Ground Two: Whether the time by which the application to Tribunal was to be made was 'stated' in the letter of 3 February 2017
41 Section 66 requires the Minister to notify an applicant of a decision to refuse to grant a visa. Section 66(2)(d)(ii) relevantly provides:
66 Notification of decision
…
(2) Notification of a decision to refuse an application for a visa must:
…
(d) if the applicant has a right to have the decision reviewed under Part 5 or 7 or section 500 - state:
…
(ii) the time in which the application for review may be made; and
…
42 What is the time in which a review application must be made? If, as here, the applicant is not in immigration detention the issue is governed by reg 4.31(2) of the Regulations which provides:
4.31 Time for lodgement of application with Tribunal
…
(2) For paragraph 412(1)(b) of the Act, if an applicant is not in immigration detention on the day the applicant is notified of a Part 7-reviewable decision, the period in which an application for review of the decision must be given to the Tribunal by or for the applicant is 28 days, commencing on the day the applicant is notified of the decision.
Note: If the Minister gives a person a document by a method specified in section 494B of the Act, the person is taken to have received the document at the time specified in section 494C of the Act in respect of the method.
43 Thus an unsuccessful applicant must make any review application in the Tribunal within 28 days of the day the applicant is notified of the decision or, should that decision fall on a non-working day, the next working day. When is an applicant notified of a refusal decision? The answer to this question turns upon the mode of delivery by which the refusal is communicated. In this case, the decision was sent by pre-paid post. Accordingly, the matter was governed by s 494C(4) which provides:
494C When a person is taken to have received a document from the Minister
…
Dispatch by prepaid post or by other prepaid means
(4) If the Minister gives a document to a person by the method in subsection 494B(4) (which involves dispatching the document by prepaid post or by other prepaid means), the person is taken to have received the document:
(a) if the document was dispatched from a place in Australia to an address in Australia - 7 working days (in the place of that address) after the date of the document; or
(b) in any other case - 21 days after the date of the document.
…
44 The letter was sent from an address in Sydney to a post office box in Sydney. Consequently, subclause (a) applied and the Appellant was taken to have received the decision on 14 February 2017, that being 7 working days after the date of the letter of 3 February 2017. If the letter of 3 February 2017 was an effective notification of the decision then the effect of reg 4.31(1) was that any review application with the Tribunal had to be made by the Appellant within 28 days, i.e., 13 March 2017.
45 Pausing here, it should be noted that the calculation of 13 March 2017 from 3 February 2017 is not a straightforward exercise. Section 494C(4)(a) uses the expression '7 working days… after the date of the document' whereas reg 4.31(2) stipulates '28 days, commencing on the day the applicant is notified of the decision'. Applying s 36(1) of the Acts Interpretation Act 1901 (Cth) (which applies to reg 4.31(2) by virtue of s 13(1)(a) of the Legislation Act 2003 (Cth)) and having regard to the difference between days and working days, the 7-day period is not inclusive of the first day, weekends and public holidays but the 28-day period is inclusive of the first day, weekends and public holidays. Accordingly, 14 February 2017 must be double-counted. Whilst previous decisions of this Court have accepted that the notification letter need not draw attention to the need to double-count the day a person is deemed to have been notified of the decision (see, for example, Cao v Minister for Immigration and Citizenship [2009] FCA 586; 176 FCR 396 per North J; 176 FCR 396; CGJ16 v Minister for Immigration and Border Protection [2018] FCA 1437 per Allsop CJ), it does serve to highlight a certain need for clarity.
46 The first step in the Appellant's argument is that s 66(2)(d)(ii) requires that a notification of a refusal decision must 'state… the time in which the application for review may be made'. The second step is the factual contention that the letter annexed below is so obscure it cannot be said to state that time. The final step is that a decision which is sent to an unsuccessful applicant which does not state the time in which a review may be made to the Tribunal, has not been notified within the meaning of reg 4.31(2) so that the 28 day period has not yet begun to run.
47 As the appeal was conducted, this third step was not disputed by the Minister. That position was consistent with two decisions of this Court in which it has been held that a failure to comply with any element of s 66(2) means that there has been no notification of the decision. That approach was taken by Allsop J in Zhan v Minister for Immigration and Multicultural and Indigenous Affairs [2003] FCA 327; 128 FCR 469 at 483 [62] ('Zhan') although it is apparent that the contrary was not suggested in that case. Gray J thought that there was 'a strong case' for the proposition that non-compliance with an element of s 66(2) meant the duty to notify had not been carried out: Chan v Minister for Immigration and Multicultural and Indigenous Affairs [2003] FCA 1292; 134 FCR 308 at 321 [46]-[47] ('Chan'). It is evident, however, that Gray J was relying upon Zhan. I will proceed on the same assumption whilst emphasising that that is what it is, an assumption. These reasons should not be taken as expressing a view one way or the other on the issue.
48 Attention may therefore be confined to the first two steps. One starts with the meaning to be given the word 'state' in s 66(2)(d)(ii). The relevant principles of statutory construction are set out above at [31]. The legislative context of the word 'state' in s 66 was considered by Allsop J in Zhan. In that case Allsop J was concerned with s 66(2)(d)(iv) which required the notification to 'state... where the application for review can be made'. The letter in Zhan relevantly said:
Your Options:
1. Seek a review of this decision
You can apply to the Migration Review Tribunal for this decision to be reviewed. If you decide to apply for review, you must lodge the review application at a registry of the Tribunal within 21 calendar days plus 7 working days of the date of this letter and pay the prescribed fee.
49 The question in Zhan was whether the letter sufficiently stated where the review application could be made when it did not provide any address for the Tribunal. There was evidence which suggested that it had been intended to include an information pamphlet with the letter but that this had gone astray. At 483 [64]-[66] Allsop J said:
I also base my conclusion upon s 66(2)(d)(iv). That requires the respondent to state where the application for review can be made. The verb "state" not "specify" is used. Nevertheless, the purpose is to give information as to where the applicant can "make the application", that is, initiate it. The applicant was told that lodgment of documents had to be at "a registry of the Tribunal". No address was given. A leaflet giving that information was not included with the letter and decision record. Mr Smith says that the applicant only had to look up the white pages of the Sydney phone book to find the entry annexed to these reasons.
However that entry gave no information as to whether level 3, 44 Market St in Sydney was a registry of the Tribunal or its head office or the site of some other activity of the Tribunal. Further inquiry needed to be made.
The scheme of the Act and regulations is such as to place the risk of postal delays on applicants. The consequences of that are reflected in the facts of this case. Neither the Court nor the Tribunal is empowered to give any extension of time. Parliament, as part of this scheme, requires the Minister or his delegate to provide sufficient information to the applicant to facilitate the timeous filing of an application for review directed to the relevant subject matter. One aspect of that is the requirement to tell the applicant where he or she is to go to make an application. If the registries of the Tribunal had been identified in the phone book it may be that the letter was adequate. I have some doubts about that, but, with no assistance given to the applicant as to the location of the registry of the Tribunal in communication or the phone book, I do not think the delegate has stated in the communication "where" the application may be made.
50 He concluded that the letter did not 'state' where the review application could be lodged. As his Honour pointed out at [66] the asperity with which the time limits in the Act operate rather suggest that the kind of information to be conveyed in s 66(2) is complete information.
51 It has been said that 'the evident purpose of the provisions of s 66(2)… is to ensure that the legislative scheme in relation to rights of review of decisions operates fairly' (Chan at 320 [45] per Gray J). In a sense, that observation mirrors Allsop J's concern that s 66(2) is be interpreted so that what is conveyed by the notification is complete information.
52 Neither decision quite answers the question which this case presents. Carefully read by a person skilled in reading Commonwealth regulations, the letter does disclose the information that the review application had to be made by Tuesday 13 March 2017. Both Zhan and Chan were cases, in contrast, where the information was not contained within the letter at all. They do establish, however, that the context in which word 'state' appears in s 66(2) suggests that it requires the provision of complete information so as to allow a fair, if strict, chance of engaging the review process.
53 The word 'state' is an ordinary English word. It is permissible in an enterprise such as the present to consult dictionary definitions but important to keep in mind the limits of the exercise. As Mason P has observed '[dictionaries] can illustrate usage in context, but can never enter the particular interpretive task confronting a person required to construe a particular document for a particular purpose' (House of Peace Pty Ltd v Bankstown City Council [2000] NSWCA 44; 48 NSWLR 498 at 505 [28]). That observation was endorsed by the Full Court of this Court in Polo/Lauren Company LP v Ziliani Holdings Pty Ltd [2008] FCAFC 195; 173 FCR 266 at 273 [24].
54 The online Oxford English Dictionary presently defines the verb 'state' in a number of ways. Most relevant seem definitions 9a and 9b:
9.a. To express in speech or writing; to declare clearly, definitely, or formally (that which one believes to be true); to put forward, proclaim, assert.
9.b. To specify or quote (an amount, price, etc.).
55 The online Macquarie Dictionary defines it this way in definitions 18-20:
18. to declare definitely or specifically.
19. to set forth formally in speech or writing.
20. to set forth in proper or definite form.
56 I do not think that the OED's definition 9b is the sense in which s 66(2) is using the word. It lacks the numerical flavour which this definition suggests. Definition 9a seems closer to the mark. So far as the Macquarie Dictionary definitions are concerned, I do not think s 66(2) is speaking in terms of something to be declared so definition 18 may be put to one side too. The most likely meaning is definition 20 but it could mean definition 19 as well. These are quite close to the OED's definition 9a.
57 Regardless of which of these three definitions most comfortably fits the language of s 66(2), they all have a flavour of precision, formality or definitiveness. Those meanings are consonant, so it seems to me, with the observations made by Allsop J in Zhan as to how the scheme of the Act operates in relation to time limits. The regime creates a strict review system but requires certain critical information to be provided to an applicant. That scheme would be undermined were the information provided under s 66(2) either less than complete or less than clear.
58 I conclude that when s 66(2) uses the word 'state' it means that the notification must set out the information in each of the subsections in a way which is not only complete (as Zhan holds) but clear as well. This required the letter of 3 February 2017 annexed below clearly to convey to the Appellant that the period in which she could seek review ended on 13 March 2017.
59 Turning then to the letter of 3 February 2017, the question is whether it 'states' the time within which a review application must be made within the meaning of s 66(2). This is a question of law: Vetter v Lake Macquarie City Council [2001] HCA 12; 202 CLR 439 at 450 [24] per Gleeson CJ, Gummow and Callinan JJ. As I have explained, the question of whether the notification stated 'the time in which the application for review may be made' necessarily devolves to an inquiry into whether that information was clearly conveyed.
60 As described above, the letter referred to the time in which the application for review may be made in different sections across different pages. On page 2 of the letter under the heading 'Review Rights' the letter referred to the 28-day period during which the Appellant could seek review of the delegate's refusal decision. The letter then referred to the seven working day period by which the Appellant was taken to have received the notification on page 3 under the heading 'Financial or Case Worker Assistance'. The date of the letter was on the top left of page 1. It was from these three separate pieces of information across three pages under different headings that the Appellant, whilst remembering to double-count 14 February 2017, was expected to calculate 13 March 2017.
61 The Minister submitted that there was nothing misleading or erroneous about putting the statement as to the date on which the letter was taken to be received on a separate page because the period in which review may be sought was not the only matter in the letter that proceeded by reference to that date. Accordingly, it made logical drafting sense to express the deemed notification period separately from the explanation of the period in which review may be sought. Whilst that may explain the intent behind the drafting choices of the Minister, the present question is whether the letter clearly conveyed that the time in which the application for review may be made ended on 13 March 2017.
62 I have no doubt that in this case the letter of 3 February 2017 failed to convey clearly the information that any review application had to be made by 13 March 2017. It was piecemeal, entirely obscure and essentially incomprehensible. Consequently, the letter did not state the matter in s 66(2)(d)(ii). It was not in dispute that this meant that time had not yet commenced to run. The Tribunal erred in concluding that the review application was out of time and was therefore wrong in thinking it had no jurisdiction to entertain the review application.
63 The Minister submitted that the decision of Allsop CJ in CGJ16 v Minister for Immigration and Border Protection [2018] FCA 1437 was to the contrary. That case also concerned a notification of a decision to refuse to grant a protection visa. The notification letter contained a paragraph in essentially the same form as the paragraph on page two of the notification in this letter. At [5]-[7] the Chief Justice said this:
This led to another communication on 12 May 2016 where a copy of the notification dated 6 April 2016 was sent to the new Lidcombe address. Importantly, the form of that letter did not withdraw the notification of 6 April 2016. Rather, the letter noted that the date of initial notification of the delegate's decision was 6 April 2016. It is to be noted that the letter of 6 April 2016, under the heading "Review Rights", stated that:
The department cannot consider your visa application any further. However, you are entitled to apply to the Administrative Appeals Tribunal (AAT) for a merits review of this decision. An application for merits review of this refusal decision must be given to the AAT within the prescribed timeframe. This timeframe commences on the day on which you are taken to have been notified of this decision and ends at the end of 28 days.
The letter is less than precise as to the operation of the Regulations. Nevertheless, the letter indicates that, from a certain date, there is a 28 day period. The letter then goes on in the following paragraph to say:
Please note that this review period is prescribed in law and an application for merits review may not be accepted after that date.
Leaving aside any potential ambiguity by the use of the word "may", the letter does indicate that there is an important time period. That perhaps is an understatement. On 22 May 2016 (thus tolerably promptly after actual receipt of the refusal), the appellant applied to the Tribunal to review the delegate's decision. The review application attached various appropriate documents. On 7 June 2016, the Tribunal invited the appellant to comment on the validity of the review application. The letter for the Registrar of the Tribunal stated the following:
I am of the view that your application is not a valid application as it was not lodged within the relevant time limit. The time limit is 28 days from the day on which you are taken to have been notified of the primary decision. The primary decision was posted to you on 6 April 2016 and, on the basis that 15 April 2016 was the date on which you are taken to have been notified, the last day for lodging the application for review was 13 May 2016. As the application was not received until 22 May 2016, it appears to be out of time. However, this is a matter which must be determined by a Member.
64 No argument had been addressed to the Chief Justice that the letter did not 'state' the information. The Appellant was unrepresented at the hearing, the issue did not directly arise and, in any event, was not the subject of any argument The Chief Justice did not decide that the letter 'stated' the relevant information following argument on the point and I do not regard it as authority to the contrary.
65 The Appellant's submission about this is therefore to be accepted. It was the subject of Ground Two in the amended notice of appeal. This argument was not put to the primary judge who did not have an opportunity to consider it.