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[1998] HCA 23
High Court of Australia
1998-04-03
Hayne JJ, Gummow JJ, Anderson JJ, Rowland J, Anderson J
Original judgment source is linked above.
High Court of Australia Gaudron, McHugh, Gummow, Kirby and Hayne JJ Suresh v The Queen (P39/1997) [1998] HCA 23
The Court of Criminal Appeal on any such appeal against conviction shall allow the appeal, if they think that the verdict of the jury should be set aside on the ground that it is unreasonable or cannot be supported having regard to the evidence, or that the judgment of the court before whom the appellant was convicted should be set aside on the ground of a wrong decision of any question of law or that on any ground there was a miscarriage of justice, and in any other case shall dismiss the appeal:
Provided that the Court may, notwithstanding that they are of opinion that the point raised in the appeal might be decided in favour of the appellant, dismiss the appeal if they consider that no substantial miscarriage of justice has actually occurred.
It is true that, technically, the evidence of the schoolfriends was admissible only if the complainant had denied making the statement. But the admission of their evidence added nothing to the substance of the matter. The complainant conceded making the statement. The schoolfriends' evidence merely confirmed what was common ground between the parties - the complainant had told her schoolfriends that her uncle had sexually interfered with her. The critical question was to whom was she referring? Was she referring to " "Uncle" Suresh" or to a natural uncle? That someone had sexually interfered with the complainant does not seem to have been an issue at the trial. The appellant's case was that he had been falsely accused because the complainant's mother feared that a family member - a natural uncle - would be arrested for the sexual assaults.
However, even if the evidence was not technically admissible as evidence of a recent complaint or a prior inconsistent statement, no substantial or for that matter any miscarriage of justice occurred in this case. Accordingly, the proviso to s 689 applies and the appeal must be dismissed. An examination of the transcript of the trial shows that counsel for the appellant saw the admission of the statement as being for the appellant's forensic benefit because it was a weapon which could be used to impugn the credibility of the complainant in a case where conviction depended on her word against that of the appellant and because it supported the defence theory of the case. That theory emerged plainly in the cross-examination of the complainant's mother who was asked:
I suggest to you that in fact when you first became aware that your daughter had said something at the school in November 1992 that you became fearful that she was referring to a relative of yours? Absolutely not.
And I suggest to you that you subsequently did everything in your power to try and divert any attention from a possible relative of yours? This is sick. This is a sick allegation and it is not true.
And I suggest to you that you saw Mr Suresh as an easy target? Why would I pick him as an easy target?
A person as you say, as you believed, without friends, too many friends? So?
A person whom you had known? Right. I know a lot of people.
And I suggest that you decided to try and shift the attention towards him? No way on earth. I was very fond of the family.
Plainly, counsel for the appellant did not see the complaint as giving rise to any of the difficulties that defence counsel have traditionally seen in the admission of complaint evidence. Instead of seeing the complaint as being something to be feared, counsel perceived it as being something to be exploited. The trial judge recognised this when, after giving a traditional direction concerning the use that jury could make of the complaint, he said:
[T]he suggestion which is put by way of cross-examination of the child and her mother would seem to give to the circumstances of the complaint some different significance and it is suggested that it may raise doubt in your mind that the child was a genuine and truthful witness. (Italics added.)
Having regard to the way in which the case was conducted, it is impossible to conclude that the admission of the complaint evidence constituted a miscarriage of justice. The evidence was admitted without objection because it was perceived to be highly supportive of the defence theory of the case. Other counsel may have elected to fight the case on a different basis from that selected by the appellant's counsel, but no one could reasonably say that a competent counsel would not have run the case in the way that defence counsel ran it at the trial.
The appellant wanted the evidence of the complaint to be admitted because its admission was perceived as giving the appellant a better chance of acquittal than if the tender of the evidence had been rejected. The admission of the complainant's statement to her schoolfriends therefore did not deny the accused a fair trial or result in a miscarriage of justice. On the contrary, by not objecting to the admission of the statement and then using it to support the defence theory of the case, the appellant exercised his right to a fair trial. It would undermine the system of adversarial criminal justice if the admission of technically inadmissible evidence, not objected to for rational forensic reasons, could result in the quashing of a conviction because the forensic tactics had failed to bring about the accused's acquittal.
I suggest to you that in fact when you first became aware that your daughter had said something at the school in November 1992 ? Mm.
that you became fearful that she was referring to a relative of yours? Absolutely not. And I suggest to you that you subsequently did everything in your power to try and divert any attention from a possible relative of yours? This is sick. This is a sick allegation and it is not true.
And I suggest to you that you saw Mr Suresh as an easy target? Why would I pick him as an easy target?
A person as you say, as you believed, without friends, too many friends? So?
A person whom you had known? Right. I know a lot of people.
And I suggest that you decided to try and shift the attention towards him? No way on earth. I was very fond of the family.
It seems perfectly natural that such a thing might occur if one was feeling down and one was a nine-year-old girl talking to one's best friend. But it is a matter entirely for you to make a judgment about how you think the delay in complaint and the fact of complaint itself bears either positively or negatively upon your assessment of the credibility, and your capacity to believe the child's evidence as to what occurred.
You should understand that the fact of complaint and what she says by way of complaint is not itself evidence of the facts because it is coming from her and because it adds nothing to the account she gives in the witness box. Its purpose is to relate to her credibility and to see how she has behaved after the incidents because that may assist one way or the other to help you to make a judgment about whether you can believe her story and whether you place reliance upon her evidence as a witness of truth.
His Honour then turned to "another significance" which had been placed upon the material, namely the reference to the fact that the offender was described as the complainant's "uncle": [20] [T]he suggestion which is put by way of cross-examination of the child and her mother would seem to give to the circumstances of the complaint some different significance and it is suggested that it may raise doubt in your mind that the child was a genuine and truthful witness.
It is done effectively by attributing the commission of offences to a person who was really her uncle and to suggest that that is open and something which would therefore raise very considerable doubt as to whether the perpetrator of the offences was the accused - something that needs to be approached with great care.
In any event, it appears that counsel for the defendant at trial may have shared that view. It seems that no objection was made to the admission of this evidence, and it may well be that that was consistent with the fact that it was a deliberate and tactical decision made by the defence to permit that evidence to be introduced. I agree with Anderson J that (even if not admissible) the acceptance of this evidence has not resulted in a miscarriage of justice. 1. Suresh (1996) at 25 2. Suresh (1996) at 25
Suggested admissibility as prior inconsistent statements
Because complaint continues to have significance in relation to sexual offences, it is important for the assumption which justifies that significance to be formulated in terms which indicate that it is neither sex-specific nor of general application There is one class of case which cannot be approached on the basis of an assumption of the kind discussed in Hawkins' Pleas of the Crown, namely, cases of sexual assault on a child by a person who has the child's trust and confidence. In cases of that kind, the victim may be reluctant to resist the offender or to protest and, on that account, reluctant also to complain. As well, a child in that situation may be reluctant to complain from fear that he or she will not be believed, from fear of punishment or, even, fear of rejection by the offender. 1. at 515; 233.
Under our law a criminal trial is not, and does not purport to be, an examination and assessment of all the information and evidence that exists, bearing upon the question of guilt or innocence. Even the Crown has some degree of choice as to what witnesses it will call. And the accused is completely free to decide how he will conduct his defence. He has the right to choose what issues he will contest, what facts he will dispute, whether he will give evidence or not, whether he will call witnesses or not, and, if he elects to call witnesses, which ones he will call. All these rights are fundamental to the conception of fair trial under our system of criminal justice.
In conformity with this conception of fair trial, if an accused person can show that he has been prevented by surprise, fraud, malpractice or misfortune from presenting at his trial evidence of substantial importance which he desired to present then ordinarily the fact that he has been tried and convicted without such evidence having been called involves that he has been deprived of his right to a fair trial and that there has, in that respect, been a miscarriage of justice.
But on the other hand, if the reason why the additional evidence was not called is merely that the accused and his advisers made a deliberate choice not to call particular witnesses or a particular class of evidence, then obviously the accused has not been denied, but has exercised, his right to a fair trial, and there has been no miscarriage of justice of the kind described above.
The object of the foregoing approach is not to punish an accused for an erroneous tactical decision made by that person's legal representative. It is to put an end to what would otherwise be an infinite regression of argument which would be destructive of finality of trials and of certainty in the administration of justice. It is not to hold the accused rigidly to rules of a game which ordinarily must be played by others over whom, as courts recognise, effective control by the accused is often more theoretical than real. It is to accept the realities within which a criminal trial takes place, reserving complaints about alleged miscarriages of justice arising from the conduct of the trial by a party's legal representatives to really serious cases of incompetence, ignorance and inexperience.
In the present case, it was not suggested that the appellant was represented at his trial with an incompetence that would invite appellate intervention on that ground. Such a suggestion would have required a ground of appeal with appropriate particulars, supported, where necessary, by evidence. Nor was it submitted that the choice made, to allow the evidence of the complaints to go before the jury, occurred by accident, oversight or ignorance of the law. The trial judge very properly directed specific attention to the question of the admissibility of the evidence of complaints. This notwithstanding, trial counsel raised no objection. The die was then cast. The accused wished to have the jury pass upon the "other uncle" hypothesis. For the trial judge, in the face of such an election, to have interfered, interrogated counsel or the appellant and taken it upon himself to exclude the evidence would have been extraordinary and wholly unacceptable.
In the words of Re Ratten, [51] the appellant was not denied, but exercised, his right to a fair trial. In such circumstances there was no miscarriage of justice in permitting the evidence of the complaints to be given.
At the close of argument, counsel for the appellant moved the court to grant the appellant bail. He did so on the basis of an affidavit of the appellant which was tendered. Bail was unanimously refused. However, in light of the appellant's affidavit, I would add a postscript to these reasons.
The appellant states that he became eligible for parole on 3 February 1997. He states that, because of what follows, he is not eligible for release until 4 June 1999 when he will have completed serving his entire sentence. The reason why the appellant was not released to parole is said to be because he declined to complete a course in the sex offenders' treatment programme conducted at the Casuarina Prison in Western Australia where he is detained. The explanation advanced for refusing him admission to that programme was that it is "a condition precedent of admittance into that course that the prisoner admits their guilt". The statements of fact in the appellant's affidavit were not contested by the Crown.
At least where appellate proceedings are outstanding, it may be hoped that some means will be found to relieve prisoners of the obligation to make such an admission, assuming it is indeed required and, if it is, that it is lawful. Enforced admissions of guilt, as the effective price of liberty, are not normally a feature of criminal justice in Australia. Whilst an acknowledgment of wrongdoing and the undertaking of such courses may be useful in particular cases, the extraction of admissions by the prospect of early release from custody will often lack integrity and may affront the dignity of the conscience even of a convicted person. [52] A better means of encouraging participation in the treatment course should, in my view, be considered. [53] A discretion to accommodate the exercise of legal rights and also cases of conscientious objection (arguably manifested in this case at the price of the appellant's continuing detention in custody) would be highly desirable, if not legally required.
Suresh
The Queen
(1996) 16 WAR 23
(1994) 181 CLR 487
(1955) 93 CLR 493
(1988) 164 CLR 365
(1994) 179 CLR 1
(1973) 129 CLR 460
(1996) 186 CLR 427
(1992) 173 CLR 555
(1997) 191 CLR 292
(1992) 58 SASR 501
(1997) 72 ALJR 78
(1985) 3 NSWLR 276
(1989) 168 CLR 79
(1990) 19 NSWLR 677
(1971) 124 CLR 107
(1978) 52 ALJR 631
(1992) 16 Crim LJ 37