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[2004] VSCA 238
Court of Appeal (Vic)
2004-12-17
WARREN, C.J., BATT and EAMES, JJ.A.
Original judgment source is linked above.
[ 2004] VSCA 238
CRIMINAL LAW - Sexual offences - Incest - Evidence - Two complainants - Whether statements to school friend by ten year old complainant capable of constituting recent complaint - Complainant 46 years old at time of trial - Witness to complaint unavailable at trial - Statements made two weeks after alleged offence - Whether complaint made at first reasonable opportunity - Admissibility of complaint evidence - Directions - Whether use of complaint evidence by jury subject to finding by them that complaint made at first reasonable opportunity - Uncharged act - Whether evidence of uncharged act ought to have been excluded - Relevance of evidence - Directions as to uncharged act.
incest against M said to have been committed between 26 December 1971 and 10 January 1972. Count 6 was an offence of incest against M said to have been committed between 2 January 1972 and 1 March 1972. Count 7 was an offence of incest against M committed between 1 January 1973 and 31 December 1974.
"I was trying to ask her if her father ever put his penis up her vagina. I specifically asked her if her father ever tried to put his penis up her vagina and she said to me "What do you mean?" I said "Has your father ever tried to have - has he ever put his penis up you?" She said, "Oh, all the time". "And I did not understand what she meant. I think she tried to say to me that's where the parents have sex. She tried to say to me but I tried to tell her if her father ever tried to have sex with her, but I left it at that".
The complainant agreed that she did not tell MG that her father had sexually assaulted her. Under further cross-examination she gave a slightly different account of the conversation. She said she asked MG "Has your father ever tried anything on you?" It was put to the witness that that was not the same as asking, "Has your father ever tried to put his penis up you", and she said that to her that was saying the same thing.
"When you spoke to [MG] you agree you didn't tell her that your father had done anything to you?" She answered: `I tried but, no, I didn't.'"
"The alleged complaint to [M]
Ground 1(a): The learned trial judge erred in admitting into evidence the evidence of [M] relating to an alleged complaint made to one [MG]. Ground 1(b): The learned trial judge erred in failing to properly direct the jury as to the matters to take into account in deciding whether the words of the complainant [M] constituted a complaint at the first reasonable opportunity.
The early cross-examination of the defence witness Zurzolo
Ground 2: The learned trial judge erred in permitting the prosecutor to interrupt the evidence of the defence witness Zurzolo.
The alleged assault upon the Applicant's wife
Ground 3(a): The learned trial judge erred in admitting into evidence the evidence of [E] of an uncharged assault by the applicant upon his wife [NG] in connection with count 4. Ground 3(b): The learned trial judge erred in failing to properly direct the jury as to the use to be made of this evidence."
"In these circumstances you might expect some lapse of time before making a complaint. You should consider a complainant in M's position would have taken some time to think about what her father is alleged to have done to her and then having sufficient concerns or confidence has then raised it with her girlfriend."
In those circumstances, the judge said, the jury might come to a view that the complaint was not delayed and was made at the first reasonable opportunity.
"Members of the jury, evidence of what is generally referred to as a recent complaint is an exception to the ordinary rules of evidence which exclude self-serving and hearsay evidence. The reason for the exception is that, in general, persons who are compelled to engage in sexual conduct complain about it, so the evidence is permitted to be given in order to test the consistency of the complainant's conduct. The absence of or delay in making a complaint may also be used to suggest inconsistency of conduct. Of course, these are commonsense propositions to which you should apply your own views of the evidence and of the witnesses. Delay in complaining does not necessarily indicate that the complainant's allegation is false."
"If the circumstances in which the alleged complaint was made are such that the learned judge concludes that the complaint was not made at the first reasonable opportunity after the event, he will exclude it. If he concludes that it was made in circumstances which remove from it those characteristics which mark it as a complaint, he will exclude it."[12]
judge to have found "that the complaints were made at the first reasonable opportunity"[15].
. That is the relevant question for its admissibility, but, in my tentative opinion, not for the use of the evidence by the jury. On the other hand, if the jury were to decide that the evidence did not constitute a complaint of sexual conduct with which the charge is concerned then they would put it to one side, as it had no other relevance.
"This is not a particularly suitable case in which to explore further the point made by Gaudron, J. in M. It is enough for me to say that I could not dissent from the view which Anderson, J. ultimately reached in the court below that "[o]n any view of the facts, there was ample `reasonable' opportunity for complaint to be made in this case shortly after each group of offences occurred." The fact that the omission to avail herself of such opportunities may have been understandable in the circumstances would not have removed the significant obstacle to the exceptional admission of the evidence of complaint, correctly expressed by the majority in the Court of Criminal Appeal. I will therefore proceed on the footing that the majority were correct in that regard. If an objection to the evidence of the complaints had been made, such evidence should have been rejected. But what follows from the failure of trial counsel to object?"[21]
Ground 1 (b): The directions concerning the complaint.
, I am not persuaded that the jury was under any obligation to determine that the complaint was made at the first reasonable opportunity before they could use it for the purpose of testing the credibility of the evidence of the complainant. That was a test for admissibility, which the judge had to determine[36]. Whether or not they were directed that it was a pre-requisite for them to find that complaint had been made at the first reasonable opportunity the jury would, no doubt, when evaluating the evidence, consider whether opportunities for earlier complaint had been allowed to pass. They might well regard the evidence as being relevant to bolstering the complainant's credibility even if they found that to be so, and I do not see why they could be denied the right to use the evidence in that way, once it had been admitted. In any event, they were directed that they "must be satisfied that the complaint was made by [the complainant] at the first reasonable opportunity after the alleged offence". The applicant, arguably at least, was receiving a more beneficial direction than he was entitled to receive.
"Mr Richter submitted that such a direction was both a misstatement of the law and an overstatement of the evidential status of a delay in complaint. That submission is correct because it is not the law that a failure to complain by a sexual assault victim for two weeks, or longer, amounts to evidence which casts doubt on the victim's credibility. Indeed, on the assumption that such a delayed complaint is admitted into evidence (and, not infrequently, the first complaint is one made to the police), the jury should, in appropriate cases, be told that such failure or delay may, but does not necessarily, cast doubt on the complainant's credibility (my emphasis): see Crofts v. R. [1996] HCA 22; (1996) 186 C.L.R. 427. Indeed, in cases where it is suggested that there has been such a delay, s.61(1)(b) Crimes Act now imposes an obligation on the trial judge to warn the jury that such a delay does not necessarily indicate that the allegation is a false one and to inform the jury that there may be good reasons why the victim of a sexual assault may hesitate in making complaint. The learned trial judge thus accorded an inappropriate evidential status to a `delayed complaint' in the `illustration' which he gave to the jury. Mr Richter submitted that, because the learned judge had given the direction as a `converse illustration' of the use to which they could put a proximate complaint, it became a significant misdirection because it conveyed, by implication at least, a message to the jury that a proximate complaint is evidence which they must use to enhance the reliability of the complainant as a witness. Standing by itself, I doubt whether the misdirection on this aspect would have been of much prejudice to the applicant. Its vice lies in the fact that it added to the confusion potentially created in the minds of the jury by the whole direction in respect of recent complaints. For my own part I cannot see how the use to which a jury might put a delay in complaint is or can be illustrative of the manner in which they may use evidence of a proximate complaint. It is true that trial judges will commonly tell juries that presence or absence of complaint is something which they may use to assess consistency or inconsistency of conduct on the part of the complainant, but if they do so, it is in the context of instructing the jury that the evidence can go no further than that, and cannot go to establishing or disproving facts of which the complainant gives evidence: cf. Crofts at 434 per Dawson J."
, the charge was adequate to the task of placing the issues before the jury on the question of complaint, and has not been shown to have been unfair. It seems to me to have been a matter which the jury would have been perfectly capable of determining without further direction or elaboration by the judge. They had a clear exposition of the evidence and the competing arguments and knew what the evidence was on these questions.
"In considering the evidence of complaint, you should bear in mind that, of course, its springs from the same source as the evidence of the crime. It may or may not demonstrate consistency, but it is not to be regarded as evidence independent of the complainant, giving additional support to the probability that the crime happened. Its only effect is upon the credibility of the complainant's story".[49]
Ground 3(a): Evidence of assault on applicant's wife
"What stopped it? - Mum came to stop it all from happening. How did she do that? - She just got in between us so I could run. Did that stop the attack? - Yes. What is the next thing that happened in relation to that incident? - Well, dad hit Mum and I went straight - I don't know, I just took off. Where did your dad go? - After all that, dad just jumped in his car and took off."[50]
Ground 3(b): Directions concerning evidence of E.
[2] [1980] VicRp 1; [1980] V.R. 1 at 5, 6-7.
[3] Freeman, at 5. It was not contended before us, or at trial, that the question of "spontaneity" is to be distinguished from complaint at first reasonable opportunity, or was required to be established in this case as a discrete feature of a recent complaint.
[5] See R. v. J (No.2) [1998] 3 V.R. 602, at 619-620.
[6] R. v. J (No.2) at 620, per Winneke, P. and Charles, J.A.
[10] See R. v. Knigge [2003] VSCA 94; (2003) 6 V.R. 181, at 190 [15]
[11] See: R. v. Saragozza [1984] VicRp 15; [1984] V.R. 187, at 198-199.
[13] See R. v. Freeman , at 5; R. v. Saragozza, at 199.
[15] Freeman, at 8. In R v Corkin, (1989) 50 SASR 580, at 581-2, King, C.J. held that it was a requirement for admissibility that the complaint was made at the first reasonable opportunity.
[16] [1998] HCA 23; (1998) 153 ALR 145, at 158 [51].
[17] Kilby v. The Queen [1973] HCA 30; (1973) 129 C.L.R. 460, at 466, per Barwick, C.J.
19] Ruling 13 August 2002, Reasons delivered 14 August 2002, at p.6.
[20] M. v. The Queen [1994] HCA 63; (1994) 181 C.L.R. 487, at 515.
[22] [1998] VSCA 2; [1999] 1 V.R. 534, at 539 [12].
[24] See M. v. The Queen [1994] HCA 63; (1994) 181 C.L.R. 487, at 514-515, per Gaudron, J.
[25] [2003] VSCA 94; (2003) 6 V.R. 181, at 192-3 [19]-[20].
[27] [2003] VSCA 189; (2003) 7 V.R. 423, at 428 [12].
[28] [1998] HCA 61; (1998) 195 C.L.R. 606, at 608 [3]-[4]
[29] [1998] HCA 23; (1998) 153 A.L.R. 145, at 158 [50].
[30] (1989) 50 SASR 580, at 582.
[31] Counsel referred to passages in the charge at T701-702.
[32] R. v. Miletic [1997] 1 V.R. 593, at 605-606; R. v. GTN [2003] VSCA 38, at [56], [61]ff.
[34] At one point in her charge (T702), her Honour said the question was whether the evidence was "capable of constituting" a complaint. That was an error, but one not repeated elsewhere, and, in the circumstances, was not a material misdirection.
[36] In R. v. Zorad [1979] 2 N.S.W.L.R. 764, at 772, the Court of Criminal Appeal approved a direction wherein the jury were told that it was an essential requirement in the law that a complaint be made at the first reasonable opportunity, otherwise it "would not be admissible in court". It is difficult to see why the jury should be given that information. In Kilby v. The Queen, at 465, the appropriate direction was said to be that the jury could have regard to the failure to complain at the first reasonable opportunity as a matter relevant to the credit of the complainant.
[39] See the discussion by Barwick, C.J. in Kilby v. The Queen [1973] HCA 30; (1973) 129 C.L.R. 460, at 466-473.
[40] R. v. Clarke & Johnston [1986] VicRp 64; [1986] V.R. 643, at 661-2; R. v. Osland [1998] 2 V.R. 636, at 651-2; R. v. Wright [1999] VSCA 145; [1999] 3 V.R. 355, at 360-1 [16]-[21].
[43] [1998] VSCA 61; [1999] 1 V.R. 746, at 773.
[44] [2003] VSCA 189; (2003) 7 V.R. 423, at 430-433 [22]-[24]. See, too, Callaway, J.A. at 439-440 [43]-[45]
[47] The use that may be made of such evidence is not always expressed the same way. In R. v. Stoupas, for example, Winneke, P., supra, at 651, said the most that complaint evidence could do is to support the credit of the complainant by "showing a consistency between the manner in which she reacted at the time and her evidence in court", whereas Hayne, J.A., at 656 described it "as being evidence consistent with the truth of the evidence which he or she gives".
[53] Harriman v The Queen [1989] HCA 50; (1989) 167 C.L.R. 590, at 594, 628.
[54] See R. v. Weiss [2004] VSCA 73, at [61]-[70]
R
GG [2004] VSCA 238
(1989) 50 SASR 580
(1998) 153 ALR 145