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[2001] VSCA 18
Court of Appeal (Vic)
2001-03-13
BROOKING, ORMISTON and PHILLIPS, JJ.A.
Original judgment source is linked above.
[ 2001] VSCA 18
CRIMINAL LAW - Murder - Killing to protect drug trafficking business and avenge attack on business partner - Evidence of drug trafficking as establishing motive - Confession essential to Crown case - Propensity evidence and motive - Permissible and impermissible use - Whether danger of impermissible use of evidence of drug trafficking - Behaviour and lies as showing consciousness of guilt - Evidence of confession - More cogent where facts admitted not otherwise known to recipient - Prompt narration of confession to third person - Admissible both to repel recent invention and to confirm recipient's awareness of facts not in public domain - Adequacy of directions - Crown witness - Special warning not required.
"[16] Secondly, it is common for appellants in criminal appeals to retain counsel different from the counsel who (by hypothesis, unsuccessfully) conducted the trial. This increases the tendency to look for a new approach to the case, and carries the danger that trial by jury will come to be regarded as a preliminary skirmish in a battle destined to reach finality before a group of appellate judges. [17] Thirdly, it is usually difficult, and frequently impossible, for a court of appeal to know why trial counsel did, or failed to do, something in the conduct of the case. Decisions as to the conduct of a trial are often based upon confidential information, and an appreciation of tactical considerations, that may never be available to an appellate court. The material upon which a judge, either at trial or on appeal, may form an opinion as to the wisdom of a course taken by counsel can be dangerously inadequate, and, when it is, the judge may have no way of knowing that. Ordinarily, a barrister knows more about the strengths and weaknesses of his or her client's position than will appear to a judge, whose knowledge of the case is largely confined to the evidence. [18] Fourthly, as a general rule, litigants are bound by the conduct of their counsel .... This principle, which is an aspect of the adversarial system, forms part of the practical content of the idea of justice as applied to the outcome of a particular case. For that reason, courts have been cautious in expounding the circumstances in which an appellant will be permitted to blame trial counsel for what is said to be a miscarriage of justice ...."
"As already indicated, there was a real risk that the jury might use W's evidence as positive proof of the appellant's guilt. In my view, that risk far outweighed any advantage that might have been obtained by the trial judge's failure to give directions as to the use which that evidence could properly be put. Indeed so serious was that risk that, in my view, the trial judge should have instructed the jury with respect to its use notwithstanding the limited directions sought by defence counsel. In this last regard, it is sufficient to note that there is a duty on the part of a trial judge to give proper directions if there is a serious risk of injustice, whether or not those directions are sought. Correspondingly, failure of counsel to seek directions cannot be fatal to the success of an appeal or an application for leave to appeal if it appears there has been a substantial miscarriage of justice." (Footnotes omitted.)
McHugh, J. concluded[12] that there was a miscarriage of justice because the jury may have convicted by a reasoning process that a proper direction would have denied to the jury.
"MR LOVITT: There is one other aspect about the drugs. The Crown are relying on the fact that our client denied when he was interviewed on 21 March 96, he denied when it was put to him that he had ever dealt in drugs. They say that that can be used to effectively, it would seem, if you take the evidence that he had from the 30 June onwards, it can be used as some indication of a consciousness of guilt which can then be used to bolster up the credit of Miss Guziak and so forth. HIS HONOUR: I don't think I'll trouble you with the other part of the argument. MR LOVITT: No, I thought there might be other explanations for that. As Mandy Rice-Davies said, `Well, he would, wouldn't he?'"
Counsel then went on to deal with another matter. When the judge came to give his ruling he did not deal with this matter of consciousness of guilt that had been mentioned in passing by applicant's counsel.
"That is the specific matter the Crown relies on and again you apply the tests I've already mentioned to you to that. Is it a lie? Of course, that depends on whether you are convinced by the evidence of Guziak and Mohar that in fact he was trafficking in drugs, because if he wasn't it's not even a lie, or at least you can't be satisfied it was a lie. Then the next question is, if it were a lie, is it told only because he's implicated in this murder or may it be told for other reasons? And you apply the test I have already mentioned to you."
"... is this a lie which necessarily shows only a consciousness of guilt of murder, or could it have been told for some other reason? If there could be another reason attributed to it in the context of this case and what was happening then you can discount that as a lie which shows a consciousness of guilt of murder."
In the course of summarising the prosecutor's final address on consciousness of guilt his Honour said this:
"The last matter he relied on as a lie was the proposition by the accused that he was not involved in drug dealing at the relevant time, and Mr Hillman argued that the reason he denied that can only be a consciousness of guilt in this context because he realized that such a position would implicate him in the motive for the killing and therefore implicate him in the murder. You remember, of course, what I told you about the test you must apply to these sort of matters and also that a denial by someone of such an allegation that he was involved in drug dealing may not necessarily, in itself, amount to a lie as a consciousness of guilt, but Mr Hillman argued that it should."
"You know, Tom got grabbed by the coppers today. Where at? From home. And ... Right ... if worst comes to worst and they come to grab you or question you on anything like that. M'mm. You say nothing. I don't. All right? Yeah. Just work out some times you help us out as a DJ and that's all you know. All right. Even if they bash you, anything."
This quite plainly was telling Ozel to "say nothing", but at the same time he was to tell the police about "some times you help us out as a DJ and that's all you know". This was dictating strategy. We see no reason why it could not be used, if the jury saw fit, as evidence of consciousness of guilt.
"We turn to the runners. We say the major problem here is there is just not enough nexus between what the Crown want to lead and the rest of the evidence in the case. What the Crown want to lead is that on the day that Juricic is taken into custody by the police, 24 August, after the accused speaks with Juricic, he then contacts his home and says effectively `Get rid of the red runners; and I suppose it's quite clear from the material that he is saying `Tom's been interviewed about a murder, apparently the police are after a pair of runners, inferentially red ones, get rid of the red runners'. The prosecution no doubt say that shows a consciousness of guilt. He wants to get rid of the red runners, first of all, there is no evidence that a pair of red runners is relevant in this case."
It seems to us that counsel demonstrates, in that submission, the relevance of the conversations that the applicant had with his parents to the possibility of consciousness of guilt. It is not a question whether the red runners were in fact connected with the murder; what is significant is that the applicant apparently supposed that they were relevant to the murder, or at all events that was something which the jury might consider. If they considered that the applicant regarded the red runners as relevant to the murder, it was open to the jury to use his direction to his parents to get rid of them as evidence of consciousness of guilt. The submission now that there was no connection whatsoever between the red runners and the murder is, we think, a somewhat opportunistic submission because of the evidence that transpired; the possibility that they were considered to be connected was plainly adumbrated in the earlier discussion. Indeed, the attitude of counsel for the accused was confirmed later when, in the course of discussion, counsel said quite specifically that he had no objection about the telephone calls "over red runners", as such.
"Where an accused by his confession admits facts not then known to his interrogators which are subsequently found to be true, this circumstance affords strong evidence that the confession was in fact made. Where, however, the accused by his confession admits only facts already known to his interrogators the probative value of the truth of what is admitted on the issue whether the confession was in fact made is less cogent ...".
"Whether the accused did make the statement alleged was the vital question in the case. He said he strangled the girl and gave a reason why he did it. Any independent proof that that reason was founded on fact and was more likely to have come from him than to have been mentioned or suggested by the police was an important contribution to an enquiry whether he did or did not make the statement."
In the present case what was important was the Crown's allegation that, very shortly after the killing and so at a time when she was unlikely to have had knowledge of the facts from a source other than the accused, he made a confession to Joanne Guziak in which he related those facts. The mother's evidence that Joanne told her of the confession the day after the killing, if accepted, showed that, at a time when Joanne was unlikely to have learned of the facts from a source other than the applicant, she was aware of them. She manifested her awareness of them by herself relating them as having been told to her by the applicant.[25]
"MR. HILLMAN: One [matter I seek to raise] is whether or not the jury should be given a specific direction as to the use to be made of the evidence of Mrs. Kaye Guziak as to the telephone conversation from Joanne Guziak on the basis that it was admitted for the purpose of rebutting the suggestion of concoction in the period between the time of the shooting and the occasion when she first contacted police. HIS HONOUR: I had in mind just simply mentioning what you said, I think it was you. MR. HILLMAN: I did say that. HIS HONOUR: Normally that evidence is not admissible but because of the line of cross-examination it became relevant. MR. HILLMAN: I simply say that the jury should be told that by Your Honour."
In continuing his charge, the judge went on then to describe the suggestion in cross-examination of concoction and to explain, specifically, that that was why the Crown had been permitted to call Mrs. Guziak; for without that suggestion of recent invention, his Honour told the jury, "Mrs. Guziak's evidence would not have been admissible". The judge added:
"I have read the conversation to you as described by Ms Guziak and Mrs. Guziak and I will not go over that again but Mr. Hillman argued that Joanne Guziak did make such a call to her mother and it was important because the time was likely to be Sunday the 12th. It rebuts the suggestion that her story was made up from information later obtained and that at that time the accused and Ms Guziak were still together. He had not left her. With the result that she went to the police and made the statement.' Mr. Hillman argued that there is some detail in her account of this confession which was unlikely to have been made up. Not that there was anything to contradict those facts, but they were details that were unlikely to have been put in by her if she was making it up, for instance, the walking with the stubbie. ..."
Despite taking other exception, applicant's counsel made no complaint about the charge in this respect: in particular, he did not seek the direction which it is now said should have been given.
"If we knew the Crown were likely to be able to show that Joanne Guziak spoke to her mother on 12 March with the result that the mother videotaped the news on the night of 12 March some time, then other possibilities arise in relation to Miss Guziak's knowledge of Pink [the deceased], knowledge of what occurred, what contact she'd made in the 24 hours after the shooting of Mr Pink, perhaps less than 24 hours, what conclusions she may have drawn, what conclusions she may have fantasised about, and cross-examination of her, as I said, would have proceeded in a somewhat different way." [Our emphasis]
Counsel was concerned too, he said, that "it's led to this matter being unduly highlighted".
warning, over and above that, is now said to have been the status of the witness and her relationship with the applicant; that they had a son in respect of whom there was now a custody dispute; that she contacted the police in a fit of anger; that she was jealous of the applicant's relationship with another; and that her relationship with the applicant had itself been stormy. It was submitted, too, that she was an unreliable witness, having been heavily involved in using heroin, having been diagnosed as one with a personality disorder, as having an acute problem with heroin and alcohol abuse, and having received psychiatric and psychological attention in the past and having worked as a prostitute. There were other matters too, but the deficiencies in her evidence were all fully explored before the jury. In the circumstances of this case she is not a witness for whom it should be said a special warning is appropriate according to D.P.P. v. Faure[26] and we think ground 5 fails. The judge dealt in his charge at great length with the cross-examination of Joanne Guziak and the submissions of the defence concerning her. He told the jury that her credibility, her reliability and her honesty were essential matters in the case.
which, in my opinion, was otherwise properly admissible to prove certain aspects of the Crown case. The two particular aspects arose, first, out of the admission of evidence as to the applicant's long-term and serious drug trafficking and, secondly, out of the proper admission of evidence to rebut the suggestion of recent invention by the principal witness, the former wife of the applicant.
"This is not because the evidence is irrelevant. On the contrary, it is excluded because a jury is likely to regard it as proving too much and it is for that reason likely to proceed upon prejudice rather than proof."
Cf. R. v. Tektonopoulos[40] per Winneke, P. with whom Charles and Batt, JJ.A. agreed. If it is to be admitted, however, then it should only be admitted upon the basis that the jury are firmly and clearly warned as to the use to which it may be put and, more importantly, as to the uses to which it may not be put. So far as relationship evidence is concerned, this is abundantly clear from Wilson v. The Queen[41] where Menzies, J. said[42], in explaining why there had not been a mistrial by reason of the admission of the evidence of threats of violence by the accused towards the deceased, admitted as evidence of the relationship between the parties:
"His Honour carefully directed the jury upon the use that they could make of the evidence and warned them against treating the statement as evidence of the actual state of mind of the applicant."
Again, Owen, J. in his judgment, in explaining why he reached the same conclusion, said:[43]
"The learned judge was at pains to direct the jury that these statements were not to be treated as any evidence of the fact that the applicant did wish or intend to kill his wife but could be used only to show that the relationship between them was one of enmity."
Barwick, C.J. stated[44] why the evidence of the quarrel between the parties was admissible and why the words of those quarrels were likewise admissible:
"It is impossible, in my opinion, to maintain the proposition that, though the fact of quarrelling may be admissible, the primary evidence of the quarrelling, namely the words and gestures passing between the parties in the course of the quarrel, may not. Of course, care must be taken by appropriate directions to the jury to properly confine their use of such statements. Here the trial judge took adequate precautions in that behalf." (Emphasis added.)
"Where, in a criminal case [the judge] admits evidence admissible for one purpose but inadmissible for another - as he is ordinarily bound to do - he should direct the jury that they must not use the evidence for the purpose for which it is inadmissible, particularly where the use of the evidence for that purpose would be adverse to the accused."
"When evidence is tendered which contains matter that is wholly inadmissible by reason of an exclusionary rule of evidence such as the rule against hearsay, the rule against proving the criminal character or disposition of the accused or a statutory rule, a trial judge will often have to determine whether it has evidentiary value for some other purpose in the trial. If it has, the evidence may be admissible for that purpose although usually the jury, if there is one, has to be warned that the evidence can only be used for the admissible purpose and for no other purpose. Sometimes, it may be necessary to go further and specifically warn the jury that the evidence cannot be used as proof of a particular fact or issue or to reason in a particular way."
"And, finally, if evidence of an earlier statement be received, the grounds for doing so should be made clear to the jury lest they should regard it as evidence of the facts stated." (Emphasis added.)
That statement seems entirely consistent with the discussion in both Wigmore and Cross. Cross, for example, in discussing examples of multiple relevance chooses evidence of previous convictions, saying[58] "it is necessary for the judge to instruct the jury that it must not take the evidence into account as showing the guilt of the accused directly". Likewise Wigmore[59] says:
"Here the only question can be what the proper means for avoiding the risk of misusing the evidence. It is uniformly conceded that the instruction of the Court suffices for that purpose, and the better opinion is that the opponent of the evidence must ask for that instruction. Otherwise he may be supposed to have waived it as unnecessary for his protection."
The latter observation seems, as I already have attempted to point out, inconsistent with statements in cases such as BRS and Tektonopoulos. The whole of that particular passage was in fact cited with approval where the evidence was otherwise strictly hearsay but was allowed in as showing the state of a person's feelings which were there relevant: see Adkins v. Brett[60]. The learned judge says the rule "is one of well nigh everyday application in actual trials". I should add that in my own experience such warnings have been frequently given and, for myself, that was the practice I adopted at trial, in particular by so directing the jury immediately some such hearsay or partly admissible evidence was admitted as relevant to prove only a limited fact and not the truth of the facts contained in the statement itself. Whether or not it is essential to do so at that stage[61], I thought it best to make the limited purpose immediately clear to the jury. I have no reason to believe that that practice is unusual. In the present case the only issue is whether the judge should have given appropriate directions in the course of his charge.
"Mr Hillman said when you put all that together you should be satisfied of the evidence that he was dealing in drugs and that this was important because that was the motive which Ms Guziak said and the comments which related to the admission and therefore it supports the admission." (Emphasis added.)
"It is nevertheless a direction of law by me to you that because the drug dealing is so integrally involved in the events as described by Ms Guziak and the motive that she attributes in this confession that she says was made, that it would be quite unrealistic for you to accept her evidence about this confession unless you were pretty confident that he was a drug dealer at the time and involved with Tom in drug dealing. Otherwise the whole thing does not make any sense in the context of this case." (Emphasis added.)
"To come to that conclusion, you would have to conclude that he was dealing in drugs, as in the context that was suggested, because that is so integrally connected with the alleged confession, that if you weren't satisfied with that, you could hardly make any sense of the confession and be satisfied beyond reasonable doubt about it."
Although the learned judge did not here use the word "motive", it is clear that the confession, in his opinion, could not stand unless it was shown that the applicant was trafficking in drugs in the way alleged for, implicitly, there would be no reason or motive otherwise for the applicant to carry out the shooting.
"The relations of the murdered or injured man to his assailant, so far as they may reasonably be treated as explanatory of the conduct of the accused as charged in the indictment, are properly admitted to proof as integral parts of the history of the alleged crime for which the accused is on his trial."
The passage was likewise cited with approval by Barwick, C.J.[71] In Wilson it was confirmed that evidence of that kind had for many years been admissible in aid of proof of motive but, as may be gathered, it was there held to have a wider relevance, in particular in order to rebut a claim of accident. It was there held that threats of violence by the accused and an unhappy relationship with the victim over a number of years, though prejudicial, should be admitted and that its probative value outweighed its prejudicial nature.
"It hardly needs to be stated that to prove motive for a crime and no more could never be sufficient evidence upon which to convict anyone and it is to this that it seems to me some of the authorities cited are really directed, but, in a case like this, proof of such matters as I have just indicated does bear upon the probability that the applicant killed the deceased."
of inferences in relation to this kind of conduct and in relation to motive is essential in almost every case.
"He put to you that it was because the cross-examination was put on the basis that she invented the story based on pieces of information that she got from the news media, and rumour, underworld - drug-world rumour by the time the 17th April came when she made her own statement. [I]t was because of that that the Crown was permitted to call Mrs Guziak, and that is true, Mrs Guziak's evidence would not have been admissible, it was only made admissible because of the allegation that all these matters were invented and invented from information after the Sunday morning, and Mr Hillman argued that you should accept, after hearing Mrs Guziak, the conversation which by its terms should be inferred to be referring to the Sunday morning 12th March."
After referring to the conversation in general terms his Honour said:
"It rebuts the suggestion that her story was made up from information later obtained and that at the time the accused and Ms Guziak were still together."
[2] (2000) 175 A.L.J.R. 133 at 136.
[5] Extracts from the address appear at 296, 301 and 306-7.
[14] [1993] HCA 63; (1993) 178 C.L.R. 193 at 212-3.
[18] [1951] VicLawRp 31; [1951] V.L.R. 239 at 246.
[23] (1980) 2 A.Crim.R. 65 at 74-75.
[25] On the question of use of the evidence of the mother as making the fact of the confession more probable, reference may be made to Walton v. R. [1989] HCA 9; (1989) 166 C.L.R. 283 at, e.g., 300-301, where the use of statements made by a person to show state of mind is discussed. The matter of "utterances used as circumstantial evidence" is dealt with at great length in Wigmore, Chadbourn Revision, Vol. VI, pp.313ff. As to utterances as indicating circumstantially the speaker's own state of mind, see pp.320 et seq. Although it is only to state the obvious, we refer also to Wigmore, Vol. II, Chadbourn Revision, p.97.
[26] [1993] VicRp 87; [1993] 2 V.R. 497. See, too, for example, the discussion in R. v. Heaney [1999] VSCA 169.
[27] For example, in order to prove a person's state of mind or to prove the fact that a conversation has taken place: see Walton v. The Queen [1989] HCA 9; (1989) 166 C.L.R. 283 at 300-306 and Bull v. The Queen [2000] H.C.A. 24; 74 A.L.J.R. 836. Likewise, in order to prove "recent complaint": see e.g. Crofts v. The Queen [1996] HCA 22; (1996) 186 C.L.R. 427; or to prove a prior inconsistent statement: cf. R. v. Thynne [1977] VicRp 10; [1977] V.R. 98 at 99; Morris v. The Queen [1987] HCA 50; (1987) 163 C.L.R. 454 at 468-470.
[29] See R. v. Gunewardene [1951] 2 K.B. 600 and R. v. Torney [1983] 8 A.Crim.R. 437 (C.C.A. of Victoria) at 438: cf. the rule as to co-conspirators in Ahern v. The Queen [1988] HCA 39; (1988) 165 C.L.R. 87.
[30] See, e.g., BRS v. The Queen [1997] HCA 47; (1997) 191 C.L.R. 275; Gipp v. The Queen (1998) 194 C.L.R. 106 and R. v. Best [1998] 4 V.R. 603.
[31] When evidence of good character has been led or prosecution witnesses have been attacked: cf. Donnini v. The Queen [1972] HCA 71; (1972) 128 C.L.R. 114; Phillips v. The Queen [1985] HCA 79; (1985) 159 C.L.R. 45; Melbourne v. The Queen [1999] HCA 32; (2000) 198 C.L.R. 1.
[34] See also para.1.8.1 on the "Limitations of Limiting Instructions". Of course much of what is said in the whole chapter is affected by rules of evidence and practice peculiar to U.S. jurisdictions. I have not found any of the formerly customary footnote references to cases in other jurisdictions.
[36] In the New Wigmore rules to similar effect are set out on pp.1.90-1.91.
[37] Dawson v. The Queen [1961] HCA 74; (1961) 106 C.L.R. 1 at 16, per Dixon, C.J., cited with approval in Bull at 855 para.[111] per McHugh, Gummow and Hayne, JJ. and in KRM v. The Queen [2001] H.C.A. 11 at para.[21] per McHugh, J.
[38] See, e.g., Makin v. A.G. (N.S.W.) [1894] A.C. 57 at 63.
[39] [1989] HCA 50; (1989) 167 C.L.R. 590 at 597.
[40] [1999] VSCA 93; [1999] 2 V.R. 412 at 417.
[45] Cf. Donnini at 123; B v. The Queen [1992] HCA 68; (1992) 175 C.L.R. 599 at 609 and Bull, generally.
[46] At 847 para.[69]. The case was not cited in argument but the relevant passages merely draw together certain general principles in a case where a statutory provision made certain evidence inadmissible for specified purposes.
[48] See at both 123 and 127-128 and at 133-134 per Menzies, J.
[52] McHugh, Gummow and Hayne, JJ. at 847 para.[69].
[54] See R. v. Dolan [1992] SASC 3638; (1992) 58 S.A.S.R. 501 at 503 per King, C.J.
[56] [1960] HCA 39; (1960) 104 C.L.R. 476 and cf. Bull at 849 para.[79].
[60] (1920) 184 Cal. 252; 193 P. 251 at 251-254 per Olney, J. (see Wigmore, Vol. 1, p.700).
[61] In R. v. Beserick (1993) 30 N.S.W.L.R. 510 at 516 Hunt, C.J. at C.L. certainly thought an immediate warning was necessary in the case of "propensity" evidence. See also R. v. Eyles (1917) 17 S.R. (N.S.W.) 377 at 380-381 per Street, J. (Sly and Gordon, JJ. concurring) (Hearsay).
[62] See, e.g., R. v. Grech [1997] 2 V.R. 609 at 614; Best at 616; R. v. FJB [1999] VSCA 90; [1999] 2 V.R. 425 at 431.
[68] Cf. Harriman at 630-631 per McHugh, J.; B at 610 per Deane, J.; Gipp at 166-169 paras.[176]-[183] per Callinan, J.; Best at 612 per Callaway, J.A.
[69] [1906] 2 K.B. 389 at 401.
[75] Usually it is merely one "fact" (also capable of being described as "relationship" evidence) in a circumstantial case. How to deal with the subject, and how not to deal with it, was discussed in Plomp and Wilson. See also Chamberlain v. The Queen (No. 2) [1984] HCA 7; (1984) 153 C.L.R. 521 at 565, 572; Alistair v. The Queen (1984) 154 C.L.R. 404 at 461-462; R. v. Tsingopoulos [1964] V.R. 677; Murphy v. The Queen (1985) 4 N.S.W.L.R. 42 at 59-60. The most recent, brief, discussion in the High Court was in Penney v. The Queen [1998] H.C.A. 51 at paras.[26]-[29]; [1998] HCA 51; 72 A.L.J.R. 1316 at 1321-1322 per Callinan, J. with whom the other members of the Court concurred.
[76] Cf. Plomp and Wilson. In those rare cases where proof is an essential part of the Crown case, such as arguably was the present case, the jury should be told that the motive must be proved beyond reasonable doubt.
[77] See, e.g., Donnini at 133-134 per Menzies, J.
[78] See, e.g., BRS at 295 per Toohey, J.; at 301 per Gaudron, J. ("serious risk of injustice"); at 308, 310 per McHugh, J. ("It is impossible to conclude that [the appellant] must inevitably have been acquitted"); at 330, per Kirby, J. ("perceptible risk of a miscarriage of justice").
[79] See generally: Nominal Defendant v. Clements; R. v. Martin [1996] SASC 5542; (1996) 65 S.A.S.R. 590; (No. 2) (1997) 68 S.A.S.R. 419; (No. 3) [1999] S.A.S.C. 375 and Bull at 849 para.[79].
[80] The need for more than one witness is an accepted part of the criminal law of Scotland and other civilian systems: cf. the authorities referred to in R. v. Rosemeyer [1985] VicRp 90; [1985] V.R. 945 at 960.
R
Georgiev [2001] VSCA 18