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[1999] VSCA 93
Court of Appeal (Vic)
1999-06-25
WINNEKE, P., CHARLES and BATT, JJ.A.
Original judgment source is linked above.
"got straight away my attention because I saw the man who had broken into my room."
There was evidence from the officer who conducted the parade that the complainant had said words to the effect:
but requested that the man so identified spoke to her. The applicant was then asked to say "I am looking for a man" and "if you do what I want you to do I will not hurt you". In her evidence, the complainant said that she had previously indicated to police that she would recognize the assailant "better by voice than sight" because she was, by training, equipped to recognize voices.
"The test which I am to apply ..., accordingly, is whether I consider that, in all the circumstances, it is just to admit the evidence in question despite any prejudicial effect it may have on the accused man. That test is essentially the test which was promulgated by the House of Lords in the case of "P" [ [1991] 2 A.C. 447] and which was subsequently confirmed in the case of "H" [Reg. v. H. [1995] 2 A.C. 596]."
"The observations which have been made in those various passages to which I have made reference, were concerned largely with the question as to whether the propensity evidence was capable of affording a foundation for a conclusion beyond reasonable doubt that the accused had committed the instant offence. Indeed, identity was at the heart of the decision of the High Court in Pfennig. Similar fact evidence, or propensity evidence, may sometimes be led, of course, for the purpose of negating a possible defence, such as mistake or something of the kind, or as affording evidence of a requisite mental state. In [this matter], the propensity evidence [is] not sought to be led to either of those ends. As I have indicated, it [is] rather sought to be led as corroboration of the evidence of [the complainant]. In that regard the issue is whether the propensity evidence is `relevant to facts in issue' in the proceedings. It seems to me that the evidence is relevant to such a fact in issue, whether that fact in issue be regarded as being the accuracy of the identification made by [the complainant], or whether the fact in issue be defined as being the identity of her assailant."
"(1) This section applies to proceedings for an indictable or summary offence. (2) Propensity evidence relevant to facts in issue in a proceeding for an offence is admissible if the court considers that in all the circumstances it is just to admit it despite any prejudicial effect it may have on the person charged with the offence. (3) The possibility of a reasonable explanation consistent with the innocence of the person charged with an offence is not relevant to the admissibility of evidence referred to in sub-section (2). (4) Nothing in this section prevents a court taking into account the possibility of a reasonable explanation consistent with the innocence of the person charged when considering the weight of the evidence or the credibility of a witness. (5) This section has effect despite any rule of law to the contrary."
"Before the trial judge is at liberty to admit similar fact evidence he must be satisfied that the probative force of the evidence clearly transcends its merely prejudicial effect ... . It is the probative force (or cogency) of the evidence in comparison with the impermissible prejudice that it may produce which determines admissibility ... ."
This test required the judge to balance probative force against prejudicial effect. The test now described in s.398A (2) is, as I have said, not far removed from that test because, as Toohey, J. said in Pfennig's case (507):
"Evidence that an accused has committed other relevant offences must inevitably have a prejudicial effect. But, in the language of Director of Public Prosecutions v. P., it may nevertheless be `just' to admit the evidence. The reference to just aptly conveys the notion that it is not only the interests of the accused that are involved. The legitimate interests of the Crown and of the community cannot be overlooked."
"It must, however, be pointed out that the difficulties of applying the Pfennig case to relationship evidence do not apply to the test in [s.398A (2)]. So long as the qualifications expressed earlier are not forgotten, it is appropriate that any division of propensity evidence be inadmissible unless its probative value makes it just to admit the evidence despite any prejudicial effect it may have on the accused. Mere background evidence (cf. Gipp v. R. (1998) 155 A.L.R. 15; 72 A.L.J.R. 102 at [179] [181]-[182] per Callinan, J.) is unlikely to meet the test but legitimate evidence of relationship will usually be admitted. That is because, if proper directions are given, the probative value of such evidence ordinarily outweighs its prejudicial effect."
Furthermore, in cases other than those involving sexual offences, "relationship" evidence disclosing discreditable conduct on the part of the accused has been admitted to prove motive or to explain the conduct of the accused (Wilson v. R. [1970] HCA 17; (1970) 123 C.L.R. 334).
"Where the identity of the perpetrator is in issue, and evidence of this kind [that is, propensity evidence] is important in that connection, obviously something in the nature of what has been called in the course of the argument a signature or other special feature will be necessary. To transpose this requirement to other situations where the question is whether a crime has been committed, rather than who did commit it, is to impose an unnecessary and improper restriction upon the application of the principle."
"... in applying the test of admissibility which I have stated, practical assistance will in many cases be obtained from considering whether there is a `striking similarity' between the similar facts and the fact in issue. The present is such a case : the issue being identity, the question is whether each of the crimes was committed in a manner so strikingly similar to the others that a jury could reasonably conclude that the same person was guilty of all the crimes."
(See also Perry, supra, at 610 per Brennan, J.; and Thompson, supra, at 39 per Gaudron, J.)
27 Application of principles to the facts of the present case
The Director submitted, although not with conviction, that this Court should state that a determination by a trial judge to admit propensity evidence under s.398A (2) is one made in the exercise of a discretion. For my own part I cannot accept that submission. The question, as the trial judge accepted, is one of law and not discretion, although it must involve matters of degree and value judgment in which the experience of the judge will play a prominent role (Sutton v. R., supra, at 548, 553-4 per Brennan, J.; Director of Public Prosecutions v. Boardman [1975] A.C. 421 at 444-5). In truth, the trial judge has no discretion because if he concludes that the evidence is sufficiently probative as to render it just to admit it despite its prejudicial effect, he must admit it; if it is sufficiently prejudicial so as to render it unjust to admit it, he must exclude it. There seems to me to be little room for the "Christie discretion" (R. v. Christie [1914] A.C. 545). Indeed, as McHugh, J. pointed out in Pfennig (515):
"Once it is accepted that the prejudicial effect of the evidence is a matter going to admissibility, no scope remains for the exercise of the discretion to reject probative evidence in criminal trials on the ground that it is unduly prejudicial to the accused."
In this sense, s.398A "prescribes a rule that must be satisfied before a particular class of evidence is admissible, not a discretion to exclude evidence that is admissible" (R. v. T.J.B. [1998] 4 V.R. 621 per Callaway, J.A. at 631-2). I note, however, that the Court in T.J.B. left open the question as to whether the section leaves any room for the exercise of a "Christie discretion" (as to which see : "Clough, A Rational View of Propensity Evidence?" [1998] AdelLawRw 22; (1998) 20 Adel.L.R. 287 at 306-8).
It is, accordingly, open to an appellate court to review his Honour's ruling and substitute its own judgment on the facts before it, although, as I say, it would be loath to do so if it were apparent that the trial judge had reached his determination in accordance with proper principle.
"If the evidence cannot be admitted, the question whether, if admitted, it would be corroborative is academic."
This, as I see it, must be so because, once the evidence is in, the prejudice which the exclusionary rule seeks to avoid will have its full effect.
His Honour concluded that, in his opinion, the evidence was relevant to a fact in issue, "whether the fact be regarded as the accuracy of the identification made by the complainant or the identity of the assailant".
"If one ignores the identification evidence [of the complainant] the Crown could not conceivably by proving what it alleges occurred on the 5th prove that your client committed the offence of (sic) the 2nd. No possibility. ... The way in which the Crown seeks to admit the evidence is ... as corroboration of the correctness of the evidence of [the complainant]."
For the reasons stated, this seems to me to mistake the fact in issue towards which the propensity evidence was directed. But, in any event, his Honour, as I see it, did not in the course of his ruling give reasons why the propensity evidence had the type of probative force which the law requires to render it "just" to admit it. Nor did he seek to expose its prejudicial effect. There is no doubt that the evidence was extremely prejudicial to the accused. However, there was nothing to which his Honour pointed which suggested that the events at Gardiner Street had any "striking similarity" or "hallmark" or "underlying unity" which, when looked at in the light of the other evidence, made it objectively improbable that the offences charged were not committed by the applicant. Indeed the only similarities which existed, as it appears to me, between the events constituting the charged offences and those said to constitute "similar facts" are that each occurred in the early hours of the morning at premises in Richmond in which one of the occupants was a young woman. But there were significant dissimilarities : the offender at Kennedy Street entered the dwelling and sexually assaulted a female inmate; the applicant did not; the offender at Kennedy Street carried a knife and a torch; the applicant did not; the offender at Kennedy Street entered a darkened room in which the occupant was asleep; whatever the applicant was endeavouring to do at Gardiner Street he did not do that; indeed he left the premises without having entered them.
"The Crown contention would be that he was there for sexual purposes."
That process of reasoning, if such it was, would in my view go beyond legitimate inference and involve speculation that the applicant was at the Gardiner Street premises on a preliminary "reconnoitre" with a view to collecting his torch and knife and then returning to the premises to break in and assault the female occupant.
"So that it would ... be quite wrong [to] conclude that [the applicant] was at Gardiner Street for the purpose of committing an offence of some kind. Let us assume that even if you were satisfied that he was there for the purpose of breaking into that property, then or later on, and in that regard of course you will realize that he did not have the torch or the knife with him ..., even if you decided that he was there with a view to breaking into the premises and with a view to indecently assaulting a woman in the premises, and I am not suggesting for a moment you would be satisfied of that, ... that cannot possibly assist you in saying that he was therefore the person who committed the offence against [the complainant]. All it can do is to form part of the circumstantial evidence which may support ... the identification made by [the complainant]. It cannot, of itself, prove that he committed the offence."
"We have been unable to come to a unanimous decision. We were wondering whether you could advise us on how we should weigh corroborative evidence in conjunction with an I.D.?"
"... and the Crown says that you should be able to infer that he was intending to commit some offence and ... you should be able to infer that it was an offence involving breaking into the house and sexually assaulting a female within it. That he had in his car, which was parked nearby, a knife and a torch, and that in those circumstances, the Crown says when you look at all those things ... you ought to regard that as supporting the evidence of [the complainant] ... . Now, in relation to that, it seems to me that the first thing you need to do is to form a judgment about what he was doing in the early hours of the morning in Gardiner Street. ... You would consider all that evidence and make a judgment as to what in your view was the purpose of his being there on that morning ... . You may say he was there with the view of breaking into the place, or `casing' it with the view of coming back and breaking into it later on and assaulting a female whom he had seen inside ... . Then you form some judgment as to what he is doing. Having formed the judgment as to what he is doing it is then a question for you to ask yourselves, and each of you may have a different view about this, as to whether that evidence, as to what he was doing that night and the other matters relied upon by the Crown, are such as to support [the complainant's] evidence ... . But there does not have to be agreement reached. What is necessary at the end of the day ... is that you are all agreed upon the verdict ..."
"To seek to prove a fact in issue by a chain of reasoning which assumes the truth of that fact is, of course, a fallacy, repugnant alike to logic and to the practical processes of criminal courts." (See also Thompson, supra, at 17 per Mason, C.J. and Dawson, J.)
If the evidence had no probative value on its own account, it could not receive such probative value by the circular process of reasoning described.
R
Tektonopoulos [1999] VSCA 93