medical practitioner met another adult. Shortly after first meeting, one night after drinking wine at the person's home, they first went to bed, unsuccessfully attempted sexual intercourse due to the amount of alcohol consumed and fell asleep. The next morning, the person alleged to Police that in the middle of the night the medical practitioner started sexual intercourse without consent, to which the person protested. The doctor pleaded not guilty to charges of rape and sexual assault. The hospital which employed him supported his ongoing employment. The sense of the evidence was that the allegations related to intention and consent in the middle of the night, where there was consent earlier in the night. This scenario may not be seen as having the potential to cause public outrage if the doctor continues to practise while the charges were pending. It may well not cause the invoking s 156(1)(e).
(a) Dr Rao and the complainant were known to each other;
(b) Dr Rao and the complainant were not in a doctor/patient, or other therapeutic, relationship;
(c) Immediately prior to the time of the alleged offences, Dr Rao and the complainant had been celebrating where alcohol was consumed at both a hotel and, then, a restaurant;
(d) Dr Rao had returned to the complainant's house in the company of the complainant and her former housemate;
(e) Dr Rao had undressed the complainant;
(f) The first alleged incident of sexual penetration is alleged to have occurred at a time when the complainant was so intoxicated as to render her incapable of giving consent;
(g) The second alleged incident of sexual penetration occurred the following morning after the complainant is alleged to have told Dr Rao that she did not want to have sex;
(h) Approximately 12 months passed between the alleged offences and the laying of the Charges;
(i) A few days prior to the laying of the Charges, communication occurred between Dr Rao and the complainant during which it is alleged Dr Rao made an admission of 'the events';
(j) Dr Rao denies the Charges and has indicated that he will plead not guilty to them; and
(k) Dr Rao is an 'intern' - a trainee doctor - whose provisional registration to practice is conditional upon his supervision.
a reasonable belief may be held that a practitioner poses a serious risk to persons if, based on evidence of past conduct, there is a real possibility that the practitioner will engage in conduct which could be harmful to persons. If the possibility of engaging in the conduct was so remote as to be fanciful, or the possible harm trivial, then I would not think that a belief could reasonably be held that the practitioner posed a serious risk to persons.
(a) In Lee the charges amounted to allegations of a sustained period of criminal conduct whereas the charges against Dr Rao are concerned with a very short period of time.
(b) Dr Lee was a general practitioner whereas Dr Rao is an intern at a hospital. It was said that Dr Rao's practise is supervised by a team of more senior doctors who are, if it is needed at all, best placed to manage any residual risk to patients.
(c) Dr Lee's practise as a GP meant that his interaction with patients would be more comprehensive, given the likelihood of long-standing therapeutic relationships and lengthier consultations, than Dr Rao's interaction with patients as an intern at a hospital which, it was said, would be briefer both as to the consultation itself and as to the duration of the therapeutic relationship.
there is a public interest in members of the medical profession being able to practise. The public interest is not served by the suspension of a competent and enthusiastic doctor, particularly in light of the COVID19 pandemic. That is true as a matter of theory, but also demonstrated by Dr Rao's willingness to cover multiple shifts including when other staff were sick, as noted by several of his colleagues.'
Nor, on the information we have, do we regard the circumstances as indicating a pervasive lack of ethical or moral integrity, such that we should in this case extrapolate from the alleged conduct, to a broad ranging risk to persons.[70]
(a) That the allegations against Dr Rao do not concern behaviour said to have occurred at a hospital or other health facility and, indeed, do not concern a patient or, to put it another way, a person with whom he was in or had had a therapeutic relationship.
(b) Rather, Dr Rao and the complainant knew each other, had been celebrating together, including by or with the consumption of alcohol, after which they went together to the complainant's house, apparently with the consent of the complainant, and with the knowledge of the complainant's former housemate.
(c) That the alleged offending occurred over a very short period of time. The contrast with, for example, the alleged offending in Lee is, in our view, significant.
(d) That the allegations are denied. That is not uncommon in cases of immediate action and not too much should be made of it but, as Ms Young submitted, that was not the case in MOQ[71] which has otherwise similar facts and which was relied upon by the Board.
(e) That it is reasonable to assume, based on the facts alleged in the SMF, that there is likely to be a dispute at trial as to whether:
(f) That 12 months passed between the date of the alleged offence and the date of the charges and that in that period Dr Rao has commenced his internship and has performed the duties of an intern apparently without incident and now has the benefit of a considerable number of references which can only be described as 'glowing'. In so saying, we acknowledge that the risk identified by the Board only arises after the charges are laid. But in understanding that risk it seems to us relevant that Dr Rao's supervisors have observed his dealings with patients and described him as kind and caring and, pertinently, conscientious when seeking patient consent for medical procedures.
(g) That Dr Rao is an intern at a hospital and is therefore subject to supervision by a team of more senior doctors in the performance of his medical practise. As we understand it, that includes both that he will not examine or treat a patient unless told to do so by a more senior doctor and, also, that any examination or treatment will be either be at the direction of a more senior doctor and/or only occur in the presence of a more senior doctor.
In the language used in Oglesby ... we consider that there is a real possibility that MOQ poses a serious risk to persons ... - that is, we consider that there is a real possibility that he will engage in conduct that could be harmful to persons. Put another way, we do not consider that the possibility is so remote as to be fanciful, and we do not consider that the possible harm would be trivial.
What Immediate Action Should be Taken in this Case?
(a) the factors described as 'countervailing' are always relevant to the consideration of the public interest under s 156(1)(e). While we agree that in a particular case the likelihood, magnitude and nature of any risk to public health and safety may be such that the risk outweighs those countervailing factors, we are of the view that that must be determined in each case on all of the facts and circumstances. To the extent that Mr Pratt submitted to the contrary that any risk to public health and safety always overwhelms the countervailing factors we disagree; and
(b) in the present case, and for the above reasons, the risk to public health and safety is not such as to overwhelm the countervailing factors, including (but not limited to) the desirability of (quality) junior doctors being available to staff our public hospitals at a time of staff shortages due to the COVID19 pandemic and the uncertainty and delay that would otherwise arise in relation to the completion of Dr Rao's internship.
(1) That Dr Rao is to provide to AHPRA the contact details of the senior practitioners such that the senior practitioners would be contacted by AHPRA to ensure that they are provided with a copy of conditions imposed on Dr Rao's registration.
(2) That Dr Rao is not to undertake any clinical work.
(3) An obligation on Dr Rao to submit to an audit of his practise which, it is said, would 'focus on the practitioner's compliance with the disclosure conditions and must include details of the practitioner's Term Supervisors, Primary Clinical Supervisors and Immediate Supervisors during the audit period'.
I certify that the preceding paragraph(s) comprise the reasons for decision of the State Administrative Tribunal.
(a) prior to the commencement of each Term of his internship;
(b) prior to the commencement of any new placement in a Department or any new role; and
(c) at any time that he commences working with a new Term Supervisor, Primary Clinical Supervisor, Immediate Supervisor or senior person.
DISCLOSURE REQUIRED BY CONDITIONS ON REGISTRATION
1. Dr Luke Sudhaker Voola Rao (Dr Rao) is required to provide this disclosure to each of his Term Supervisors, Primary Clinical Supervisors, Immediate Supervisors, the Director of Medical Services and the Director of Nursing so that those persons can ensure that he does not contravene a condition imposed on his registration prohibiting Dr Rao from having clinical contact with (that is, examining or treating) any patient who presents with an ailment or injury arising from or related to a sexual offence (whether or not that sexual offence has been the subject of any criminal charges).
2. Dr Rao is presently the subject of two charges contrary to s 325 of the Criminal Code (WA), being sexual penetration without consent. These charges were laid on 16 March 2022.
3. Dr Rao intends to plead not guilty to the charges. The charges are not yet presently listed for trial and it is estimated that a trial will be held in early 2024.
4. The charges are alleged to have been committed in the following circumstances:
a. The complainant and Dr Rao were medical students together at university.
b. On Friday, 5 March 2021, Dr Rao and the complainant completed the final day of their first rotation of the final year of medical school and went out for celebratory drinks with other students and associates.
c. During the evening, the complainant and Dr Rao consumed alcohol.
d. Later that evening, at the complainant's house, it is alleged Dr Rao sexually penetrated the complainant's vagina with his penis in circumstances in which the complainant was alleged to be incapable of consenting to sex.
e. During the early hours of the following morning on Saturday, 6 March 2021, it is alleged Dr Rao penetrated the complainant's vagina with his penis where the complainant did not consent to sex.
I (name) acknowledge that on (date) I received a written copy of the above disclosure.
_________________________________
Signature of person receiving disclosure
________________________________
Position of person receiving disclosure
________________________________
Type of supervisor to Dr Rao
(a) a copy of the Disclosure signed by the person to whom the Disclosure has been given;
(b) notification of the date on which the Practitioner gave the Disclosure; and
(c) the person's name, position and type of supervisor to whom the Disclosure was provided.
[1] In fact, the second offences is alleged to have occurred in the early hours of the following morning, i.e. 6 March 2021.
[2] Applicant's Outline of Submissions, dated 31 May 2022, (Applicant's Submissions), para 5.
[3] Exhibit 2, Respondent's Book of Documents (Respondent's Bundle), page 31.
[4] Health Practitioner Regulation National Law (Western Australia), s 61(1).
[5] Exhibit 3, Respondent's Book of Documents Volume 2 (Respondent's Bundle Vol 2), page 80.
[8] Health Practitioner Regulation National Law (Western Australia) is contained in the Schedule to the Health Practitioner Regulation National Law (WA) Act 2010 (WA), and applies as a law of Western Australia by s 4 of that Act.
[10] The application was initially, and in error, lodged pursuant to s 199(1)(j) of the National Law. At the hearing, the applicant sought to amend the application, which the Tribunal allowed.
[11] We note, without criticism, that the SMF is the only material before us which contains any allegations. We have no copies of witness statements, records of interview or other such material.
[17] Lee and Medical Board of Australia [2022] WASAT 28 (Lee) at [27].
[18] Health Practitioner Regulation National Law (WA) Amendment Act 2018 (WA).
[19] See, in this regard Rosenbaum v Medical Board of Australia [2022] QCAT 121 (Rosenbaum) at [54].
[21] George v Rockett [1990] HCA 26; (1990) 170 CLR 104 (George) at [116].
[22] George at [115] [116].
[24] Bernadt v Medical Board of Australia [2013] WASCA 259 (Bernadt).
[25] Bernadt at [65] - [66] (internal citation omitted).
[26] Medical Board of Australia v Sami [2022] VSC 90 (Sami).
[27] Sami at [159] (emphasis in the original).
[29] Cheema v Medical Board of Australia [2020] SACAT 40 (Cheema).
[30] WD v Medical Board of Australia [2013] QCAT 614 at [8] citing, amongst other things, the decision of this Tribunal in Liddell and Medical Board of Australia [2012] WASAT 120.
[31] At [8]; citing I v Medical Board of Australia [2011] SAHPT 18; Lindsay v NSW Medical Board [2008] NSWSC 40; Liddell v Medical Board of Australia [2012] WASAT 120; Pearse v Medical Board of Australia [2013] QCAT 392.
[33] Medical Practitioners Board of Victoria v Lal [2009] VSCA 109 (Lal) at [56].
[36] Respondent's Submissions, 3 May 2022 (Respondent's Submissions), paras 6(a) and 18.
[38] Respondent's Submissions, paras 20-21.
[43] Respondents Submissions, paras 16(c) and 22.
[44] Farshchi v Chinese Medicine Board of Australia (Review and Regulation) [2018] VCAT 1617 at [71] [75]. The Board's description of what it says are the countervailing factors are set out in the Respondent's Submissions, 3 May 2022, para 16(c).
[46] CJE v Medical Board of Australia (Review and Regulation) [2019] VCAT 178 (CJE) at [84] - [89].
[47] Respondent's Submissions, para 23.
[49] Applicant's Submissions, para 15 (underlining in original).
[50] Oglesby v Nursing and Midwifery Board of Australia [2014] QCAT 701 (Oglesby) at [20].
[64] Respondent's Submissions, para 26(a).
[65] Respondent's Submissions, para 26(b).
[70] See, also, Rosenbaum at [54].
[71] MOQ v Medical Board of Australia (Review and Regulation) [2022] VCAT 40.
[75] Syme v Medical Board of Australia (Review and Regulation) [2016] VCAT 2150 at [36] [37].
[78] MOQ v Medical Board of Australia [2022] VCAT 40 at [88].
[79] Loney v Nursing and Midwifery Board of Australia [2020] QCAT 486 at [10]; TXA v Medical Board of Australia [2021] QCAT 279 at [9]; Rosenbaum at [53].
[81] Respondent's Bundle, pages 48 (registrar), 51 (resident), 59 (unstated) and 6162 (consultant).
[83] Respondent's Submissions, para 25.
[84] Applicant's Submissions, para 41(a)
[85] In describing them in that way we acknowledge that the Board's proposed conditions were provided on the basis that they were without condition to its primary position that suspension of Dr Rao was the only appropriate result.
(1990) 170 CLR 104