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[2003] VSC 328
Supreme Court of Victoria
2003-09-08
REDLICH J
Original judgment source is linked above.
[2003] VSC 328
County Court appeal - Magistrates' orders set aside - Scope of s.86 Magistrates' Court Act 1989 - Whether power to review order of Magistrate -Prosecution for breach of s.49(1)(b) and s.49(1)(f) Road Safety Act 1986 - Whether double jeopardy - Implied power of Magistrate - Implied power of County Court to stay proceedings where abuse of process - Whether convictions constitute double punishment.
"During the debate on Mr Billings submissions I directed that the orders of the learned Magistrate be set aside and accordingly I am faced with two charges properly laid and properly before this Court. Mr Billings does not submit otherwise. In my view the proper course is to hear the evidence and then determine whether the two charges are found proved on the evidence presented. It is then appropriate to consider whether Mr Billings is correct in his submission that the sentence should be imposed on one of the charges and the other charge be struck out or dismissed. In my view I do not have any power to strike out a charge properly laid before hearing any evidence in the matter. With respect to Mr Billings I reject his submission and propose to hear the two charges before me de novo."
It was submitted that the learned Magistrate should have dismissed or struck out one of the charges as a conviction by itself constitutes punishment. Consequently the plaintiff was compelled to appeal against both convictions when he should only have had to appeal against one sentencing order s.83(1) Magistrates' Court Act 1989.
(2) The Magistrate's error could not, the plaintiff contended, have been corrected by appealing to the Supreme Court pursuant to s.92 Magistrates' Court Act 1989 because such an appeal, if successful, would have corrected the sentencing error leaving the appellant convicted on the other charge which he would be barred from defending by virtue of s.83(2) Magistrates' Court Act 1989.
(3) It was argued on the County Court appeal and before me that s.86 Magistrates' Court Act 1989 conferred sufficiently wide powers upon a County Court Judge so that the error made by the learned Magistrate could be corrected at the commencement of hearing the County Court appeal.
(4) Both on the appeal and before me Mr Billings referred to the forensic advantage which he submitted the Crown obtained by virtue of charging the plaintiff with the s.49(1)(b) offence and the s.49(1)(f) offence. The s.49(1)(b) offence required the person charged to discharge the onus raised by s.49(4) Road Safety Act with respect to the blood alcohol analysis whereas proof of the result of an analysis under the other charge remained at all times with the prosecution. To establish the s.49(1)(f) offence requires proof that there has been compliance with the proscribed statutory procedure. It was submitted that the prosecution should not have a forensic advantage at the commencement of a County Court appeal because of the requirement that a conviction on only one of the charges should have been recorded at the sentencing stage in the Magistrates' Court.
(5) The effect of the provisions of the Magistrates' Court Act 1989 governing County Court appeals from a sentencing order of the Magistrate was to confer upon a County Court Judge all of the powers which resided with the Magistrate which included a power to correct any defect of procedure or error of law made by the Magistrate. It was submitted that s.86 authorises the Judge to consider the Magistrate's sentence and correct the error of law resulting from conviction on both charges.
(6) It was submitted both on the appeal to the County Court and before me that the County Court Judge has an inherent power to prevent an abuse of process to ensure procedural fairness and natural justice. The Judge should have struck out one charge or prevented an appeal on one of the charges.
(7) It was contended that either pursuant to s.86 Magistrates' Court Act or exercising the inherent power the County Court should have stayed the appeal until the prosecution elected as to which charge they were prepared to proceed with on the appeal thereby correcting the sentencing error made by the learned Magistrate.
(2) It was submitted that where two charges were both found proved, even if they were based upon the same act or omission, which was not conceded, it was not incumbent upon the prosecution to withdraw one of the charges as the sentencing options available to the Magistrate would not require the Magistrate to impose a conviction on both charges in the event that it would be wrong to do so. It was submitted that it was a matter for the Magistrate to determine the appropriate sentencing order and that the prosecution had acted properly in the course it followed.
(3) On the hearing of an appeal from the Magistrates' Court to the County Court, counsel for the director submitted that the Judge must set aside the orders made by the Magistrate (s.86(1)(a) Magistrates' Court Act 1989) and proceed to hear the appeal without regard to the correctness of the course followed by the Magistrate. As the appeal was a hearing de novo, the course followed by the Magistrate was irrelevant. For the purposes of such an appeal the County Court Judge was required to exercise all of the powers of the Magistrate. (Section 86(1)(b) and (c) Magistrates' Court Act 1989).
(4) It was said by Ms Judd that the County Court Judge had power to entertain a submission at the commencement of the appeal that it was an abuse of process to hear one or both of the charges.
(5) It was argued that the course followed by the Magistrate could not constitute an abuse of either the Magistrates' Courts or County Courts' process.. Any claim of abuse of process would have to relate to the conduct of the informant in having laid and proceeded with the charges. Ms Judd relied on the fact that no such submission was made by the plaintiff before the County Court. It was submitted that the plaintiff had conceded on the appeal that the prosecution was permitted to bring both charges and have them heard at the same time. It was submitted that an error of law by the Magistrate in sentencing cannot found an abuse of process submission on the County Court appeal.
(6) Finally it was said that the Judge's ruling did not involve any jurisdictional error but rather the Judge had exercised his discretion within jurisdiction by indicating that he would consider the question of whether a charge should be struck out at the conclusion of the appeal.
The nature of appeals to the County Court pursuant to s.83 of the Magistrates' Court Act 1989
"The appeal court is not concerned with the reasons given by the body at first instance for they are irrelevant, and it is not concerned as to whether an error was made or not by the body at first instance or whether the decision was wrong. It is not concerned as to whether any error of law occurred at first instance. On the appeal, the party who brought the proceedings below presents his case first, the appeal is determined on the evidence called on the appeal, the parties call whatever relevant evidence each considers appropriate and the Court determines the appeal without regard to the reasons of the Magistrate. The parties may call other evidence, they are not bound to call evidence which was called on the first hearing and the Court of Appeal substitutes its decision based on the facts proven and law as at the date of the appeal [60]."
"As the hearing is a hearing de novo and regardless of the outcome the order of the Magistrates' Court must be set aside there should no longer be any order on foot in respect of the matter at the time the hearing of the appeal commences before the County Court. Support for that proposition is to be found in the decision of the Full Court in DPP v Fricke[36]."
Does s.86 of the Magistrates' Court Act 1989 confer a power to review and correct an error of the Magistrate?
Power of the Magistrates' Court and County Court on appeal to prevent an abuse of process
Nature and Width of the power to prevent an abuse of process
"The power to grant a stay to prevent, or to rectify the consequences of an abuse of process, permits the grant of both permanent and conditional or limited stays. The nature of the stay granted depending upon the circumstances which have given rise to the application. A limited or conditional stay may be granted until such time as the prejudice to which the defendant will otherwise be subjected if the proceedings were to continue has been removed (Barton v The Queen)."[129]
A permanent stay should not be granted in the absence of a fundamental defect which goes to the root of the hearing or trial and must be of such a nature that nothing can be done in the conduct of the hearing to relieve against its unfair consequences. Barton.[130]
Does the prosecution or conviction of the plaintiff for both a s.49(1)(b) offence and a s.49(1)(f) constitute an abuse of process?
"Section 49(1)(b) and section 49(1)(f) create different offences. The first relates in effect to having more than 0.05% alcohol in the blood when driving or in charge of a motor vehicle while the second relates solely to having that excess within three hours after driving."[164]
"Even if it were the situation that a charge laid under s.49(1)(b) would certainly have failed (that was not established in the present matter) it would not follow that it was an abuse of process to lay a charge under s.49(1)(f). As I have already said, the elements of the offences constituted by the two paragraphs are different; and a conviction under s.49(1)(f) is not precluded by it being demonstrated that a charge laid under s.49(1)(b) would have failed".
"The offence as defined in Part (f) does not select as its criterion the coincidence of intoxicating liquor or the concentration of alcohol at the time the person charged 'drives a motor vehicle or is in charge of a motor vehicle'. Instead, it attaches its consequences to the result of the recording of breath analysis, so long as such analysis was performed in accordance with the Act, on a sample provided by the person within three hours after driving or being in charge of the motor vehicle. The offence enacted by Part (f) is quite different from that enacted by the earlier paragraphs of the sub-section. Whilst it is true that the consequence is to afford to the apprehending officer and the prosecuting authorities discretions the exercise of which has significance for the charge which the accused must meet, that is by no means unique. Ordinarily, at least in cases which do not give rise to a collateral attack on the lawfulness of the exercise of the discretion or to a complaint that its exercise involves an abuse of process affording a ground for relief against prosecution on that charge, courts will not interfere in such decisions. In Mills, the majority expressly reserved the position which would arise if it were shown that the prosecution of the person upon one offence rather than another amounted to an abuse of process. But in this, as in many other cases where the alternative charges are available arising out of the same facts, it is for the police and prosecuting authorities to determine which charges may be brought. If that determination has consequences for the ingredients of the offence which must be proved and the defence is available to the person charged, that affords no reason for assuming that Parliament have meant something different from what it has stated in clear terms."[171] (emphasis mine)
Whether a conviction on both offences was contrary to law
"5(f) Mr Palmer indicated to the court that under the circumstances (and in order to preserve his position) he would not enter any plea to either of the charges and I was not called upon personally to enter any plea. The matter then effectively proceeded ex parte with evidence called by the prosecution. No witnesses were cross-examined and no evidence was led on my behalf. At the conclusion of the prosecution case (and after being satisfied that no evidence was being called on my behalf) the learned Magistrate proceeded to find both charges proved. 5(g) No plea was taken as to sentence on my behalf. However Mr Palmer submitted to the court that one of the charges had to be struck out, given that the defendant could not be punished on both charges either at statute or at common law. The police prosecutor submitted to the court that the court was entitled to convict and punish on both charges, that there was no law to the contrary, and that he was asking for a conviction on both charges. Furthermore, the police prosecutor refused to elect to withdraw one of the charges or indicate to the court that he consented to one of the charges being struck out. 5(h) Mr Palmer submitted that to punish on both charges was an abuse of process and contrary to law. He further submitted that a conviction was itself a punishment. No authorities were produced to the court by Mr Palmer or the police prosecutor. 6. The learned Magistrate ruled that she would convict me of both charges and then proceeded to do so."
The plaintiff's affidavit also refers to what occurred in the proceedings before the learned County Court Judge upon the hearing of the appeal. Although the second defendant disputes part of that account the relevant portion of the plaintiff's affidavit to which I shall refer is not in dispute.
"Para 13(c). My counsel proceeded to inform the learned Judge as to what he was instructed had occurred at the Magistrates' Court as outlined in paragraphs 5 and 6 herein."
[3] Craig v South Australia Supra p 177.
[4] [2000] HCA 47; (2000) 74 ALJR 1348 at 1356 per Gleeson CJ, Gaudron and Hayne JJ.
[5] [1998] 1 VR 322 at 340.
[6] [1998] 2 VR 274 at 280.
[7] [1999] VSC 35 par 19.
[10] [2000] VSC 326 par 54.
[12] [2001] VSC 18 par 8.
[14] [2001] VSCA 80; [2001] 3 VR 289 at 292.
[18] [1970] VicRp 92; [1970] VR 764 at 767.
[21] [1976] HCA 62; (1997) 135 CLR 616 per Mason J at 619.
[22] [2000] HCA 47; (2000) 203 CLR 194 per Gleeson CJ, Gaudron and Hayne JJ at 202 - 3.
[23] [1976] 2 NSWLR 281 per Glass JA at 297-298.
[24] [2001] 2 QLR 235 at 248.
[25] [2000] HCA 29; (2000) 203 CLR 1 per Gleeson CJ at 11.
[26] [2000] HCA 40; (2000) 203 CLR 172 at 180.
[27] [1990] HCA 36; (1990) 170 CLR 267 at 273-274.
[29] [1993] 1 VR 367 @ 374.
[38] Appeal No. 847/98 15 June 2000 O'Shea J.
[39] [1993] VicRp 82; [1993] 2 V.R. 403 @ 417.
[41] (1989) 42 A Crim R 81 @ 87.
[46] [1980] HCA 48; (1980) 147 CLR 75 per Gibbs CJ and Mason J at 94-95.
[47] [1985] 2 SCR 128 per Dickson CJC at para 25.
[48] [1977] AC 1 per Lord Salmon at 46.
[49] (1994) 89 CCC 13 per L'Heureux-Dubre'j at 20.
[50] [2002] NZCA 158 at para 31.
[51] (1885) 10 AC 210 at 204.
[59] [1980] 1 NSWLR 93 at 109.
[60] [1967] 2 QB 459 at 467.
[61] [1980] HCA 48; (1980) 147 CLR 75 per Gibbs ACJ and Mason J.
[65] [1984] FCA 408; (1984) 5 FCR 235 @ 241.
[66] [1991] HCA 9; (1991) 172 CLR 84 at 136 per Toohey J.
[67] (1996) 89 A Crim R 273 per Smith J
[70] [2002] NSWCCA 174; (2002) 130 A Crim R 300 at 308.
[74] [1992] FCA 441; (1992) 37 FCR 538 at 552.
[76] (1998) 44 NSWLR 129 at 135 per Mason P.
[78] [1999] HCA 19; (1999) 198 CLR 435 per Gaudron, Gummow and Callinan JJ at 452.
[79] (1998) 44 NSWLR 129 at 133 per Mason P.
[81] [2000] FCA 24 [40].
[86] (1995) 180 LSJS 217 per Olsson J at 225.
[87] (1986) 40 SASR 498 8 at 521-2.
[88] (1986) 5 ACLC 305 at 323-4.
[107] Supra per Mason CJ at 32, per Brennan J at 53, per Gaudron J at 76.
[110] [1995] HCA 66; (1995) 184 CLR 19 per Gaudron J at 74-5.
[113] [2000] VSC 274 at paras 15 to 20.
[114] (1996) 184 CLR 501 at 512, 525, 535.
[117] [1992] HCA 34; (1992) 174 CLR 509 @ 521.
[120] [1964] AC 124 at 1301; 1337.
[122] [1998] 2VR 304 at 308 per Hayne JA.
[123] (1998) 194 CLR 610 per McHugh Hayne and Callinan JJ at 620, per Kirby J at 637, 649.
[128] [2000] NSWCA 80 [5].
[136] (1988) 83 ALR 523 at 526.
[144] [2000] NSWSC 473 [47].
[145] [2000] NSWSC 80 [5].
[146] [1995] SASC 4922; (1994-5) 63 SASR 223 at 226 per King CJ.
[157] [1999] SASC 154 per Wicks J.
[159] Per Gibbs ACJ and Mason J at 94.
[164] [1989] VicRp 65; [1989] VR 740 at 743.
[165] 20 MVR 294 at 303.
[167] [1991] VicRp 94; [1991] 2 VR 573 at 575.
[169] Thompson v His Honour Judge Byrne; [1998] 2 VR 274 at 282 to 3.
[170] [1999] HCA 16; (1999) 196 CLR 141 at 157.
[178] [2000] VSCA 149 para 32.
[180] [1977] AC 1 at 26, Jago at 34 per Mason CJ, 38 per Brennan J.
[181] Supra 94-5 per Gibbs ACJ and Mason J.
[185] [1990] HCA 6; [1989-1990] 169 CLR 214 at 226-227.
[186] [1998] 2 VR 304 at 312-314.
[187] (1994) 20 MVR 294 at 304-305.
[188] (1995) 85 A Crim R 572 at 576.
[192] [1984] HCA 34; (1984) 155 CLR 21 at 29 to 30.
[193] Connelly v DPP [1964] AC 1254 at 1320.
[207] As to the position where different consequence flow from the same act. See R v Sessions; R v Henderson. F.N. 199.
[209] Aronson and Dyer "Judicial Review Administrative Action" 2nd Ed. p.648.
Neill
County Court of Victoria [2003] VSC 328
(1995) 184 CLR 163
(2002) 188 ALR 1
(2000) 74 ALJR 1348
(1992) 175 CLR 564
(1972) 127 CLR 421
(1990) 20 NSWLR 554
(1993) 32 NSWLR 683
(1997) 135 CLR 616
(2000) 203 CLR 194
(2000) 203 CLR 1
(2000) 203 CLR 172
(1990) 170 CLR 267
(1906) 4 CLR 216
(1980) 147 CLR 75
(1986) 6 NSWLR 246
(1989) 168 CLR 23
(1989) 168 CLR 1
(1984) 5 FCR 235
(1991) 172 CLR 84
(1987) 9 NSWLR 546
(1992) 37 FCR 538
(1998) 44 NSWLR 129
(1999) 198 CLR 435
(1986) 40 SASR 498
(1995) 63 SASR 223
(2003) 85 SASR 1
(1992) 174 CLR 509
(1993) 177 CLR 378
(1994) 181 CLR 251
(1995) 184 CLR 19
(1996) 184 CLR 501
(1997) 189 CLR 345
(1981) 148 CLR 32
(1998) 194 CLR 610
(1998) 4 NSWLR 129
(1988) 83 ALR 523
(1987) 8 NSWLR 685
(1995) 22 MVR 328
(1999) 196 CLR 141
(2000) 32 MVR 479
(1994) 20 MVR 294
(1906) 3 CLR 1125
(1984) 155 CLR 21