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[2018] HCA 36
appellant. Appeal allowed; orders of the Court of Appeal set aside and in lieu thereof the appeal to the Court of Appeal allowed, trial orders set aside, proceedings remitted for new trial, with costs orders...
The High Court decided that Mr Nobarani, who was not represented by a lawyer, did not receive a fair hearing because the judge suddenly changed the case from a short hearing about whether his objections (caveats) to the will were valid into a full trial on whether the will itself was valid. He was given only a few days to prepare a complete defence, call witnesses, and gather expert evidence. This unfairness could have changed the result, so he must have a fresh trial. The Court also confirmed that because he stood to receive jewellery and personal items under an earlier will, he had the legal right to challenge the new will that left everything to Ms Mariconte.
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3,100 words · generated 24/04/2026
Ms Iris McLaren died of cancer on 12 December 2013, aged 83. One week earlier, on 5 December 2013, she executed a handwritten will that left her entire estate to Teresa Anne Mariconte (the respondent) and appointed her executrix. That will purported to be witnessed by Rachel Parseghian and Chen Yuanun. An earlier will dated 12 August 2004 had left bequests to the Animal Welfare League NSW (including money and land) and had bequeathed shares of jewellery and personal possessions to Homayoun Nobarani (the appellant).
3 cited instruments linked from this judgment.
On 23 January and 5 February 2014 the appellant filed two caveats against any grant of probate without notice to him, claiming an interest under prior wills. The Animal Welfare League filed a similar caveat. On 14 February 2014 the respondent filed a motion seeking orders that the caveats cease to be in force. Both the appellant and the League were joined to that motion and filed affidavits. The appellant's material cast doubt on the deceased's capacity on 5 December 2013, the authenticity of her signature, and the address of one witness. He annexed an affidavit of Daniel Lemesle, a long-time friend of the deceased, who described her rapid deterioration in hospital, her inability to sign even a Christmas card on 30 November 2013, and the circumstances on the day the 2013 Will was allegedly executed.
Separately, on 11 February 2014 the respondent had filed a summons seeking probate in solemn form. Neither the appellant nor the League was joined to that summons. On 15 May 2014 the respondent filed a statement of claim to which the League was joined as a defendant. The appellant was served with the statement of claim and filed an appearance but was never directed to file a defence or evidence. Programming orders made on 24 November 2014 set the matter down for hearing on 20 and 21 May 2015 but only as between the respondent and the League. The League and the respondent later compromised: on 10 February 2015 consent orders dismissed the League's defence and cross-claim and required the respondent to pay the League $35,000. The appellant was not a party to those orders.
Directions hearings before Hallen J on 30 March 2015 and 20-23 April 2015 confirmed that the appellant had not been joined as a defendant to the statement of claim. Hallen J refused the respondent's application for summary judgment against the appellant on the basis that he was not even a named defendant. Senior counsel for the respondent urged Hallen J to limit the forthcoming hearing to the amended caveat motion rather than converting it into a full probate trial. Hallen J accepted that course and expressly told the appellant that the 20 and 21 May 2015 hearing would be confined to whether the caveats should remain in force.
On 14 May 2015, before Slattery J (who had not presided at the earlier directions hearings), senior counsel for the respondent for the first time submitted that both of the appellant's caveats had lapsed by effluxion of time. With three clear business days until trial, Slattery J indicated he was inclined to treat the matter as a final hearing. Despite having urged the opposite course before Hallen J, senior counsel pressed for the hearing to proceed as a final probate trial. Slattery J directed the appellant to file and serve a defence to the statement of claim and any supplementary evidence by 18 May 2015 (one clear business day) and directed the respondent to join the appellant as a defendant.
At the commencement of the trial on 20 May 2015 the statement of claim was amended to join the appellant and to seek costs against him. The appellant, still unrepresented and with limited command of English, produced a defence described by the trial judge as "almost incomprehensible". His applications for adjournments to call witnesses (including Mr Lemesle), to issue subpoenas, to obtain expert evidence (including on the deceased's eyesight), and to read documents were all refused. The evidence concluded with testimony from the appellant, his wife, the respondent, Ms Parseghian and the solicitor who prepared the 2013 Will. On 22 May 2015 Slattery J delivered an ex tempore judgment granting the respondent probate in solemn form of the 2013 Will and ordering the appellant to pay the costs of the proceedings. The caveat motion was dealt with only in closing submissions; the trial judge noted that the respondent had admitted the 2004 Will, so the appellant had an interest sufficient to support the caveats.
The appellant appealed to the Court of Appeal. By majority (Ward JA and Emmett AJA, Simpson JA dissenting) that Court dismissed the appeal. Ward JA accepted that procedural fairness had been denied but held there was no possibility the outcome could have been different. Emmett AJA held the appellant had no interest sufficient to challenge the 2013 Will. Simpson JA would have allowed the appeal, finding both a denial of procedural fairness and a substantial miscarriage of justice. The High Court granted special leave and heard the appeal on 15 August 2018.
The joint judgment of Kiefel CJ, Gageler, Nettle, Gordon and Edelman JJ turned on two linked propositions. First, the appellant possessed a sufficient interest to challenge the 2013 Will because he was a beneficiary under the 2004 Will, which the respondent had admitted. The Court rejected the respondent's contention that a bequest of shares in jewellery and personal possessions was too insubstantial to amount to a legal interest, noting both that the factual premise (absence of jewellery from the inventory) did not negate value and that even low-value rights can constitute a sufficient interest. Because the appellant had standing, the caveat motion could not succeed on the basis that he lacked interest; the real contest was the validity of the 2013 Will.
Second, and centrally, the appellant was denied procedural fairness by the abrupt change, on 14 May 2015, in the nature of the hearing. Until that directions hearing the appellant had, entirely reasonably, prepared only for the caveat motion. No directions had ever required him to file a defence to the statement of claim or to serve evidence for a final trial. The statement of claim had been served on him under a rule (Pt 78 r 42 of the Supreme Court Rules 1970 (NSW)) that, on its face, applied only to informal testamentary documents. The trial judge was not informed of these matters. The consequence was that, with three clear business days, the appellant was required to: (i) consider a proceeding to which he had not been joined; (ii) draft and file a defence; (iii) decide which supplementary affidavits to rely upon; (iv) locate and secure witnesses including Mr Lemesle; (v) issue subpoenas with abbreviated return dates; and (vi) prepare to cross-examine the respondent's witnesses.
These constraints produced concrete forensic disadvantages at trial. Ms Parseghian was not required for cross-examination because the appellant had not given notice within the impossibly short window. Mr Lemesle's affidavit, although annexed to earlier caveat material, was not read because the witness was neither subpoenaed nor brought to court. When the solicitor's diary for 5 and 10 December 2013 was produced, the appellant was given "about one minute" to decide what to do with it and an application for expert consideration was refused. Each of these matters, taken alone, might not have been decisive, but their cumulative effect, flowing directly from the last-minute change of hearing, constituted a material denial of procedural fairness.
The Court applied the test articulated in Stead v State Government Insurance Commission (1986) 161 CLR 141: a new trial is required unless the respondent can show that a properly conducted trial could not possibly have produced a different result. The respondent's attempt to demonstrate that the solicitor's evidence made probate inevitable was rejected. The Court refused to engage in a hypothetical retrial involving suppositions about the admissibility and weight of Mr Lemesle's evidence, inferences about unidentified expert witnesses, or speculation about cross-examination lines. Such an exercise would itself deny procedural fairness. Because the denial deprived the appellant of the possibility of a successful outcome, it amounted to a "substantial wrong or miscarriage" within r 51.53(1) of the Uniform Civil Procedure Rules 2005 (NSW). The power under s 75A(10) of the Supreme Court Act 1970 (NSW) was therefore exercised to order a new trial.
The Court emphasised that its conclusion did not confer privileged status on litigants in person. It cited with approval the well-known passage from Samuels JA that an unrepresented party remains subject to the rules, but that a court must be patient in explaining them and may be lenient in the standard of compliance. No represented litigant in the same position would reasonably have been refused an adjournment. The trial judge's reliance on the listing dates overlooked that those dates had been fixed for a different, narrower contest.
Before Nobarani v Mariconte the law on procedural fairness in civil trials, particularly probate litigation, already required adequate notice and opportunity to meet the case. The test for ordering a new trial where procedural fairness had been denied was settled by Stead and Balenzuela v De Gail (1963) 109 CLR 428: the denial must have been material in the sense that it deprived the party of the possibility of a successful outcome. Rule 51.53(1) of the Uniform Civil Procedure Rules 2005 (NSW) had codified that requirement for appeals by way of rehearing. The law on standing to challenge a grant of probate was also clear: a person with a right that would be affected by the grant (including a beneficiary under an earlier will) has sufficient interest.
What Nobarani clarified was the application of these principles to an unrepresented litigant when a judge alters the fundamental character of a hearing at very short notice. The decision underscores that case-management imperatives of speed and frugality (repeatedly invoked by the trial judge) cannot override procedural fairness. It confirms that the "possibility of a successful outcome" test is not satisfied by a court performing its own hypothetical trial on incomplete material. The judgment also illustrates that a court must be alive to the practical forensic consequences of late joinder and late change of hearing scope, especially where earlier directions hearings have proceeded on a different footing.
After the decision, trial judges in New South Wales (and elsewhere) must be more cautious before converting an interlocutory hearing into a final trial with days' notice to an unrepresented party. The case has become the leading modern Australian authority on when a last-minute change in the scope of a probate hearing will ground a successful appeal and a new trial. It has reinforced that the lenient standard of compliance for litigants in person does not extend to denying them the time any competent lawyer would require. The liberty to apply for trustee costs out of the estate in order 4 of the High Court's orders also illustrates the continued flexibility of costs orders in probate matters where the unsuccessful party had a genuine interest.
Paragraph introducing the procedural fairness issue (immediately after the catchwords): "This appeal concerns whether a new trial should be granted to the appellant on the basis that he was denied procedural fairness in the conduct of a trial, heard on 20 and 21 May 2015, involving the respondent's claim for probate of a will in solemn form."
Plain English: The whole case turns on whether Mr Nobarani was treated unfairly at the trial and, if so, whether he should get another chance.
The Court's summary of the 14 May 2015 directions hearing: "On 14 May 2015, less than a week before the 20 May 2015 trial date, a directions hearing was held by the trial judge, Slattery J ... For the first time, senior counsel for the respondent pointed out that the two caveats that had been filed by the appellant had expired by effluxion of time."
Plain English: Just days before the hearing the respondent's barrister revealed the caveats had already lapsed, and then persuaded the judge to turn the short hearing into a full-blown trial.
The materiality test: "The denial of procedural fairness will cause a substantial wrong if it deprived the affected person of the possibility of a successful outcome. Unless the other party can show some reason for the exercise of discretion not to order a new trial, the power will be exercised to order a new trial."
Plain English: If the unfairness might have changed the result, the court will order a new trial unless the winner can prove the result was inevitable anyway.
The cumulative effect of the shortened timetable: "Each of these matters, by itself, may not have constituted a material denial of procedural fairness amounting to a substantial wrong or miscarriage. But all of the matters, in combination and together with the considerably abbreviated time for preparation, were manifestations of the material denial of procedural fairness to the appellant."
Plain English: Any one problem might not have mattered, but taken together they added up to a serious unfairness that could have affected the outcome.
Rejection of the respondent's "no difference" argument: "It will be rare that such a submission succeeds. In this case, the submission cannot be accepted because it suffers from an erroneous basic assumption. That assumption is that this Court should attempt such an assessment by, in effect, conducting a hypothetical trial..."
Plain English: The High Court refused to guess what might have happened at a fair trial; that would itself be unfair.
On standing: "The trial judge held, correctly, that the appellant had an interest in challenging the 2013 Will as a legatee under the 2004 Will. ... The respondent's submission that a bequest to the appellant of a share of personal property and jewellery was too insubstantial to amount to an interest must also be rejected."
Plain English: Because Mr Nobarani was due to receive jewellery and personal items under the old will, he had the legal right to question the new will.
Nobarani is triggered when three elements coincide. First, there must be a late and fundamental change in the nature or scope of the hearing, typically from an interlocutory or limited contest (such as a caveat motion) to a final determination on the merits (such as a grant of probate in solemn form). Second, the party affected must be given wholly inadequate preparation time, measured against the steps reasonably required for the expanded hearing (filing a defence, serving evidence, issuing subpoenas, securing witnesses, preparing cross-examination). Third, the affected party must be unrepresented or, even if represented, placed in a position that no competent lawyer could reasonably meet.
The precedent applies with particular force in probate and succession litigation where standing is contested and where earlier directions hearings have proceeded on the explicit premise that the hearing will be limited. It is engaged whenever a trial judge is not fully informed of the procedural history, including that no directions for a final hearing have been made against the affected party. It is not limited to probate; the underlying principle applies to any civil proceeding in which r 51.53(1) of the Uniform Civil Procedure Rules or its equivalents governs the power to order a new trial.
The case does not create an absolute rule that three business days is always insufficient; the inquiry remains contextual. However, where the change is from a narrow caveat argument (requiring only a prima-facie case) to a full contest on execution, capacity, knowledge and approval, such a short period will almost inevitably breach procedural fairness unless the party has already completed all necessary preparation.
Although the judgment is relatively recent (15 August 2018), it has been cited approvingly in subsequent decisions concerning procedural fairness and the ordering of new trials. In probate matters it has been treated as the leading authority on the consequences of late changes to hearing scope. Intermediate appellate courts have applied the "possibility of a successful outcome" test strictly, refusing to engage in miniature retrials on appeal. Trial judges have become more cautious before converting directions hearings or interlocutory lists into final hearings when self-represented litigants are involved.
The principles have been extended beyond probate to other civil litigation involving self-represented litigants with limited English proficiency. Courts have cited the Samuels JA passage reproduced in Nobarani to justify granting short adjournments or allowing additional time for evidence while still enforcing the rules. No court has confined Nobarani to its facts; instead it is routinely treated as an application of the Stead principle to modern case-management practices. The costs liberty order (order 4) has been used in later estate litigation to protect parties who had a genuine interest from personal exposure to costs.
Later decisions have also noted that Nobarani does not create a special dispensation for litigants in person; rather, it insists that the same procedural fairness owed to represented parties must be afforded, with appropriate allowances for lack of legal knowledge. The case has therefore reinforced, rather than undermined, the principle of equality before the law in civil procedure.
The judgment leaves open precisely how a court should assess "possibility of a successful outcome" when some but not all of the forensic disadvantages are cured on appeal. It does not prescribe a bright-line number of days that will always constitute adequate notice when a hearing is enlarged. Future cases may test whether the principles apply with equal force when the late change is caused by the litigant in person's own conduct rather than by a shift in the respondent's position.
Another open question is the interaction between Nobarani and the overriding purpose provisions in s 56 of the Civil Procedure Act 2005 (NSW). The High Court made clear that speed and frugality cannot override justice, but the precise boundary in complex probate litigation remains to be mapped in future decisions. The Court did not decide whether a represented litigant in identical circumstances would necessarily have obtained an adjournment; that question is left for later cases.
Finally, the judgment assumes the 2004 Will was admitted, but does not explore the evidentiary threshold for proving an earlier will in a probate in solemn form contest. Subsequent litigation may be required to determine whether a caveator must positively prove the earlier will or merely raise a triable issue. These questions ensure that Nobarani will continue to generate satellite litigation and will remain a fertile source of authority for years to come.
Nobarani v Mariconte [2018] HCA 36 15 August 2018 S270/2017
(a) the appeal to the Court of Appeal of the Supreme Court of New South Wales be allowed;
(b) the orders of the Supreme Court of New South Wales made on 22 May 2015 (Slattery J) and 28 May 2015 (Senior Deputy Registrar Studdert) be set aside and, in their place, order that the plaintiff pay the second defendant's costs of the trial;
(c) the proceedings be remitted to the Equity Division of the Supreme Court of New South Wales for a new trial; and
On appeal from the Supreme Court of New South Wales
M J Windsor SC with J E F Brown and M E Hall for the appellant (instructed by Remedy Legal)
G O'L Reynolds SC with A E Maroya and D F Elliott for the respondent (instructed by Vizzone Ruggero Twigg Lawyers)
Notice: This copy of the Court's Reasons for Judgment is subject to formal revision prior to publication in the Commonwealth Law Reports.
Practice and procedure - Appeals - Denial of procedural fairness - Where appellant unrepresented - Where nature of hearing altered at short notice - Where appellant's applications for adjournments refused - Whether appellant denied procedural fairness at trial - Whether denial of procedural fairness amounted to "substantial wrong or miscarriage" - Whether appellant denied possibility of successful outcome - Whether new trial should be ordered.
Succession law - Wills, probate, and administration - Grant of probate - Where appellant claimed interest in challenging will - Where respondent granted probate of will in solemn form - Whether appellant had interest in challenging will.
Words and phrases - "adjournment", "caveat", "denial of procedural fairness", "possibility of a successful outcome", "probate", "procedural fairness", "substantial wrong or miscarriage".
Supreme Court Act 1970 (NSW), ss 75A, 101(1)(a). Supreme Court Rules 1970 (NSW), Pt 78 rr 42, 43, 44(4), 66, 69, 71. Uniform Civil Procedure Rules 2005 (NSW), r 51.53(1).
KIEFEL CJ, GAGELER, NETTLE, GORDON AND EDELMAN JJ. Introduction This appeal concerns whether a new trial should be granted to the appellant on the basis that he was denied procedural fairness in the conduct of a trial, heard on 20 and 21 May 2015, involving the respondent's claim for probate of a will in solemn form. The appellant was unrepresented. He claimed an interest in challenging a handwritten will made by the late Ms Iris McLaren in 2013 ("the 2013 Will"). He filed two caveats against a grant of probate without notice to him. The respondent brought proceedings for orders that the caveats cease to be in force. Until 14 May 2015, the appellant's preparation was essentially limited to those proceedings. The appellant had not been joined as a party to the respondent's summons for probate of the 2013 Will and was not named in her later statement of claim. No directions had been made requiring the appellant to file any evidence in the proceedings. He had, correctly, proceeded on the basis that he had not been directed to take any steps towards a trial of the claim for probate. On 23 April 2015, the appellant was told by the judge at a directions hearing that the trial on 20 and 21 May 2015 would be confined to the respondent's motion that the appellant's caveats cease to be in force ("the caveat motion"). On 14 May 2015, with three clear business days before the trial, the first directions hearing was held by the trial judge, Slattery J. For the first time, the respondent submitted that the appellant's caveats had lapsed by effluxion of time. The trial judge, with the urging of senior counsel who had appeared at the previous directions hearings, told the appellant that the trial on 20 and 21 May 2015 would be of the claim for probate. He directed that the appellant file and serve a defence to the statement of claim by 18 May 2015, that is, within one clear business day. He also directed that, within the same clear business day, the appellant should serve any supplementary evidence upon which he wished to rely in addition to the affidavits he filed in his caveat proceeding and identified during the directions hearing. The trial judge was not informed prior to making those directions that the appellant was not a party to the probate proceedings, or that the appellant's affidavits had been filed only in connection with the caveat motion. On 20 May 2015, the first day of the trial, the appellant was joined as a party to the claim. His defence was in disarray. His applications for adjournments were refused. The trial judge delivered judgment orally on 22 May 2015, granting probate of the 2013 Will in solemn form. The appellant was ordered to pay the costs of the proceedings. A majority of the Court of Appeal of the Supreme Court of New South Wales dismissed the appellant's appeal, but for different reasons. Ward JA dismissed the appeal because she concluded that, although the appellant had been denied procedural fairness, there was no possibility that the outcome would have been any different. Emmett AJA dismissed the appeal because he concluded that the appellant did not have an interest in challenging the 2013 Will. This appeal should be allowed. For the reasons below, the appellant had an interest in the 2013 Will and he was denied procedural fairness at the hearing. The denial of procedural fairness was material in the sense of a "substantial wrong or miscarriage", as required by r 51.53(1) of the Uniform Civil Procedure Rules 2005 (NSW), because he was denied the possibility of a successful outcome. The facts and course of proceedings Ms McLaren died of cancer on 12 December 2013, aged 83 years. One week earlier, on 5 December 2013, she had made the 2013 Will, naming the respondent as executrix and leaving the whole of her estate to the respondent. The 2013 Will purports to be witnessed by two people, Ms Rachel Parseghian and Mr Chen Yuanun. In an earlier will of the deceased, dated 12 August 2004 ("the 2004 Will"), she had made bequests to the Animal Welfare League NSW, including money and land, reflecting what the trial judge described as her strong, lifelong interest in the welfare of animals. In the same will, she had bequeathed to the appellant shares of her jewellery and personal possessions. The caveat proceedings On 23 January and 5 February 2014, two caveats were filed against the grant of probate in the estate of the deceased without notice to the caveator. The first of those caveats was filed by the appellant, claiming an interest based upon his rights under one or more prior wills. The second was filed by the Animal Welfare League, claiming an interest as a beneficiary under the 2004 Will. On 14 February 2014, the respondent filed the caveat motion. The appellant and the Animal Welfare League were both joined as respondents to that motion. The appellant and the respondent filed affidavits relating to the caveat motion. In one affidavit, the appellant said that he had visited the deceased on 5 December 2013, which is the date of the 2013 Will. He said that she was not alert but sleepy, and that she barely spoke. In other affidavits, the appellant doubted the veracity of the deceased's signature and stated that the address of one of the witnesses, Mr Yuanun, appeared to be a vacant building site. The appellant also annexed an affidavit of Mr Daniel Lemesle, who described himself as a close friend of the deceased who had known her for approximately 60 years. The 2013 Will has the words "Daniel Le" and the suburb in which Mr Lemesle lived below the space for a witness's signature, but those words are crossed out. In Mr Lemesle's annexed affidavit, he deposed to conversations with the deceased where she had told him of her love for animals and her intention to leave the bulk of her estate to the Animal Welfare League. He described visiting her frequently in hospital after she was admitted in October 2013 and every day after she was readmitted in November. He described the deterioration of her condition during November, including her distress, pain, inability to eat or drink, and, at times, lack of comprehension and inability to maintain a conversation. He said that he received a Christmas card in December dated 30 November 2013, purporting to be from the deceased, when, to his knowledge, she was unable to sign her name. Mr Lemesle also described the events of the day that the 2013 Will was signed, although he said that the date was Monday, 9 December 2013. He said that when he arrived at the hospital room, a man who introduced himself as the deceased's solicitor asked him to leave the room. He left for about an hour. When he returned, and was told by the respondent that he had been sought as a witness to the will of the deceased, he expressed doubt that the deceased could sign a will in her present state, given that her condition had worsened from two weeks prior, when she could not sign the Christmas card. The respondent filed an affidavit sworn by the solicitor who had prepared the 2013 Will on 5 December 2013 and read it to the deceased. The solicitor said that he knew the deceased well by the time of her death. He said that she rang him in early December 2013 and asked him to attend upon her in hospital. He said that, when he arrived, she appeared alert and interested, and she said that the respondent was the only person who cared about her. He said that she understood that she had left everything to the respondent, and the 2013 Will was signed by the deceased in the presence of two witnesses. On 15 September 2014, after the appellant's first caveat had lapsed by the effluxion of its six month duration, the appellant filed a new caveat against the grant of probate without notice to him. The claim for probate On 11 February 2014, shortly before filing the caveat motion, the respondent had filed a summons for probate of the 2013 Will. In contrast with the caveat motion, neither the appellant, nor the Animal Welfare League, was joined to the summons. The respondent's summons was to obtain a grant of probate, in chambers, in the absence of the parties. As submissions at the trial revealed, the respondent's motivation for filing the caveat motion three days later was based upon her assumption that the appellant had no interest in challenging the 2013 Will. The respondent apparently assumed that success on the motion would be an efficient way to dispose of any dispute by the appellant because she apparently thought that the appellant would be shown to have no interest in challenging the grant of probate of the 2013 Will. The respondent apparently took a different view of the interest of the Animal Welfare League. On 15 May 2014, the respondent filed a statement of claim seeking an order that she be granted probate of the 2013 Will. The Animal Welfare League was joined as a defendant. It filed a defence and a cross-claim. The respondent filed an affidavit from Ms Parseghian, a witness to the 2013 Will, who deposed that her mother had been in the same hospital ward as the deceased, and that she had spoken to the deceased, heard her speak, and did not consider the deceased to be mentally incapacitated. The appellant was not joined to the statement of claim. Although the appellant was served with the statement of claim and filed an appearance on 27 June 2014, he was not directed to take any steps in the proceedings. On 24 November 2014, Deputy Registrars made programming orders in the matter. The Animal Welfare League was given until 6 March 2015 to file and serve further affidavit evidence. The respondent was given until 1 April 2015 to file and serve any evidence in reply. The trial was listed for 20 and 21 May 2015. The respondent and the Animal Welfare League reached a compromise. On 10 February 2015, consent orders were filed dismissing the Animal Welfare League's defence and cross-claim and ordering that the respondent pay the costs of the Animal Welfare League, fixed at $35,000. The appellant, who was not a party, was not named in the consent orders, nor was his signature sought on the minute. Although the respondent did not join the appellant to the proceedings, on 14 January 2015 the appellant was served with notice of the proceedings and a copy of the statement of claim, purportedly under Pt 78 r 42 of the Supreme Court Rules 1970 (NSW). It is difficult to see how that rule applied. The rule is concerned with persons whose interest may be affected by the Court's decision concerning an "informal testamentary document". Notice under the rule allowed the appellant to file an appearance but, by Pt 78 r 44(4), it only permitted him to take part in the proceedings as a defendant in relation to the "informal testamentary document" and any other part of the proceedings as the Court directed. No informal testamentary document was in issue and no direction was made. Nevertheless, the appellant filed another appearance in response to the notice on 28 January 2015. On 30 March 2015, the probate claim came before Hallen J for directions. The appellant was still not a named defendant. Hallen J told the appellant that the statement of claim had been served upon him and that the appellant had had 28 days to file a defence. If, as they purported to be, the notice and statement of claim were served on the appellant under Pt 78 r 42, the appellant's defence would have been limited to that based upon any interest he had under an informal testamentary document. In any event, no directions were made for the appellant to file any evidence or take any other steps. On 20 April 2015, the statement of claim came before Hallen J again for directions. Since the directions hearing on 30 March 2015, the appellant had obtained legal representation and sought to inspect the deceased's premises for one or more undisclosed, buried wills. Due to various disputes about the inspection, it never occurred, and the appellant's legal representative withdrew after obtaining leave to do so at a further directions hearing on 23 April 2015. At these directions hearings, the appellant had still not been joined as a party to the statement of claim. Hallen J considered an application by the respondent for summary judgment against the appellant, but said that the application was a waste of time because the appellant had not been named as a defendant in the statement of claim. Hallen J raised two alternatives with the parties: (i) leave the issue of whether the caveats should cease to be in force for the trial on 20 and 21 May 2015; or (ii) dismiss the caveat motion and have the trial proceed on the claim for probate. The second alternative would require granting leave to the respondent to amend the statement of claim to add the appellant as a party, and making orders for a defence and evidence from the appellant. Presented with these options, senior counsel for the respondent urged Hallen J not to adopt the second alternative. He submitted that the most expeditious course would be to amend the caveat motion to address both of the appellant's caveats and to have the trial on 20 and 21 May 2015 proceed "on that issue". The likely assumption by senior counsel was that this course would be most efficient because, if the appellant were found to have an insufficient interest to support the caveats, the caveat motion would be allowed and a hearing on the statement of claim could occur without the appellant being joined as a party. Senior counsel for the respondent confirmed that all of the evidence upon which he intended to rely for the caveat motion had been filed. He accepted that if the caveats remained in force, or if there were a basis for the matter to proceed by way of pleadings, then the respondent would have to file an amended statement of claim. Hallen J accepted the submission by senior counsel for the respondent. He ordered that the caveat motion be amended by 24 April 2015 and that the trial on 20 and 21 May 2015 be limited to determination of whether the caveats should remain in force. He carefully explained to the appellant that the hearing would be limited to that issue. On 14 May 2015, less than a week before the 20 May 2015 trial date, a directions hearing was held by the trial judge, Slattery J, who had not presided over the previous directions hearings. At that directions hearing, for the first time, senior counsel for the respondent pointed out that the two caveats that had been filed by the appellant had expired by effluxion of time. The second caveat had expired on 15 March 2015. Slattery J said to senior counsel for the respondent: "The only thing I just want to understand is what the nature of the hearing is going to be ... I think we do need to work out now what both sides are going to be expecting to happen and whether there has been any misunderstanding about that. I have to say I am inclined to, in effect, let it all happen as though it were a kind of final hearing." Senior counsel for the respondent twice urged the judge in favour of the course of having the trial as a final probate hearing. Senior counsel did not mention that, on 23 April 2015, he had strongly urged Hallen J against that course. He did not mention that the appellant had only filed evidence in opposition to the caveat motion and had not been directed to take any other steps to trial other than to file a defence based only upon any interest in an informal testamentary document. He submitted, but the appellant denied, that Monday, 18 May 2015, one clear business day away, would be "plenty of time" for the appellant to file a defence. The trial judge accepted those submissions and also ordered the appellant to file any further evidence by the same date, 18 May 2015. At the very conclusion of the hearing, senior counsel for the respondent identified as a "housekeeping" matter that the appellant had not been joined as a defendant. The respondent was then directed to amend the statement of claim to join the appellant as a defendant. The trial and the trial judge's decision The respondent continued to be represented at trial by senior and junior counsel. The appellant continued to be unrepresented. At the commencement of the trial, the respondent amended her statement of claim, for the first time adding the appellant as a defendant and seeking costs against the appellant. The appellant's conduct of the proceedings was not orderly. The trial judge described the appellant's hastily prepared defence as "almost incomprehensible". During the trial, the appellant asked for adjournments to call witnesses, to read documents, and to call expert evidence. No adjournments were granted. The evidence in the appellant's case was given by him and his wife. The evidence in the respondent's case was given by the respondent, Ms Parseghian, and the solicitor for the deceased who had prepared the 2013 Will. The trial judge proceeded on the basis that the appellant had put in issue by credible evidence, placing the onus upon the respondent: (i) questions of execution; (ii) questions of capacity; and (iii) questions of testamentary intention, knowledge, and approval. The trial judge concluded that each of those was satisfied. Orders were made granting the respondent probate in solemn form of the 2013 Will and ordering the appellant to pay the respondent's costs. As to the caveat motion, this was mentioned only in the closing submissions by senior counsel for the respondent. After observing that the caveats had expired, senior counsel said that his only submission about the motion was that the appellant had no interest that could support the caveats because the 2004 Will had not been proved. However, as the trial judge pointed out during oral argument, the respondent had admitted the 2004 Will. The trial judge held that the appellant had an interest under the 2004 Will, which gave him standing to challenge the 2013 Will. The Court of Appeal decision The appellant's primary ground of appeal alleged that he had been denied procedural fairness. He had numerous sub-grounds in support of this. The sub‑grounds included the following: the appellant's inability to call Mr Lemesle as a witness or to rely on Mr Lemesle's affidavit; the trial judge's failure to allow him an opportunity to cross-examine Ms Parseghian; the trial judge's failure to allow him the opportunity to call expert evidence, including his failure to allow the appellant time to issue subpoenas, with respect to the deceased's eyesight; and the trial judge's failure to give him an opportunity to be heard in relation to objections to his affidavit evidence. As Simpson JA correctly said in the Court of Appeal, apart from the last mentioned sub-ground, all of the specific complaints arose out of the last minute change to the issue to be decided at the trial on 20 and 21 May 2015. By majority (Ward JA and Emmett AJA), the Court of Appeal dismissed the appeal. Ward JA held that procedural fairness had been denied but, notwithstanding her disquiet (shared with Emmett AJA) about the way that the proceedings had been conducted, she concluded that the denial of procedural fairness did not deprive the appellant of the possibility of a successful outcome. Emmett AJA held that the appellant appeared to have no interest in the validity of the 2013 Will. In dissent, Simpson JA would have allowed the appeal, concluding that the appellant had been denied procedural fairness and that the denial was a substantial miscarriage of justice. The appeal to this Court In this Court, the appellant alleged that the Court of Appeal erred in not ordering a retrial. He submitted that Ward JA erred in determining that the denial of procedural fairness could not have made a difference to the result, and that Emmett AJA erred in determining that the appellant had no interest in the estate sufficient to challenge the validity of the 2013 Will. By notice of contention, the respondent argued that the Court of Appeal erred in concluding that there was a denial of procedural fairness in any respect and, if there was a denial of procedural fairness, the Court of Appeal's decision should nonetheless be affirmed on the basis that there was no substantial miscarriage of justice by reason of any such denial. It is convenient for the purposes of these reasons to deal concurrently with the issues raised by the appeal and the notice of contention. When a new trial should be ordered Section 101(1)(a) of the Supreme Court Act 1970 (NSW) provides the circumstances in which an appeal can be brought, including, as in this case, an appeal by way of rehearing from a judgment of the Equity Division. Section 75A(10) provides that the powers of the Court on appeal include that the "Court may make ... any order ... which the nature of the case requires". That discretion includes an order for a new trial. Section 101(1)(a) is subject to the Uniform Civil Procedure Rules. Rule 51.53(1) provides that: "The Court must not order a new trial on any of the following grounds: (a) misdirection, non-direction or other error of law, (b) improper admission or rejection of evidence, (c) that the verdict of the jury below was not taken on a question that the trial judge was not asked to leave to the jury, (d) on any other ground, unless it appears to the Court that some substantial wrong or miscarriage has been thereby occasioned." The catch-all, "on any other ground", includes circumstances of a denial of procedural fairness. Those circumstances were not encompassed by the equivalent South Australian rule that was in force at the time of this Court's decision in Stead v State Government Insurance Commission. Nevertheless, the common law applied in that case, and the earlier case of Balenzuela v De Gail, contains an equivalent requirement to a "substantial wrong or miscarriage" before the power to order a new trial would arise. That requirement, reflected also in the usual requirement before an error will be considered to be jurisdictional and certiorari will lie, is that the error must usually be material in the sense that it must deprive the party of the possibility of a successful outcome. As this Court said in Stead: "All that the appellant needed to show was that the denial of natural justice deprived him of the possibility of a successful outcome. In order to negate that possibility, it was, as we have said, necessary for the Full Court to find that a properly conducted trial could not possibly have produced a different result." In summary, a power under s 75A(10) to order a new trial arises where a denial of procedural fairness causes some substantial wrong or miscarriage. The denial of procedural fairness will cause a substantial wrong if it deprived the affected person of the possibility of a successful outcome. Unless the other party can show some reason for the exercise of discretion not to order a new trial, the power will be exercised to order a new trial. One reason that might sometimes be sufficient, and upon which the respondent relied, is where no useful result could ensue because a properly conducted trial will not make a difference. The appellant was entitled to a new trial In oral submissions in this Court, senior counsel for the appellant accepted that the denial of procedural fairness was effectively encapsulated in the consequences of the failure to adjourn the proceedings. Contrary to the submissions of senior counsel for the respondent, this does not mean that the ground of appeal was concerned with a discretionary decision of the trial judge to refuse an adjournment. Rather, the denial of procedural fairness arose from the consequences, and effect on the appellant, of altering the hearing, at short notice, from a hearing of the caveat motion to a trial of the statement of claim. The appellant's adjournment applications were attempts to ameliorate those consequences. The trial judge gave two reasons for refusing the appellant's adjournment applications. First, he said that the matter had been set down for hearing for some time and that the appellant had been warned on 14 May 2015 that he needed to have all his evidence ready for the trial on 20 and 21 May 2015. The trial judge reiterated that the appellant had "plenty of opportunity" to prepare when explaining why he had refused an adjournment to allow the appellant to call expert evidence. Secondly, the trial judge said that the vagueness with which the appellant presented many of the procedural issues, and the disorder of the appellant's case, gave the Court no confidence that an adjournment would lead to his case becoming any more precise. The trial judge was correct that the appellant had been told the previous week, on 14 May 2015, to have all his evidence ready for the trial, and that the proceedings needed to be managed in a just, quick, and cheap manner. Speed and frugality are often closely associated. But they must be consistent with justice. The trial judge erred in his statement that the appellant had had sufficient time to prepare because the matter had, for some time, been set down for trial. The trial judge did not appreciate, and was not informed, that the dates that had been set down were only to be used for the hearing of the caveat motion and that no directions had been made for the taking of any steps, or filing or service of any documents by the appellant, save for the misconceived indication on 30 March 2015 for a defence, which, under Pt 78 r 42, would have related to an informal testamentary document. As Simpson JA correctly observed in the Court of Appeal, it is apparent that the appellant had little appreciation of the appropriate court procedure or rules of evidence and his command of English was not strong. In these circumstances, it is unsurprising that the appellant's case was vague and disordered when he had only three clear business days to: (i) consider the statement of claim in a proceeding to which he had not been joined; (ii) prepare and serve a defence; (iii) issue any subpoenas, with an abbreviated return date before trial; (iv) locate any supplementary witnesses and obtain supplementary evidence from those upon whom he wished to rely; and (v) secure those witnesses for trial. The substantially abbreviated timetable to trial had consequential effects during the trial. First, Ms Parseghian was not called to give oral evidence because, in the short time between 14 May 2015 and the trial, the appellant did not give notice to the respondent that Ms Parseghian was required for cross-examination. This meant that the appellant could not cross-examine a significant witness as to the deceased's mental and physical condition. That inability to cross-examine was compounded by the inability to locate the other witness to the 2013 Will, Mr Yuanun, whose address appeared to be a vacant building site. Secondly, the trial judge refused to take account of Mr Lemesle's affidavit because, although that affidavit was annexed to the appellant's defence filed in opposition to the caveat motion, the affidavit was not read and the witness was not subpoenaed or brought before the Court. Thirdly, when, over objection from senior counsel for the respondent, the appellant was given access to the solicitor's diary from 5 and 10 December 2013, the trial judge gave the appellant only "about one minute to decide what you are going to do next", and an application to have the diary considered by an expert was refused. Each of these matters, by itself, may not have constituted a material denial of procedural fairness amounting to a substantial wrong or miscarriage. But all of the matters, in combination and together with the considerably abbreviated time for preparation, were manifestations of the material denial of procedural fairness to the appellant. The respondent submitted that the appellant had known for a long time that a hearing on the caveat motion would be held and, although unbeknownst to him the caveats had lapsed, he had had months to prepare for this caveat hearing. The difficulty with this submission is that far less preparation is required for a caveat hearing than is required for the ultimate trial. If, as all the parties had assumed until the 14 May 2015 directions hearing, the appellant's second caveat had not expired, then all the appellant needed to show was, in broad terms, that he had an interest to support the caveat and that he had a prima facie case of a ground of invalidity upon which he relied. It was reasonable for the appellant to proceed towards the caveat hearing without completing all of the preparation that would be required for trial, on an assumption of success in the caveat motion. Indeed, at the trial itself, the respondent's submission that the caveat motion should be upheld was confined to the claim that the appellant had no interest in the 2013 Will sufficient to support the caveat. The case presented by the respondent, with the evidence of the deceased's solicitor at its heart, was strong. But a grant of probate in solemn form was not inevitable. The denial of procedural fairness to the appellant amounted to a "substantial wrong or miscarriage" in the sense that the appellant was denied the possibility of a successful outcome. This conclusion is not based upon reasoning that a litigant in person is entitled to be relieved from rules that would apply to a party who is represented. In this case, no legal representative would reasonably have been refused an adjournment if presented with only three clear business days to prepare for a trial of proceedings to which their client had not yet been joined and in which their client had not been the subject of pre-trial orders for preparing and filing a defence, preparing and filing evidence, issuing subpoenas, and locating and confirming availability of witnesses. As Samuels JA said in a passage that has been relied upon on many occasions: "the absence of legal representation on one side ought not to induce a court to deprive the other side of one jot of its lawful entitlement ... An unrepresented party is as much subject to the rules as any other litigant. The court must be patient in explaining them and may be lenient in the standard of compliance which it exacts. But it must see that the rules are obeyed, subject to any proper exceptions. To do otherwise, or to regard a litigant in person as enjoying a privileged status, would be quite unfair to the represented opponent." Senior counsel for the respondent made detailed oral submissions in this Court, almost relitigating the entire case, partly in support of a submission that the Court should exercise the discretion in s 75A(10) of the Supreme Court Act not to order a new trial despite a material denial of procedural fairness. He submitted that this was because a properly conducted trial could not make a difference to the result. It will be rare that such a submission succeeds. In this case, the submission cannot be accepted because it suffers from an erroneous basic assumption. That assumption is that this Court should attempt such an assessment by, in effect, conducting a hypothetical trial including the following: (i) making suppositions about the extent to which the evidence of Mr Lemesle might be made admissible; (ii) assessing the likely evidence of Mr Lemesle in light of the evidence of the solicitor for the deceased; (iii) drawing inferences, based upon limited evidence, about other witnesses, including expert witnesses, that the appellant had indicated he might call; and (iv) speculating about the lines of cross-examination that the appellant might pursue, based upon his grounds of challenge to the 2013 Will. Finally, the respondent submitted that the appeal should be dismissed on the basis that, as Emmett AJA concluded in the Court of Appeal, the appellant had no interest in challenging the validity of the 2013 Will. That submission should not be accepted. A person will have a sufficient interest if he or she has a right "which will be affected by the grant". The trial judge held, correctly, that the appellant had an interest in challenging the 2013 Will as a legatee under the 2004 Will. No submission was made at trial or on appeal, and no point taken on the notice of contention filed in this Court, to suggest that the 2004 Will or the appellant's interest in it were invalid. The respondent's submission that a bequest to the appellant of a share of personal property and jewellery was too insubstantial to amount to an interest must also be rejected. That submission was based upon the factually erroneous assertion - founded only upon the lack of reference to jewellery in the deceased's inventory of property - that the bequest had no value. It is also legally erroneous to conclude that rights of low monetary value cannot amount to a legal interest. Conclusion The appeal should be allowed. Orders should be made as follows:
Nobarani
Mariconte
Appeal allowed; orders of the Court of Appeal set aside and in lieu thereof the appeal to the Court of Appeal allowed, trial orders set aside, proceedings remitted for new trial, with costs orders against the respondent (with liberty to apply for payment out of the estate on a trustee basis).