[2024] WASCA 164
General information, not legal advice.
Court of Appeal (WA)
2024-12-23
Mazza JA
Original judgment source is linked above.
(a) Between 24 September 2020 and 29 September 2020 at Three Springs, the appellant indecently dealt with the complainant, a child of or over the age of 13 years and under the age of 16 years contrary to s 321(4) of the Criminal Code (WA) (the Code) (count 1).
(b) Between 1 January 2021 and 1 May 2021 at Corrigin, the appellant unlawfully and indecently assaulted the complainant contrary to s 323 of the Code (count 2).
The s 31A application
(a) the evidence is propensity evidence as defined in s 31A(1);
(b) the court considers the evidence either by itself, or having regard to other evidence adduced or to be adduced, would have significant probative value; and
(c) the court considers that the probative value of the evidence, compared to the degree of risk of an unfair trial, is such that fair‑minded people would think that the public interest in adducing all relevant evidence of guilt must have priority over the risk of an unfair trial.
(a) the victim was under the supervision and care of the appellant, and was away with the appellant, or about to travel away with the appellant, on a camping trip or some other sort of outdoor leisure activity;
(b) apart from the 1976 offence, the offending occurred at night‑time when the victim was going to sleep either in a tent or in back of the appellant's utility or at the appellant's home before leaving on an excursion;
(c) the victim was a boy aged between 10 to 16 years; and
(d) the sexual conduct involved the appellant placing his hand underneath the victim's clothing and touching his penis.
(a) He was sleeping at the appellant's house.
(b) During the night, the appellant walked into the bedroom.
(c) The appellant started touching his hips and 'arse'.
(d) The appellant then began touching his penis.
(e) The appellant patted his 'arse' slowly and put his hand down the complainant's pants.
(a) The complainant completed a traineeship at Tyrepower from the beginning of 2020 until June 2021. He would work one day per week from 7.30 am to 5.00 pm.
(b) The complainant expressed interest in a go‑kart which the appellant kept at his workplace.
(c) Through the appellant, the complainant became involved with the junior development group of the Off-road Racing Association.
(d) The appellant took the complainant to racing events on more than one occasion.
(e) The appellant agreed the complainant (and his brother) stayed at his house on one occasion before leaving for a 'working bee' the following morning. He denied there was any occasion on which the complainant slept at his house before travelling to a race meet the following day.
(f) The appellant never had the complainant or his brother at his house on their own.
The trial judge's directions as to the propensity evidence
Now, I need to give you a direction about the evidence that you heard that [the appellant] had previous convictions for assault and indecent dealing against young boys.
...
Now, you may have heard the words propensity and tendency used. I'm going to just use the word tendency. The State relies on that prior conviction evidence as showing a tendency on [the appellant's] part to have a sexual interest in young boys and to act on that sexual interest by touching them on the penis when he has the opportunity to do so when the boys are under his care in the context of camping trips.
It's a matter for you whether you find that the prior conviction evidence does show that [the appellant] had that tendency at the time of the alleged offending in this case, noting the difference in the offences. In particular, the 1994 offence was over the clothing, not inside the clothing. The 1976 offending involved an assault on the 15‑year‑old in a car with another person present. The offending was also some time ago.
[The appellant] said in his interview that his birthday ‑ his interview with police that his birthday was in March 1952, so accordingly, the most recent offence was about 29 years ago when [the appellant] was about 42, and the earliest offence was about 50 years ago when he was about 20.
It's a matter for you to determine whether those differences or the time that has passed affect the weight you give to that prior conviction evidence.
However, I'm now going to tell you how you may use and how you may not use the evidence of the facts of the prior convictions in relation to each count. And I'm going to deal with each count separately because the way you can use the evidence is different in relation to each count, and I want to make sure you understand that. And that will mean that there will inevitably be some repetition in what I say. But I'm doing that, not because I want to be unnecessarily repetitive, but just so that you appreciate that the evidence is being used in different ways in relation to each count, or at least the State is asking you to use the evidence in different ways in relation to each count.
So, turning to count 2. Now, you will recall in relation to count 2 [the complainant] said that he was staying over at [the appellant's] house, and that he was alone in the house with [the appellant] and again he had his back to the person who touched him and he recognised that person was [the appellant] because of the feel of his hands.
The State relies on the prior convictions evidence as going to prove whether the touching occurred as [the complainant] described.
In relation to count 2 the State asks you to accept [the complainant's] evidence that someone came into the bedroom where he was sleeping when he was alone in the house with [the appellant], and to infer from that and from [the complainant's] evidence that he recognised the person by the feel of his hands, that [the appellant] was the person who came into [the complainant's] bedroom on that occasion.
And I've told you how you may make inferences in a criminal trial.
In relation to count 2, the State says that the evidence that [the appellant] had a tendency to have a sexual interest in young boys and to act on that sexual interest by touching them on the penis when he had the opportunity to do so, when the boy was under his care in the context of camping trips, makes it more likely that when [the appellant] was in the bedroom with [the complainant] on that occasion, if you find that he was, [the appellant] did touch [the complainant] on the penis as [the complainant] says.
That is, assuming you are satisfied beyond reasonable doubt on the other evidence before you that it was [the appellant] who came into the room, the prior convictions evidence may be used by you in finding it is more likely [the appellant] did touch [the complainant's] penis on that occasion.
That is, the evidence goes to the second element of whether the touching of [the complainant's] penis happened. Or the second and third element in count 2 of whether the touching of the penis, the indecent assault, occurred.
For you to use it in that way, you must first accept [the complainant's] evidence to the effect that it was [the appellant] that came into his room. The tendency of [the appellant] to touch boys on their penises in the circumstances referred to, if you find he has that tendency, cannot help in your consideration of count 2 if you're not satisfied it was [the appellant] who was in [the complainant's] room.
If you're not satisfied beyond reasonable doubt it was [the appellant] in [the complainant's] room, you will not be satisfied of the element of identity in count 2 and you will find [the appellant] not guilty.
Now, the prior conviction evidence is part of the facts and circumstances against which you are to judge whether [the appellant] committed the offence in count 2 in the way that I have identified and it would be open to you to find that the evidence of the prior convictions increases the likelihood that [the complainant] was touched in the way alleged in count 2. However, again I need to give you directions of law about how you cannot use the prior convictions evidence.
Again, the prior convictions evidence cannot of itself prove the offence in count 2. You cannot use the prior convictions evidence in substitution for evidence you have heard in this case about the offence in count 2. You must not reason that just because of the prior convictions [the appellant] is therefore guilty of the offence in count 2.
In other words, it does not automatically follow from the prior convictions evidence that [the appellant] committed the offence in count 2. That evidence does not necessarily mean that [the appellant] touched [the complainant] on the penis on this occasion, assuming you find he was the person in [the complainant's] room. People do not always act in accordance with their inclinations or tendencies at every opportunity.
Ultimately on count 2, what you have to decide on the evidence which you accept is whether the State has established beyond reasonable doubt that [the complainant] was touched on his penis and that it was [the appellant] who did that.
That depends on your being satisfied beyond reasonable doubt about the truthfulness, accuracy and reliability of [the complainant's] evidence as to those essential elements and you could not convict [the appellant] unless the State has satisfied you beyond reasonable doubt that [the appellant] committed the specific act alleged in count 2. So that's what I'm going to say to you about tendency and the prior convictions.
1.1 On 17 October 2023, Judge Shepherd ruled, inter alia, that the appellant's conduct giving rise to prior convictions for sexual offending against children in 1973, 1976 and 1994 were admissible pursuant to s 31A of the Evidence Act 1906.
1.2 The State relied upon the conduct to establish that the appellant had a tendency to have a sexual interest in young boys and to act on that interest by touching them on the penis when he had the opportunity to do so when the boys were under his care in the context of camping trips.
1.3 The act the subject of count 2 was alleged to have occurred between 1 January 2021 and 1 May 2021, that being approximately 27 ‑ 28 years after the last act of sexual offending against a young male occurred.
1.4 The evidence admitted pursuant to s 31A of the Evidence Act 1906 did not satisfy one of the prerequisites for admission, that being that the tendency evidence was of significant probative value.
1.5 Proof of the prior offending in this case was not capable of affecting the likelihood that the appellant committed the offence against the complainant to a significant extent. It did no more than demonstrate that the appellant had committed sexual offences against young males approximately 48, 45 and 28 years prior to the alleged offence in 2021.
(a) similar fact evidence or other evidence of the conduct of the accused person; or
(b) evidence of the character or reputation of the accused person or of a tendency that the accused person has or had;
relationship evidence means evidence of the attitude or conduct of the accused person towards another person, or a class of persons, over a period of time.
(2) Propensity evidence or relationship evidence is admissible in proceedings for an offence if the court considers -
(a) that the evidence would, either by itself or having regard to other evidence adduced or to be adduced, have significant probative value; and
(b) that the probative value of the evidence compared to the degree of risk of an unfair trial, is such that fair‑minded people would think that the public interest in adducing all relevant evidence of guilt must have priority over the risk of an unfair trial.
(3) In considering the probative value of evidence for the purposes of subsection (2) it is not open to the court to have regard to the possibility that the evidence may be the result of collusion, concoction or suggestion.
(1) In assessing whether evidence has significant probative value, the evidence is to be taken at its highest from the perspective of the prosecution.
(2) In determining whether propensity evidence would have significant probative value, the propensity evidence is not to be viewed in isolation. Section 31A(2)(a) expressly requires that attention be directed to whether, having regard to other evidence adduced or to be adduced, the propensity evidence would have significant probative value.
(3) Evidence has probative value if the evidence could rationally affect, directly or indirectly, the assessment of a probability of the existence of a fact in issue.
(4) The test in s 31A(2)(a) will be satisfied if the court considers (that is, thinks) that the propensity evidence 'would' (as distinct from could), either by itself or having regard to other evidence adduced or to be adduced, rationally affect, to a significant extent, the assessment of the probability of the existence of a fact in issue.
(5) The adjective 'significant' in the phrase 'significant probative value' in s 31A(2)(a) connotes important or of consequence.
(6) If propensity evidence has probative value, then whether the probative value is 'significant' will depend upon the nature of the fact in issue to which it is relevant, and the significance or importance which the propensity evidence, either by itself or having regard to other evidence adduced or to be adduced, has in proving that fact.
(7) The high level of generality of an alleged propensity can affect the extent of the probative force of the propensity evidence. The more specific the alleged similarity the more likely it is that the propensity evidence will have significant probative value.
(8) The nature and extent of any similarity between the conduct the subject of the propensity evidence and the conduct the subject of the charged act(s) is relevant to whether the evidence has significant probative value. (footnotes omitted)
First, the term 'propensity evidence', as defined in s 31A(1), has a broad connotation. The term is defined to include, amongst other things, 'evidence of the conduct of the accused person' and 'evidence ... of a tendency that the accused person has or had'. The word 'conduct', in this context, refers to (relevantly to this appeal) the manner in which the accused person behaves or has behaved. The words 'a tendency', in this context, refer to (relevantly to this appeal) a proclivity, an inclination, a disposition, a predisposition or a predilection that the accused person has or had.
Secondly, an assessment of the probative value of propensity evidence requires the court to determine the extent to which:
(a) the evidence is capable of proving the propensity; and
(b) proof of the propensity increases the likelihood of the commission of the offences.
Thirdly, evaluation of the extent of the probative value of propensity evidence requires identification of the purpose for which the propensity evidence is admitted; in other words, the 'work the propensity evidence is tendered to do'. For example, propensity evidence may be adduced in order to (1) prove the commission of a crime, (2) prove the identity of the person who committed a crime, the commission of which is not in dispute, or (3) prove a mental element of an act, which act itself may or may not be proven.
Fourthly, even where a propensity is identified at a high level of generality, it is necessary to examine the proposed propensity evidence in detail in the course of determining whether, of itself or having regard to other evidence adduced or to be adduced, the evidence in question is properly characterised as having significant probative value. (footnotes omitted)
In any event, this alternative submission overlooks the nature of tendency evidence and tendency reasoning as explained above. Tendency evidence has been described as evidence that on 'another occasion or occasions' different to the occasion the subject of a charge, the accused 'acted in a particular way'. If so described, the direct evidence of a particular charged act would not be admitted as tendency evidence in relation to that same charged act. However, as already explained, any assessment of whether evidence relating to 'another occasion or occasions' to a particular charged act has significant probative value for the purpose of determining its admissibility as tendency evidence is to be undertaken 'having regard to other evidence', which includes the evidence of that charged act. The jury's assessment of the weight or strength of the evidence involves similar reasoning. (footnotes omitted)
The question whether, in a particular case, proposed propensity evidence has significant probative value may depend on the degree of generality or specificity with which the propensity is identified. On the one hand, a propensity which is identified at a high level of generality will, ordinarily, be an obstacle to its having significant probative value. On the other, in general, the closer and more particular the similarity between the alleged propensity and the alleged charged acts, the greater the likelihood that the proposed propensity evidence will have significant probative value. ...
However, even where a propensity is identified at a high level of generality, it is necessary to examine the proposed propensity evidence in detail in the course of determining whether, of itself or having regard to other evidence adduced or to be adduced, the evidence in question is properly characterised as having significant probative value. The matters which must be examined include the nature, quality, extent and duration of the conduct the subject of the proposed propensity evidence, on the one hand, and the nature, quality, extent and duration of the charged acts, on the other, and the nature and extent of any rational connection between the conduct the subject of the proposed propensity evidence and the charged acts. (footnotes omitted)
(a) All the complainants were male and of a similar age.
(b) All the offences occurred in the context of the complainant being in the company of the appellant during, or for the purpose of accompanying him on a trip away from home ‑ either on a Scout course, shooting trips, off‑road racing events or similar activities.
(c) Except for the 1976 offence, all offences involved the appellant taking advantage of the complainant at night while he was attempting to go to sleep.
(d) All the offences involved the appellant performing a sexual act upon the complainant rather than having the complainant performing a sexual act upon the appellant.
(e) The sexual act always involved the appellant touching or stimulating the complainant's penis.
It may be accepted that the evidence that the appellant had acted on his sexual interest in young teenage boys on the occasions with 'B' and 'C' is relevant to proof that he committed the offences alleged by 'A', but it is not admissible as tendency evidence unless it is capable of significantly bearing on proof of that fact. In the absence of evidence that the appellant had acted on his sexual interest in young teenage boys under his supervision in the decade following the incidents at the College, the inference that at the dates of the offences he possessed the tendency is weak.
Moreover, where, as here, the tendency evidence relates to sexual misconduct with a person or persons other than the complainant, it will usually be necessary to identify some feature of the other sexual misconduct and the alleged offending which serves to link the two together. The suggested link in this case is the appellant's tendency to act on his sexual interest in young teenage boys who were under his supervision. The supervision exercised by the appellant as assistant housemaster in 1985 over vulnerable, homesick boys in his care has little in common with the supervision exercised in his role as acolyte over 'A', an altar boy, when the two were at the Cathedral for services in 1995 - 1996. The evidence does not suggest that 'A' was vulnerable in the way that 'B' and 'C' were vulnerable. The tendency to take advantage of young teenage boys who sought out the appellant in the privacy of his bedroom is to be contrasted with 'A''s account that the appellant followed him into a public toilet and molested him.
'B''s and 'C''s evidence established no more than that a decade before the subject events the appellant had sexually offended against each of them. Proof of that offending was not capable of affecting the assessment of the likelihood that the appellant committed the offences against 'A' to a significant extent. It rose no higher in effect than to insinuate that, because the appellant had sexually offended against 'B' and 'C' ten years before, in different circumstances, and without any evidence other than 'A''s allegations that he had offended again, he was the kind of person who was more likely to have committed the offences that 'A' alleged. The tendency evidence did not meet the threshold requirement of s 97(1)(b) of the Evidence Act. This conclusion makes it unnecessary to address the submissions respecting s 101(2) of that Act. (footnotes omitted)
I certify that the preceding paragraph(s) comprise the reasons for decision of the Supreme Court of Western Australia.
[1] McPhillamy v The Queen [2018] HCA 52; (2018) 92 ALJR 1045.
[2] Director of Public Prosecutions (Vic) v Roder (a pseudonym) [2024] HCA 15; (2024) 98 ALJR 644.
[3] Warren v Coombes [1979] HCA 9; (1979) 142 CLR 531.
[4] House v The King [1936] HCA 40; (1936) 55 CLR 499.
[5] Stubley v The State of Western Australia [2011] HCA 7; (2011) 242 CLR 374.
[6] IMM v The Queen [2016] HCA 14; (2016) 257 CLR 300.
[7] DKA v The State of Western Australia [2017] WASCA 44 [33] ‑ [34].
[8] RMD v The State of Western Australia [2017] WASCA 70; (2017) 266 A Crim R 67 [185].
[9] Lilley v The State of Western Australia [2019] WASCA 164 [59]; NTH v The State of Western Australia [2020] WASCA 22 [108]. See also The State of Western Australia v Jackson [2019] WASCA 118; (2019) 55 WAR 285 [20] ‑ [23]; Karszniewicz v The State of Western Australia [2020] WASCA 121 [44].
[10] The State of Western Australia v Jackson [2019] WASCA 118; (2019) 55 WAR 285 [20] ‑ [23].
[11] Hughes v The Queen [2017] HCA 20; (2017) 263 CLR 338 [42].
(2018) 92 ALJR 1045
(2024) 98 ALJR 644
(1979) 142 CLR 531
(2016) 257 CLR 300
(2017) 263 CLR 338
(1936) 55 CLR 499
(2011) 242 CLR 374
(2019) 55 WAR 285