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[2000] VSCA 16
Court of Appeal (Vic)
2000-02-25
WINNEKE, P., PHILLIPS and CHERNOV, JJ.A.
Original judgment source is linked above.
"Polly, it's not my fault, she knows that; she wanted me here."
The applicant then said that he had "just lunged at her with the knife and gave it to her". He said that he "did not want to", but that he had "had a gut full". He further said that the deceased had continued to taunt him by smirking at him and saying "You're going to die". He had then said:
"I'm sick and tired of this - if I'm going, you're going."
He told the police he had "just let her have it", when somebody walked in the door. He said he had struck her with the knife in the chest or the stomach but he could not say how many times. He said that the deceased was screaming and that someone had "kicked in" the kitchen door from the lounge-room. He had yelled "get her out of here" and a "couple of guys" had grabbed her and taken her out. He thought that there were three people who had come into the premises but he could only remember one "group" of people who had entered. He said that the deceased was hysterical when they took her through the lounge and up the stairs into Main Street. He had then gone out the other way into Patrick Street where he had dropped the knife into the gutter on his way to the Police Station. The entire "stabbing incident", he said, had taken place in the kitchen; but that it was in the lounge-room where she had hit him with the poker and he had punched her twice to the head. He said that, as she had fallen on to the bean-bag after he had punched her, she had struck her head on a glass vase which was on the mantlepiece.
Towards the end of the interview, the following exchange took place between Sergeant Rovis and the applicant:
Q. "After you picked the knife up, you indicated she was looking at you, smirking and verbally abusing you - is that right?"
Q. "And you said to her if you were going to die so was she ...?"
A. "She said `you're going to die' ... and then said `That's what I wanted' or something."
A. "Well, `if I'm going so are you' because I had nothing to lose."
Q. "And what was your intention when you grabbed the knife and lunged at her?"
A. "Just to shock her into reality ... I did not mean to kill her."
Q. "Do you think that [stabbing her] 4 times is a reasonable way to shock her back into reality?"
A. "Under those circumstances where I was ... yes."
The applicant continued to say that he did not intend to kill the deceased but to "knock" some sense into her. He said that when he stabbed the deceased she was by the sink in the kitchen, but he again said that it had all happened so quickly that he could not be sure; and that they had been moving around an "island" table in the middle of the floor area.
"The Crown say that really there are three possible scenarios here when you assess this. The first is ... what the Crown has put from the beginning ... that she never had the knife and that he has inflicted these wounds himself to provide a defence at a later time ... that is what the Crown have set out to prove to you here, that indeed was the case."
Although the Crown suggested that there may be "other scenarios" - namely that she had the knife to defend herself against a life-threatening attack by him or that she had the knife in the circumstances described by the applicant in his record of interview, it was the Crown's principal case, and the one which it asked the jury to accept, that the deceased never had the knife. Indeed it was the Crown case that the applicant had a motive to stab himself because he "was caught red handed" with the knife in his hand and "knew the problems he was in". The prosecutor asked rhetorically: "What does he do, you might ask yourself, in a desperate situation like that? He must realize he's murdered this girl or caused her very serious injury. He knows that only six weeks previously he's been dealt with for assaulting this woman seriously. What possible view is anyone going to take in this fact situation; in that moment when they've caught him chasing her with the knife in the light of that background? What option does he have? The only option, the Crown say, is to turn the knife on himself."
1. That the trial judge was in error in permitting the Crown to lead evidence of the "relationship" between the applicant and the deceased both in Darwin and Stawell.
1A. That the trial judge misdirected the jury as to the use which they could make of the "relationship evidence".
2. That the trial judge was in error in admitting into evidence the opinion evidence of Drs. Castle and Campbell that the wounds to the deceased were "self-inflicted".
3. (by leave of the Court) That the learned judge, having admitted the evidence of Drs. Castle and Campbell, as referred to in ground 2, ought to have directed the jury to disregard it and had otherwise misdirected the jury in respect of it.
"Does the evidence possess a particular cogency or probative value such that, if accepted, bears no reasonable explanation other than the inculpation of the accused in the offence charged?"
In support of this submission Mr. Salek relied upon R. v. Wakerow [1998] 1 Qd.R. 197, particularly per Pincus, J.A. at 204.
"It is not, in my opinion, only in those cases where the evidence of the relations with others tends to establish motive that it is admissible though that may be the commonest case of its use and the one with which the reported cases have had mostly to deal. If the evidence does tend to explain the occurrence or, as in this case, to assist the choice between the two explanations of the occurrence, then, in my opinion on general principles, because it is relevant, it is admissible. Of course if it does not have that relevance, it is inadmissible. ... It is not that all evidence of the relationship of the parties is admissible, but only that from which a relevant inference may logically and reasonably be drawn. ... Here the evidence was of quarrelling and bad relationship over a considerable period stretching up to the time of the death of the deceased. In my opinion, the evidence of the relations which had developed between the applicant and his wife was admissible."
Menzies, J., in whose reasons for judgment McTiernan and Walsh, JJ. agreed, said (at 344):
"It seems to me that here, as so often happens, an attempt has been made to reduce the law of evidence - which rests fundamentally upon the requirement of relevancy; i.e. having a bearing upon the matter in issue - to a set of artificial rules remote from reality and unsupported by reason. Any jury called upon to decide whether they were convinced beyond reasonable doubt that the applicant killed his wife would require to know what was the relationship between the deceased and the accused. Were they an ordinary married couple with a good relationship despite differences and disagreements, or was their relationship one of enmity and distrust? It seems to me that nothing spoke more eloquently of the bitter relationship between them than that the wife, in the course of a quarrel, should charge her husband with the desire to kill her. The evidence is admissible not because the wife's statements were causally connected with her death but to assist the jury in deciding whether the wife was murdered in cold blood or was the victim of mischance. To shut the jury off from any event throwing light upon the relationship between this husband and wife would be to require them to decide the issue as if it happened in a vacuum rather than in the setting of a tense and bitter relationship between a man and a woman who were husband and wife."
"Newman, J. admitted the evidence [i.e. `relationship evidence'] in reliance upon the authority of Wilson v. The Queen [1970] HCA 17; (1970) 123 C.L.R. 334. ... In addition to the question of the relevance of the evidence, his Honour also considered a submission that the evidence was inadmissible because its prejudicial effect outweighed its probative value, and rejected the argument. On this appeal the appellant's submission that the evidence was inadmissible was based upon the recent decision of Pfennig v. The Queen. In particular, it was argued that the decision in Pfennig is authority for the proposition that evidence of the kind in question should have been rejected unless it were proper to conclude that its probative force was such that it bore no reasonable explanation other than the appellant's guilt of the crime charged. This, it is said, is the test to be applied whenever the Crown tenders evidence, for any purpose, which is evidence tending to show that the accused is guilty of a criminal offence other than that charged. I am not persuaded that Pfennig is authority for that proposition."
His Honour then went on to give examples where evidence disclosing that the accused was guilty of other criminal offences would clearly be relevant and admissible in proof of crimes charged. His Honour then continued (at p.8):
"In the two examples mentioned above, the evidence in question was not propensity or similar fact evidence ... . Similarly, in the present case the evidence in question was not led on the basis that it was propensity or similar fact evidence. It was led in conformity with the decision of the High Court in Wilson, on the basis that it tended to establish matters relevant to the relationship between the appellant and the deceased. There is nothing in Pfennig which suggests the High Court was setting out to overrule or qualify Wilson. Indeed, it may be remarked that, if Pfennig is authority for the proposition relied upon by senior counsel for the appellant in this appeal, then Wilson would seem to be wrongly decided."
"stands as the current definitive exposition of principle concerning the approach proper to be adopted to the broad sweep of propensity evidence - particularly similar fact evidence of the nature there under consideration. The critical point there in issue was that the probative value of evidence of that type lies in the improbability of witnesses giving accounts of happenings having the relevant degree of similarity unless the happening of the alleged events occurred." (my emphasis)
His Honour then contrasted the admission of evidence for that purpose with the admission of evidence led to establish a relevant relationship. He said (307):
"Whilst it is true that, in the introductory paragraph at the commencement of the joint judgment [i.e. in Pfennig], the broad statement was made that so-called relationship evidence is a category of propensity evidence, I do not take the High Court to have overruled, or significantly qualified, the reasoning stemming from the earlier authority of Wilson v. The Queen ... ."
His Honour referred to the statements of Barwick, C.J. in Wilson v. R. (to which I have earlier in these reasons referred), to a passage in the judgment of the Full Court (S.A.) in R. v. Hissey, supra, and (inter alia) to the statement of Toohey, J. in S. v. The Queen (1989) 68 C.L.R. 266 at 279 that:
"evidence which bears on the relationship between an accused and a complainant over a period of time may not in truth be similar fact evidence when it is admitted, not to show propensity, but rather the relationship between the parties ... ."
"All of the foregoing authorities combine to suggest that Mr. Peek seeks to read far more into a general introductory statement of the majority in Pfennig v. The Queen than was ever intended. I see nothing in their judgment to indicate an intention to abrogate the reasoning underpinning those authorities."
"Now one can readily understand how one ought not to admit evidence of propensity to engage in a certain kind of conduct when the issue for determination by the jury is whether the accused engaged in that kind of conduct. That is where you have problems of the actus reus. Was this the person who committed the rape? Did the schoolmaster violate the boy, et cetera? But that is not the problem here, is it? It is not a question of whether he did or did not wield the sword; it is a question of mens rea. So there was no real risk of the jury misusing the evidence of the acts of violence in order to determine whether the sword was wielded; the only question is whether the evidence was admissible to assist the jury in coming to a conclusion as to the mental element."
"This evidence, which we call relationship evidence, has been led to enable you to understand the relationship between the parties. It may assist you to understand what was in their minds on 2 April, because they, better than anybody, knew the events between them that had gone before. In other words, when you approach the evidence of the events of 2 April, you must not do so on some unreal basis as if we are hearing of two strangers meeting for the first time; you don't have to decide this case in a vacuum, and I am sure that will not surprise you or cause you any difficulty. It is, however, necessary that I bring to your attention a principle of law that is very fundamental in our system. It is this: a person may be convicted of an offence, any offence, only on the evidence which bears on that offence. The prosecution, therefore, is not entitled to prove a person's guilt of one offence by leading evidence of other crimes that person has committed."
His Honour then gave an example which was calculated to tell the jury that they could not convict a man simply on the basis of propensities. In that context he reminded the jury of the evidence that the applicant had assaulted the deceased in Stawell some six weeks before the crime alleged. He then continued:
"You are not permitted to use evidence that [the applicant] assaulted [the deceased] on that evening to conclude that he is a woman beater and therefore likely to have attacked her on 2 April in the same way. You may however use the evidence of the events of the 19 February incident to understand how each of them might have behaved in the situation in which they found themselves on 2 April. ... You have to bear in mind that you cannot use the evidence of any assaults which you find to have been committed by [the applicant] upon [the deceased] either in Stawell or Darwin (assuming you find those assaults occurred). You cannot use that evidence to conclude that, as a woman beater, he is guilty of the charge before this court. You must focus, therefore, your attention on the events of the evening of 2 April, as you find them, and you may then use the relationship evidence to assist you to understand how these two people behaved on this occasion."
His Honour then gave the jury a summary of the evidence relating to the prior relationship of the parties and, having done so, concluded by saying:
"... I remind you again that you may use these [events] in order to understand the relationship, background, that ... the parties would have known on 2 April, but you are not to use it for an improper purpose; and the improper purpose would be to conclude that because he beat her, as he describes, if you so find on 19 February, therefore he is a woman beater and therefore likely to repeat this behaviour."
In those circumstances I am not satisfied that there was any material misdirection by the judge in respect of these matters and, accordingly, I would reject ground 1A.
"in order to determine the sufficiency of the experience and the training, I must have regard to the nature of the opinion in question and the reasons offered by the witness for it. In the case of Mr. Campbell, he bases his conclusion upon physical features of the wounds he observed. An opinion expressed by a medical practitioner with his background is therefore receivable."
His Honour said that the court was not "concerned to evaluate the opinion" for itself and that:
"if Mr. Campbell's opinion is insubstantial and not worthy of credit, I will leave this to counsel to demonstrate."
"All the wounds are consistent with having been caused by downward blows made with a sharp, narrow knife. They're all consistent with having been self inflicted."
In his evidence, he described the wounds which the applicant had suffered and which I have earlier related. He said that the only two wounds which were sufficiently deep to obtain a measure of angulation were the two to the abdomen to the left of the umbilicus. He said that "because of the angle ... I believe that (sic) was caused by a downward blow with a knife". On that basis he said:
He repeated, in cross examination, that his "belief" was founded on the "downward angulation" of the wounds. He said "a self-inflicted wound to the abdomen is going to be downward pointed" whereas a self-inflicted wound to the leg "depends what position the leg is in". He ultimately conceded, however, that a wound inflicted to the abdomen by an assailant might have a "downward angulation" depending upon how the assailant was holding the knife or whether the victim was upright or bending forward.
"Q. Did you form a view in relation to the injuries you observed on the abdomen of that man as to the cause of those wounds?"
"A. Well, I didn't at the time because I was concerned to make sure about his welfare and the welfare of the deceased, who was critically injured. I was asked my opinion ... about a month later."
"A. Well, taking all factors into consideration - there are two things - "
"A. I would think, taking all factors into consideration and seeing the size of the assailant ..."
"A. Alright. Well I was of the opinion that at least some of them would have been self-inflicted."
"There are some criteria, but it is often very difficult to say whether a wound is self-inflicted or not."
He repeated that the "apparent shallowness" of the wounds was the "most important factor". However, he said that he could not tell from his examination how deep the wounds to the stomach were, but he could see from the symptoms that the applicant may be suffering from some internal damage. He also agreed that he had made no notes as to where the wounds were and that he had made no attempt to look at all the wounds or to measure them.
"because of the different types of injuries [i.e. to the applicant] and their wide scattering over the body, in my view they are more consistent with having been inflicted by another individual rather than having been self-inflicted."
He, too, said that the fact that a wound to the stomach has a "downward angulation" was of no real significance because the relevant positions of the parties cannot be fixed. Knife wounds to stab victims, he said, can be "at all sorts of angles". He also said that, if knife wounds are self-inflicted "in an attempt to feign an assault", they "tend to be in areas related to non-vital functions of the body". He, too, agreed that stab wounds into the abdomen were a contra-indication of self-infliction.
"A good deal of time was devoted to this matter, the significance of which, of course, lay in the prosecutor's first scenario that she did not use the knife on him, it was he who injured himself ..."
His Honour then referred to the witnesses who had given evidence and that he intended to summarize the evidence of each of them. He continued:
"Before I do so, can I just say something general about how you might approach the evidence which is essentially opinion evidence of these doctors. For the most part, the facts which they were working from were not contentious; the area of debate you will recall is what it all meant and what inference could be drawn. We are back into this familiar area of inference that I spoke to you about earlier. It has an added complication because you, as I imagine, lay people with not much more medical knowledge than I have, are asked to pick and choose between persons with very eminent backgrounds. The important thing to bear in mind is that opinion evidence from doctors ... is part of the area of fact which is your responsibility and it is your function to decide, in accordance with the principles that I have outlined, between them. If Dr. A. says black, and Dr. B. says white and that is a fact which you must decide, then you must decide it. You can do that as you do any evidence, have regard to the demeanour of the witness, you have regard to the way in which the opinions are expressed. You have regard to the logical reasons which are offered for them and whether they appeal to you as a logical thing. You have regard to the facts that they rely upon in support of their conclusions. You have regard also to the way they handled the challenge to their opinions in cross-examination. You have regard to their attitude to the case, whether you regard them to be objective or partisan. You have to make up your own mind about that. So it is not an easy task, but it is just one of the many difficult tasks that juries often have to perform. Bear in mind that it is evidence and it is for you to determine which of the witnesses you prefer and to apply them in the manner that I have described bearing in mind ultimately where the burden of proof lies."
His Honour then recited the evidence, in turn, of each of the expert witnesses.
"in an area such as this, which is of interpretation of injuries, ... such a direction really does not take the matter much further than what I have said ... the thing is that essentially ... the observations that are contained in the table are not ... much more than common sense, and that's the way the witnesses appear to address them. It's not as though you are dealing with something truly medical or truly scientific. It's really a behavioural question, and it seems to me that is particularly within the capacity of the jury."
"attempted ... to intrude no comment as this summary has gone ahead and I would not want to depart from that either to say, for example, if I took the view that this is a proper view they should take, that ... Dr. Castle's opinion should be thrown out as ... mere conjecture ... any more than I would say that your client's statement to the police is a lot of nonsense ... . I think its important that I simply put it to them and I will not exhibit or make any comment about the validity of the expert ... . I will be summarizing ... fairly your arguments, and insofar as you have taken Dr. Castle to task, I will remind them that you have done so, but I would not add the weight of my office to that criticism."
Counsel then submitted that there was no scientific basis for the opinions expressed by Drs. Campbell and Castle and that his Honour should so direct the jury with the weight of his office. His Honour said that he would "not give the jury further guidance unless they ask for it on the use that they might make of the expert evidence".
"The object is to be sure that the question to the witness will be answered by a person who is fitted to answer it. He may be fitted to answer about countless other matters, but that does not justify accepting his views on the matter in hand. ... Since experiential capacity is always relative to the matter in hand, the witness may, from question to question, enter or leave the class of persons fitted to answer, and the distinction depends on the kind of subject primarily, not the kind of person."
So here, there could be little doubt that Campbell and Castle would have an expertise to express opinions on a range of medical matters, but it was apparent, in my opinion, from their evidence that they were not appropriately qualified to express an opinion on the particular subject matter in question.
"The admission of such [opinion] evidence carries with it the implication that the jury are not equipped to decide the relevant issue without the aid of expert opinion and thus, if it is wrongly admitted, it is likely to divert them from their proper task which is to decide the matter for themselves using their own common sense. And even though most juries are not prone to pay undue deference to expert opinion, there is at least a danger that the manner of its presentation may, if it is wrongly admitted, give to it an authority which is not warranted. In addition the calling of unnecessary expert evidence tends to prolong a trial, particularly when it provokes the calling of further expert evidence in reply. Moreover there is then a risk that the focus of the trial will shift from the evidence of the facts in dispute to the conflict between competing theories of the various expert witnesses."
These remarks are apposite to what occurred in this trial and they accord, if I might respectfully say so, with common experience.
"This is not a case where a witness has some qualifications and it is in question whether they are sufficient to give his opinions the authority of an expert. If such were the case, any appellate court would give great weight to a decision of the trial judge admitting his opinion evidence and would but rarely form an independent opinion of its own upon the sufficiency of those qualifications. This, however, is a case where a review of his evidence reveals that the [witness in question] had no expert qualifications in the branch of knowledge upon which he was allowed to speak as an authority."
R
Anderson [2000] VSCA 16